S&P 500 Consumer Discretionary Sector SEC Filings — April 21, 2026

21-04-2026

AEI CapForce II Investment Corp, a Cayman Islands blank check company, is registering for an IPO of 10 million units at $10.00 each, targeting gross proceeds of $100 million ($115 million if over-allotment exercised), with listing on Nasdaq under AEIB and AEIBR. While proceeds before expenses are $98.85 million, significant risks include substantial dilution (NTBV of $7.85 per share assuming full over-allotment vs. $10 offering price), potential CFIUS review limiting U.S. targets due to 20% initial shareholder ownership classifying it as a 'foreign person', and challenges from executive ties to China despite excluding PRC targets. The company has no operations, plans to repay up to $800,000 in sponsor loans by end-2026, and faces a 18-24 month deadline for business combination.

• ·Auditor CBIZ CPAs P.C. is U.S.-based and PCAOB-inspectable, mitigating HFCA Act risks.
• ·Excludes business combinations with targets in China (including Hong Kong/Macau).
• ·Business combination deadline: later of 18 months post-IPO or up to 24 months with extensions.
• ·Sponsor Promissory Note Seventh Amendment effective March 9, 2026.
• ·Net tangible assets minimum $5,000,001 required for business combination.

21-04-2026

Odyssey Marine Exploration, Inc. (OMEX) issued its 2026 proxy statement for the annual stockholder meeting on June 1, 2026, seeking approval to elect five directors, ratify Grant Thornton LLP as auditors for FY 2026, increase authorized common stock from 75,000,000 to 82,000,000 shares, add 2,000,000 shares to the 2019 Stock Incentive Plan, approve a reverse stock split at a 1-for-20 to 1-for-25 ratio, and conduct an advisory vote on executive compensation. A recent development includes a Merger Agreement announced April 8, 2026, under which a subsidiary will merge with American Ocean Minerals Corporation (AOM), with AOM surviving as a wholly owned subsidiary expected to close in late Q2 to early Q3 2026; merger-related votes will occur at a separate special meeting. No period-over-period financial performance data or compensation figures are detailed in the provided content.

• ·Annual Meeting date and time: 9:30 a.m. EDT on June 1, 2026, at Hampton Inn & Suites, 5329 Avion Park Drive, Tampa, Florida 33607
• ·Reverse stock split ratio range: 1-for-20 to 1-for-25, no change to authorized shares, timing at Board discretion
• ·Merger Form S-4 registration to be filed with SEC; proxy statement/prospectus to follow

21-04-2026

Farmer Bros. Co. received 14 demand letters and faces 3 stockholder lawsuits alleging insufficient disclosures in its merger proxy statements, which the company and board deem meritless but are addressing via supplemental disclosures to avoid delays in the pending merger with Royal Cup, Inc. The supplemental disclosures update fairness opinion details, comparable transaction multiples (median 13.1x LTM EBITDA), advisor fees ($1.625M total), outreach to 50 parties, and other background without altering merger terms or the board's recommendation for approval at the May 1, 2026 special meeting. No outcome assurances on litigation; additional similar actions possible.

• ·Supplemental disclosures include updated comparable transactions table with coffee distribution multiples ranging 7.0x-16.6x EV/LTM EBITDA and broader categories up to 22.1x.
• ·North Point conducted outreach from March 18 to September 9, 2025; Royal Cup's confidentiality agreement allowed up to 2% ownership below 5% total.
• ·No executive officers have current agreements with acquirers regarding post-merger employment or equity, though discussions possible.
• ·Proxy statements filed March 17 (preliminary) and March 27 (definitive), 2026.

21-04-2026

For the quarter ended March 31, 2026, Onex Direct Lending BDC Fund's NAV per share declined to $18.75 from $20.81 as of December 31, 2025, driven by unrealized losses and resulting in quarterly returns of -7.6%. Net investment income was $0.55 per share with dividends of $0.54 per share yielding 11.52% annualized, but non-accrual investments increased to 6.5% of the portfolio fair value from 1.0% prior quarter. The investment portfolio stood at $352.2 million across 51 companies, with 98% first lien debt, net leverage of 1.20x within target range, and remaining borrowing capacity of $106.0 million.

• ·98% of portfolio is first lien debt investments and 98% floating rate based on par value.
• ·Asset coverage ratio of total assets to total borrowings was 178% as of March 31, 2026.
• ·Net leverage ratio was 1.20x, within target of 0.75x to 1.25x.
• ·Weighted average senior leverage of portfolio at commitment was 5.2x; loan-to-value ratio 45%.
• ·Weighted average spread of new investments for quarter and year ended March 31, 2026 was 510 bps.
• ·Includes borrowing facilities of $300.0 million under SPV facility and $20.0 million under Revolving OUSH Loan.

21-04-2026

Hanmi Financial Corporation reported Q1 2026 net income of $22.6 million ($0.75 per diluted share), up 6.2% from $21.2 million in Q4 2025, driven by net interest income growth to $63.2 million, NIM expansion to 3.38%, deposits increase of 1.8% to $6.8 billion, and improved asset quality with NPAs at 0.16% of total assets. ROAA and ROE strengthened to 1.18% and 10.86%, respectively, while capital ratios improved with tangible common equity to tangible assets at 10.11%. However, total assets declined 0.4% to $7.84 billion, loans decreased 0.3% to $6.55 billion, interest income on loans fell 2.8%, and credit loss expense rose to $2.9 million from $1.9 million.

• ·Loan production increased 0.8% QoQ to $377.9 million, with C&I loan production up 64%.
• ·Noninterest-bearing demand deposits stable at 30% of total deposits.
• ·Returned $13.4 million to shareholders: $8.6 million dividends and $4.8 million share repurchases.
• ·SBA loans sold: $32.5 million at 7.88% premium (up from $29.9 million at 7.40%).
• ·Average loans to average deposits ratio: 97.5% (up from 96.6%).

21-04-2026

On April 21, 2026, Zeo ScientifiX, Inc. (ZEO) filed an 8-K announcing a significant milestone: successful training of over 500 clinicians through its monthly Masterclass series in regenerative biologics treatments. The press release is attached as Exhibit 99.1.

21-04-2026

BioMarin Pharmaceutical Inc. (BMRN) filed a DEFA14A Definitive Additional Materials proxy statement on April 21, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee is required and is submitted by the registrant. No substantive financial or operational details are provided in the cover page.

21-04-2026

OUTFRONT Media Inc. filed Definitive Additional Materials (DEFA14A) on April 21, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934 under Schedule 14A. The filing indicates no fee was required and serves as soliciting material supplementing the proxy process. No substantive proposals, financial data, or voting matters are detailed in the provided header.

• ·Filing Type: DEFA14A (Definitive Additional Materials)
• ·No fee required for filing

21-04-2026

First United Corporation reported Q1 2026 GAAP net income of $6.7 million ($1.03 per diluted share), up from $5.8 million ($0.89 per diluted share) in both Q1 2025 and Q4 2025, driven by net interest income growth of $2.1 million YoY and net interest margin expansion to 3.83%. However, gross loans grew only $3.8 million QoQ to $1.5 billion amid elevated payoffs, with residential mortgages down $10.6 million and commercial & industrial loans down $30.8 million, while total assets declined $48.4 million to $2.0 billion. Deposits rose $15.5 million QoQ, led by $44.4 million in savings and money market growth, but provision expense increased to $0.9 million.

• ·Commercial loan pipeline $43.0M and unfunded commitments $43.0M as of March 31, 2026.
• ·Residential mortgage pipeline $17.5M and unfunded construction commitments $14.4M as of March 31, 2026.
• ·Cash dividend of $0.26 per common share declared in Q1 2026.
• ·Book value per share $31.84 at March 31, 2026, up from $31.33 at December 31, 2025.

21-04-2026

Synchrony Financial furnished its Monthly Charge-Off and Delinquency Statistics as of and for each of the thirteen months ended March 31, 2026, in Exhibit 99.1 under Item 7.01 Regulation FD Disclosure. The company intends to continue providing these statistics monthly, with the last month of each calendar quarter furnished alongside quarterly financial results announcements. This information is not deemed 'filed' for liability purposes.

• ·Filing date: April 21, 2026
• ·Statistics cover thirteen months ended March 31, 2026
• ·Securities registered on New York Stock Exchange

21-04-2026

SmartHarvest Portfolios, LLC filed its 13F-HR on April 21, 2026, disclosing 387 equity holdings totaling $239706731 as of March 31, 2026. The portfolio features significant allocations to technology leaders including Apple Inc. ($13679989, 53903 shares), Amazon.com Inc. ($7328396, 35187 shares), Alphabet Inc. Class A ($7709021, 26808 shares), Alphabet Inc. Class C ($4555919, 15882 shares), and Broadcom Inc. ($5479743, 17705 shares). No period-over-period changes or performance data were provided in the filing.

• ·Filing covers period ending March 31, 2026
• ·Investment discretion: Sole voting authority on nearly all positions
• ·Portfolio includes diverse sectors with emphasis on technology, healthcare, and ETFs

21-04-2026

James Reed Financial Services, Inc. filed its 13F-HR report as of March 31, 2026, disclosing 17 equity holdings with a total market value of $115,512,810,000. The portfolio is concentrated in ETFs such as iShares TR MSCI USA SZE FT ($26,146,082,000), Vanguard Index FDS Large CAP ETF ($25,621,737,000), J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM ($23,389,877,000), and individual stocks including Apple Inc ($1,134,188,000) and Microsoft Corp ($1,212,307,000). All positions are held solely with sole investment discretion and voting authority.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported as SH SOLE with sole voting authority (2474 shares 3M, 1034 Amazon, 905 Amgen, 4469 Apple, 586128 Capital Group, 2053 Exxon, 30413 Global X Artificial ETF, 163966 iShares MSCI USA, 421287 JPM EQ Prem, 1684 JPM Chase, 3275 Microsoft, 4488 NVIDIA, 3440 Progressive, 85734 Vanguard Large Cap, 52181 Vanguard Mid Cap, 430 Vanguard S&P 500, 2450 Vanguard Russell 1000 Growth)

21-04-2026

Barron's article in this Form 425 filing highlights the 2026 resurgence of quantum computing companies going public via SPAC mergers, including Infleqtion (Feb), Horizon Quantum (Mar), and Xanadu Quantum Technologies (Mar 27) with shares surging 15% on debut, alongside upcoming deals like IQM with Real Asset Acquisition. It features positive comments from Pasqal CEO Wasiq Bokhari on Bleichroeder Acquisition Corp. II's proposed business combination with Pasqal Holding SAS for U.S. capital access, but warns of de-SPAC risks like high redemptions, average 60% stock price drops post-merger over five years, and quantum stocks' volatility with no profitability. IonQ achieved over $100M in annual GAAP revenue in 2025, yet investments remain speculative.

• ·IonQ 52-week trading range: $23.49 low to $84.64 high
• ·Rigetti 52-week trading range: below $8 to above $58
• ·Quantinuum filed confidentially for IPO, potentially as soon as 2026
• ·No quantum de-SPACs in 2025
• ·Citi initiated Infleqtion at Buy; Northland initiated Xanadu at Outperform

21-04-2026

AA Financial Advisors, LLC filed a 13F-HR disclosing holdings in 221 securities with a total market value of $709,887,826,000 as of March 31, 2026. The portfolio features significant allocations to ETFs such as Capital Group Dividend Value ETF ($34.2B), Vanguard Index Fds Small Cp ETF ($33.5B), and Dimensional ETF Trust US Core Equity 2 ($28.8B), alongside individual stocks like Apple Inc., Microsoft Corp., and Nvidia Corporation. All reported positions are held with sole investment discretion and sole voting power.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·Business address: 150 E Broad St., Suite 100, Columbus, OH 43215
• ·Phone: 614-442-3355
• ·SEC file number: 028-24043
• ·All holdings reported as SH SOLE with sole voting power

21-04-2026

Falcon Wealth Planning filed its 13F-HR report disclosing holdings in 236 securities with a total market value of $1,467,878,472 as of March 31, 2026. Notable positions include Karman Holdings Inc. ($205,684,152), American Century ETF TR US Large Cap Value ($158,848,093), Apple Inc. ($71,609,356), and NVIDIA Corporation ($10,612,574). The portfolio is diversified across ETFs, technology, and other equities, with all positions reported as sole discretionary.

• ·Report filed on April 21, 2026, for period ending March 31, 2026.
• ·Business address: 3400 Inland Empire Blvd., Suite 100, Ontario, CA 91764.
• ·All holdings designated as SH SOLE with voting authority primarily sole.

21-04-2026

Grey Ledge Advisors, LLC disclosed total holdings of $442,992,213 across 239 securities in its 13F-HR filing as of March 31, 2026. The portfolio is diversified with significant allocations to ETFs such as Harbor International Compounders ETF ($11,158,009) and PIMCO Multisector Bond Active Exchange-Traded Fund ($12,347,591), alongside individual stocks like Apple Inc. and NVIDIA Corporation. No prior period comparisons or changes are provided in this routine quarterly snapshot.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·All reported holdings held with sole voting and dispositive power

21-04-2026

Verus Financial Partners, Inc., based in Richmond, VA, filed its 13F-HR disclosing $1,114,955,862 in total holdings across 121 positions as of March 31, 2026. The portfolio is diversified with heavy emphasis on passive ETFs, led by Vanguard Total Stock Market (267780264 value) and Vanguard Total Bond Market (131527459 value), alongside Dimensional and iShares funds. No prior period data is provided in the filing.

• ·Filing Date: April 21, 2026
• ·Report Period End: March 31, 2026
• ·State of Incorporation: VA
• ·SEC File Number: 028-13642
• ·Former Name: Kuehl Shepherd Kozlowski & Associates, Inc. (name change 2010-01-21)

21-04-2026

Morton Brown Family Wealth, LLC disclosed 292 equity positions totaling $378,411,780 in its 13F-HR filing for the quarter ended March 31, 2026. The portfolio features heavy ETF allocations, led by SCHWAB U.S. BROAD MARKET ETF at $100,848,498 (4,017,868 shares), AVANTIS EMERGING MARKETS EQUITY ETF at $37,494,580 (465,309 shares), and iShares National Muni Bond ETF at $18,613,984 (175,355 shares). Individual stocks like Apple Inc. ($2,178,534, 8,584 shares) and NVIDIA Corporation ($618,522, 3,547 shares) represent smaller but notable positions, with no reported changes or performance metrics.

• ·All positions held as sole discretionary with zero put/call options or other manager shares.
• ·Firm based in Allentown, PA.
• ·Filing covers period ended March 31, 2026, submitted April 21, 2026.

21-04-2026

LifeWealth Investments, LLC filed a 13F-HR on April 21, 2026, disclosing its institutional holdings as of March 31, 2026, with a total portfolio value of $335042535 across 141 positions, all held as sole ownership. The largest holding is iShares Russell Top 200 Growth ETF valued at $32926892 (132322 shares), followed by iShares Russell Top 200 Value ETF at $21180188 (228555 shares) and Capitol Series Trust Sterling Capital Enhanced Equity at $19138773 (762957 shares). No period-over-period changes are disclosed in this filing.

• ·All positions held as sole ownership (SH SOLE) with no shared, other, or none voting rights indicated.
• ·Firm address: 270 W. PLANT STREET, STE. 240, WINTER GARDEN, FL 34787.
• ·SEC file number: 028-25415; CIK: 0002033794.

21-04-2026

ABLE Financial Group, LLC filed its Form 13F-HR on April 21, 2026, disclosing 206 equity holdings as of March 31, 2026, primarily consisting of ETFs and individual stocks with sole voting power over all positions. Top holdings include Dimensional ETF Trust US Core Equity 2 valued at $26972104 (694084 shares), J P Morgan Exchange Traded F Municipal ETF at $24567486 (491448 shares), and iShares TR Core MSCI Intl at $18806156 (225035 shares). No prior period data or changes are provided in the filing.

• ·Report period end date: March 31, 2026
• ·Filed as of date: April 21, 2026
• ·All positions reported with sole voting power (SH SOLE); no shared or other voting power indicated
• ·Central Index Key: 0001977500
• ·SEC file number: 028-23246

21-04-2026

JFS Wealth Advisors, LLC filed a Form 13F-HR disclosing 1,892 equity positions totaling $1,787,282,882 as of March 31, 2026, all held with sole discretionary voting power. Top holdings include Apple Inc. ($25,182,238 value, 99,225 shares), Berkshire Hathaway Inc. Class B ($50,049,805 value, 104,445 shares), and Alphabet Inc. Class A ($9,404,996 value, 32,706 shares). No prior period data or changes were reported in the filing.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported with sole voting power (0 shared discretionary, 0 other)
• ·Central Index Key: 0001568068

21-04-2026

Blue Owl Digital Infrastructure Trust sold an aggregate of 3,032,825 common shares across Classes S, D, I, and E for gross proceeds of approximately $31.0 million on April 1, 2026, based on NAV per share as of March 31, 2026. The company declared gross distributions of $0.0375000 per share for all classes on March 25, 2026, payable April 17, 2026, with NAV per share ranging from $10.1789 (Class S) to $10.2702 (Class E) and total NAV of $1,862,816 thousand. As of March 31, 2026, the portfolio includes 11 properties valued at $3,664,937 thousand, with 91.9% investment-grade tenants, 100% fixed-rate debt at a 5.4% weighted average interest rate, and 54.7% loan-to-value.

• ·Remaining weighted average base lease term: 7 years
• ·Remaining weighted average fully extended lease term: 19 years
• ·Gross distribution per share: $0.0375000 across all classes
• ·Net distribution per share: Class S $0.0301892; Class D $0.0353497; Class I and E $0.0375000
• ·NAV per share as of March 31, 2026: Class S $10.1789; Class D $10.1791; Class I $10.1792; Class E $10.2702

21-04-2026

Pathfinder Wealth Consulting, Inc. disclosed 163 equity holdings totaling $154,300,029 as of March 31, 2026, all with sole investment discretion and voting authority. Largest positions include Vanguard Growth ETF ($8,816,369), Vanguard Value ETF ($8,713,342), Apple Inc. ($6,021,704), and Microsoft Corp. ($4,948,138). No shared discretion or other managers reported.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported as SOLE discretion with no voting authority shared
• ·Business address: 4018 Oleander Drive Suite 102, Wilmington, NC 28403

21-04-2026

Fort Henry Capital, LLC filed its 13F-HR on April 21, 2026, disclosing holdings as of March 31, 2026, with a total portfolio value of 165352387 USD across 17 positions, all held on a sole discretionary basis. Top holdings include iShares TR CORE S&P500 ETF at 40299826 USD (61695 shares), iShares TR CORE US AGGBD ET at 30253649 USD (304761 shares), and iShares TR CORE S&P SCP ETF at 21546552 USD (173329 shares). The portfolio focuses on diversified ETFs from iShares, Vanguard, and Dimensional, with smaller positions in individual stocks like GE VERNOVA INC COM (408517 USD, 468 shares) and SIRIUSXM HOLDINGS INC (200173 USD, 8673 shares).

• ·All 17 positions reported as SH SOLE (sole discretionary voting authority)
• ·No other managers or shared discretion indicated
• ·Business address: 48 14th Street, Wheeling, WV 26003

21-04-2026

Faraday Future received full $45 million in low-cost, low-dilution financing from a U.S. institutional investor, with $15 million immediately available to accelerate EAI robotics and FX Super One deliveries, and approximately 120 million shares reserved for potential future conversion. The proxy seeks stockholder approval for a 45% increase in authorized shares (~140 million additional) and a reverse stock split as a precautionary measure for Nasdaq listing compliance, while new executive directors Jerry Wang and Lucky Jiang join the board amid management restructuring. This funding follows the closure of an SEC investigation without action, signaling capital market recognition, though Nasdaq compliance and dilution risks persist.

• ·Notes not redeemable until at least six months after closing.
• ·EAI Developer Ecosystem Forum and FF EAI Robotics platform launch scheduled for April 25, 2026, in San Francisco Bay Area.
• ·SEC investigation closed with no enforcement action less than one month prior.

21-04-2026

MFA Wealth Advisors, LLC filed its 13F-HR report on April 21, 2026, disclosing institutional holdings as of March 31, 2026, consisting of 88 positions with a total market value of $508197895. The portfolio includes a mix of individual stocks, ETFs, and bonds, all held with sole voting and investment discretion. Top holdings by value include Vanguard Bd Index Fds Intermed Term ($47454033), iShares Tr Ishs 5-10yr Invt ($47225797), Schwab Strategic Tr Fundamental Intl ($44180516), and Vanguard Index Fds S&P 500 ETF ($40752998).

• ·Report filed as of date: 2026-04-21
• ·Conformed period of report: 2026-03-31
• ·All 88 positions held as SOLE (no shared or other discretion)
• ·Central Index Key: 0001688184

21-04-2026

Edge Wealth Management LLC filed its 13F-HR on April 21, 2026, disclosing $584,870,903 in total holdings value as of March 31, 2026, across 85 positions all held with sole discretionary voting authority. Top holdings include Alphabet Inc. Cap Stk Cl A ($46,232,353), Apple Inc. ($42,056,911), Microsoft Corp. ($29,073,806), Walmart Inc. ($25,912,419), and JPMorgan Chase & Co. ($25,683,757). The portfolio features a diversified mix of equities, ETFs, and sectors including technology, financials, and energy.

• ·Filing covers period ending March 31, 2026
• ·All positions reported as SH SOLE (sole discretionary voting authority)
• ·Signed by N. Ashley Ramdass on April 20, 2026

21-04-2026

Generali Investments Towarzystwo Funduszy Inwestycyjnych filed its 13F-HR on April 21, 2026, disclosing 146 equity holdings as of March 31, 2026, with a total portfolio value of $193731471, all held as sole discretionary positions with no reported changes, puts, or calls. Top holdings are concentrated in technology and growth stocks, including Microsoft Corp at $11251377 (30300 shares), NVIDIA Corporation at $10376800 (59500 shares), and HubSpot Inc at $3637090 (14900 shares). The filing provides a static snapshot with no period-over-period comparisons available.

• ·All 146 positions held as SOLE with 0 shared, 0 other managers, 0 puts, and 0 calls.
• ·SEC file number: 028-24764.
• ·Business address: UL SENATORSKA 18, WARSAW R9 00-082.

21-04-2026

Equifax reported record Q1 2026 revenue of $1.649 billion, up 14% YoY reported (13% local currency) and $37 million above February guidance midpoint, driven by strong U.S. Mortgage growth of 38%, Workforce Solutions revenue up 10%, and USIS revenue up 21%. However, Employer Services revenue declined 4%, Financial Marketing Services was flat, USIS operating margin fell to 20.2% from 21.1%, and company-wide Adjusted EBITDA margin dipped slightly to 29.0% from 29.3%. Despite the strong quarter, full-year local currency revenue growth guidance is maintained at ~10% midpoint due to uncertainties from higher interest rates post-Iran conflict and macroeconomic pressures, while $327 million was returned to shareholders.

• ·Q2 2026 reported revenue guidance: $1.680B to $1.710B (9.3% to 11.3% growth).
• ·FY 2026 reported revenue guidance increased to $6.685B to $6.805B (10.0% to 12.0% growth); Adjusted EPS $8.34 to $8.74.
• ·Latin America Q1 revenue $102.7M (up 9% reported, 4% LC); Europe $94.0M (up 9% reported, 1% LC); Asia Pacific $92.6M (up 16% reported, 6% LC); Canada $70.9M (up 12% reported, 8% LC).
• ·Adjusted EPS Q1 2026: $1.86 (up 22% YoY); Diluted EPS $1.42 (up 34% YoY).

21-04-2026

Employees Provident Fund Board disclosed its U.S. equity portfolio as of December 31, 2012, in a 13F-HR filing, reporting a total value of $1,979,124,882 across 41 holdings, all with sole voting authority. Top positions include Apple Inc ($173,500,199, 325,498 shares), Microsoft Corp ($138,813,568, 5,193,175 shares), Exxon Mobil Corp ($129,667,479, 1,498,180 shares), Procter & Gamble Co ($86,659,005, 1,276,462 shares), and Chevron Corp ($94,206,161, 871,150 shares). No period-over-period comparisons, performance data, or changes from prior filings are provided.

• ·Filing date: April 21, 2026
• ·Report period end: December 31, 2012
• ·All holdings reported with sole voting authority (SOLE)
• ·No put/call options, rights, warrants, or other manager holdings disclosed

21-04-2026

On April 16, 2026, the Board of Directors of Donnelley Financial Solutions, Inc. authorized a new share repurchase program for up to $150 million of the company's outstanding common stock, commencing April 17, 2026, and effective through December 31, 2027. This program replaces the prior $150 million authorization, which had approximately $15 million remaining. Repurchases will be at management's discretion based on market conditions and may utilize a Rule 10b5-1 plan.

• ·Common Stock: Par Value $0.01, Trading Symbol DFIN on NYSE
• ·Share repurchases may be conducted on the open market or in privately negotiated purchases

21-04-2026

Core Scientific, Inc. announced a proposed private offering of $3.3 billion aggregate principal amount of senior secured notes due 2031 by its indirect subsidiary Core Scientific Finance I LLC, guaranteed by its subsidiary guarantors. The Issuer intends to use a substantial portion of the net proceeds to pay a distribution to the Company, which plans to repay in full its outstanding delayed draw term loans, including accrued interest, under the Delayed-Draw Bridge Credit Agreement dated March 4, 2026 (amended March 18, 2026). The offering targets qualified institutional buyers under Rule 144A and non-U.S. persons under Regulation S.

• ·Notes issued by Core Scientific Finance I LLC, an indirect subsidiary of the Company; Company not issuing or guaranteeing the Notes.
• ·Delayed-Draw Bridge Credit Agreement dated March 4, 2026, as amended by Amendment No. 1 dated March 18, 2026, with Morgan Stanley Senior Funding, Inc. as administrative agent and collateral agent.
• ·Filing includes Exhibit 99.1 (Press Release dated April 21, 2026) and Exhibit 99.2 (Supplemental Information for potential investors).

21-04-2026

Blackstone Private Credit Fund sold 4,280,725 unregistered Class I common shares for $103,550,747 and declared gross distributions of $0.2000 per share across all classes (net $0.2000 for Class I, $0.1829 for Class S, $0.1950 for Class D), payable May 28, 2026. As of March 31, 2026, NAV per share was $24.19 across classes, with aggregate NAV of $45.0 billion, investment portfolio fair value of $80.5 billion, and $35.3 billion debt at 0.76x average leverage. While ITD annualized total return was 9.4% for Class I (outrunning leveraged loans by 350 bps), Q1 2026 return was flat (despite +52 bps relative outperformance), impacted by unrealized losses and non-accruals at 1.4% fair value.

• ·89% floating rate leverage (68% secured), 11% fixed rate (70% unsecured); leverage sources: corporate revolver (7%), asset-based facilities (33%), unsecured bonds (36%), secured short-term (3%), CLO/other (21%)
• ·Average debt-to-equity leverage 0.76x during March 2026; weighted average remaining duration on committed debt ~5 years
• ·Portfolio average loan-to-value 41% at underwrite; interest coverage 2.2x; Medallia marked 60.3, Affordable Care 69.8
• ·Highest combined ratings among non-traded peers: Baa2/stable (Moody’s), BBB-/positive (S&P), BBB (high)/stable (DBRS Morningstar)
• ·Continuous public offering up to $45.0 billion in shares

21-04-2026

The Simply Good Foods Company announced on April 20, 2026, that Ms. Amy Held, Senior Vice President and Chief Human Resources Officer and a named executive officer, will depart by June 1, 2026, as part of several corporate realignment initiatives. In connection with her departure, Ms. Held will receive benefits under the Company's Third Amended and Restated Executive Severance Plan, and the Compensation Committee accelerated the vesting of her 6,881 time-based Restricted Stock Units to June 1, 2026.

• ·Date of earliest event reported: April 17, 2026
• ·Form 8-K filing date: April 21, 2026

21-04-2026

Citizens Financial Services, Inc. reported record 2025 net income of $36,572 thousand, up 31.5% YoY from $27,818 thousand in 2024, with improved net interest margin to 3.50% from 3.13%, efficiency ratio to 54.50% from 61.89% (86th percentile vs peers), and core ROAA to 1.21% (87th percentile). Total assets grew modestly 1.3% YoY to $3,064,564 thousand while loans rose 1.6% to $2,360,015 thousand, but deposits declined 0.2% to $2,376,979 thousand, lifting the loans-to-deposits ratio to 99.29%. Asset quality was stable with NPAs/assets at 0.95% (flat YoY) and NCOs/avg loans at 0.03% (down from 0.11%).

• ·Liquidity sources totaled $1,392,583 thousand as of Dec 31, 2025, including $636,189 thousand FHLB borrowing capacity.
• ·Core diluted EPS $7.62 in 2025, up from $5.94 in 2024; dividend per share $1.98.
• ·Fraud occurrences rose to 202 in 2025 from 104 in 2024, but customer losses fell to $8,867 from $141,496.
• ·Potential PA deposit outflows to stablecoins: $5.4B-$10.8B, leading to $4.6B-$9.3B drop in lending.

21-04-2026

Bassett Furniture Industries, Inc. (BSET) announced on April 21, 2026, that Bruce Cohenour, SVP-Chief Sales Officer, will retire effective May 31, 2026. No successor was named in the filing. The announcement was made via Form 8-K under Item 5.02.

• ·The Form 8-K was signed by J. Michael Daniel on April 21, 2026.

21-04-2026

This DEFA14A filing is soliciting material from Broadridge Proxy Services reminding shareholders of Baillie Gifford Funds to vote on shares for the Baillie Gifford International Concentrated Growth Equities Fund ahead of the shareholder meeting on April 28, 2026. The message includes a vote link and contact number (866-689-3715) for questions, with no filing fee required. No financial metrics, performance data, or changes are disclosed.

• ·Filing date: April 21, 2026
• ·Shareholder meeting date: April 28, 2026
• ·Vote contact: 866-689-3715
• ·Reply STOP to opt out of text messages

21-04-2026

Worthington Financial Partners, LLC filed its Form 13F-HR on April 21, 2026, reporting holdings as of March 31, 2026, with a total value of $116397591 across 105 positions, all under sole discretionary voting authority. The portfolio is heavily weighted toward technology stocks including NVIDIA Corporation (830700 shares), Apple Inc (745400 shares), and Microsoft Corp (650300 shares), as well as various exchange-traded funds such as First Trust ETFs and ARK ETFs. No prior period comparisons or performance metrics are provided in the filing.

• ·Report period end date: 03-31-2026
• ·Filed as of date: 04-21-2026
• ·State of incorporation: OH
• ·Business address: 57 E. Wilson Bridge Rd #300, Worthington, OH 43085
• ·Business phone: 614-368-0769
• ·SEC file number: 028-26745
• ·Central Index Key: 0002111427

21-04-2026

JFB Construction Holdings announced that XTEND, its merger target, secured a $1.67 million contract with the Israeli Ministry of Defense for drone systems and services, with delivery expected in 2026. This win expands XTEND’s footprint and highlights growing demand for its autonomous systems, building on over 10,000 systems deployed across 30 countries. The announcement occurs amid the pending all-stock merger announced on February 17, 2026, supported by investors including Eric Trump.

• ·XTEND headquartered in Tampa, Florida, with manufacturing facilities in U.S., U.K., Singapore, Israel, and Latvia.
• ·Post-merger entity expected to be renamed XTEND AI Robotics and listed under ticker 'XTND'.
• ·XTEND engaged with defense customers across 30 countries, with additional contracts anticipated in 2026.

21-04-2026

United Fire Group Inc. issued a press release on April 21, 2026, announcing the release of its first quarter 2026 earnings after market close on Tuesday, May 5, 2026. An earnings conference call is scheduled for Wednesday, May 6, 2026. The filing includes Exhibit 99.1 containing the press release.

• ·Filed under Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits).
• ·Registrant incorporated in Iowa, Commission File Number 001-34257, IRS Employer ID 45-2302834.
• ·Common Stock trades under symbol UFCS.

21-04-2026

Equitable Financial Life Insurance Co, an indirect wholly owned subsidiary of Equitable Holdings, Inc., filed an S-1/A pre-effective amendment No. 1 on April 21, 2026 (SEC file 333-293448), to register securities related to the Market Stabilizer Option® (MSO), an index-linked investment option under certain variable life insurance policies. The MSO offers participation in the S&P 500 Price Return Index up to a company-set Growth Cap Rate (minimum 6%), with 0% return if Index performance is between 0% and the cap, full cap if above, and downside protection to -25% (full losses beyond that). Key risks include early distribution adjustments causing principal loss, no transfers/withdrawals from segments before maturity, and dependence on the company's claims-paying ability.

• ·MSO Segment Term approximately one year; no transfers or partial withdrawals allowed before Segment Maturity Date.
• ·Filer details: Central Index Key 0000727920, EIN 13-5570651, incorporated in NY, fiscal year end Dec 31.
• ·Equitable Financial Life Insurance Company of America organized 1969 in Arizona; Equitable Financial Life Insurance Co doing business since 1859.
• ·Registered for delayed or continuous offering pursuant to Rule 415.
• ·Prospectus dated May 1, 2026.

21-04-2026

Yoffe Investment Management, LLC filed its 13F-HR holdings report for the quarter ended March 31, 2026, disclosing a total portfolio value of $78,050,623 across 111 positions, all held on a sole basis with no changes, additions, or voting rights shared. Top holdings by value include Vanguard Small-Cap Index Fund ETF Shares (14,338 shares, $3,755,457), IBM Corp (11,731 shares, $2,843,483), and Vanguard Total Stock Market Index Fund ETF Shares (8,078 shares, $2,591,653). The portfolio features U.S. blue-chip stocks, REITs, and heavy exposure to international/emerging markets ETFs with no reported performance metrics or period-over-period changes.

• ·All 111 positions held as sole discretionary with zero shared voting authority or put/call options.
• ·Significant ETF diversification including iShares Latin America 40 ETF (37,193 shares), Schwab U.S. Small-Cap ETF (26,537 shares), and multiple Vanguard and iShares emerging markets funds.
• ·U.S. equity exposure includes Bank of New York Mellon Corp (10,200 shares, $1,210,026) and Cisco Systems Inc (11,959 shares, $927,866).

21-04-2026

Pacific Oak Strategic Opportunity REIT, Inc. disclosed via Form 8-K that its wholly-owned subsidiary, Pacific Oak SOR (BVI) Holdings, Ltd., filed IFRS consolidated and separate financial statements and an annual report with the Israel Securities Authority and Tel Aviv Stock Exchange for the year ended December 31, 2025. These English translations are furnished as Exhibits 99.1, 99.2, and 99.3 and relate to Series B and D bond offerings to Israeli investors since February 2020. The information is furnished, not filed, for SEC purposes.

• ·Bond offerings registered with Israel Securities Authority and listed on Tel Aviv Stock Exchange.
• ·Subsidiary financial statements prepared in accordance with IFRS.

21-04-2026

Greenfield FTC, Inc. filed a 13F-HR holdings report as of March 31, 2026, disclosing total portfolio value of $524350758. Holdings include SPDR S&P 500 ETF TR ($451826316, 694754 shares), MSCI Emerging Markets ETF (EEM) ($44713209, 787343 shares), and MSCI EAFE ETF (EFA) ($27811233, 286330 shares), all with sole voting and investment discretion. No period-over-period changes are reported in the filing.

• ·CUSIP for SPDR S&P 500 ETF TR: 78462F103
• ·CUSIP for MSCI Emerging Markets ETF (EEM): 464287234
• ·CUSIP for MSCI EAFE ETF (EFA): 464287465
• ·Filing submitted from Reno, NV

21-04-2026

Northfield Bancorp reported Q1 2026 net income of $11.8 million ($0.30 diluted EPS), swinging from a $27.4 million loss ($0.69 EPS) in Q4 2025 due to the absence of a $41.0 million goodwill impairment, and up from $7.9 million ($0.19 EPS) in Q1 2025, driven by $37.0 million net interest income (up 16.3% YoY, 0.8% QoQ) and NIM expansion to 2.76% (up 38 bps YoY, 6 bps QoQ). Deposits excluding brokered grew $83.3 million (8.4% annualized QoQ) with cost declining to 1.74%, and a $0.13 per share dividend was declared. However, loans declined $48.8 million (5.1% annualized QoQ, primarily multifamily), non-performing loans rose to 0.56% from 0.42%, net charge-offs were $1.4 million, and merger expenses reached $1.7 million.

• ·Provision for credit losses on loans: $247,000 Q1 2026 vs $2.6 million Q1 2025 (decrease of $2.3 million), $1.7 million Q4 2025.
• ·Net charge-offs: $1.4 million Q1 2026 (incl. $1.3 million small business unsecured C&I) vs $2.8 million Q1 2025, $411,000 Q4 2025.
• ·Non-interest income: $3.4 million Q1 2026, up 12.9% YoY but down from $4.7 million Q4 2025.
• ·Non-interest expense: $23.3 million Q1 2026, up 8.5% YoY but down 62.5% QoQ (ex-goodwill).
• ·Small business unsecured C&I loan portfolio: $17.6 million at March 31, 2026.
• ·Dividend payable May 20, 2026 to stockholders of record May 6, 2026.