S&P 500 Consumer Discretionary Sector SEC Filings — April 08, 2026

08-04-2026

Fifth Era Acquisition Corp I (NASDAQ: FERA), a SPAC that raised approximately $230 million in its March 2025 IPO, announced a definitive business combination agreement with SMT Holdings Limited (Miotal), an asset-backed platform holding a large verified inventory of high-purity strategic metals including ultrafine copper powder (6N purity), ultrafine nickel wire, and rare earth metals stored in Switzerland. The transaction, unanimously approved by both boards, involves a merger where FERA shareholders receive shares in new parent Miotal SPAC HoldCo, Inc., with the combined company expected to list on Nasdaq as Miotal, focusing on disciplined monetization without mining or production risks. Completion is subject to shareholder approval, SEC registration, regulatory approvals, and customary conditions.

• ·Materials independently verified, certified, and securely stored in Switzerland in market-ready condition.
• ·FERA affiliated with Fifth Era Partners LP, an SEC-registered investment adviser.
• ·Cantor Fitzgerald & Co. acting as capital markets and financial advisor to FERA; Seward & Kissel LLP as legal counsel to FERA; Morrison & Foerster LLP as legal counsel to Miotal.
• ·New Pubco intends to file Form F-4 registration statement with SEC.

08-04-2026

Ingles Markets is conducting a contested proxy solicitation for its 2026 annual meeting, urging shareholders to vote for its WHITE universal proxy card and director nominees Rebekah Lowe and Dwight Jacobs while opposing Summer Road's (Sackler-affiliated) nominee Rory Held due to potential brand damage and boycott risks. The company highlights strong long-term performance including 10-year TSR of 192% outperforming peers, Q1 FY2026 net sales up 6.6% YoY to $1.37B with net income nearly doubled, and vertically integrated operations across 112 stores. However, it acknowledges headwinds like Hurricane Helene causing ~$30M inventory and ~$5M property impairments, plus a low 3-year TSR of 2.91% during the hurricane period.

• ·Company operates in 6 states: North Carolina, Georgia, South Carolina, Tennessee, Virginia, Alabama.
• ·65% of supermarket inventory supplied by owned distribution center.
• ·60% of milk sold by Ingles from owned Milkco facility; 81% of Milkco sales to third parties across 18 states.
• ·164 consecutive quarterly dividends over 41 years.
• ·Record date for Annual Meeting: March 12, 2026; Definitive proxy filed April 1, 2026.

08-04-2026

E Fund Management (Hong Kong) Co., Ltd. filed its 13F-HR on April 8, 2026, reporting U.S. equity holdings as of March 31, 2026, with all positions held under sole voting power and no shared or other voting authority indicated. The portfolio features large positions in ETFs and tech stocks, including iShares Core S&P 500 ETF ($29.0B), Apple Inc ($7.2B), Amazon.com Inc ($4.6B), Broadcom Inc ($4.2B), and Meta Platforms Inc ($3.7B). No period-over-period changes or performance metrics are disclosed in this snapshot filing.

• ·All holdings reported with sole voting power (SH SOLE) and zero shared or other voting authority
• ·Portfolio includes positions in over 250 U.S.-listed issuers across sectors like technology, mining, healthcare, and ETFs
• ·SEC file number: 028-20248
• ·Business address: Suites 3501-02, 35/F Two International Finance Centre, Central, K3 852, Hong Kong

08-04-2026

SmartKem, Inc. reported revenue of $697 thousand for the year ended December 31, 2025, up 750% YoY from $82 thousand, with gross profit surging to $425 thousand from $50 thousand. However, operating expenses rose 23% to $14,211 thousand, leading to a widened operating loss of $12,835 thousand from $10,464 thousand, a net loss of $10,509 thousand, critically low cash of $374 thousand (down 95% from $7,141 thousand), total assets of $2,288 thousand (down 74% from $8,904 thousand), and stockholders' equity turning to a $3,934 thousand deficit from a $6,591 thousand surplus.

• ·Net cash used in operating activities improved slightly to $7,736 thousand from $8,096 thousand.
• ·Company has a history of losses and anticipates continued operating losses.
• ·Dependence on third-party fabricators for manufacturing, susceptible to delays and pricing fluctuations.
• ·Filing date: April 08, 2026.

08-04-2026

Integrated Rail & Resources Inc. (f/k/a Uinta Infrastructure Group Corp.) filed an S-1 registration statement on April 7, 2026, for an initial public offering of up to an undisclosed number of shares of common stock (par value $0.0001) on the Nasdaq Capital Market tier under the symbol IRRX, with no public market currently existing and listing approval uncertain. The filing also registers for resale 16,260,560 shares of common stock by selling stockholders, including 9,400,000 warrant shares issuable upon exercise of private warrants issued in November 2021. The company qualifies as an emerging growth company and smaller reporting company, with the resale prospectus differing in sections like use of proceeds and selling stockholders.

• ·Principal executive offices: 400 W. Morse Boulevard, Suite 220, Winter Park, FL 32789; Phone: (321) 972-1583
• ·Former company name: Uinta Infrastructure Group Corp.; Date of name change: November 7, 2024
• ·Private warrants issued pursuant to agreement dated November 11, 2021
• ·SEC file number: 333-294925; EIN: 33-1825873; State of incorporation: Delaware; SIC: 6770
• ·Underwriters granted 45-day over-allotment option for additional undisclosed shares

08-04-2026

Onfolio Holdings Inc. issued a press release on March 31, 2026, announcing its financial results for the full year ended December 31, 2025, with the Annual Report on Form 10-K filed on the same date. The earnings call transcript for Full Year 2025 was posted to the company's website on April 7, 2026. No specific financial metrics are detailed in this 8-K filing.

• ·10-K filed with SEC on March 31, 2026, available at www.sec.gov and https://investors.onfolio.com/filings
• ·Earnings call transcript available at https://investors.onfolio.com/events
• ·Securities: Common Stock (ONFO), Warrants (ONFOW) on Nasdaq Capital Market

08-04-2026

Corebridge Financial has entered a definitive all-stock merger agreement with Equitable Holdings to create a leading retirement, life, wealth, and asset management company with over 12 million customers and $1.5 trillion in assets under management and administration. The merger is expected to enhance capabilities for CREI by leveraging AllianceBernstein’s global distribution, with closure targeted by year-end 2026 subject to regulatory and shareholder approvals. While the transaction offers potential synergies and scale, it carries significant risks including integration challenges, failure to obtain approvals, business disruptions, and potential adverse impacts on operations and stock price.

• ·Transaction to close by year-end 2026, subject to customary closing conditions including regulatory approvals and shareholder votes.
• ·Corebridge and Equitable to operate separately until closing, with no changes to CREI partner contacts.
• ·Forward-looking statements highlight risks such as integration difficulties, failure to realize synergies, business disruptions, and potential rating downgrades.

08-04-2026

Pathway Financial Advisors LLC disclosed total holdings of $808,291,858 across 136 positions, all held solely, as of March 31, 2026, in its 13F-HR filing. The portfolio is dominated by ETFs including Vanguard Index Fds Value ETF ($105,147,546, 533,771 shares), Goldman Sachs ETF Tr Access Treasury ($95,761,766, 958,193 shares), and Vanguard Index Fds Growth ETF ($90,967,061, 205,794 shares). Individual stocks such as Apple Inc ($3,998,642, 15,625 shares), Microsoft Corp ($2,559,695, 6,854 shares), and NVIDIA Corp ($1,648,511, 9,293 shares) represent smaller but notable allocations.

• ·All 136 positions held with sole investment discretion (SH SOLE); no shared or performance rights.
• ·Filing CIK: 0001738828; SEC file number: 028-18736.
• ·Headquartered in South Burlington, VT.

08-04-2026

MYECFO, LLC filed its 13F-HR report on April 8, 2026, disclosing 66 equity holdings as of March 31, 2026, primarily consisting of ETFs from Schwab Strategic Trust, Vanguard, and iShares, along with individual stocks in tech and other sectors. The portfolio's largest position is SCHWAB STRATEGIC TR US BRD MKT ETF valued at $64193818, followed by VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT at $29167578 and ISHARES TR CALIF MUN BD ETF at $14928154. No period-over-period changes are provided in the filing.

• ·Report period end date: March 31, 2026
• ·Filer CIK: 0001986457
• ·SEC file number: 028-23324
• ·Business address: 6020 La Jolla Hermosa Ave, La Jolla, CA 92037

08-04-2026

Central Pacific Bank - Trust Division filed Form 13F-HR on April 08, 2026, disclosing 970 equity holdings as of March 31, 2026, with a total portfolio value of $783638357. The portfolio features positions in major companies including Apple Inc. (5868072065 shares defined), Alphabet Inc., Amazon.com Inc., and hundreds of others across sectors like technology, healthcare, and consumer goods. This is a routine quarterly holdings report with no explicit period-over-period changes detailed.

• ·Filing date: April 08, 2026
• ·Period end date: March 31, 2026
• ·State of incorporation: HI
• ·Fiscal year end: 12/31
• ·SEC file number: 028-24090
• ·Contact phone: 8085446808

08-04-2026

MVB Financial Corp announced the appointment of Michael L. Giorgio as Chief Operating Officer for the company and its wholly-owned subsidiary MVB Bank, Inc., effective April 1, 2026, in addition to his existing role as Chief Information Officer. No changes were made to Mr. Giorgio's employment agreement, compensation, or any other arrangements in connection with this appointment. Mr. Giorgio has no family relationships with directors or executives and no material interests in transactions requiring disclosure.

• ·Biographical information for Mr. Giorgio incorporated by reference from the company's definitive proxy statement filed April 7, 2026.
• ·Event reported on Form 8-K filed April 8, 2026, covering Items 5.02 and 9.01.

08-04-2026

HBT Financial, Inc. issued its definitive proxy statement (DEF 14A) dated April 8, 2026, for the virtual Annual Meeting of Stockholders on May 19, 2026, at 10:00 a.m. CT. Shareholders will vote on electing 12 directors to serve until the 2027 annual meeting, an advisory 'say-on-pay' approval of named executive officer compensation, and ratification of RSM US LLP as independent auditors for the year ending December 31, 2026. The record date is March 20, 2026; the filing includes pay versus performance disclosures for PEOs Mr. Carter (2024-2025) and Mr. Drake (2022-2023), and Compensation Discussion and Analysis.

• ·Virtual meeting access: https://meetnow.global/MMTD25U
• ·Proxy materials mailed on or about April 8, 2026; available at www.envisionreports.com/HBT
• ·Director election requires plurality vote; abstentions and broker non-votes have no effect

08-04-2026

Brookfield Asset Management Ltd. filed a Form 8-K on April 8, 2026, under Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits), announcing the issuance of a press release dated April 8, 2026, attached as Exhibit 99.1. The filing contains no specific financial or operational details from the press release itself. It was signed by Kathy Sarpash, Managing Director, Legal & Regulatory and Corporate Secretary.

• ·Securities registered: Class A Limited Voting Shares (BAM) on New York Stock Exchange
• ·Commission File Number: 001-41563
• ·I.R.S. Employer Identification No.: 98-1702516
• ·Principal Executive Offices: 225 Liberty Street, 8th Floor, New York, New York 10281-1048

08-04-2026

FactSet announced Joshua B. Warren as its new Chief Financial Officer effective April 13, 2026, succeeding Helen Shan, who is transitioning out with no disagreements on accounting or financial matters. Warren brings extensive experience as former CFO of Envestnet, Global Head of Business Strategy at BlackRock's iShares, and roles at Barclays Capital, Foros Group, U.S. Treasury, and Skadden Arps. CEO Sanoke Viswanathan praised Warren's strategic and operational expertise while thanking Shan for advancing financial processes and ensuring a smooth transition.

• ·Filing date: April 08, 2026
• ·New CFO effective date: April 13, 2026
• ·Shan previously served as both CFO and Chief Revenue Officer
• ·Warren holds J.D. from New York University School of Law and B.A. from Dartmouth College
• ·Investor Relations contact: Kevin Toomey (+1.212.209.5259, kevin.toomey@factset.com)
• ·Media Relations: Vested (+1-917-291-2366, factset@fullyvested.com)

08-04-2026

LEIFRAS Co., Ltd. (LFS) discloses in its 20-F annual report the provisions governing distribution of surplus, confirming that its board of directors has authority to decide distributions, supported by an independent auditor and an audit and supervisory committee. The filing outlines restrictions on surplus distributions, including calculations based on retained earnings, treasury shares, share capital reductions, and adjustments for goodwill and deferred assets per Ministry of Justice ordinances. No specific distributions, financial results, or quantitative changes are reported.

• ·Company's articles of incorporation satisfy requirements for director terms ending within one year of election.
• ·Non-consolidated annual financial statements for the latest fiscal year fairly present assets and profit or loss as required.

08-04-2026

Sterling Infrastructure, Inc. released its 2026 Sustainability Report on April 8, 2026, via Regulation FD Disclosure in this 8-K filing. The report is attached as Exhibit 99.1 and available on the company's website at www.strlco.com/sustainability. No financial metrics or performance data are disclosed in the filing.

• ·Filing includes Exhibit 99.1 (2026 Sustainability Report) and Exhibit 104 (Cover Page Interactive Data File).

08-04-2026

Gulfport Energy Corporation's DEF 14A proxy statement for the 2026 Annual Meeting on May 27, 2026, seeks stockholder approval to elect six directors (Timothy Cutt, David Wolf, Jason Martinez, Jeannie Powers, David Reganato, and Mary Shafer-Malicki), ratify Grant Thornton LLP as independent auditors for the fiscal year ending December 31, 2026, and approve executive compensation on an advisory basis. Company highlights include 2025 production of 1.04 Bcfe per day from Utica/Marcellus and SCOOP assets with a mix of 89% natural gas, 7% natural gas liquids, and 4% oil, supported by 245 employees as of December 31, 2025. No period-over-period performance comparisons or financial metrics are provided in the filing.

• ·Record date: April 6, 2026
• ·Annual Meeting location: 713 Market Drive, Oklahoma City, OK 73114 at 9:00 a.m. Central Time
• ·All six directors are non-employee, with five independent directors
• ·Board Nominating, Environmental, Social and Governance Committee oversees ESG matters

08-04-2026

Bill Few Associates, Inc. filed a 13F-HR report as of March 31, 2026, disclosing a portfolio of 212 securities with a total market value of $417494720. All reported positions are held as sole discretionary shares with no put or call options indicated. Notable holdings include Apple Inc. (103170 shares), NVIDIA Corporation (91998 shares), and Microsoft Corp. (40191 shares).

• ·Report filed on April 8, 2026
• ·Period end date: March 31, 2026
• ·Business address: 2100 Georgetown Drive, Suite 600, Sewickley, PA 15143
• ·All holdings reported as SH SOLE with zero puts or calls

08-04-2026

For the six months ended February 28, 2026, PriceSmart's total revenues grew 9.8% YoY to $2,878,257 thousand, driven by 10.3% YoY increase in net merchandise sales to $2,820,326 thousand and 16.5% rise in membership income to $47,879 thousand, while net income rose 9.9% to $89,257 thousand and operating income increased 12.0% to $138,347 thousand. However, export sales declined sharply 96.4% YoY to $486 thousand, cash and cash equivalents fell 35.0% to $156,249 thousand from $241,024 thousand, and net cash decreased amid higher capital expenditures of $88,346 thousand and investment purchases. Three-month trends were similarly positive with revenues up 9.7% YoY to $1,495,528 thousand and net income up 12.2% to $49,091 thousand.

• ·Net cash provided by operating activities increased to $133,286 thousand from $126,385 thousand YoY for six months.
• ·Capital expenditures totaled $88,346 thousand for six months ended February 28, 2026, up from $62,812 thousand.
• ·Dividends payable $21,683 thousand as of February 28, 2026.
• ·Treasury stock purchases $8,802 thousand for six months ended February 28, 2026.

08-04-2026

Community Financial Services Group, LLC filed a 13F-HR report on April 8, 2026, disclosing its equity holdings as of March 31, 2026. The portfolio includes 598 positions with a total market value of $568,196,866. Holdings span diverse sectors including technology (e.g., Apple, Amazon), healthcare (e.g., Abbott Laboratories, AbbVie), and financials (e.g., Berkshire Hathaway).

• ·Filing date: April 08, 2026
• ·Report period end: March 31, 2026
• ·State of incorporation: VT
• ·Business address: 100 Main Street, Suite 260, Newport, VT 05855

08-04-2026

First Watch Restaurant Group, Inc. (FWRG) filed Definitive Additional Proxy Materials (DEFA14A) on April 08, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as Definitive Additional Materials with no fee required. No substantive proposals, financial data, or other details are provided in the document header.

• ·Filed by the Registrant (checked box).
• ·Not preliminary, confidential, definitive proxy, or soliciting material under § 240.14a-12.

08-04-2026

Voya Financial, Inc. repurchased $150 million of its common stock in Q1 2026 and entered into an accelerated share repurchase agreement for an additional $150 million in Q2 2026. Alternative investment income for Q1 2026 is estimated at $35 million to $45 million pre-tax (mid-point annualized return of 7.5%), including general account and Investment Management segment returns. These preliminary figures precede the Q1 earnings release on May 5, 2026, and earnings call on May 6, 2026.

• ·Preliminary results are unaudited, subject to financial closing procedures, and could differ materially from final results.
• ·Information not deemed 'filed' under Section 18 of the Securities Exchange Act of 1934.

08-04-2026

Cushman & Wakefield Ltd. disclosed recast historical financial information for quarterly periods within 2024 and 2025 on its Investor Relations website via Exhibit 99.1. Effective January 1, 2026, the Company will discontinue reporting 'service line fee revenue' and certain non-GAAP measures (Adjusted EBITDA margin, Segment operating expenses, Fee-based operating expenses), revise 'Gross contract costs' definitions, and refine corporate cost allocations to segments, with no impact on consolidated revenue, net income (loss), EPS, or cash flows. These changes aim to align reporting with industry peers and enhance management decision-making.

• ·Recast information covers quarterly periods within 2024 and 2025.
• ·Changes apply primarily to Services segment costs reported on a gross basis.
• ·Information in Item 7.01 and Exhibit 99.1 is not deemed 'filed' under Section 18 of the Exchange Act.

08-04-2026

Southern California Gas Company (SoCalGas) announced the resignation of Maryam S. Brown as CEO, President, and Board member, effective April 17, 2026, following her notice on April 6, 2026. The Board appointed Rodger R. Schwecke, current COO, as interim President effective April 18, 2026, until his retirement on October 1, 2026. Mr. Schwecke will receive a $150,000 cash lump sum payment on September 30, 2026, contingent on continued employment.

• ·Rodger R. Schwecke, age 65, has over 44 years of service with Sempra family of companies, including COO since March 2025 and Senior VP and Chief Infrastructure Officer from November 2020 to March 2025.
• ·Filing signed by Valerie A. Bille on April 8, 2026.

08-04-2026

Forward Industries, Inc. appointed Mark Brazier, 48, as Chief Financial Officer effective April 13, 2026, following his prior roles as CFO and Head of Regulatory at XBTO Global (2023-2025) and CFO at Stablehouse. Kathleen Weisberg is departing as CFO but will continue as Director of Financial Reporting. Compensation for Mr. Brazier includes an annual base salary of $500,000 and a target annual bonus of $250,000, with equity awards pending Board approval.

• ·Event reported on April 3, 2026; filing dated April 8, 2026.
• ·Mr. Brazier has over 25 years of experience in digital asset and traditional finance and is a Chartered Accountant.
• ·No arrangements or understandings with other persons for appointment; no family relationships with directors/officers; no material interests under Item 404(a) of Regulation S-K.

08-04-2026

Hyperfine, Inc. (HYPR) filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting scheduled virtually on May 21, 2026 at 10:00 a.m. ET. Shareholders are asked to vote on the election of five director nominees (Daniel J. Wolterman, Maria Sainz, John Dahldorf, Ruth Fattori, and Jonathan M. Rothberg, Ph.D.) and to ratify Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2026, with the Board recommending FOR all proposals. No financial performance data or other metrics are disclosed in these materials.

• ·Vote deadline: May 20, 2026 11:59 PM ET
• ·Materials request deadline: May 7, 2026
• ·Virtual meeting URL: www.virtualshareholdermeeting.com/HYPR2026
• ·Company address: 351 New Whitfield St., Guilford, Connecticut 06437

08-04-2026

FOCUS Wealth Advisors, LLC filed its 13F-HR on April 8, 2026, disclosing total holdings of $204,634,118 across 59 equity positions as of March 31, 2026. The portfolio features significant allocations to ETFs such as First Trust exchange-traded funds (e.g., $25,360,965 in FT Vest US Equity Opportunities ETF) and Vanguard Total Bond Market ETF ($15,503,356), alongside individual stocks like Apple Inc. ($3,720,399) and Exxon Mobil Corp. ($2,592,239). No period-over-period changes are detailed in the filing.

• ·Filing CIK: 0001845643
• ·Headquartered in Houston, TX
• ·Investment adviser ID: 801-77462

08-04-2026

Rexford Industrial Realty achieved solid 2025 results including $219.8M net income, 2.6% Core FFO per diluted share growth, 4.3% Same Property Portfolio Cash NOI growth, 10.4M square feet of leasing at 23.4% net effective spreads, 2.2M square feet stabilized across 21 projects with $798M invested generating $39M leased NOI, $218M dispositions, and $250M share repurchases while maintaining $1.4B liquidity and 4.4x net debt to Adjusted EBITDA. ESG progress included 100% employee inclusion training, 23 LEED certifications, 10.2 MW new solar, and 70% waste diversion. Michael Frankel and Howard Schwimmer will retire from the Board effective at the Annual Meeting, reducing Board size to seven with nominees including CEO Laura Clark and independent Chairman Tyler H. Rose.

• ·Net Debt to Adjusted EBITDAre of 4.4x as of 12/31/25
• ·Credit Ratings: BBB+/BBB+/Baa2 (S&P/Fitch/Moody’s)
• ·Reached out to stockholders representing 89% of common stock in 2025; met/spoke with 86%
• ·6 of 7 director nominees independent; Board reducing to 7 members post-retirements
• ·Prohibition of hedging and pledging by officers/directors; SEC/NYSE compliant clawback policy

08-04-2026

First Capital Inc. issued a notice for its annual shareholders' meeting on May 18, 2026, at 12:00 PM ET at First Harrison Bank in Shepherdsville, Kentucky. Shareholders will vote on the election of five director nominees, ratification of Crowe LLP as independent auditors for the fiscal year ending December 31, 2026, and an advisory vote on named executive officer compensation, with the Board recommending a FOR vote on all proposals. Proxy materials are available online at www.investorvote.com/FCAP, with requests for paper copies due by May 6, 2026.

• ·Meeting location: First Harrison Bank, 1612 Highway 44 East, Shepherdsville, Kentucky
• ·Proxy materials request deadline: May 6, 2026 for timely delivery
• ·Electronic voting deadline: 1:00 AM ET on May 18, 2026
• ·Website for materials and voting: www.investorvote.com/FCAP

08-04-2026

Perma-Fix Environmental Services, Inc. (PESI) announced that its CEO and CFO will present at Gabelli Funds’ 12th Annual Waste & Environmental Services Symposium on April 9, 2026. The presentation features the Company’s 'Investor Presentation, April 2026,' attached as Exhibit 99.1 and to be posted on the Company’s website.

08-04-2026

Fold Holdings, Inc. reported strong 2025 performance despite a challenging macro environment with bitcoin shedding significant market cap, achieving $31.8 million in revenue (up 34% YoY) and $960 million in transaction volume (up 46% YoY). The company strengthened its balance sheet by eliminating $66.3 million in convertible debt and holds 827 bitcoin in treasury as of March 17, 2026. This proxy statement seeks shareholder approval to elect two Class I directors and ratify CBIZ CPAs P.C. as auditors for fiscal 2026 at the annual meeting on May 19, 2026.

• ·Annual Meeting: May 19, 2026 at 12:00 ET virtually at www.virtualshareholdermeeting.com/FLD2026
• ·Record Date: March 24, 2026
• ·Proposals: Elect two Class I directors for term until 2029; Ratify CBIZ CPAs P.C. for FY ending Dec 31, 2026
• ·First full year as public company in 2025; services available in all 50 states

08-04-2026

Topgolf Callaway Brands Corp. (d/b/a Callaway Golf Company) issued a DEFA14A filing notifying shareholders of the availability of proxy materials for the 2026 Annual Meeting of Shareholders on May 21, 2026, at 11:00 am ET, held virtually. The meeting includes the election of nine director nominees, ratification of Deloitte & Touche LLP as independent auditors for FY 2026, and an advisory vote to approve named executive officer compensation, with the Board recommending FOR all proposals. No financial metrics or performance data are disclosed in this notice.

• ·Proxy materials available online at https://web.viewproxy.com/callawaygolfcompany/2026
• ·Requests for paper copies must be received by May 8, 2026
• ·Virtual meeting access at www.meetnow.global/MH5W7PK
• ·Voting online at www.investorvote.com/CALY

08-04-2026

Franklin Covey reported flat revenue of $59.6M for the quarter ended February 28, 2026, nearly unchanged from $59.6M YoY, while first half revenue declined 4% YoY to $123.7M from $128.7M. The company posted a wider net loss of $2.0M in the quarter (vs $1.1M YoY loss) and $5.3M in the first half (vs $0.1M profit), driven by $1.5M restructuring costs and $0.5M building exit costs, though cash from operations improved 28% to $16.4M in the first half. North America revenue fell 6% YoY to $32.5M but Education Division grew 16% to $17.5M, with segment Adjusted EBITDA up in North America and International but low in Education.

• ·Restructuring costs $1,510 thousand and building exit costs $455 thousand in quarter ended Feb 28, 2026.
• ·Total assets declined to $206.5M from $242.9M as of Aug 31, 2025.
• ·Treasury stock increased to 15,866 shares costing $312.8M as of Feb 28, 2026.
• ·Gain on license obligation restructuring $338 thousand in two quarters ended Feb 28, 2026.
• ·North America Segment Adjusted EBITDA $5.9M vs $4.8M YoY in quarter; International $1.0M vs $0.5M; Education Division $0.4M vs -$0.3M.

08-04-2026

Sandbox Financial Partners, LLC filed its 13F-HR disclosing $355,619,503 in total portfolio value across 117 holdings as of March 31, 2026. Top positions include Vanguard Growth ETF at $39,458,242, Apple Inc. at $34,353,450, and iShares MSCI ACWI ex US ETF at $15,331,571. No prior period data or changes are provided in this routine quarterly holdings report.

• ·Filing submitted on April 8, 2026 for period ending March 31, 2026
• ·All holdings reported as sole discretionary with no voting authority changes noted

08-04-2026

Canary PEPE ETF filed an S-1 registration statement on April 8, 2026, to launch an exchange-traded product holding PEPE, an ERC-20 meme coin on the Ethereum Network, with shares issued in baskets of 10,000 and NAV calculated daily based on PEPE pricing at 4:00 p.m. EST. The Trust expects grantor trust tax treatment but faces IRS challenge risks and will hold up to 5% in ETH for fees, while PEPE's history includes a 2023 team wallet dump of 3.8% supply causing significant price decline and a subsequent 1.6% burn. As an emerging growth company, it benefits from JOBS Act exemptions but highlights PEPE's high speculation, volatility, and lack of utility.

• ·PEPE launched April 2023 as ERC-20 token tied to Pepe the Frog meme, with no announced blockchain utility.
• ·Trust relies on Pricing Benchmark for 4:00 p.m. EST PEPE valuation; financial statements use GAAP-consistent source.
• ·Authorized Participants deliver cash for creations; redemptions yield PEPE sale proceeds, no direct PEPE handling.
• ·IRS informal guidance relied upon for grantor trust status amid risks of reclassification as partnership or corporation.

08-04-2026

Harbor Diversified, Inc. reported total operating revenues of $202,383 thousand in 2024, up 1.6% YoY from $199,205 thousand, primarily due to 1.8% growth in contract revenues to $202,375 thousand. However, key operating metrics declined sharply, including RPMs down 20.1% to 607,135 thousand, ASMs down 19.1% to 732,446 thousand, and passengers down 13.9% to 2,154,829, while net loss widened to $17,175 thousand from $15,985 thousand. Total operating expenses fell 4.0% to $226,586 thousand, and net cash from operating activities improved to a positive $13,285 thousand from a $12,027 thousand outflow.

• ·Net cash used in investing activities: $(5,339) thousand in 2024 vs $60,271 thousand provided in 2023.
• ·Series C Convertible Redeemable Preferred Stock redeemed to $0 from $13,200 thousand.
• ·Basic and diluted loss per share: $(0.36) in 2024 vs $(0.39) in 2023.
• ·Filing date: April 08, 2026.

08-04-2026

On April 2, 2026, OFA Group's Board accepted the resignation of director Won Ping Cheng as a Board member and Audit Committee member, effective immediately, with no disagreements cited. The Board appointed Erwin Baquiran Pineda as an independent director for an initial two-year term, assigning him to the audit, compensation, and nominating and corporate governance committees. Pineda will receive $20,000 annual cash compensation and prorated 30,000 restricted ordinary shares for 2026, vesting quarterly over one year.

• ·Pineda has served as CEO and Co-Founder of Coldwell Banker Exclusive since 2020, with prior board roles at Asian Business Association (2020-2025), Center for the Pacific Asian Family (2016-2024), and Pacific Real Estate Properties (2000-2020).
• ·No arrangements, understandings, family relationships, or material transactions involving Pineda under Item 404(a) of Regulation S-K.
• ·Independent Director Agreement attached as Exhibit 10.1.

08-04-2026

Infinity Wealth Counsel, LLC filed its 13F-HR on April 08, 2026, disclosing institutional holdings as of March 31, 2026, with a total portfolio market value of $108867184 across 63 positions held solely. The portfolio features significant allocations to ETFs including Vanguard Index Fds Growth ETF, iShares Tr Core S&P500 Etf, and various Dimensional and Invesco products, alongside individual stocks such as Apple Inc, Chevron Corporation, and Berkshire Hathaway Inc.

• ·Matt Oberholzer signed the filing as Financial Planner and CCO.
• ·All positions reported as SH SOLE with no shared or other voting authority.
• ·Address: 433 W Loveland Ave, Ste 100, Loveland OH 45140.
• ·Portfolio includes 1 share of Berkshire Hathaway Inc Del Cl A valued at $718140.

08-04-2026

United Maritime Corp reported vessel revenue net of $37.8M for the year ended December 31, 2025, down 17% YoY from $45.4M, contributing to an operating loss of $0.5M versus $4.8M income in 2024 and a net loss widening 84% to $6.2M. While vessel operating expenses decreased 21% to $15.7M, management fees fell 5-30%, depreciation dropped 19%, and interest costs declined 24%, voyage expenses surged 186% and impairment loss rose 159%. Cash from investing activities reached $40.4M, supported by a $1.8M gain on vessel sale and $1.3M gain on RGI acquisition, though operating cash flow declined to $2.2M; TCE rate fell to $13,565 from $15,719 amid lower ownership days (2,470 vs 2,875).

• ·Daily Vessel Operating Expenses declined to $6,338 in 2025 from $6,616 in 2024.
• ·Net cash used in financing activities was $34.8M in 2025 versus $19.0M in 2024.
• ·Net loss per common share basic and diluted was $(0.70) in 2025 versus $(0.39) in 2024.
• ·Substantial debt levels noted as risk limiting flexibility for financing and business opportunities.

08-04-2026

TPG RE Finance Trust, Inc. filed a DEF 14A proxy statement disclosing 2025 equity-based compensation for named executive officers (NEOs), including restricted stock unit (RSU) grants with grant date fair values totaling $6,694,896 across Doug Bouquard ($3,915,423), Matthew Coleman ($515,599), Brandon Fox ($236,860), and Robert Foley ($1,026,014). At December 31, 2025, outstanding unvested RSUs held by NEOs had an aggregate market value of $13,299,946, calculated at $8.61 per share. In 2025, RSUs vesting for NEOs realized $4,000,000 in value at $7.72 per share on June 30, with no cash compensation, pensions, or deferred comp reported.

• ·RSUs generally vest ratably in four annual installments beginning June 30 following grant date.
• ·Robert Foley retired as CFO on Oct 1 2025 and from TPG on Dec 31 2025; his RSUs continue vesting per retirement terms.
• ·No pension benefits or nonqualified deferred compensation provided to NEOs.
• ·No payments or accelerated vesting upon change in control except for qualifying terminations (Type I Leaver, disability, death).
• ·NEOs are employees of the Manager or affiliates; no direct cash compensation from the Company.

08-04-2026

Granite Ridge Resources, Inc. filed its DEF 14A proxy statement for the 2026 Annual Meeting of Stockholders, to be held virtually on May 22, 2026, at 10 a.m. Central Time. Key proposals include electing three Class I director nominees to serve until the 2029 annual meeting, ratifying Forvis Mazars, LLP as independent auditors for the fiscal year ending December 31, 2026, advisory votes on named executive officer compensation and vote frequency (Board recommends every year), and approving an increase of 2,500,000 shares authorized under the 2022 Omnibus Incentive Plan with a two-year extension. The record date for voting eligibility is March 24, 2026.

• ·Meeting hosted virtually at https://www.cstproxy.com/graniteridge/2026
• ·Board fixed March 24, 2026 as record date
• ·Proxy materials and 2025 Annual Report available at https://ir.graniteridge.com

08-04-2026

Lakeridge Wealth Management LLC filed its 13F-HR report on April 8, 2026, disclosing $232593938 in equity holdings as of March 31, 2026, across 169 positions, all with sole voting authority and no shared or other authority. The portfolio is diversified with significant allocations to ETFs such as iShares Core 1-5 Year USD Treasury Bond ETF ($11883190) and fixed income products like J.P. Morgan Ultra-Short Municipal ETF ($1604035), alongside individual stocks including Sherwin-Williams Co ($11678718). No period-over-period changes are reported in this filing.

• ·Filing period end date: March 31, 2026
• ·Business address: 7470 Center Street, Mentor, OH 44060
• ·Contact phone: (440) 510-1901

08-04-2026

Solaris Energy Infrastructure, Inc. and its subsidiaries entered into Amendment No. 1 to the Senior Secured Term Loan Agreement originally dated March 16, 2026, to obtain additional term loan commitments of $200,000,000 from lenders including Goldman Sachs Bank USA and Banco Santander, S.A., New York Branch. The amendment replaces certain schedules and amends the original agreement in its entirety as set forth in Exhibit A, effective upon satisfaction of closing conditions such as solvency certifications, no default confirmations, and legal opinions. This provides enhanced liquidity without any disclosed negative impacts or declines in performance metrics.

• ·Amendment No. 1 dated April 8, 2026, amends the Senior Secured Term Loan Agreement in its entirety per Exhibit A
• ·Closing conditions include certificates confirming solvency, no Default or Event of Default, true representations and warranties, officer certificates on organizational documents and resolutions, legal opinion from Gibson, Dunn & Crutcher LLP, and payment of fees
• ·Guarantors include SOLARIS OILFIELD SITE SERVICES OPERATING, LLC, SOLARIS OILFIELD EARLY PROPERTY, LLC, and others