US Pre-Market SEC Filings Roundup — April 01, 2026

01-04-2026

Coca-Cola Europacific Partners plc (CCEP) announced the appointment of Svetlana Walker as General Counsel and Company Secretary effective April 1, 2026, succeeding Clare Wardle who has stepped down after significant contributions. Svetlana Walker brings over 20 years of international legal and compliance experience, most recently as General Counsel and Chief Compliance Officer at Klöckner Pentaplast Group. CCEP serves nearly 600 million consumers and over 4 million customers across 31 countries.

• ·CCEP listed on Euronext Amsterdam, NASDAQ (NASDAQ 100 constituent), London Stock Exchange, and Spanish Stock Exchanges under symbol CCEP (ISIN GB00BDCPN049).

01-04-2026

Cal-Maine Foods reported Q3 FY2026 net sales of $667.0 million, down 53.0% YoY, with conventional egg sales declining 72.1% due to 70.1% lower prices and 6.7% lower volume, while specialty egg sales fell 12.1% despite 5.8% higher volume, offset by prepared foods sales surging 441.2%. Gross profit dropped 83.3% to $119.3 million and net income attributable to Cal-Maine fell 90.1% to $50.5 million, though specialty eggs increased to 50.5% of total shell egg sales (up 2,610 basis points) and YTD prepared foods grew 604.1%. The company repurchased shares for $24.3 million and declared a $0.36 per share dividend, while announcing acquisition of Creighton Brothers assets post-quarter.

• ·Average layer hens grew 2.0% YoY in Q3 FY2026; breeding flock grew 13.0%; total chicks hatched rose 41.7%.
• ·YTD average layer hens grew 4.6%; breeding flock 18.5%; chicks hatched 59.6%.
• ·Dividend payable May 14, 2026 to holders of record April 29, 2026.
• ·Share repurchase authorization: $500M total, $350.8M remaining.
• ·Cash and short-term investments: $1,151,927 thousand as of Feb 28, 2026 (down from $1,392,100 thousand at May 31, 2025).

01-04-2026

Innate Pharma SA's revenue from collaboration and licensing agreements plummeted 78% YoY to €2,787 thousand in 2025 from €12,622 thousand in 2024, driving total revenue and other income down 55% to €9,005 thousand, while government financing for research declined 17% to €6,205 thousand. R&D expenses decreased 16% to €43,620 thousand and G&A expenses edged down 2% to €19,394 thousand, but operating loss widened 5% to €54,008 thousand; net loss remained nearly flat at €49,177 thousand, buoyed by net financial income rising 130% to €4,831 thousand.

• ·Proceeds from monalizumab agreement with AstraZeneca: €220 thousand in 2025 (down from €4,404 thousand in 2024)
• ·Sanofi agreement 2022 - ANKET IPH62: €400 thousand in 2025 (similar to €401 thousand in 2024)
• ·R&D sub-total programs in clinical development: €18,231 thousand in 2025 (down from €25,565 thousand in 2024)
• ·IPH4502 R&D expenses: €3,405 thousand in 2025 (down sharply from €9,695 thousand in 2024)
• ·Restructuring costs in R&D: €2,306 thousand in 2025 (none in 2024)
• ·Foreign exchange gains drove financial income higher: €5,883 thousand in 2025 vs €1,658 thousand in 2024

01-04-2026

ASE Technology Holding Co., Ltd. reported 2025 operating revenues of NT$645,387.7 million (US$20,573.4 million), up 8.4% YoY from NT$595,409.6 million in 2024, with gross profit margin expanding to 17.7% from 16.3%; however, 2024 revenues grew only 2.4% from 2023's NT$581,914.5 million, profit from operations declined 3.1% to NT$40,339.0 million (6.8% margin), and non-operating income turned negative at NT$(117.7) million in 2025. Profit attributable to owners recovered to NT$40,015.7 million (US$1,275.6 million, 6.2% margin) in 2025 after a 8.6% drop in 2024. Total comprehensive income fell 20.8% to NT$37,579.2 million (US$1,197.9 million) in 2025 following a 25.7% rise in 2024, partly due to negative other comprehensive income of NT$(3,617.2) million.

• ·Acquired CHE facility (11,000 sq. ft.) in Cheonan, South Korea and ASE Co., Ltd. - Philippines Branch (148,000 sq. ft.) in Cavite, Philippines in August 2024.
• ·Acquired EugenLight Technologies (98,000 sq. ft.) in Chengdu, P.R.C. in January 2026.
• ·Risks include high cyclicality of semiconductor and electronics industries and potential loss of large customers or disruption of alliances with foundries.

01-04-2026

Haymaker Acquisition Corp. 4 disclosed a Securities Exchange Agreement dated March 26, 2026, under which PubCo (Suncrete, Inc.) will issue 26,000 shares of Series A Convertible Perpetual Preferred Stock with a $1,000 liquidation preference per share and 9% annual dividends to holders of Suncrete’s Senior Preferred Units, automatically prior to the Business Combination closing if Available Cash is below $250M. A new PIPE subscription agreement adds $61.6M commitment from an additional investor, increasing total PIPE investment to $167.1M from the prior $105.5M. Shareholder and Warrantholder meetings were postponed from March 30 to April 2, 2026, extending the redemption request deadline to April 1, 2026.

• ·Series A Preferred Stock convertible at greater of $18.00 per share or 5-day VWAP of PubCo Class A Common Stock.
• ·PubCo may redeem Series A Preferred Stock at liquidation preference plus accrued dividends.
• ·Exchange conditioned on Available Cash < $250M at closing.
• ·Securities issued under Section 4(a)(2)/Regulation D exemption.
• ·Warrantholder Meeting rescheduled to 9:00 a.m. ET April 2, 2026; Shareholder Meeting to 10:00 a.m. ET April 2, 2026.

01-04-2026

Aegon Ltd. filed Amendment No. 1 to its Form 20-F annual report for the fiscal year ended December 31, 2025, on April 1, 2026, to include audited IFRS financial statements of significant equity-method investee ASR Nederland N.V. for 2025 (with 2024 comparatives) and the KPMG audit report, as required by Rule 3-09 of Regulation S-X since ASR met the significance test in 2024 but not in 2025. Aegon holds a less than 50% non-controlling interest in ASR. No revisions to Aegon's own financials or other updates are provided.

• ·Aegon is a large accelerated filer using IFRS as issued by the IASB.
• ·Principal executive offices: World Trade Center Schiphol, Schiphol Boulevard 223, 1118 BH Schiphol, The Netherlands.
• ·Original 2025 Form 20-F filed March 26, 2026.

01-04-2026

Weyerhaeuser Company filed DEFA14A additional proxy materials for its 2025 Annual Meeting on May 9, 2025, at 8:00 a.m. Pacific Time, held virtually at www.virtualshareholdermeeting.com/WY2025. Voting items include the election of 10 director nominees (Mark A. Emmert, Rick R. Holley, Sara Grootwassink Lewis, Deidra C. Merriwether, Al Monaco, James C. O’Rourke, Nicole W. Piasecki, Lawrence A. Selzer, Devin W. Stockfish, Kim Williams), advisory approval of named executive officer compensation, and ratification of the independent registered public accounting firm, with the Board recommending FOR all proposals. Shareholders must vote by May 8, 2025, 11:59 p.m. Eastern Time, and can request proxy materials by April 25, 2025.

• ·Filing date: April 01, 2026
• ·Vote online at www.ProxyVote.com using control number
• ·Request paper/email copies via www.proxyvote.com, 1-800-579-1639, or sendmaterial@proxyvote.com by April 25, 2025

01-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 1, 2026, under Item 8.01 announcing the issuance of a press release titled 'AITX's RAD Retained Through Property Sale as New Owner Validates Autonomous Security Performance.' The press release, attached as Exhibit 99.1, highlights the retention of AITX's RAD system by a property's new owner post-sale, validating its autonomous security capabilities. No financial metrics or period comparisons were disclosed.

• ·Filing is furnished under Item 8.01 and not deemed 'filed' for liability purposes.
• ·Registrant details: Nevada incorporation, CIK 0001498148, EIN 27-2343603, principal office at 10800 Galaxie Avenue, Ferndale, Michigan 48220.

01-04-2026

Aura Minerals Inc. filed its 20-F Annual Report on April 1, 2026, incorporating S-K 1300 technical report summaries for key assets including the Aranzazu Mine (Mexico), Minosa Mine (Honduras), Apoena Mine (Brazil), Almas Mine (Brazil), Matupá Mine (Brazil), and Borborema Mine (Brazil), all approved by qualified persons. The reports were issued between March 25 and March 30, 2026 (except Apoena in 2025), with effective dates from October 31, 2023, to December 31, 2025. The filing notes that fair value changes in collars for construction projects fluctuate with gold prices but do not reflect expected future profitability.

• ·Aranzazu Mine report issued March 28, 2025, effective December 31, 2024
• ·Minosa Mine (San Andres) report issued March 28, 2025, effective December 31, 2024
• ·Apoena Mine (EPP Complex) report issued March 28, 2025, effective October 31, 2023
• ·Almas Mine report issued March 30, 2026, effective December 31, 2025
• ·Matupá Mine report issued March 25, 2026, effective August 31, 2022 (feasibility) and March 3, 2026 (initial assessment)
• ·Borborema Mine report issued March 30, 2026, effective December 31, 2025

01-04-2026

McCormick & Company, Incorporated filed a Rule 425 communication under the Securities Act of 1933 concerning Unilever PLC (Commission File No. 001-04546), dated March 31, 2026, and submitted to the SEC on April 1, 2026. This filing pertains to M&A-related disclosures in connection with a potential business combination or tender offer. No specific financial metrics, terms, or outcomes are detailed in the provided content.

• ·Filed pursuant to Rule 425 under the Securities Act of 1933, as amended
• ·Deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended
• ·Document filename: morpheus-495.htm

01-04-2026

Brag House Holdings, Inc. entered into Amendment No. 3 to its Merger Agreement with Brag House Merger Sub, Inc. and House of Doge Inc., dated March 26, 2026, adding new Section 3.5(i) that imposes modified lock-up restrictions on shares of Purchaser Common Stock received by Company Group A Stockholders (e.g., 80% at Effective Time, reducing to 0% after 270 days), Company Group B Stockholders (80% at Effective Time, to 0% after 270 days), and RSU holders (90-day full lock-up plus 5% daily volume limit thereafter). The amendment also extends the outside date for termination under Section 9.2(a) from April 30, 2026, to May 29, 2026, and requires Purchaser to implement stop transfer orders and legends. No financial terms were altered.

• ·Original Merger Agreement dated October 12, 2025; prior amendments on November 26, 2025 (No. 1) and February 2, 2026 (No. 2).
• ·Lock-up exceptions for domestic relations order, divorce settlement, will, laws of descent and distribution, or applicable law.
• ·Purchaser to instruct Exchange Agent for stop transfer orders and restrictive legends on shares for 90, 180, and 270 days post Effective Time.

01-04-2026

Consensus Cloud Solutions, Inc. promoted and appointed Adam Varon (61) as Chief Financial Officer and Karel Krulich (50) as Chief Accounting Officer, effective April 1, 2026. Varon's compensation includes an annual base salary of $345,000, eligibility for up to $150,000 annual bonus in 2026, a February 2026 equity grant valued at approximately $400,000 (8,818 performance-based RSUs and 8,818 time-based RSUs), and an additional equity grant of approximately $300,000 (12,637 time-based RSUs). Krulich's package comprises a $327,000 base salary, up to $100,000 bonus, a February 2026 equity grant worth approximately $375,000 (8,267 performance-based RSUs and 8,267 time-based RSUs), and an additional grant of approximately $275,000 (11,584 time-based RSUs).

• ·Equity grants vest over 3 years: 50% of performance-based RSUs based on 2026 financial metrics, remaining 50% based on stock price targets; time-based RSUs in 5 tranches.
• ·Appointments previously announced.
• ·Event and filing date: April 1, 2026.

01-04-2026

Golden Entertainment, Inc. held a special shareholder meeting on March 31, 2026, approving the Master Transaction Agreement (MTA) entered on November 6, 2025, with Argento, LLC, VICI Properties Inc., and VICI ROYAL MERGER SUB LLC by a strong majority (20,430,245 votes for vs. 208,131 against). Advisory approval for executive compensation passed (18,321,781 for vs. 2,330,138 against), and the adjournment proposal also approved overwhelmingly (19,538,974 for), though not needed. Approximately 78% of the 26,398,811 outstanding shares were present, meeting quorum requirements.

• ·Record date for special meeting: March 3, 2026
• ·Definitive Proxy Statement filed and mailed: March 6, 2026
• ·No broker non-votes for any proposal

01-04-2026

News Corporation disclosed in an 8-K filing information provided to the Australian Securities Exchange (ASX) regarding its ongoing $1 billion stock repurchase program for Class A (NWSA) and Class B (NWS) common stock. The program authorizes repurchases of up to $1 billion in aggregate, with daily transaction disclosures to ASX if any occur, and periodic updates in quarterly/annual reports. Exhibits 99.1 and 99.2 contain the specific ASX disclosures on their respective dates, including forward-looking statements about repurchase intentions.

• ·Date of earliest event reported: March 31, 2026
• ·Filing date: April 01, 2026
• ·Registrant details: Delaware incorporation, Commission File Number 001-35769, IRS EIN 46-2950970

01-04-2026

On March 30, 2026, the Audit Committee of iRhythm Holdings, Inc. dismissed PricewaterhouseCoopers LLP (PwC) as its independent registered public accounting firm and engaged KPMG LLP for the fiscal year ending December 31, 2026. PwC's audit reports for the fiscal years ended December 31, 2024 and 2025 were unqualified, with no disagreements on accounting principles, financial disclosures, auditing scope, or reportable events through the interim period to March 30, 2026. PwC furnished a letter dated March 31, 2026, agreeing with the company's statements, filed as Exhibit 16.1.

• ·No consultations with KPMG occurred during the two most recent fiscal years or interim period regarding accounting principles, audit opinions, disagreements, or reportable events.
• ·Securities registered: Common Stock, Par Value $0.001 Per Share (IRTC on NASDAQ Global Select Market).

01-04-2026

Piedmont Natural Gas Company, Inc. (PNG), a subsidiary of Duke Energy CORP, completed the sale of its Piedmont Tennessee business (PNG TN) to Spire, Inc. on March 31, 2026, for expected proceeds of $2.48 billion. Pro forma results for the year ended December 31, 2025, show net income increasing to $887 million from historical $440 million, driven by a $693 million gain on sale; however, operating revenues declined to $1,911 million from $2,237 million and core operating income (excluding gain) fell to approximately $560 million from $696 million due to divestiture of the segment, which contributed $149 million to historical operating income. The pro forma balance sheet as of December 31, 2025, reflects higher cash of $1,334 million but lower total assets of $11,830 million versus historical $12,470 million.

• ·Purchase agreement entered July 27, 2025.
• ·Proceeds subject to closing adjustments; $800M used for debt repayment, reducing notes payable and interest expense by $22M.
• ·Estimated tax impact: $347M offset to cash from deferred/current taxes at 24% statutory rate.
• ·Transaction does not qualify as discontinued operation.

01-04-2026

McCormick & Co Inc (MKC-V) filed an 8-K on April 01, 2026, reporting entry into a material definitive agreement under Item 1.01, Regulation FD disclosure under Item 7.01, and financial statements/exhibits under Item 9.01. The filing attaches Exhibit 99.1, a press release dated March 31, 2026. No specific financial metrics, agreements details, or performance data were disclosed in the provided content.

• ·Filing Type: 8-K
• ·Items Reported: 1.01 (Material Definitive Agreement), 7.01 (Regulation FD Disclosure), 9.01 (Financial Statements and Exhibits)
• ·Subcategory: Material Agreement Entry
• ·Exhibit 99.1: Press Release dated March 31, 2026

01-04-2026

20/20 BioLabs reported FY 2025 revenue of $2.0 million, up 17% YoY from $1.8 million, with gross profit surging 68% to $0.6 million and gross margins expanding 900 bps to 29.6%. Operating expenses fell 35% to $3.9 million, improving the net loss 33% to $3.7 million from $5.6 million, while net cash used in operations decreased to $1.9 million. However, cash balance declined to $1.0 million from $1.8 million, deferred revenue was roughly flat at approximately $0.5 million, and stockholders' equity turned negative at $(19,225).

• ·Nasdaq Capital Market listing under ticker 'AIDX' commenced February 19, 2026.
• ·$5.0 million private placement closed February 19, 2026, with potential for up to $40 million in additional tranches.
• ·Medicare Multi-Cancer Early Detection Screening Act signed into law February 3, 2026, enabling reimbursement pathway by 2028.
• ·Exclusive U.S. license with ROKIT Healthcare for CKD prediction technology integration.
• ·Total assets $4,137,357 as of Dec 31, 2025, up from $3,584,408; total liabilities $4,156,582, up from $2,078,926.

01-04-2026

WidePoint Corp (WYY) filed an 8-K on April 01, 2026, under Items 2.02 (Results of Operations and Financial Condition) and 9.01 (Financial Statements and Exhibits), attaching a transcript of their earnings call as Exhibit 99.1. No specific financial metrics, period-over-period comparisons, or performance details are provided in the filing content. The subcategory mentions Unregistered Securities Sale, but the exhibit focuses on the earnings call transcript.

• ·Filing Type: 8-K
• ·Subcategory: Unregistered Securities Sale

01-04-2026

Innovative Payment Solutions, Inc. amended its Articles of Incorporation, increasing authorized common stock from 1,500,000,000 to 5,000,000,000 shares (par value $0.0001) and authorizing 100,000,000 shares of preferred stock (par value $0.0001). The Board of Directors approved the amendment on January 14, 2026, via resolution to provide flexibility for future financings, strategic transactions, acquisitions, equity incentives, and other purposes. The amendment was filed with the Nevada Secretary of State on January 21, 2026.

• ·Business Number: E0466592013
• ·Filing Number: 20265460428
• ·8-K filed April 01, 2026 (Items 5.03, 9.01)

01-04-2026

Maui Land & Pineapple Company reported FY2025 operating revenues up 68% YoY to $19.5 million, driven by leasing revenues increasing 33% to $12.8 million and land development and sales net operating income surging 416% to $5.8 million. Adjusted EBITDA improved 146% to $1.8 million, operating loss narrowed 38% to $4.5 million, and combined G&A and share-based compensation expenses decreased 15% to $9.1 million. However, net loss widened 43% to $10.6 million due to $6.6 million pension plan termination expense (mostly non-cash), and cash and investments convertible to cash fell to $5.3 million from $9.5 million.

• ·Executed 15 new leases in 2025 to aid leasing revenue growth.
• ·Line of credit balance: $4.0 million as of Dec 31, 2025 (up from $3.0 million current in 2024).
• ·Deferred development costs for agave venture: $1.7 million as of Dec 31, 2025.

01-04-2026

SharonAI Holdings Inc. issued a press release on March 31, 2026, reviewing its 2025 fiscal year and certain key events subsequent to December 31, 2025. The company also prepared a Presentation Deck dated March 2026 to discuss its business with interested parties. These materials are furnished under Item 7.01 as Regulation FD Disclosure and attached as Exhibits 99.1 and 99.2, respectively, and are not deemed 'filed' under the Exchange Act.

01-04-2026

On March 30, 2026, Nuveen Churchill Private Capital Income Fund entered into an Incentive Fee Waiver Agreement with Churchill PCIF Advisor LLC, waiving 50% of the incentive fee based on income for February 2026, while declaring gross regular distributions of $0.170 per share payable April 28, 2026. As of February 28, 2026, the Fund's aggregate NAV was $1.5 billion, investment portfolio fair value $2.4 billion with a weighted average yield of 8.70%, and it received $120.0 million in Q1 2026 gross subscriptions; however, short-term returns remained modest with Class I shares at 0.21% for 1-month, 1.15% for 3-months, and 0.74% YTD, alongside 3.2% of outstanding shares tendered in the March repurchase offer.

• ·As of February 28, 2026, NAV per share: Class I $24.16, Class S $24.09, Class D $24.16.
• ·Portfolio composition at fair value: 93.08% first-lien debt, 2.75% second-lien debt, 2.02% mezzanine/structured debt, 2.15% equity; 96% floating rate debt.
• ·Average position size 0.30%; top 10 holdings each ~1% of fair value.
• ·Gross regular distributions: Class I $0.170 (net $0.170), Class S $0.170 gross/$0.153 net, Class D $0.170 gross/$0.165 net.

01-04-2026

Grown Rogue International Inc. issued a press release on March 30, 2026, announcing the rescheduling of its full year 2025 financial results release and related conference call, with the press release furnished as Exhibit 99.1. No specific new dates for the rescheduled release or call were provided in the filing. The disclosure is under Regulation FD and not deemed 'filed' for liability purposes.

• ·Securities: Class A Subordinate Voting Shares (GRUSF on OTCQB, GRIN on CSE)
• ·Emerging growth company status confirmed
• ·Press release dated March 31, 2026 (Exhibit 99.1)

01-04-2026

T-REX Acquisition Corp cured a default on its promissory note secured by the Orofino data center, which had matured on May 15, 2025, with approximately $325,000 in principal and accrued interest due. The company refinanced the debt on March 24, 2026, into two notes: $240,000 due March 24, 2027, and $128,000 due June 20, 2027. A press release titled 'T-REX Acquisition Corp Completes Refinancing of its Orofino, Idaho Data Center' was published on March 31, 2026.

• ·Promissory note secured by Deed of Trust on Orofino, Idaho data center
• ·Note originally matured on May 15, 2025
• ·8-K filed on April 01, 2026 reporting event of March 31, 2026

01-04-2026

TherapeuticsMD, Inc. showed financial improvements in 2025 with license revenue surging 71.6% YoY to $3,022 from $1,761, net loss narrowing to $569 from $2,181, loss from operations improving to $(4,390) from $(6,112), and net cash provided by continuing operating activities more than doubling to $2,454 from $1,170. Cash and cash equivalents increased to $7,483 from $5,059. However, total assets declined 2.9% to $37,656 from $38,822, stockholders' equity dipped 1.8% to $26,876 from $27,370, and the company highlighted risks including full reliance on royalties and ongoing disputes with Mayne Pharma.

• ·Write-off and impairment of patents decreased to $176 in 2025 from $1,268 in 2024.
• ·General and administrative expenses increased to $6,852 in 2025 from $6,096 in 2024.
• ·All revenues derived from royalties related to sales of products by licensees.

01-04-2026

NewHold Investment Corp III, a SPAC, completed its IPO in 2025, raising funds that resulted in $209,220,000 held in the Trust Account from 20,125,000 Class A ordinary shares subject to redemption at $10.40 per share, and reported net income of $4,918,000 for the year ended December 31, 2025, driven by $7,008,000 in interest and other income offsetting $2,090,000 in G&A expenses. However, the company incurred an operating loss of $2,090,000, shareholders' deficit widened to $6,961,000 from $65,000 at year-end 2024 due to accretion and transaction costs, and remains pre-business combination with ongoing risks to complete an acquisition.

• ·Class A ordinary shares basic and diluted net income per share: $0.20 for year ended Dec 31, 2025
• ·Class B ordinary shares basic and diluted net income per share: $0.20 for year ended Dec 31, 2025; $(0.01) for prior period
• ·Weighted average Class A ordinary shares outstanding: 17,354,000 for year ended Dec 31, 2025
• ·Private Placement Units: 780,100 issued at $10.00 per unit
• ·Promissory note – related party: $240,000 outstanding as of Dec 31, 2024 (paid off by 2025)

01-04-2026

ASIAFIN HOLDINGS CORP. reported revenue growth of 51.6% YoY to $5,126,250 for FY 2025, with gross profit up 33.7% to $1,903,867 and a shift to operational income of $39,667 from a prior loss of $42,977. However, net loss narrowed but persisted at $120,273 (down 25.7% YoY), driven by SG&A expenses rising 28.0% to $1,874,309 and cost of revenue increasing 64.5% to $3,222,383; total assets grew 14.3% to $4,754,814 while liabilities rose 28.9% to $2,188,648.

• ·Workforce totals 129 employees: Management (4), Analyst Programmer (44), Project Manager and Quality Assurance (55), Sales and Marketing (12), Administration/HR/Finance (14).
• ·Plans to enhance internal controls by adding management staff for SEC reporting and segregating accounting duties.
• ·Weighted average common shares outstanding: 81,895,947 (2025) vs 81,551,838 (2024).
• ·Net loss per share basic and diluted: $(0.00) for both years.

01-04-2026

OLB Group, Inc. reported total revenue of $8,676,907 for 2025, down 32% YoY from $12,838,988, with declines across all segments including transaction fees (-18%), bitcoin mining (-49%), and digital products (-91%). Operating expenses fell 44% to $13,842,269, resulting in a narrower net loss of $5,874,051 versus $11,224,911 prior year, while stockholders' equity rose 44% to $4,605,725 amid liability reductions. Total assets dipped slightly to $12,296,593 from $12,679,529, and cash ended at $15,777, down from $27,436.

• ·Net cash used in operating activities improved to $1,330,383 from $2,600,306 YoY.
• ·Common shares outstanding increased over 4x to 9,438,132 from 2,277,313 due to issuances for services, debt conversion, and sales.
• ·Company substantially dependent on eVance business for revenue, per risk factors.

01-04-2026

D. Boral Acquisition I Corp., a blank-check SPAC, reported total assets of $185,954, including $25,000 in cash and $135,954 in deferred offering costs, as of December 31, 2025, with total liabilities of $227,799 resulting in a shareholders' deficit of $41,845. For the period from inception on April 3, 2025, through December 31, 2025, the company recorded formation and operating expenses of $66,845, leading to a net loss of $66,845 or $0.01 per Class B share. No initial business combination has occurred, and forward-looking risks include challenges in completing a combination and potential conflicts of interest.

• ·Prepaid expenses of $25,000 as of Dec 31, 2025.
• ·Accumulated deficit of $66,845 as of Dec 31, 2025.
• ·Additional paid-in capital of $23,768 as of Dec 31, 2025.
• ·Deferred offering costs included in promissory note – related party: $135,954.
• ·Net cash used in operating activities: $0.
• ·Warrant redemption trigger: Class A ordinary shares at or exceeding $18.00 per share for 10 trading days within a 20-trading day period.

01-04-2026

Osprey Bitcoin Trust's net assets decreased by 24.4% YoY to $136,695,615 as of December 31, 2025 from $180,779,483, reflecting a net operational loss of $13,448,292 driven by $43.0 million unrealized depreciation on Bitcoin investments, compared to a $119.4 million gain in 2024. NAV per share fell 7.6% to $28.12 from $30.43, while total expenses rose 34.4% to $2,132,835. However, the Trust still achieved a realized gain on Bitcoin of $31.7 million, down 39.7% YoY.

• ·No share redemptions in Oct-Nov 2025; 1,080,000 shares redeemed in Dec 2025 at average $28.37 per share.
• ·Paid-in capital remained flat at $76,978,282.
• ·Accumulated net investment loss increased to $7,071,876 from $4,939,041.

01-04-2026

Amaze Holdings, Inc. reported revenues of $1,967,148 for the year ended December 31, 2025, a 558% YoY increase from $299,065 in 2024, with gross income improving to $1,570,512 from a loss of $5,819. However, the net loss widened dramatically to $55,165,253 from $2,518,986, driven by a $34,295,079 goodwill impairment, elevated SG&A expenses of $15,707,331, and other costs, amid ongoing risks like operational losses, capital needs, and going concern doubts. Revenue is generated through wholesale, DTC, e-commerce, and subscription channels.

• ·Cost of revenues: $396,636 in 2025 vs $304,884 in 2024
• ·Equity-based compensation: $2,614,878 in 2025 vs $6,249 in 2024
• ·Interest expense: $1,738,315 in 2025 vs $155,409 in 2024
• ·Relies on third-party suppliers, platforms, and payment processors
• ·Exposed to supply chain disruptions, tariffs, competition, and litigation risks

01-04-2026

ETHZilla Corp generated its first revenue of $6,547 thousand in 2025, up from $0 in 2024, while total assets expanded significantly to $306,297 thousand from $12,764 thousand and stockholders' equity rose to $239,418 thousand. However, general and administrative expenses surged 5,331% to $239,997 thousand, resulting in a loss from operations of $(233,450) thousand and a net loss of $(450,521) thousand, compared to $(14,180) thousand in 2024, driven by $210,081 thousand in net other expenses including large fair value losses on convertible debt and derivatives. Adjusted EBITDA deteriorated to $(218,453) thousand from $(2,299) thousand.

• ·Net loss per common share from continuing operations: $(54.32) in 2025 vs $(28.56) in 2024.
• ·Digital assets: $61,587 thousand as of Dec 31 2025.
• ·Collateralized loan current portion: $31,513 thousand as of Dec 31 2025.
• ·Net loss from discontinued operations: $(6,990) thousand in 2025 vs $(3,554) thousand in 2024.

01-04-2026

Synergy CHC Corp. reported a significant net loss of $12,341,208 for the year ended December 31, 2025, compared to net income of $2,124,976 in 2024, with EBITDA deteriorating to a loss of $6,185,726 from a profit of $6,464,070. Interest expense increased to $5,919,742 from $4,105,198, while the company used $2,585,022 in operating activities amid high bad debts and inventory write-offs. Depreciation and amortization remained flat at $133,334 year-over-year.

• ·Bad debts totaled $2,256,846 plus $4,403,804 related party in 2025.
• ·Inventory increased by $2,915,298 (use) in operating changes for 2025.
• ·Stock-based compensation: $136,247; Stock issued for services: $127,200; Stock issued for modification of notes payable: $847,062 in 2025.
• ·Risks include customer concentration with a small number of large customers and regulatory compliance for nutritional supplements.

01-04-2026

Talon Capital Corp., a SPAC, reported total assets of $255,100,876 as of December 31, 2025, driven by $252,095,639 in cash held in the Trust Account and $2,872,627 in cash. For the period from inception on May 1, 2025, through December 31, 2025, the company recorded a net income of $2,625,175, primarily from $3,171,560 in interest earned on the Trust Account, but incurred an operating loss of $546,385 from general and administrative costs. Shareholders’ deficit was $7,240,808, with $252,012,982 in Class A ordinary shares subject to possible redemption (24,900,000 shares at $10.12 per share).

• ·Prepaid insurance (current): $77,500; long-term: $51,667
• ·Accounts payable and accrued expenses: $53,702
• ·Accrued offering costs: $75,000
• ·Total current liabilities: $128,702
• ·Basic and diluted net income per share (Class A and B): $0.13
• ·Basic and diluted weighted average shares outstanding, Class A: 11,787,082; Class B: 7,867,213

01-04-2026

B. Riley Financial, Inc. reported FY 2025 total revenues of $967,599 up 29.6% YoY from $746,421, primarily due to trading gains swinging to $125,530 from a $57,007 loss, and a net income turnaround to $307,415 attributable to BRC Group Holdings, Inc. from a $764,274 loss. However, core services and fees revenues declined 19.1% to $633,836 across all major segments including Capital Markets (-17.3%), Wealth Management (-20.0%), and Lingo (-16.2%), while operating cash flow shifted to negative $(59,711) from $263,551 provided.

• ·Senior notes payable reduced to $1,301,798 from $1,530,561 YoY.
• ·Total equity securities increased to $368,804 from $232,508.
• ·Discontinued operations income declined to $70,841 from $147,470.
• ·Net cash decrease of $27,399 vs increase of $22,837 prior year.

01-04-2026

LFTD Partners recorded significant impairments in 2025, including $22,292,767 on Lifted Goodwill and $800,027 on Oculus Goodwill, both reduced to $0, plus full impairment on its $399,200 Ablis investment to $0 and partial impairment on Bendistillery investment to $99,800; these stem from 'the Act' threatening ~52% of sales from hemp-derived products. While net cash from operating activities improved sharply to $1,321,503 in 2025 from $(960,067) in 2024, the company faces acute regulatory risks including state bans, potential inventory/write-offs by November 12, 2026, and declining stock prices (Q4 2025 high $0.30 vs Q4 2024 $0.79). Additional pressures include low trading volume, no national exchange listing, and potential workforce reductions.

• ·Net cash used in investing activities 2023: $(2,516,955)
• ·Net cash from financing activities 2023: $3,704,945
• ·Stock low prices declined across quarters: Q1 2025 $0.26 (vs Q1 2024 $1.80), Q4 2025 $0.18 (vs Q4 2024 $0.32)
• ·Potential inventory and AR write-offs leading up to November 12, 2026
• ·State regulations: Tennessee HB 1376 effective 2026, Alabama July 1 2025, Minnesota Jan 1 2026, Wisconsin vaping law Sept 1 2025 (nicotine) / July 1 2026 (hemp)

01-04-2026

Zeo Energy Corp.'s 10-K filing details conversion mechanisms for Convertible OpCo Preferred Units into Exchangeable OpCo Units and subsequently Class A Common Stock under maturity date, optional (Sponsor-elected), and transaction event scenarios, all priced relative to $11.00 or market averages. It also discloses key risks including heavy dependence on favorable meteorological conditions for solar energy system sales and installations, reliance on a limited number of suppliers, costly expansion into new sales channels where Zeo may be disadvantaged, and potential stock price declines from substantial public sales of securities by existing holders. No financial performance metrics or period-over-period comparisons are provided in the excerpts.

• ·Early Lock-Up Termination triggers if Class A Common Stock price >= $12/share (adjusted for splits, dividends, etc.) for any 20 trading days within a 30-consecutive trading day period, commencing at least 90 days after Closing.
• ·Maturity Date Conversion uses weighted average daily market price of Class A Common Stock over 5 trading days prior to conversion date.
• ·Supplier risks include potential shortages, delays, price changes, tariffs, or competitor acquisitions leading to sales/installation delays and customer loss.

01-04-2026

TheGlobe.com Inc (TGLO) reported zero net revenue for FY 2025, unchanged from FY 2024, while net loss widened 10.3% YoY to $226,189 from $204,867 due to higher general and administrative expenses of $132,163 (up 4.1% YoY) and increased related party interest expense of $94,026. Cash balance plummeted 84.7% to $3,632 from $23,750, with net cash used in operations at $127,118, partially offset by $107,000 in related party loan proceeds. Stockholders’ deficit deepened to $(1,709,564) from $(1,483,375), as total liabilities rose 13.6% to $1,713,196 primarily from related party notes payable and accrued interest.

• ·Net cash used in operating activities: $127,118 in FY 2025 (vs $121,355 in FY 2024).
• ·Proceeds from related party loans: $107,000 in FY 2025 (vs $136,000 in FY 2024).
• ·Net operating loss carryforwards: $427,000 at Dec 31, 2025 (vs $369,000 at Dec 31, 2024), fully offset by valuation allowance.
• ·Audited by CBIZ CPAs P.C. (PCAOB ID 199) and Marcum LLP (PCAOB ID 688).

01-04-2026

RH's FY2026 net revenues increased 8.1% YoY to $3,439,536 thousand from $3,180,753 thousand, with operating income rising 20.1% to $387,268 thousand (11.3% margin) and net income surging 72.4% to $124,787 thousand. However, gross profit margin declined to 44.1% from 44.5% YoY, and while results improved from FY2025 lows, net income and adjusted operating income of $391,487 thousand trailed FY2024 levels of $127,561 thousand and $393,787 thousand, respectively. Elevated interest expense of $225,378 thousand (6.5% of revenues) continued to pressure profitability.

• ·Asset impairments in FY2026 totaled $3,597 thousand, including $2.6 million inventory and $1.0 million property/equipment.
• ·FY2025 impairments included $19 million for two Design Galleries in Germany.
• ·Product recall costs in FY2026: $1,913 thousand.
• ·Reorganization related costs in FY2026: $1,233 thousand (down from $4,423 thousand in FY2025).

01-04-2026

Charlie's Holdings, Inc. reported net product revenue of $20,916 thousand for the year ended December 31, 2025, up 169.4% YoY from $7,765 thousand, however cost of goods sold surged 212.2% to $15,261 thousand, compressing gross profit growth to 96.6% at $5,655 thousand. Operating loss narrowed 34.5% to $2,165 thousand amid 26.5% higher total operating expenses, but a $7,500 thousand one-time gain on sale of PMTA assets to a global tobacco company drove a swing to net income of $4,499 thousand from a $4,159 thousand loss. Total assets grew to $11,564 thousand from $3,945 thousand, with stockholders' equity turning positive at $3,423 thousand.

• ·Equity compensation plans approved by security holders: weighted average exercise price $0.46.
• ·Income tax provision of $275 thousand in 2025 (none in 2024).
• ·Notes payable - related parties: $2,280 thousand (Dec 31, 2025) vs $1,488 thousand (Dec 31, 2024).
• ·Inventories, net: $6,719 thousand (Dec 31, 2025) vs $2,131 thousand (Dec 31, 2024).
• ·Net earnings per share, basic and diluted: $0.02 (2025) vs ($0.02) (2024).

01-04-2026

Golden Growers Cooperative's 10-K/A filing reports net income of $6,059 thousand for the year ended December 31, 2025, up slightly 0.3% YoY from $6,041 thousand, with EPS flat at $0.39 per share/unit. Corn revenue grew marginally 0.5% to $62,279 thousand and net income from ProGold LLC increased 3.6% to $6,461 thousand; however, other income declined 36.5% to $282 thousand, total assets fell 18.5% to $20,283 thousand, and members' equity decreased to $20,095 thousand due to higher distributions of $10,688 thousand. Operating cash flow remained flat at negative $396 thousand YoY.

• ·All directors are independent based on defined criteria.
• ·Net cash used in operating activities flat at $(396) thousand YoY.
• ·ProGold LLC total assets $28,297 thousand as of Dec 31, 2025 (down from $31,262 thousand).

01-04-2026

Capstone Companies, Inc. reported zero net revenue for the year ended December 31, 2025, a 100% decline from $143,269 in 2024, with both Lighting Products-U.S. ($0 from $57,829) and Smart Mirror Products-U.S. ($0 from $85,440) generating no sales. The company posted a net loss of $920,168, slightly narrower than the $962,384 loss in 2024 due to a tax benefit, but operating loss widened to $1,070,894 from $995,815 amid a $773,165 goodwill impairment (up from $539,317). Challenges persist with no third-party licensing for Connected Chef, lack of working capital, and director resignations in 2024.

• ·Unable to secure third-party licensing for Connected Chef in 2025 due to lack of working capital.
• ·Directors Jeffrey Postal and George Wolf resigned on December 6, 2024.
• ·All $518,174 contractual obligations (including $514,320 short-term related party debt) due in 2026.
• ·Net cash used in operating activities improved slightly to $(282,959) thousand in 2024 from $(289,548) thousand in 2023, offset by financing inflows.

01-04-2026

Total revenue slightly declined 0.2% YoY to $9,739,942 while total expenses rose 12.3% to $16,727,857, leading to a widened net loss of $6,389,000 from $4,872,888 in 2024 and net loss attributable to common shareholders of $10,340,904 (vs. $8,444,487). Core Funds From Operations turned negative at $(37,783) from $179,346, and Adjusted Funds From Operations worsened to $(431,030) from $(42,692); however, Core Adjusted Funds From Operations improved to $1,202,089 from $372,920, supported by a $1,936,446 gain on property sale that increased cash to $6,164,316.

• ·Operating cash flow declined to $929,474 from $1,022,362 YoY.
• ·Cash increased $5.55M net, driven by $23.1M investing inflow from property sale.
• ·Stockholders' equity shifted to deficit of $4,199,971 from $5,795,933.
• ·Mortgage loans decreased to $48,690,776 from $58,340,234.
• ·Redeemable Non-Controlling Interests increased to $32,187,864 from $26,664,545.

01-04-2026

Zymeworks Inc. (Nasdaq: ZYME) announced the appointment of Kristin Stafford as Chief Financial Officer, effective April 1, 2026, to support strategic planning, capital allocation, and value creation. Stafford brings extensive experience from Royalty Pharma plc, BioPharma Credit plc, Ernst & Young LLP, and Deloitte. No financial metrics or performance changes were disclosed in the announcement.

• ·Stafford served as Senior Vice President, Chief Accounting Officer at Royalty Pharma since December 2018; previously Vice President, Finance at Royalty Pharma and CFO of BioPharma Credit plc (2016-2018).
• ·Stafford is a CPA, holds B.Sc. in business administration from Sonoma State University, and is currently a Board Member at Novocure.
• ·Filing includes standard forward-looking statement risks, such as clinical trial failures, regulatory delays, and partnership challenges.

01-04-2026

Global Net Lease, Inc. declared a dividend of $0.190 per share on its common stock, payable on April 17, 2026, to holders of record as of the close of business on April 13, 2026. The announcement was issued via a press release attached as Exhibit 99.1 under Item 7.01 Regulation FD Disclosure.

• ·Filing date: April 1, 2026
• ·Registrant address: 650 Fifth Avenue, 30th Floor, New York, New York 10019
• ·Telephone: (332) 265-2020