S&P 500 Consumer Discretionary Sector SEC Filings — April 13, 2026

13-04-2026

Teleflex's DEF 14A proxy statement details director nominees with expertise in finance, medical devices, and healthcare, amid strategic progress including the July 2025 acquisition of BIOTRONIK’s Vascular Intervention business and December 2025 agreements to sell Acute Care, Interventional Urology, and OEM businesses, expected to close in H2 2026 with $1.8 billion net proceeds allocated to $1.0 billion share repurchase and $800 million debt paydown. Stuart A. Randle serves as Interim President and CEO since January 8, 2026, while the Board oversees the CEO search and portfolio optimization. No declines or flat metrics reported.

• ·Acquisition of BIOTRONIK’s Vascular Intervention business completed in July 2025.
• ·Divestiture transactions announced in December 2025, on track to close in second half of 2026.
• ·Stuart A. Randle appointed Interim President and CEO on January 8, 2026.

13-04-2026

Newton Golf Company, Inc. completed additional closings (Second, Third, and Fourth) under its March 16, 2026 securities purchase agreement on April 7 and April 9, 2026, issuing unsecured Convertible Notes with aggregate principal of $850,000 and Warrants to purchase 85,000 shares of common stock, receiving $850,000 in cash proceeds. The notes accrue 10% annual interest paid in kind, mature in 18 months, and convert at $1.60 per share; Warrants are exercisable at $1.75 per share and expire in five years. This follows the initial $500,000 closing, bringing total funded to $1,350,000 toward a $2,000,000 aggregate commitment.

• ·Conversion Price: $1.60 per share (subject to adjustments)
• ·Warrant Exercise Price: $1.75 per share (subject to adjustments)
• ·Notes maturity: 18 months from issuance
• ·Warrants expire: 5 years from issuance
• ·First Closing purchasers affiliated with and controlled by Brett Hoge
• ·Private placement exempt under Section 4(a)(2) and Rule 506(b) of Securities Act
• ·Company may elect conversion if stock closes at or above $3.00 for 10 consecutive trading days

13-04-2026

FB Financial Corporation reported Q1 2026 net income of $57.5 million ($1.10 diluted EPS), up from $57.0 million ($1.07) in Q4 2025 and $39.4 million ($0.84) in Q1 2025, driven by loan HFI growth to $12.50 billion (+3.94% QoQ, +28.0% YoY) and deposit growth to $14.08 billion (+4.87% QoQ, +25.7% YoY). However, net interest income declined to $146.0 million from $149.8 million QoQ with NIM compressing to 3.94% from 3.98%, noninterest income fell to $26.4 million from $28.8 million QoQ, and net charge-offs rose to 0.11% annualized from 0.05%. Efficiency improved to 55.2% from 60.2% QoQ with stable credit quality and strong capital ratios.

• ·Allowance for credit losses on loans HFI at 1.49% of loans HFI (down slightly QoQ from 1.50%)
• ·Nonperforming assets as % of total assets at 0.98% (stable QoQ, up YoY from 0.84%)
• ·Preliminary tangible common equity to tangible assets ratio of 9.91%
• ·Loan growth details: +$57.3M commercial & industrial, +$32.7M consumer, +$25.1M commercial real estate, +$16.5M residential, -$11.4M construction
• ·Conference call scheduled for April 14, 2026 at 8:00 a.m. CT

13-04-2026

Farmer Mac's 2026 Proxy Statement for the May 14, 2026 Annual Meeting highlights record 2025 performance with 116% Return on Equity, $112.77 book value per share as of December 31, 2025, and a 7% year-over-year quarterly dividend increase. The meeting agenda includes election of 10 directors, ratification of the independent auditor, and an advisory vote to approve named executive officer compensation, which garnered 99% stockholder support in 2025. The Board of 15 members maintains 100% independence, high committee attendance rates (96-100%), and governance best practices including stock ownership requirements and a clawback policy.

• ·Board committee attendance: Audit 100%, Business Development & Business Strategy 100%, Corporate Governance 100%, Credit 100%, Finance 100%, Human Capital & Compensation 97%, Enterprise Risk 97%, Public Policy & Corporate Social Responsibility 96%.
• ·CEO stock ownership requirement: 3x annual salary; Non-Employee Director: 2x annual cash retainer.
• ·Long-term incentive mix for NEOs: 50% Time-Based RSUs, 25% Performance-Based RSUs (3-year cumulative core earnings before credit), 25% Stock Appreciation Rights.
• ·Annual Report on Form 10-K filed with SEC on February 19, 2026.
• ·Record date for voting: March 23, 2026.

13-04-2026

Ingles Markets Inc (IMKTA) filed a DEFA14A additional proxy statement on April 13, 2026, referencing prior Form 10-Q and Form 8-K filings. The document includes standard disclaimers for forward-looking statements and Non-GAAP measures, with a reconciliation noted on slide 51 of a presentation filed on April 8, 2026. Investor contact is Pat Jackson, CFO, and media contact via Joele Frank.

13-04-2026

Marti Technologies reported revenue of $39,241 thousand in 2025, more than doubling YoY from $18,660 thousand in 2024, with gross profit swinging to $23,988 thousand (61.1% margin) from a $2,889 thousand loss, driven by 60% YoY growth in trips to 50.84 million and 45% increase in unique platform consumers to 3.08 million. However, net loss narrowed to $41,446 thousand from $73,881 thousand in 2024 but widened versus $33,815 thousand in 2023, with operating loss at $28,532 thousand amid elevated G&A expenses including $11.3 million in share-based compensation and higher selling/marketing costs.

• ·G&A expenses excluding share-based compensation were $16.8 million in 2025.
• ·Fleet Depreciation declined to $3,084 thousand in 2025 from $8,153 thousand in 2024.
• ·Pre-Depreciation Contribution per Trip improved to $0.53 in 2025 from $0.17 in 2024.
• ·All-time trips reached 160.2 million cumulatively by 2025.

13-04-2026

On April 13, 2026, the Board of Directors of First Industrial Realty Trust, Inc. issued a letter to stockholders highlighting the company's strategic progress, strong results, and commitment to Board refreshment. The letter urges shareholders to vote for all of the company's director nominees at the 2026 Annual Meeting of Stockholders. No negative or flat performance metrics were mentioned.

• ·Filing date: April 13, 2026
• ·Event: 2026 Annual Meeting of Stockholders

13-04-2026

Fuel Tech, Inc. (FTEK) filed this DEF 14A proxy statement dated April 13, 2026, for its 2026 Annual Meeting of Stockholders on June 4, 2026, at 10:00 a.m. local time, seeking stockholder votes to elect four director nominees (Vincent J. Arnone, Douglas G. Bailey, Sharon L. Jones, and Dennis L. Zeitler), ratify RSM US LLP as independent registered public accounting firm, and approve on an advisory basis the company's executive compensation. As of the record date April 9, 2026, 31,156,452 shares of Common Stock were outstanding, requiring a quorum of at least 10,385,484 shares; no stockholder proposals were received for the meeting.

• ·Proxies via telephone or internet must be received by 11:00 p.m. Central Time on June 3, 2026.
• ·Stockholder proposals for 2026 proxy statement were due by December 22, 2025; other proposals for consideration due between February 4, 2026 and March 6, 2026.
• ·Election of directors uses plurality voting; ratification and say-on-pay require majority of shares present.
• ·Proxy materials available at www.envisionreports.com/FTEK or www.FTEK.com.

13-04-2026

First Busey Corporation filed an Amendment No. 1 to its definitive proxy statement (DEFR14A) on April 13, 2026, solely to include the omitted Appendix A: First Busey Corporation Second Amended 2020 Equity Incentive Plan, for its virtual 2026 Annual Meeting of Stockholders on May 20, 2026, at 10:30 a.m. Central Time. The meeting agenda includes electing 12 directors for one-year terms, a non-binding advisory 'say-on-pay' vote on named executive officer compensation, approval of the Second Amended 2020 Equity Incentive Plan, and ratification of RSM US LLP as independent registered public accounting firm for the year ending December 31, 2026. The record date is March 27, 2026, with 85,504,477 shares of common stock outstanding.

• ·Virtual meeting access: www.virtualshareholdermeeting.com/BUSE2026 (requires 16-digit control number from Notice)
• ·Principal executive offices: 11440 Tomahawk Creek Parkway, Leawood, Kansas 66211
• ·2025 Annual Report on Form 10-K available at busey.com/secfilings

13-04-2026

Arts-Way Manufacturing Co Inc reported sales of $6,640,285 for the three months ended February 28, 2026, up 29.2% YoY from $5,140,955, driving gross profit to $1,911,460 (up 27.7% YoY) and net income of $196,442 versus a $55,757 loss in the prior year period. Operating income improved sharply to $330,017 from near-breakeven $2,485 YoY, though total operating expenses rose 5.9% to $1,581,443. However, cash balance declined QoQ to $2,937 from $4,849 as of November 30, 2025, with receivables surging 56% to $3,434,127 and line of credit increasing to $3,431,937.

• ·Operating cash flow improved to $148,395 provided versus $101,805 used YoY.
• ·EPS basic and diluted $0.04 versus $(0.01) YoY.
• ·Inventories increased QoQ to $12,069,850 from $11,708,242.
• ·Line of credit increased QoQ to $3,431,937 from $3,252,437.

13-04-2026

F&M Bank Corp. issued a definitive proxy statement for its 2026 Annual Meeting on May 16, 2026, proposing the election of four directors (Hannah W. Hutman, A. Michael Wilkerson, John A. Willingham, Dean W. Withers) for three-year terms and Bret V. Harrison for a one-year term, ratification of Elliott Davis, PLLC as 2026 auditors, and an advisory vote on 2025 executive compensation. As of the March 20, 2026 record date, 3,559,157 common shares were outstanding, with directors and executives beneficially owning 378,963 shares (10.65%) and Fourthstone LLC owning 307,793 shares (8.65%). The filing notes minor delinquent Section 16(a) reports from certain insiders, with no other performance variances to report.

• ·Annual Meeting location: Blue Ridge Community College, The Plecker Center, 1 College Lane, Weyers Cave, Virginia 24486 at 5:00 p.m. ET.
• ·Record date: March 20, 2026.
• ·Delinquent Section 16(a) reports in 2025: one Form 4 for Barton E. Black (one transaction), two for Mr. Eberly (two transactions), two for Christopher S. Runion (eight transactions).

13-04-2026

TOFUTTI Brands Inc reported net sales of $7,776 thousand for FY ended December 27, 2025, down 11.8% YoY from $8,820 thousand, with gross profit declining 9.0% to $2,048 thousand amid higher cost of sales pressure. While total operating expenses decreased slightly by 1.2% to $2,821 thousand and net loss narrowed 9.7% to $778 thousand from $860 thousand, loss from operations widened 27.5% to $773 thousand. Regional sales showed mixed results, with Midwest up 16% to $812 thousand but California down 28% to $829 thousand and New England down 51% to $280 thousand.

• ·Net cash used in operating activities improved to $(98) thousand from $(358) thousand YoY.
• ·Accounts receivable net decreased to $915 thousand from $989 thousand.
• ·Inventories decreased to $1,729 thousand from $1,879 thousand.
• ·Total liabilities increased to $1,176 thousand from $837 thousand.
• ·Retained earnings declined to $1,779 thousand from $2,557 thousand due to net loss.
• ·Company highlights risks including international operations challenges, product liability suits, and weak internal controls due to small accounting department.

13-04-2026

On April 9, 2026, the Board of Directors of Franklin Financial Services Corporation declared a $0.34 per share regular cash dividend for the second quarter of 2026, up from $0.33 per share in the first quarter of 2026 and representing a 3.0% increase from $0.33 per share in the second quarter of 2025. The dividend will be paid on May 27, 2026, to shareholders of record at the close of business on May 1, 2026.

• ·Dividend declared on April 9, 2026
• ·Filed with SEC on April 13, 2026 under Items 8.01 and 9.01

13-04-2026

New Fortress Energy Inc. reported FY 2025 total revenues of $1,504,037 thousand, a sharp 36.2% YoY decline from $2,358,944 thousand in FY 2024, with Consolidated Segment Operating Margin dropping 68.8% YoY to $340,329 thousand. Both Terminals & Infrastructure and Ships segments saw revenue declines of approximately 32% and 30% YoY respectively. However, Q4 2025 showed strong QoQ improvement with revenues up 19.2% to $395,744 thousand from Q3's $331,911 thousand and Segment Operating Margin surging 87.0% to $131,668 thousand, though Ships segment revenues fell 34.9% QoQ.

• ·Q4 2025 Cost of sales: $211,157 thousand (53% of revenues)
• ·FY 2025 Depreciation and amortization: $203,508 thousand
• ·FY 2024 included $150,000 thousand deferred earnings from contracted sales
• ·Q4 2025 GAAP Gross margin: $86,671 thousand vs Q3 2025: $21,075 thousand

13-04-2026

Foster Group, Inc. disclosed equity holdings totaling $3,359,817,319 across 284 positions in its 13F-HR filing as of March 31, 2026. The portfolio is diversified with heavy allocations to Dimensional ETF Trust products (e.g., International Value ETF at $154,711,240) and iShares ETFs, alongside individual stocks including Apple Inc. ($38,083,616, 150,060 shares), NVIDIA Corporation ($7,523,650, 43,140 shares), and Microsoft Corp. ($5,640,162, 15,237 shares). All positions are held with sole investment discretion, with no put/call options or other voting authority indicated.

• ·Report period end date: March 31, 2026
• ·Filing date: April 13, 2026
• ·All holdings reported as SH SOLE with no shared discretion, puts, or calls

13-04-2026

BullFrog AI Holdings, Inc. filed an 8-K on April 13, 2026, under Items 8.01 and 9.01, announcing the issuance of a letter to stockholders on the same date. The letter, described as a press release, is furnished as Exhibit 99.1. The filing was signed by CEO Vininder Singh.

• ·Securities registered: Common Stock (BFRG, par value $0.00001) and Tradeable Warrants (BFRGW) on Nasdaq Capital Market.
• ·Company is an emerging growth company.

13-04-2026

Ledgewood Wealth Advisors, LLC reported 73 securities holdings totaling $177,680,103 as of March 31, 2026, in its 13F-HR filing submitted on April 13, 2026. The portfolio features significant allocations to Dimensional ETFs such as US Core Equity Market ETF ($14,691,772) and International Core Equity Market ETF ($11,108,257), alongside individual stocks like Provident Financial Services ($14,348,850) and Middlesex Water ($13,221,525). All positions are held with sole discretionary voting authority and no shared or other authority.

• ·All 73 holdings reported with sole shared authority (SH SOLE) and zero shared or other voting authority
• ·Filer CIK: 0002064043, SEC file number: 028-25485
• ·Business address: 92 Portsmouth Ave Ste 15, Exeter, NH 03833-2146

13-04-2026

Future Vision II Acquisition Corp. entered into an unsecured promissory note for $191,475 with HWei Super Speed Co. Ltd. dated April 8, 2026, to deposit funds into its Trust Account for a one-month extension of the Business Combination deadline from April 13, 2026, to May 13, 2026. The note bears no interest, is due upon consummation of a Business Combination, and includes a conversion option into units at $10.00 per unit, capped at an aggregate of $1,500,000 across similar loans.

• ·Note maturity upon consummation of initial Business Combination; forgiven if no BC and liquidation occurs
• ·Payee waives all claims to Trust Account distributions
• ·No fractional units on conversion; cash paid in lieu
• ·Governed by New York law; non-assignable by Payee without Maker consent
• ·Events of default include non-payment within 5 business days or Maker bankruptcy

13-04-2026

Prudential Financial, Inc. disclosed an unsolicited mini-tender offer from Potemkin Limited to purchase up to 100,000 shares (0.03% of outstanding common stock) at $60.70 per share, which is 37.36% below the $96.90 closing price on April 10, 2026. The company does not endorse the offer, recommends shareholders not tender their shares, and notes that tenders can be withdrawn before the offer's expiration on March 26, 2027 at 5:00 p.m. ET. A news release with additional details was issued on April 13, 2026.

• ·Offer expiration: 5:00 p.m., New York City time, on March 26, 2027
• ·News release attached as Exhibit 99.1

13-04-2026

For the six months ended February 28, 2026, Pineapple Financial Inc. reported revenue of $1,429,267, down 5.5% YoY from $1,512,236, while expenses surged to $25,806,462 from $2,805,838 due to a $23,026,713 fair value loss on crypto assets, resulting in a net loss of $25,930,939 versus $1,253,990 last year. However, the company strengthened its balance sheet via PIPE financing (cash $21,949,955 and in-kind $31,323,740) and $18,972,000 in loans payable, boosting total assets to $48,872,601 from $5,417,221 at August 31, 2025, cash to $17,736,423 from $2,117,371, and shareholders' equity to $27,098,940 from $906,679. Shares outstanding increased to 26,088,651 from 1,340,941 post a 20-for-1 reverse split.

• ·Net cash used in operating activities: $3,762,796 for six months ended Feb 28, 2026 vs $836,228 prior year.
• ·Net cash provided by financing activities: $38,199,966 vs $1,226,321 prior year.
• ·Net cash used in investing activities: $19,293,545 (includes $13,895,990 crypto purchase and $5,000,000 loan receivable).
• ·20-for-1 reverse stock split effected July 16, 2025; all share data retroactively adjusted.
• ·Fair value loss on crypto assets: $23,026,713 for six months ended Feb 28, 2026.

13-04-2026

Marathon Petroleum Corporation entered into a Revolving Credit Agreement dated April 7, 2026, with aggregate commitments of $5,000,000,000. JPMorgan Chase Bank, N.A. acts as Administrative Agent, with multiple banks including Wells Fargo Securities, LLC, Barclays Bank PLC, and others serving as Joint Lead Arrangers and Joint Bookrunners. The agreement includes standard covenants, such as a maximum Consolidated Net Debt to Total Capitalization Ratio, and pricing based on credit ratings with no reported issues or declines.

• ·Alternate Base Rate floor of 1.00% per annum.
• ·Applicable Rates tiered by credit ratings from S&P, Moody’s, and Fitch, ranging from Level I (ABR Spread 0.000%, Term SOFR Spread 1.000%, Commitment Fee 0.100%) to Level V (ABR Spread 0.750%, Term SOFR Spread 1.750%, Commitment Fee 0.250%).
• ·Agreement filed as Exhibit 10.1 in 8-K on April 13, 2026.

13-04-2026

IFP Advisors, Inc., a Florida-based investment advisor, filed its 13F-HR on April 13, 2026, reporting holdings as of March 31, 2026, across 5,032 positions with a total market value of $4,822,613,853,000. Top holdings include Amazon.com Inc at $68,910,920,000, Alphabet Inc (Class A) at $62,998,759,000, and Alphabet Inc (Class C) at $47,669,971,000, all held with sole discretionary voting power. No prior period data or changes are disclosed in this filing.

• ·Report period end date: March 31, 2026
• ·Filing date: April 13, 2026
• ·All reported positions held with sole voting power and no shared or other voting power
• ·SEC file number: 028-17164
• ·Business address: 3030 North Rocky Point Drive W. Ste 700, Tampa, FL 33607

13-04-2026

FWG Holdings, LLC (formerly Fortress Wealth Group, LLC) filed its 13F-HR on April 13, 2026, disclosing equity holdings as of March 31, 2026, across approximately 138 positions in U.S. stocks, ETFs, and other securities. The portfolio shows significant allocations to broad market index ETFs such as Vanguard Growth ETF (value 24812622), Vanguard Value ETF (24565011), and Invesco QQQ Trust (16886925), alongside individual names like NVIDIA Corporation (6493007) and Apple Inc (4182306). No prior period data is provided in the filing for comparison.

• ·Filing period end date: March 31, 2026
• ·SEC file number: 028-21336
• ·Company address: 1099 W Morse Blvd, Winter Park, FL 32789

13-04-2026

MarketWise, Inc. reported preliminary Q1 2026 unaudited results with paid subscribers returning to growth at 381 thousand (up from 374 thousand at Dec 31, 2025) and Billings up 15% YoY and 3% sequentially to approximately $81 million, the highest quarterly Billings since 2023. The company affirmed FY 2026 guidance including $300 million Billings, $50 million cash from operating activities, and a $1.80 per share dividend target for Class A shareholders, with $0.45 per share paid in Q1. However, cash and cash equivalents declined to $53 million at March 31, 2026 from $70.1 million at Dec 31, 2025, reflecting seasonal cash usage.

• ·Full Q1 2026 earnings release expected on May 7, 2026.
• ·FY 2026 tax distributions expected at approximately $35 million, nearly $15 million lower than FY 2025.
• ·Preliminary results subject to adjustment following normal quarterly accounting procedures and external review.

13-04-2026

On April 7, 2026, ProFrac Holding Corp.'s Compensation Committee granted performance-based restricted stock unit (PSU) awards under the 2022 Long Term Incentive Plan to key executives: 287,500 PSUs each to Executive Chairman Matthew D. Wilks and CEO Johnathan L. Wilks, 270,000 PSUs to CFO Austin Harbour, and 150,000 PSUs to Chief Commercial Officer Matthew Greenwood, vesting subject to one-year service and stock price VWAP thresholds of $7-$18. Additionally, CFO Harbour received a special $1,000,000 cash incentive award payable in four $250,000 quarterly installments through December 31, 2026, subject to continued employment. No performance declines or negative metrics reported; awards aim to retain executive talent.

• ·PSUs require continuous employment through April 7, 2027 (Time-Based Vesting Date); unvested PSUs expire April 7, 2036, with negotiation for new incentives.
• ·CFO cash award first installment vested as of March 31, 2026; includes forfeiture and repayment clauses for voluntary termination or termination for Cause in 2026.
• ·VWAP measured over most recent 30 trading days; settlement within 30 days of vesting.

13-04-2026

Edgemode, Inc. reported zero revenue for the year ended December 31, 2025, unchanged from 2024, while net loss ballooned to $24,629,291 from $1,590,059 due to operating expenses surging to $37,271,945 from $1,408,528. Total liabilities exploded to $20,083,835 from $4,724,518, worsening stockholders' deficit to $18,807,799 from $4,723,015 amid massive dilution with common shares outstanding rising to 2,998,158,602 from 390,687,459; however, cash improved to $248,367 from $103, bolstered by $1,818,720 in financing inflows. The filing underscores severe risks including no customers, unproven HPC hosting pivot, competition, and operational vulnerabilities.

• ·Net cash used in operating activities: $(825,713) in 2025 vs $17,680 in 2024.
• ·Net cash used in investing activities: $(744,743) in 2025 vs $(4,600) in 2024.
• ·Derivative liabilities: $15,424,561 as of Dec 31, 2025 vs $1,992,754 prior year.
• ·Unsecured advances: $513,827 as of Dec 31, 2025.
• ·Deferred offering costs: $495,000 as of Dec 31, 2025.
• ·No provision for income taxes in either year.

13-04-2026

Fifth District Bancorp, Inc. will hold its 2026 annual meeting of stockholders on May 18, 2026, at 10:00 a.m. local time in New Orleans, Louisiana, to elect two directors for three-year terms and ratify the appointment of EisnerAmper LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. The record date is March 31, 2026, with 5,289,348 shares of common stock outstanding; stockholders are encouraged to vote via proxy card, internet, or in person, noting restrictions on votes exceeding 10% ownership.

• ·Quorum requires majority of outstanding shares entitled to vote.
• ·Directors elected by plurality; ratification of auditors requires majority of votes cast.
• ·All directors independent except Amie L. Lyons due to employment; Chairman (David C. Nolan) separate from CEO.
• ·Internet voting deadline: 11:59 p.m. CT on May 17, 2026; ESOP/401(k) instructions deadline: May 11, 2026.
• ·Proxy materials mailed beginning April 16, 2026; available online at https://annualgeneralmeetings.com/fdsb2026/ including Form 10-K for FY ended December 31, 2025.

13-04-2026

Starfighters Space, Inc. disclosed a lawsuit filed by former CEO Richard 'Rick' Svetkoff on April 9, 2026, in Brevard County, Florida (Case No. 26TC-245660994), alleging breach of fiduciary duty by current CEO Timothy Franta and board members with claimed damages exceeding $26,000,000, along with Florida Deceptive and Unfair Trade Practices Act violations and requests for injunctive relief. The company denies all allegations, revealed Svetkoff's unauthorized transfers including $1.0 million to an offshore account (later returned) and $1,895,869.04 from subsidiary accounts to himself and his wife's company RLB Aviation, Inc., and plans to defend vigorously while evaluating counterclaims. An adverse outcome could materially impact the company's business, financial condition, or results of operations.

• ·Lawsuit filed in 18th Judicial Circuit, Brevard County, Florida, Case No. 26TC-245660994.
• ·Svetkoff resigned voluntarily on February 19, 2026; removed from SFII on March 9, 2026 (Articles of Amendment filed March 27, 2026), and from SI on April 2, 2026 (Articles of Amendment filed April 3, 2026).
• ·Company evaluating referral of Svetkoff matters to governmental authorities.

13-04-2026

ALT5 Sigma Corp reported FY2025 revenue of $24,840, more than doubling YoY from $11,887 (+109%), driven entirely by the Fintech segment. However, gross margin declined to 41% from 48% amid surging SG&A expenses to $33,039 (up 163%), leading to an operating loss of $(22,851) versus $(6,923) prior year, while a massive $402,054 unrealized loss on cryptocurrency assets drove net loss to $(344,507) from $(7,568). Adjusted EBITDA deteriorated to $(15,429) from $(1,509), with Biotech operations discontinued.

• ·Fintech segment SG&A expense $16,370 in FY2025 vs $5,456 in FY2024.
• ·Corporate and other operating expenses $16,669 in FY2025.
• ·Income tax benefit $86,742 in FY2025 from continuing operations.
• ·Net loss from discontinued Biotech operations $(3,021) in FY2025 vs income $733 in FY2024.
• ·Depreciation and amortization $5,268 in FY2025 vs $3,401 in FY2024.

13-04-2026

ChoiceOne Financial Services, Inc. issued a definitive proxy statement for its virtual Annual Meeting of Shareholders on May 20, 2026, at 8:00 a.m. ET, with a record date of March 31, 2026. Shareholders will vote on electing five director nominees (Keith D. Brophy, Michael J. Burke, Jr., Bruce John Essex, Jr., Steven T. Krause, Michelle M. Wendling) for terms expiring in 2029, advisory approval of executive compensation, and ratification of Plante & Moran, PLLC as independent auditors for the year ending December 31, 2026. As of March 31, 2026, 14,956,917 shares of common stock were issued and outstanding.

• ·Annual Meeting held exclusively via live webcast at www.virtualshareholdermeeting.com/COFS2026; access requires 16-digit control number from proxy.
• ·Proxy materials and Annual Report for year ended December 31, 2025 available at www.choiceone.bank/About/Investor-Relations/Proxy-Materials.
• ·Board consists of 15 directors divided into three classes; nominees for class with terms expiring in 2029.
• ·Voting requirements: plurality for directors, majority for advisory exec comp and auditor ratification.

13-04-2026

Willow Lane Acquisition Corp. filed a Form 425 disclosing social media posts on LinkedIn and X promoting its proposed business combination with Boost Run Holdings, LLC, pursuant to a Business Combination Agreement entered on September 15, 2025. The filing references a Registration Statement on Form S-4 containing a proxy statement/prospectus and urges shareholders to review SEC documents for details on the transaction involving Pubco (Boost Run Inc.) and merger subs. While highlighting potential benefits, it includes extensive forward-looking statements tempered by significant risks such as transaction failure, operational disruptions, and market uncertainties.

• ·Business Combination Agreement dated September 15, 2025
• ·Social media posts published April 10, 2026
• ·Filing date: April 13, 2026

13-04-2026

Alamar Biosciences is filing an S-1/A for an IPO offering 9,375,000 shares at a midpoint price of $16.00 per share, expecting net proceeds of approximately $133.2 million (or $154.1 million if underwriters' option for 1,406,250 additional shares is exercised in full), with total shares outstanding post-IPO at 64,890,799 (or 66,297,049). For the year ended December 31, 2025, total revenue grew 195% YoY to $74.2 million from $25.1 million in 2024, driven by product revenue surging 257% to $58.4 million, while gross profit expanded to $41.7 million; however, the company reported a net loss of $29.8 million (improved from $47.1 million in 2024), with operating expenses rising due to SG&A increasing 88% to $35.6 million amid ongoing R&D investments.

• ·1-for-2.418 reverse stock split effected on April 10, 2026.
• ·Proposed Nasdaq trading symbol: ALMR.
• ·Stock-based compensation expense increased to $2.9 million in 2025 from $0.9 million in 2024.
• ·Pro forma net loss per share for 2025: $(0.54) (unaudited).
• ·Weighted-average exercise prices: 2018 Plan options $3.18 (pre-2026) and $8.26 (post); warrants $3.55; phantom options $4.32 (pre) and $9.00 (post).

13-04-2026

E Fund Management Co., Ltd. filed its 13F-HR disclosing $3,365,841,983 in holdings across 489 positions as of March 31, 2026. Top positions include Apple Inc. ($181,728,360 value, 716,058 shares) and Broadcom Inc. ($71,097,233 value, 229,709 shares), with significant exposure to technology and biotech sectors including AXT Inc. ($71,949,729 value, 1,262,719 shares). No period-over-period changes are provided in the filing.

• ·Holdings as of 2026-03-31, filed 2026-04-13.
• ·Futu Holdings Ltd.: $35,030,390 value, 256,145 shares.
• ·Kanzhun Limited: $23,289,642 value, 1,739,331 shares.
• ·Cisco Systems Inc.: $20,339,831 value, 262,145 shares.
• ·Numerous biotech holdings including Apellis Pharmaceuticals Inc. (22,686 shares SOLE) and Arcturus Therapeutics (23,007 shares SOLE).

13-04-2026

AITX reported preliminary FY2026 revenue growth of 26% to $7.75M from $6.14M, with gross profit expanding 48% to $5.53M and gross margins improving to 71% from 61%, driven by cost discipline. Operating expenses remained flat at $17.5M, resulting in a $2.0M improvement in loss from operations. However, CEO Steve Reinharz noted revenue growth fell short of expectations amid a turbulent economy, though the company maintains focus on scaling to positive cash flow.

• ·Completed SOC 2 Type 2 audit, validating operations and internal controls.
• ·RAD solutions designed to deliver 35%-80% cost savings vs. traditional manned security.
• ·Robust sales pipeline with expanding opportunities across subsidiaries and industries including enterprises, government, transportation, critical infrastructure, education, and healthcare.

13-04-2026

Successful Portfolios LLC filed its 13F-HR on April 13, 2026, disclosing 188 equity positions with a total portfolio value of $181,419,001 as of March 31, 2026. The portfolio features significant allocations to ETFs such as iShares Core S&P 500 ETF ($9,027,163) and Vanguard Short-Term Treasury ETF ($8,569,998), alongside individual stocks including Walmart Inc. ($6,342,480), Apple Inc. ($4,984,948), and Microsoft Corp. ($4,253,459). No period-over-period changes are provided in this snapshot filing.

• ·All holdings reported as sole discretionary with no other managers or voting authority indicated.
• ·Portfolio heavily weighted toward ETFs (e.g., various iShares, Vanguard, Schwab Strategic, and SPDR products) and large-cap tech/industrials.

13-04-2026

Affinity Capital Advisors, LLC filed its 13F-HR on April 13, 2026, reporting holdings as of March 31, 2026, across 181 positions with sole investment discretion and voting authority. The portfolio totals $713,154,343,000, dominated by large ETF positions such as iShares TR Core S&P500 ETF (value $68,599,647,000, 105019 shares), iShares TR Core Univrsl USD (value $63,138,611,000, 1366932 shares), and Vanguard Index Fds Value ETF (value $60,133,360,000, 306490 shares), alongside individual stocks like Apple Inc (value $53,424,803,000, 210508 shares). No period-over-period changes or performance metrics are disclosed in the filing.

• ·All holdings reported with SOLE investment discretion and voting authority
• ·No put/call options reported (all 0)
• ·Filer CIK: 0001810023, EIN: 461380672, based in Berkeley, CA

13-04-2026

Chesley Taft & Associates LLC filed its 13F-HR report on April 13, 2026, for the period ended March 31, 2026, disclosing total holdings valued at $2392133977 across 621 positions. Notable holdings include Apple Inc. COM at $68487876, Broadcom Inc. COM at $63244345, and Alphabet Inc. CAP STK CL A at $28052341, with positions categorized as sole or other managed accounts. This filing provides a snapshot of holdings with no period-over-period comparisons or performance metrics available.

• ·Filing CIK: 0001164632
• ·SEC File Number: 028-10082
• ·Business address: 135 S. Lasalle Street, Suite 2900, Chicago, IL 60603
• ·Positions include both SOLE and OTR managed accounts

13-04-2026

Fractal Investments LLC disclosed 81 equity positions totaling $845,018,859 as of March 31, 2026, in its quarterly 13F-HR filing. The portfolio is concentrated in energy midstream and natural resources sectors, with top holdings MPLX LP ($117,067,748), Energy Transfer LP ($93,030,150), Plains All American Pipeline LP ($80,963,757), Enterprise Products Partners LP ($69,513,745), and Western Midstream Partners LP ($64,958,273). No changes, puts, or calls were reported across all sole holdings.

• ·Filed on April 13, 2026
• ·Report period end date: March 31, 2026
• ·All 81 positions held as sole discretionary voting authority
• ·No reported put options, call options, or other manager positions

13-04-2026

Bank of New Hampshire filed its 13F-HR on April 13, 2026, disclosing 542 equity holdings totaling $437234239 as of March 31, 2026. Top holdings include SPDR Gold Shares ETF at $17932336 (41675 shares), Apple Inc at $17761747 (69986 shares), Alphabet Inc Class A at $12452786 (43305 shares), and Microsoft Corp at $10985535 (29677 shares). No period-over-period changes or performance metrics are provided in this standard quarterly holdings report.

• ·Filing period end date: March 31, 2026
• ·Contact phone: 603-527-3371
• ·Additional notable holdings: Nvidia Corp ($7760451, 44498 shares), JPMorgan Chase & Co ($7631393, 25943 shares)

13-04-2026

Coca-Cola Europacific Partners plc (CCEP) reported repurchases of 273,532 ordinary shares between April 6 and 10, 2026, including 234,141 shares on US Trading Venues at volume weighted average prices ranging from USD 92.9266 to USD 97.6187, and 39,391 shares on the London Stock Exchange at GBP 70.5481 to GBP 72.7054. Highest prices paid were USD 98.4400 and GBP 73.0500, with lowest at USD 91.6900 and GBP 70.0500. No period-over-period comparisons or performance metrics were provided.

• ·Filing date: April 13, 2026
• ·Trading venues: US Trading Venues and London Stock Exchange

13-04-2026

Plan Group Financial, LLC filed its 13F-HR report disclosing holdings in 232 equity positions with a total market value of $426,257,035 as of March 31, 2026. The portfolio is diversified across individual stocks like Apple Inc (26,621 shares, $6,756,136), Exxon Mobil Corp (49,311 shares, $8,366,070), and JPMorgan Chase & Co (39,302 shares, $11,560,971), as well as numerous ETFs including iShares and Dimensional funds. No period-over-period changes are provided in the filing.

• ·Filing submitted on April 13, 2026 for period ending March 31, 2026.
• ·Located in Oklahoma City, OK.
• ·Includes holdings in energy (e.g., Chevron, EOG Resources), tech (e.g., NVIDIA, Broadcom), and fixed income/ETFs.

13-04-2026

Lee Financial Co (CIK 0001391166) filed its 13F-HR report on April 13, 2026, disclosing $708,782,044 in total holdings across 211 positions as of March 31, 2026. The portfolio is diversified with significant allocations to broad-market ETFs such as iShares Core S&P 500 ETF ($176,053,460) and iShares Core S&P Mid-Cap ETF ($94,534,214), alongside individual stocks including Apple Inc., Microsoft Corp., and Berkshire Hathaway. No period-over-period changes are detailed in this snapshot filing.

• ·Filing CIK: 0001391166
• ·State of incorporation: TX
• ·Fiscal year end: 12/31
• ·Business address: 8350 N. Central Expressway, Suite 1800, Dallas, TX 75206
• ·SEC file number: 028-17878

13-04-2026

LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA filed its 13F-HR report on April 13, 2026, disclosing equity holdings as of March 31, 2026, across approximately 653 positions primarily in sole discretionary accounts. Top holdings by market value include Alphabet Inc (Class C) at $913533785, Amazon.com Inc at $533593708, Apple Inc at $371763431, and Danaher Corp at $313445566, with significant exposure to technology, healthcare, and consumer sectors. No prior period comparisons or performance metrics are provided in the filing.

• ·Filing covers period ending March 31, 2026 (Q1 2026).
• ·Firm address: 230 Congress Street, Boston, MA 02110.
• ·Many positions held with sole voting authority; some in other reported managers (OTR).

13-04-2026

Uptown Financial Advisors LLC filed its 13F-HR on April 13, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio market value of $125,891,641 across 76 positions held solely. The portfolio is heavily weighted toward ETFs including Vanguard Growth ETF ($13.7M), iShares Core S&P Small-Cap ETF ($9.96M), and SPDR Portfolio S&P 400 Mid Cap ETF ($9.16M), with additional exposure to stocks like NVIDIA ($1.85M) and individual options positions. No prior period comparisons or performance metrics are provided in the filing.

• ·Filing CIK: 0002066147
• ·Business address: 2911 Turtle Creek Blvd., Suite 1100, Dallas, TX 75219
• ·Business phone: 214-628-9508
• ·SEC file number: 028-25519
• ·Notable positions include puts on Cisco Sys (3200 shares, $248,288), Broadcom (200 shares), Invesco QQQ (2000 shares, $1,154,360), calls on NVIDIA (1500 shares, $261,600) and CoreWeave (4000 shares)

13-04-2026

Farrell Financial LLC filed its 13F-HR on April 13, 2026, reporting holdings as of March 31, 2026, with 76 positions and a total portfolio value of $167373890. The portfolio consists primarily of ETFs and select individual stocks, with the largest position being 432743 shares of SCHWAB STRATEGIC TRUS LRG CAP ETF; no changes from the prior quarter were reported. Holdings include diversified exposure across large-cap equities, bonds, international, and sector-specific ETFs, with no performance metrics or period-over-period changes disclosed.

• ·No changes in holdings reported (0 changes indicated)
• ·Portfolio heavily allocated to ETFs (e.g., 60248 shares VANGUARD MALVERN FDS STRM INFPROIDX, 93324 shares VANGUARD WORLD FD ESG INTL STK ETF)
• ·Individual stock positions include 11049 shares AMAZON COM INC, 9558 shares MICROSOFT CORP, 4930 shares NVIDIA CORPORATION

13-04-2026

Professional Financial Advisors, LLC filed a 13F-HR report disclosing its institutional equity holdings as of March 31, 2026, totaling $491,131,930 across 137 positions, all held under sole investment discretion. The portfolio consists primarily of ETFs from providers like iShares, Vanguard, and SPDR, along with individual stocks such as Apple Inc (12,275 shares), Berkshire Hathaway Inc (10,705 shares), and Amazon.com Inc (4,564 shares). No period-over-period changes or performance metrics are provided in the filing.

• ·Filing date: April 13, 2026
• ·Report period end: March 31, 2026
• ·All 137 holdings reported as sole discretion (0 shared, 0 other)
• ·Business address: 1400 S Dewey St Suite 300, North Platte, NE 69101

13-04-2026

Kelly Financial Services LLC filed its 13F-HR report disclosing holdings across 128 securities with a total portfolio value of $413,885,776 as of March 31, 2026. The portfolio features substantial allocations to BlackRock iShares ETFs, including 891,885 shares in iShares International Corporate Bond ETF (CUSIP 09290C764) and 591,172 shares in iShares 20+ Year Treasury Bond ETF (CUSIP 464287432), as well as individual stocks such as Apple Inc. (14,891 shares) and AT&T Inc. (13,473 shares). All reported positions are held solely with sole voting authority.

• ·Filing date: April 13, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported as SOLE discretion with sole voting authority

13-04-2026

KMG Fiduciary Partners, LLC filed its 13F-HR on April 13, 2026, reporting holdings in 261 positions as of March 31, 2026, all with sole discretionary authority and no shared or other voting power. The portfolio includes significant positions in technology leaders such as NVIDIA CORPORATION (397,226 shares), APPLE INC (285,635 shares), and AMAZON COM INC (187,457 shares), alongside a broad mix of ETFs and other stocks. No prior period comparisons or changes are disclosed in the filing.

• ·Report period end: March 31, 2026
• ·Filing date: April 13, 2026
• ·All positions reported as SH SOLE (sole shared voting authority) with 0 SH PRN (sole investment discretion reported) and 0 OTR (other managers)

13-04-2026

Leibman Financial Services, Inc. filed its 13F-HR report on April 13, 2026, for the quarter ended March 31, 2026, disclosing management of 49 equity positions with sole discretionary voting authority and a total market value of $136,193,325. Top holdings by value include WisdomTree Floating Rate Treasury Fund ($12,308,097), WisdomTree India Earnings Fund ($5,628,123), and American Century ETF TR Intl SmCp Vlu ($5,345,530), with other notable positions in Amazon.com Inc. ($3,862,172) and T-Mobile US Inc. ($3,927,189). No period-over-period changes are provided in the filing.

• ·All 49 positions held with sole voting authority (SH SOLE).
• ·Filing includes address: 228 Main Street, PO Box 368, Louisville, NE 68037.
• ·Chief Compliance Officer contact: William Garver, phone 4027417474.

13-04-2026

Coastal Financial Corporation (CCB) has issued its DEF 14A proxy statement for the 2026 Annual Meeting of Shareholders, to be held virtually on May 27, 2026 at 6:00 p.m. PT, with a record date of March 27, 2026 and 15,233,522 shares of common stock outstanding. Shareholders will vote on electing five directors (Rilla R. Delorier, Steven D. Hovde, Michael R. Patterson, Gregory A. Tisdel for three-year terms; Jeffrey M. Chapman for two years), ratifying Baker Tilly US, LLP as independent auditors for FY 2026, and an advisory vote on named executive officer compensation. No financial performance metrics or period-over-period comparisons are detailed in the filing.

• ·Annual meeting registration deadline: May 26, 2026 at 5:00 p.m. PT at https://register.proxypush.com/CCB
• ·Proxy voting deadline: 11:59 p.m. PT on May 26, 2026
• ·Proxy materials and 10-K for year ended December 31, 2025 available at https://annualgeneralmeetings.com/ccb2026