S&P 500 Healthcare Sector SEC Filings — April 20, 2026

20-04-2026

CNB Financial Corporation reported net income of $26.0 million ($0.88 per diluted share) for Q1 2026, up slightly from adjusted $25.8 million ($0.87 per share) in Q4 2025 but down from GAAP $32.6 million ($1.10 per share) in that period, and significantly higher than $10.4 million ($0.50 per share) in Q1 2025 due to the ESSA acquisition. Organic deposits grew $115.0 million (1.62% QoQ), contributing to total deposits of $7.1 billion, while organic loans declined $67.3 million (1.41% QoQ) amid elevated CRE prepayments. Net interest margin remained flat at 3.83%, nonperforming assets rose to $49.2 million (0.58% of assets), though net charge-offs improved to $884 thousand (0.06% annualized).

• ·Adjusted uninsured deposits $1.3 billion (17.54% of total deposits) at Q1 2026, slightly down from $1.3 billion (18.33%) at Q4 2025.
• ·Total available liquidity sources 5.3 times adjusted uninsured deposits at Q1 2026.
• ·Pre-tax net unrealized losses on securities $51.9 million (5.83% of equity) at Q1 2026, up from $47.0 million (5.39%) at Q4 2025.
• ·Short-term borrowings $164.0 million at Q1 2026.
• ·Purchase accounting loan accretion $3.0 million in Q1 2026, down from $3.2 million in Q4 2025.

20-04-2026

Northfield Bancorp's S-1/A filing details Northfield Bank's operations, with total loans declining 4.1% YoY to $3,856,773 thousand as of December 31, 2025 from $4,022,224 thousand, driven by a 9.1% drop in multifamily loans to $2,361,365 thousand, though commercial mortgage loans grew 2.4% to $911,390 thousand and home equity lines increased 14.1% to $198,557 thousand. Deposit market share stood at 9.64% in Staten Island (6th out of 16 institutions) as of June 30, 2025, but was lower at 0.65% in Brooklyn and 1.75% in select NJ counties amid intense competition from banks, fintech, and non-banks. Median household incomes in served areas rose YoY, e.g., Hunterdon County, NJ from $129,123 to $145,344, while unemployment rates were stable to slightly higher than national average.

• ·Northfield Bank ranked 6th in deposit market share (9.64%) out of 16 FDIC-insured institutions in Staten Island, NY as of June 30, 2025; 17th (0.65%) out of 40 in Brooklyn, NY; 12th (1.75%) out of 50 in select NJ counties.
• ·Allowance for credit losses: $38,144 thousand at December 31, 2025 (up from $35,183 thousand in 2024).
• ·All loan participations performing as of December 31, 2025.
• ·Northfield Bank organized in 1887, federally chartered savings bank regulated by OCC.

20-04-2026

Alamar Biosciences, Inc. filed an Amended and Restated Certificate of Incorporation effective April 20, 2026, authorizing 1,000,000,000 shares of Common Stock (par value $0.0001) and 20,000,000 shares of Preferred Stock (par value $0.0001), and automatically reclassifying all outstanding Prior Class B Common Stock into Common Stock. The amendments establish a classified board of directors divided into three classes with staggered three-year terms, limit director removal to for-cause with 66-2/3% stockholder vote, empower the board to fill vacancies and amend bylaws unilaterally, and restrict stockholder actions by prohibiting written consents (unless unanimously approved by directors) and limiting special meetings to board initiation. Additional provisions include director/officer indemnification and exclusive forum clauses designating Delaware courts for internal corporate disputes.

• ·Original certificate of incorporation filed May 7, 2018
• ·Registered office: 3500 South DuPont Highway, Dover, DE 19901
• ·Board authorized to designate Preferred Stock series with custom rights
• ·Stockholders vote together (not by class) on changes to authorized shares
• ·Exclusive forum: Delaware Court of Chancery for internal affairs; U.S. federal courts for Securities Act claims

20-04-2026

ACI Worldwide, Inc. (ACIW) has filed definitive additional proxy materials (DEFA14A) for its Annual Meeting of Stockholders on June 2, 2026, at 10:00 AM ET, held virtually via www.proxydocs.com/ACIW. Key proposals include electing nine directors to serve until the 2027 annual meeting, ratifying Deloitte & Touche LLP as the independent auditor for 2026, and an advisory vote to approve named executive officer compensation. Stockholders of record as of April 8, 2026, can access full materials online and must request paper copies by May 23, 2026.

• ·Filing date: April 20, 2026
• ·Record date: April 8, 2026
• ·Paper material request deadline: May 23, 2026
• ·Proxy voting websites: www.proxydocs.com/ACIW, www.investorelections.com/ACIW
• ·Proxy phone: 1-866-648-8133

20-04-2026

News Corporation disclosed via 8-K the provision of daily information to the Australian Securities Exchange (ASX) regarding its ongoing $1 billion stock repurchase program authorizing purchases of Class A (NWSA) and Class B (NWS) common stock. Exhibits 99.1 and 99.2 contain the specific ASX disclosures for the dates noted therein, as required under ASX rules, with no aggregate repurchase activity quantified in the filing. The disclosures note potential forward-looking intent to repurchase shares subject to market conditions.

• ·Date of earliest event reported: April 17, 2026
• ·Filing date: April 20, 2026
• ·Securities: Class A Common Stock (NWSA, par value $0.01), Class B Common Stock (NWS, par value $0.01), both on Nasdaq Global Select Market

20-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed a Form 8-K on April 20, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01 (Exhibits), announcing the issuance of a press release titled 'AITX Shares Fiscal 2027 Revenue Targets and Market Opportunity.' The press release is furnished as Exhibit 99.1. No specific financial figures, targets, or performance metrics were detailed in the filing itself.

20-04-2026

Principal Financial Group, Inc. reported preliminary assets under management (AUM) of $770.2 billion as of March 31, 2026, with $578.0 billion managed by Principal Asset Management - Investment Management and $159.6 billion by Principal Asset Management - International Pension. For the quarter ended March 31, 2026, market performance, foreign currency translation, and other items resulted in a 1.2% negative impact relative to beginning period AUM. The disclosure highlights exposures to small/mid-cap and international equities, high yield and preferred securities in fixed income, and emerging market exchange rates amid market dislocations.

• ·AUM figures will be consistent with the format in the Company's financial supplement for quarter ended March 31, 2026, posted on or about April 23, 2026.
• ·Filing intended to satisfy Regulation FD prior to quarterly earnings release.

20-04-2026

Enveric Biosciences, Inc. (ENVB) announced a private placement priced at-the-market under Nasdaq rules, issuing 2,222,223 shares of common stock (or pre-funded warrants) at $2.25 per share along with Series I and short-term Series J warrants to purchase up to 2,222,223 shares each at $2.00 exercise price, expected to yield $5 million upfront gross proceeds. Potential additional gross proceeds of approximately $8.9 million could result if warrants are fully exercised, for total up to $13.9 million, to be used for product development, working capital, and general corporate purposes. H.C. Wainwright & Co. serves as exclusive placement agent; closing expected on or about April 17, 2026, subject to customary conditions, with no assurance of warrant exercises.

• ·Purchase price: $2.25 per share (or pre-funded warrant)
• ·Warrant exercise price: $2.00 per share, immediately exercisable
• ·Series I warrants expire five years after Resale Registration Statement effective date
• ·Series J warrants expire eighteen months after Resale Registration Statement effective date
• ·Announcement date: April 16, 2026; Filing date: April 20, 2026

20-04-2026

DAQO New Energy Corp. reported FY2025 revenues of $665.4 million, a 35% YoY decline from $1,029.1 million in 2024, amid falling polysilicon sales volumes totaling 126,707 MT. Gross loss narrowed to $137.9 million from $212.9 million, and net loss attributable to ordinary shareholders improved to $170.5 million from $345.2 million, bolstered by positive operating cash flow of $49.7 million versus a $435.4 million outflow in 2024. The company ended 2025 with strong liquidity, including $980.3 million in cash, cash equivalents and restricted cash, $1,035.6 million in fixed-term deposits, and $2,110.3 million in net current assets with no bank borrowings, though it plans no material capex due to adverse market conditions.

• ·No bank borrowings as of December 31, 2025.
• ·No material capital expenditures expected in the near future due to adverse market conditions.
• ·Baotou City strategic cooperation includes polysilicon for solar (200,000 MT total capacity), semiconductor (21,000 MT), silicon metal (300,000 MT), and silicone (200,000 MT) projects.

20-04-2026

SmartFinancial reported Q1 2026 net income of $13.7 million ($0.81 per diluted share), unchanged QoQ from $13.7 million but up from $11.3 million YoY, supported by net interest income of $45.9 million (up from $45.1 million QoQ) and NIM expansion to 3.48% from 3.38%. Strong organic loan growth of $155 million (14% annualized QoQ) and core deposit growth of $95 million (7% annualized QoQ) were highlights, however noninterest income fell $0.3 million to $7.9 million, noninterest expense rose $0.4 million to $32.9 million, and nonperforming loans increased to 0.27% of total loans from 0.22%.

• ·Conference call scheduled for April 20, 2026 at 10:00 a.m. ET.
• ·Tangible book value per common share $27.33 at Mar 31 2026 (up from $26.85).
• ·Unfunded commitment liability $4.5M at Mar 31 2026 (up from $3.6M).

20-04-2026

PennyMac Financial Services, Inc. (PFSI) issued its 2026 Proxy Statement for the Annual Meeting on June 3, 2026, proposing the election of 10 experienced director nominees, ratification of the independent registered public accounting firm for the fiscal year ending December 31, 2026, and an advisory vote to approve named executive officer compensation. The Board emphasizes robust corporate governance features, including majority voting for uncontested director elections, an independent lead director (Jeffrey A. Perlowitz), annual board elections, and strict stock ownership guidelines, with no notable governance shortcomings highlighted. Director nominees possess deep expertise in mortgage finance, risk management, and leadership, supporting PFSI's focus on mortgage loan production, servicing, and investments.

• ·Annual Meeting Date and Time: Wednesday, June 3, 2026, at 11:00 a.m. Pacific Time, online via www.virtualshareholdermeeting.com/PFSI2026
• ·Record Date: April 6, 2026
• ·Proxy Statement Mail Date: April 20, 2026
• ·Independent Lead Director Term: Jeffrey A. Perlowitz, expires February 2028
• ·Board limits: CEO directors limited to 2 outside public boards; others to 5
• ·HCP nomination right: Up to 2 directors based on voting power ownership

20-04-2026

Peoples Financial Services Corp. (PFIS), a Pennsylvania-based national commercial bank holding company, filed its 13F-HR on April 20, 2026, disclosing equity holdings as of March 31, 2026, managed by its trust operations. The portfolio features substantial positions in large-cap stocks and ETFs, with top holdings including Apple ($9,181,835,000 sole discretionary), Broadcom ($7,227,040,000), and Amazon ($3,794,859,000 sole). This routine quarterly snapshot provides no direct period-over-period comparisons or performance metrics.

• ·Report filed under SEC file number 028-15675
• ·Filer EIN: 232391852
• ·Business address: 30 E D Preate Drive, Moosic, PA 18507
• ·Contact phone: 570-346-7667
• ·Conformed period end: 03-31-2026

20-04-2026

Threadgill Financial, LLC filed its Form 13F-HR on April 20, 2026, disclosing 44 equity positions held as of March 31, 2026, all with sole investment discretion and voting power. The portfolio features large allocations to iShares Treasury bond ETFs, including 1,420,636 shares of iShares Treasuries 0-3 Year Bond ETF and 962,629 shares of iShares Treasuries 2027 Term ETF, alongside equity holdings such as 63,233 shares of Amazon.com Inc, 52,298 shares of Visa Inc, and 28,102 shares of Exxon Mobil Corp. No prior period data, market values, or changes were reported.

• ·All reported holdings have sole shared investment discretion (0) and sole voting power (0 for shared).
• ·Business address: 2170 Buckthorne Place, Suite 260, Spring, TX 77380.
• ·Central Index Key: 0001814104.

20-04-2026

Lilly Endowment Inc. filed its 13F-HR on April 20, 2026, reporting holdings as of March 31, 2026. The filing discloses a single position of 91,896,978 shares of common stock (CUSIP 532457108) valued at $84,524,083,455, held with sole investment discretion and voting authority. No changes, additions, or reductions in holdings are indicated in this quarterly snapshot.

• ·Central Index Key (CIK): 0000316011
• ·SEC File Number: 028-00889
• ·Business Address: 2801 North Meridian Street, Indianapolis, IN 46208

20-04-2026

Joel Adams & Associates, Inc., an investment advisor based in Asheville, NC, filed its 13F-HR on April 20, 2026, reporting 64 holdings totaling $134658857 as of March 31, 2026, primarily consisting of ETFs and select individual stocks held solely on a discretionary basis. Top positions include iShares Core U.S. Aggregate Bond ETF at $18186935, iShares ESG Aware U.S. Aggregate Bond ETF at $10607783, Vanguard ESG International Stock ETF at $10230087, and Vanguard Tax-Exempt Bond ETF at $9436286. No changes from prior periods or performance metrics were disclosed in the filing.

• ·All 64 positions held as sole discretionary voting authority (SH SOLE).
• ·Filer CIK: 0002020459, EIN: 561870460, State of Incorporation: NC.
• ·Business address: 545 Merrimon Avenue, Asheville, NC 28804.
• ·No other investment discretion or voting authority reported.

20-04-2026

Tower View Wealth Management LLC reported total equity holdings of $194,797,374 across 204 positions as of March 31, 2026, all held with sole voting power and no other reported changes. Top positions include SPDR S&P 500 ETF Trust ($9,494,923), NVIDIA Corporation ($8,969,883), Eli Lilly & Co ($8,894,101), Alphabet Inc Class C ($7,388,989), and Vanguard Growth ETF ($7,791,246). The portfolio reflects a diversified mix of individual stocks and ETFs, with heavy weighting in technology and broad market indices.

• ·All 204 positions held with sole voting power (SH SOLE 0 0).
• ·Filing covers period ending March 31, 2026, filed April 20, 2026.
• ·Portfolio includes significant ETF exposure (e.g., various iShares, Vanguard, SPDR funds) alongside individual stocks.

20-04-2026

This DEF 14A proxy statement solicits votes for the Joint Annual Meeting of Shareholders of nine Virtus closed-end funds, including Virtus Artificial Intelligence & Technology Opportunities Fund (AIO), held virtually on June 1, 2026 at 3:30 p.m. ET. Proposals include electing multiple Class I, II, and III trustees/directors specific to each fund (e.g., Donald C. Burke, R. Keith Walton, and Brian T. Zino for AIO) and ratifying PricewaterhouseCoopers LLP as independent auditor for each fund. The Boards, including independent trustees, unanimously recommend voting 'FOR' all nominees and the ratification.

• ·Record date for shareholders entitled to vote: close of business on March 31, 2026
• ·Virtual meeting access: www.meetnow.global/MN6WL79 (control number from proxy card required)
• ·Proxy materials first mailed: on or about April 20, 2026
• ·Advance registration deadline for beneficial owners: 5:00 p.m. ET on May 27, 2026 (email legal proxy to shareholdermeetings@computershare.com)

20-04-2026

HOGE FINANCIAL SERVICES, LLC, an institutional investment manager, filed its 13F-HR report disclosing equity holdings as of March 31, 2026, with a total portfolio value of $186,827,248 across 72 positions held solely on behalf of clients. The portfolio is diversified with significant allocations to ETFs such as iShares Russell 1000 ETF ($40,146,537), Vanguard Intermediate-Term Bond ETF ($27,484,368), and iShares Floating Rate Note ETF ($10,815,430), alongside individual stocks like Microsoft ($2,644,067) and Apple ($1,903,260). No prior period comparisons, changes, or performance metrics are provided in the filing.

• ·Filing submitted on April 20, 2026, for period ending March 31, 2026
• ·All positions held as sole discretionary with no put/call options reported
• ·Manager's address: 400 Southpointe Blvd., Plaza One, Suite 420, Canonsburg, PA 15317
• ·SEC file number: 028-23662

20-04-2026

Via Renewables, Inc. announced the partial redemption of 209,437 shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock (VIASP) at a redemption price of $25.00 per share, plus any declared and unpaid dividends, with the redemption date set for May 20, 2026. The announcement was issued via press release on April 20, 2026.

• ·Securities traded on The NASDAQ Global Select Market under ticker VIASP
• ·Press release attached as Exhibit 99.1; Notice of Partial Redemption as Exhibit 99.2

20-04-2026

Daré Bioscience, Inc. completed a closing on April 17, 2026, of its previously announced Regulation A offering, issuing 20,000 Investor Units at $5.00 each, consisting of 20,000 shares of Series A Convertible Preferred Stock and warrants to purchase up to 40,000 shares of common stock, for gross proceeds of $100,000. The offering, qualified by the SEC on April 1, 2026, has capacity for up to 4,854,000 units. No other performance metrics or declines were reported.

• ·Offering circular dated January 6, 2026, and supplement dated March 26, 2026
• ·Previous details reported in 8-K filed January 29, 2026
• ·SEC qualification of offering statement on April 1, 2026

20-04-2026

Zions Bancorporation reported strong 1Q26 results with net earnings of $232 million and diluted EPS of $1.56, up from $169 million and $1.13 in 1Q25, driven by 6% YoY NII growth to $662 million, NIM expansion to 3.27% (up 17 bps YoY), and 11% higher PPNR at $298 million. Credit quality strengthened with net charge-offs at 0.03% annualized (vs 0.11% YoY), a $7 million provision release (vs $18 million YoY), nonperforming assets down to 0.48%, and classified loans reduced 19% to $2.3 billion. However, NIM declined 4 bps QoQ from 3.31%, noninterest income dropped 10% QoQ to $187 million, noninterest expense rose 4% YoY to $562 million, and investment securities fell 4% YoY to $17.9 billion.

• ·Efficiency ratio improved to 65.0% from 66.6% YoY.
• ·Noninterest-bearing demand deposits up 9% YoY to $27.1 billion.
• ·Commercial loans up 3% YoY to $31.9 billion; commercial real estate loans flat YoY at $13.7 billion.
• ·Short-term borrowings down 88% YoY to $382 million.

20-04-2026

BOK Financial Corporation reported Q1 2026 net income of $155.8 million ($2.58 per diluted share), down from $177.3 million ($2.89 per diluted share) in Q4 2025, with adjusted net income at $152.1 million ($2.48 per share) excluding prior gains and benefits. Loans grew $536 million to $26.2 billion with broad-based increases led by general business (+$181M), energy (+$123M), and multifamily CRE (+$121M), while net interest income declined $2.7 million to $342.6 million (margin 2.90% vs 2.98%) and deposits fell $758 million to $38.7 billion. Operating expenses decreased $6.9 million to $354.2 million, fees and commissions dropped $5.1 million to $209.8 million, and credit quality improved with nonperforming assets at $60 million (0.23% vs 0.29%).

• ·Average loans increased $683 million to $25.9 billion.
• ·Tangible common equity ratio 9.29% (down from 9.46%).
• ·Tier 1 capital ratio 12.61%; Common equity Tier 1 12.61%; Total capital 14.39%.
• ·No common stock repurchases in Q1 2026.
• ·Unfunded loan commitments $16.2 billion (up $319M).
• ·Energy loans $3.0 billion (11% of total); Healthcare $4.0 billion (15%); CRE $5.9 billion (22%).
• ·Net charge-offs TTM 3 bps.
• ·Residential construction and land development loans down $20.3 million (-15.6%).

20-04-2026

Tri-County Financial Group, Inc. held its Annual Meeting on April 16, 2026, with 1,788,476 shares represented, or 75.2% of the 2,376,998 outstanding shares, constituting a quorum. Shareholders elected Goodwin W. Toraason (1,574,265 for, 214,211 abstain/withheld, 0 against) and Kathleen Stevenson (1,572,453 for, 216,023 abstain/withheld, 0 against) to serve as directors for three-year terms. The elections passed with unanimous support (no against votes).

• ·Record date for shareholder voting: March 6, 2026
• ·Filing date: April 20, 2026
• ·No votes against either director candidate

20-04-2026

Aura Biosciences, Inc. will hold its 2026 Annual Meeting of Stockholders virtually on June 11, 2026 at 9:30 a.m. ET to elect two Class II directors to serve until the 2029 annual meeting and to ratify Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2026. Stockholders of record as of the close of business on April 15, 2026, when 64,199,778 shares of common stock were outstanding, are entitled to vote. The company is utilizing the SEC's Notice and Access model, mailing notices on or about April 20, 2026, with proxy materials available online.

• ·Virtual meeting access: www.virtualshareholdermeeting.com/AURA2026 (requires 16-digit control number)
• ·Proxy materials and 2025 Annual Report available at www.ProxyVote.com/ and www.sec.gov
• ·Company is an emerging growth company under JOBS Act; initial public offering in November 2021

20-04-2026

MetroCity Bankshares, Inc. (MCBS) filed its DEF 14A proxy statement dated April 20, 2026, for the annual shareholder meeting on May 21, 2026, at 4:00 p.m. ET at Metro City Bank's main office in Doraville, Georgia. Shareholders will vote to elect four Class II directors for three-year terms expiring in 2029 and one new Class I director for a two-year term expiring in 2028, and to ratify Crowe LLP as the independent registered public accounting firm for the year ending December 31, 2026. The record date is April 10, 2026, with the board unanimously recommending votes 'FOR' all proposals.

• ·Record date: April 10, 2026; only shareholders of record entitled to notice and vote.
• ·Meeting location: 5114 Buford Highway, Doraville, Georgia 30340.
• ·Proxy materials available at www.edocumentview.com/MCBS.
• ·Includes sections on corporate governance, executive and director compensation, audit committee report, and stock ownership.

20-04-2026

Columbia Financial, Inc. reported Q1 2026 net income of $13.1 million, up $4.2 million or 47.2% YoY from $8.9 million, driven by net interest income growth of 20.0% to $60.4 million, net interest margin expansion to 2.42% (+31 bps YoY), lower provision for credit losses at $1.0 million (-67.4% YoY), and net loan recoveries of $604,000. However, net income fell $2.6 million QoQ, non-interest income declined 20.4% YoY to $6.7 million, non-interest expense rose 8.3% YoY to $47.5 million due to merger costs and higher compensation, deposits decreased 0.9% QoQ, and non-performing loans increased to 0.50% of gross loans. The company announced intentions for a second-step conversion offering and merger with Northfield Bancorp, Inc., subject to approvals.

• ·Net recoveries on loans of $604,000 in Q1 2026 vs net charge-offs of $857,000 in Q1 2025.
• ·Allowance for credit losses on loans at 0.84% of total gross loans as of March 31, 2026 (up from 0.82% at Dec 31, 2025).
• ·Effective tax rate increased to 29.9% in Q1 2026 from 25.9% in Q1 2025 due to non-deductible merger expenses.

20-04-2026

LCI Industries filed an 8-K on April 20, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits), referencing a press release dated April 20, 2026, attached as Exhibit 99.1. The filing indicates that the press release describes the reported events but is not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act. The report was signed by Lillian D. Etzkorn, Chief Financial Officer.

• ·Filing Type: 8-K
• ·Commission File Number: 001-13646
• ·I.R.S. Employer Identification No.: 13-3250533
• ·Principal executive offices: 3501 County Road 6 East, Elkhart, Indiana 46514
• ·Telephone: (574) 535-1125
• ·Securities: Common Stock, $.01 par value (LCII, New York Stock Exchange)

20-04-2026

Bain Capital Specialty Finance, Inc. (BCSF) has filed a DEF 14A proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on May 21, 2026, at 2:30 p.m. ET, with a record date of April 10, 2026. The meeting includes two proposals: electing three Class I Directors for a three-year term expiring in 2029 and ratifying PricewaterhouseCoopers LLP as the independent auditor for the fiscal year ending December 31, 2026; the Board unanimously recommends voting 'FOR' both. As of the record date, 64,868,506.64 shares of common stock were outstanding, requiring a quorum of at least 21,622,835.55 shares.

• ·Annual Meeting is completely virtual via live webcast; registration required at www.proxydocs.com/BCSF.
• ·Director Proposal is non-routine (broker non-votes not counted); Auditor Proposal is routine.
• ·No other matters expected to come before the meeting; no dissenters’ or appraisal rights.

20-04-2026

Wintrust Financial Corporation reported record net income of $227.4 million ($3.22 per diluted share) for Q1 2026, up from $223.0 million ($3.15 per share) in Q4 2025, driven by diversified loan growth of $1.0 billion (7% annualized), deposit growth of $1.2 billion (8% annualized), and record pre-tax pre-provision income of $330.5 million. However, net interest income declined to $579.0 million from $583.9 million due to fewer calendar days, provision for credit losses rose to $29.6 million from $27.6 million, and yield on earning assets fell 10 basis points. Credit quality remained strong with net charge-offs at $18.4 million (14 bps annualized) down from $21.8 million (17 bps), and non-performing loans stable at 0.34% of total loans.

• ·Loans-to-deposits ratio ended at 91.8%.
• ·Non-interest bearing deposits represented 20% of total deposits.
• ·Wealth management assets under administration: $45.9 billion as of Mar 31 2026.
• ·Insurance premium financing originations: $5.1 billion in Q1 2026.
• ·Mortgage banking revenue: $23.4 million in Q1 2026.

20-04-2026

Christensen, King & Associates Investment Services, Inc. reported total holdings of $233,079,867 across 105 positions in its 13F-HR filing as of March 31, 2026. The portfolio is heavily concentrated in Schwab Strategic Trust ETFs, with the largest position in SCHWAB STRATEGIC TR US LRG CAP ETF ($29,469,504, 1,149,357 shares) and SCHWAB STRATEGIC TR US BRD MKT ETF ($15,428,235, 614,671 shares). Notable individual equities include Apple Inc. ($3,019,320, 11,897 shares), NVIDIA Corporation ($2,326,051, 13,337 shares), and GameStop Corp ($775,826, 33,673 shares), alongside various iShares and Vanguard ETFs.

• ·All positions held with sole discretionary voting authority (SH SOLE).
• ·No other managed accounts or shared voting authority reported.
• ·Report period end: March 31, 2026; Filing date: April 20, 2026.

20-04-2026

Vinci Compass Investments Ltd. (VINP) filed its 20-F annual report on April 20, 2026, highlighting exchange rate volatility risks in Argentina (sharp peso depreciation), Mexico (peso fluctuations tied to U.S. trade), and Peru (sol subject to external shocks), which could negatively impact business and financials. The company outlined investment strategies including a dividends sub-strategy via Vinci Gas Dividendos and carbon credits from reforestation by Vinci Compass Lacan. On ESG, Vinci Compass completed 2025 GHG emissions inventory totaling 2,900.92 tCO2e (Scope 1: 49.4%, Scope 2: 5.5%, Scope 3: 45.1%), fully offset via the Legado das Águas project, despite a 3,597.34% surge in Scope 1 fugitive emissions from a Rio de Janeiro gas leak.

• ·Exchange rate risks detailed for Argentina (peso sharp depreciation, parallel 'blue dollar' rate), Mexico (peso vs USD fluctuations from U.S. trade policy), and Peru (sol fluctuations from commodity prices and politics).
• ·Risk management focuses on stable cash flow companies with competitive advantages and low economic cycle dependence.

20-04-2026

Fiduciary Alliance LLC filed its 13F-HR report disclosing $1,657,134,414 in total holdings across 547 positions as of March 31, 2026. The portfolio features significant allocations to technology leaders like Microsoft ($47,524,366) and Alphabet Class A ($25,841,182), alongside diversified ETFs such as Schwab U.S. Large-Cap Growth ETF ($19,210,618) and iShares S&P Small-Cap ETF ($25,577,256). No period-over-period changes are provided in this quarterly snapshot filing.

• ·Filing submitted on April 20, 2026, for period ending March 31, 2026
• ·All positions reported as sole ownership (SOLE)
• ·Firm address: 135 S Main Street, Suite 600, Greenville, SC 29601

20-04-2026

Longview Financial Advisors, Inc. disclosed total holdings of $163647533 across 163 positions in its 13F-HR filing dated April 20, 2026, for the quarter ended March 31, 2026. The portfolio is heavily weighted toward ETFs, with top holdings including iShares MSCI Intl Quality Factor ETF at $14935126, Cambria Foreign Shareholder Yield ETF at $14806961, and Pacer US Cash Cows 100 ETF at $13959321, alongside stocks in energy, technology, and consumer sectors. All positions are held solely with no shared management or options reported.

• ·All holdings reported as SOLE with 0 other managers and 0 put/call options
• ·Business address: 4245 Balmoral Drive Southwest, Suite 306, Huntsville, AL 35801
• ·Contact phone: 256-534-1196
• ·SEC file number: 028-24318

20-04-2026

Humana Inc. held its annual stockholder meeting on April 16, 2026, with holders of 107,941,773 shares present, constituting a quorum. All ten director nominees were elected to the Board, though Wayne A. I. Frederick, M.D. faced significant opposition (16,912,783 against votes) and Frank A. D’Amelio saw notable dissent (5,065,710 against); management proposals ratifying PricewaterhouseCoopers LLP as auditors, approving executive compensation on an advisory basis, and approving the 2026 Stock Incentive Plan all passed with strong majorities. However, a stockholder proposal requiring shareholder approval for excessive golden parachutes was rejected, with 59,079,279 votes against.

• ·Proposal 1 director votes - Raquel C. Bono, M.D.: 101,247,023 For, 852,333 Against, 103,372 Abstained
• ·Proposal 1 director votes - David T. Feinberg, M.D.: 100,915,674 For, 1,169,313 Against, 117,741 Abstained
• ·Proposal 1 director votes - Kurt J. Hilzinger: 98,144,471 For, 3,950,736 Against, 107,521 Abstained
• ·Proposal 1 director votes - Karen W. Katz: 99,324,708 For, 2,762,723 Against, 115,297 Abstained
• ·Proposal 2 auditor ratification: 102,433,686 For, 5,381,161 Against, 126,926 Abstained
• ·Proposal 3 executive compensation: 97,237,851 For, 4,669,732 Against, 295,145 Abstained
• ·Proposal 4 Stock Incentive Plan: 97,655,200 For, 4,295,549 Against, 251,979 Abstained
• ·Proposal 5 golden parachutes: 41,970,892 For, 59,079,279 Against, 1,152,557 Abstained

20-04-2026

Cibus, Inc. (CBUS) issued a DEFA14A filing, a notice of internet availability of proxy materials for its 2026 Annual Meeting of Stockholders, to be held virtually on June 2, 2026 at 10:00 AM PT. Shareholders can vote on the election of nine director nominees, an advisory vote to approve Named Executive Officer compensation, and ratification of BDO USA, P.C. as the independent auditor for the fiscal year ending December 31, 2026. Voting deadline is June 1, 2026 at 8:59 p.m. PT; materials can be requested by May 19, 2026.

• ·Virtual meeting URL: www.virtualshareholdermeeting.com/CBUS2026
• ·Proxy materials available at www.ProxyVote.com (Control # V93521-P48501)
• ·Request paper/email copies by May 19, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com

20-04-2026

Financial Enhancement Group LLC reported total equity holdings of $798,727,631 across 130 positions in its 13F-HR filing as of March 31, 2026. The portfolio features heavy exposure to ETFs including SPDR Series Trust (78464A854) at $51,958,024 and iShares Core S&P Small-Cap ETF at $34,584,416, alongside stocks like Apple Inc. ($15,454,813 SOLE + $594,506 Put) and Broadcom Inc. ($16,628,374). No prior period comparisons or changes are detailed in this snapshot filing.

• ·Filing submitted on April 20, 2026 for period ending March 31, 2026
• ·All reported holdings held with sole voting authority (SH SOLE); no shared discretion or other managers indicated

20-04-2026

Cipher Digital Inc. filed a DEFA14A Definitive Additional Proxy Materials on April 20, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive financial data, voting matters, or other details are provided in the header document.

• ·Filing Type: DEFA14A (Schedule 14A Proxy Statement Amendment)
• ·Check box: Definitive Additional Materials

20-04-2026

USCB Financial Holdings, Inc. announced a quarterly cash dividend of $0.125 per share of Class A common stock on April 20, 2026. The dividend is payable on June 5, 2026, to shareholders of record as of the close of business on May 15, 2026. This disclosure is furnished under Regulation FD and includes the press release as Exhibit 99.1.

• ·Information in Item 7.01, including Exhibit 99.1, is furnished and not deemed 'filed' for purposes of Section 18 of the Exchange Act.

20-04-2026

CID Holdco, Inc. entered into a Common Stock Purchase Agreement with White Lion Capital, LLC, effective April 17, 2026, enabling the sale of up to $10,000,000 in common stock over a commitment period ending December 31, 2028, providing the company with flexible access to capital. Concurrently, a Note Purchase Agreement was executed for $2,875,000 in senior secured convertible promissory notes. While enhancing liquidity, the deal involves potential shareholder dilution from stock issuances, commitment shares, a $120,000 commitment fee, and a $20,000 document preparation fee.

• ·Sales rely on Section 4(a)(2) and Rule 506(b) of Regulation D exemptions
• ·Company to file Form S-1 Registration Statement within 15 Business Days of April 17, 2026
• ·Principal Market: Nasdaq Capital Market

20-04-2026

William B. Walkup & Associates, Inc., a South Carolina-based investment advisor, filed its 13F-HR on April 20, 2026, disclosing 164 equity positions held as of March 31, 2026, with a total market value of $167.5 billion, all under sole voting authority. Top holdings by value include AutoZone Inc. at $23.8 billion (6,238 shares), Valero Energy Corp. at $9.98 billion (75,595 shares), JPMorgan Chase & Co. at $7.5 billion (30,581 shares), and Home Depot Inc. at $7.3 billion (19,820 shares). No shared voting authority or options positions were reported.

• ·Business address: 142 Atrium Way, Columbia, SC 29223
• ·Phone: (803) 462-9395
• ·SEC file number: 028-24335
• ·Fiscal year end: December 31

20-04-2026

Kearns & Associates LLC, managed by Jeffrey Kearns (President/CCO), filed its 13F-HR on April 20, 2026, disclosing $185,875,008 in total holdings across 40 positions as of March 31, 2026. The portfolio is heavily weighted toward Vanguard index funds and ETFs, including Vanguard Total Stock Market (55697975 value), Vanguard S&P 500 ETF (54196850 value), and Vanguard FTSE Developed Markets ETF (20827365 value), with additional allocations to stocks like Apple Inc (5264366 value) and State Street SPDR S&P 500 ETF (6074176 value). No period-over-period changes or performance metrics are provided in the filing.

• ·All holdings reported as sole discretionary with no shared or other voting authority.
• ·Portfolio address: 2904 Via Pacheco, Palos Verdes Estates, CA 90274.
• ·Filing CIK: 0001908695; SEC file number: 028-21612.

20-04-2026

Chatterton & Associates Inc. filed a 13F-HR disclosing $142704142 in total holdings across 97 positions as of March 31, 2026, all held with sole voting power. The portfolio is dominated by ETFs, with top holdings including SPDR Portfolio S&P 500 ETF at $7419855, iShares S&P 500 Value ETF at $5542269, World Gold Trust SPDR Gold Minis at $5488291, Schwab Strategic Trust US Aggregate Bond at $5405412, and iShares S&P 500 Growth ETF at $5306018. Notable individual stock positions include KLA Corp ($3791336), Boeing Co ($1798991), Apple Inc ($1506414), and Microsoft Corp ($1478103).

• ·All 97 positions held with sole voting and disposition power (SH SOLE).
• ·Additional notable holdings: SPDR GOLD TR GOLD SHS ($4786356, 10930 shares), iShares 0-3 MNTH TREASRY ($4416824, 43966 shares), Blackrock ETF Trust I Shares ($4405890, 95098 shares).

20-04-2026

Leeward Financial Partners, LLC filed its 13F-HR on April 20, 2026, reporting total holdings of $336204958 across 97 positions as of March 31, 2026, all held as sole discretionary. Top equity positions include Microsoft Corp ($19436774), Amazon.com Inc ($11664786), and Apple Inc ($14142296), with significant allocations to Vanguard and Schwab ETFs such as SCHWAB STRATEGIC TR INTL EQTY ETF ($12911433) and VANGUARD INDEX FDS GROWTH ETF ($18390459). No changes from prior period are indicated in the filing.

• ·Filing covers period ending 03-31-2026 with 0 reported changes.
• ·All 97 positions held as SH SOLE (sole discretionary).
• ·Contact: James M. Ridgeway, Bellevue WA, phone 206-353-6644.