S&P 500 Healthcare Sector SEC Filings — April 13, 2026

13-04-2026

For the six months ended February 28, 2026, Pineapple Financial Inc. reported revenue of $1,429,267, down 5.5% YoY from $1,512,236, while expenses surged to $25,806,462 from $2,805,838 due to a $23,026,713 fair value loss on crypto assets, resulting in a net loss of $25,930,939 versus $1,253,990 last year. However, the company strengthened its balance sheet via PIPE financing (cash $21,949,955 and in-kind $31,323,740) and $18,972,000 in loans payable, boosting total assets to $48,872,601 from $5,417,221 at August 31, 2025, cash to $17,736,423 from $2,117,371, and shareholders' equity to $27,098,940 from $906,679. Shares outstanding increased to 26,088,651 from 1,340,941 post a 20-for-1 reverse split.

• ·Net cash used in operating activities: $3,762,796 for six months ended Feb 28, 2026 vs $836,228 prior year.
• ·Net cash provided by financing activities: $38,199,966 vs $1,226,321 prior year.
• ·Net cash used in investing activities: $19,293,545 (includes $13,895,990 crypto purchase and $5,000,000 loan receivable).
• ·20-for-1 reverse stock split effected July 16, 2025; all share data retroactively adjusted.
• ·Fair value loss on crypto assets: $23,026,713 for six months ended Feb 28, 2026.

13-04-2026

Newton Golf Company, Inc. completed additional closings (Second, Third, and Fourth) under its March 16, 2026 securities purchase agreement on April 7 and April 9, 2026, issuing unsecured Convertible Notes with aggregate principal of $850,000 and Warrants to purchase 85,000 shares of common stock, receiving $850,000 in cash proceeds. The notes accrue 10% annual interest paid in kind, mature in 18 months, and convert at $1.60 per share; Warrants are exercisable at $1.75 per share and expire in five years. This follows the initial $500,000 closing, bringing total funded to $1,350,000 toward a $2,000,000 aggregate commitment.

• ·Conversion Price: $1.60 per share (subject to adjustments)
• ·Warrant Exercise Price: $1.75 per share (subject to adjustments)
• ·Notes maturity: 18 months from issuance
• ·Warrants expire: 5 years from issuance
• ·First Closing purchasers affiliated with and controlled by Brett Hoge
• ·Private placement exempt under Section 4(a)(2) and Rule 506(b) of Securities Act
• ·Company may elect conversion if stock closes at or above $3.00 for 10 consecutive trading days

13-04-2026

iSpecimen Inc. reported that its 2025 Annual Meeting of Stockholders, originally convened on December 31, 2025, was adjourned multiple times due to lack of quorum on January 23, February 13, March 13, and April 10, 2026. The meeting will reconvene on May 8, 2026, at 9:00 a.m. Eastern Time, with the record date unchanged at November 3, 2025, and no modifications to the proposals from the November 21, 2025 proxy statement. Repeated adjournments highlight challenges in achieving shareholder quorum.

13-04-2026

FB Financial Corporation reported Q1 2026 net income of $57.5 million ($1.10 diluted EPS), up from $57.0 million ($1.07) in Q4 2025 and $39.4 million ($0.84) in Q1 2025, driven by loan HFI growth to $12.50 billion (+3.94% QoQ, +28.0% YoY) and deposit growth to $14.08 billion (+4.87% QoQ, +25.7% YoY). However, net interest income declined to $146.0 million from $149.8 million QoQ with NIM compressing to 3.94% from 3.98%, noninterest income fell to $26.4 million from $28.8 million QoQ, and net charge-offs rose to 0.11% annualized from 0.05%. Efficiency improved to 55.2% from 60.2% QoQ with stable credit quality and strong capital ratios.

• ·Allowance for credit losses on loans HFI at 1.49% of loans HFI (down slightly QoQ from 1.50%)
• ·Nonperforming assets as % of total assets at 0.98% (stable QoQ, up YoY from 0.84%)
• ·Preliminary tangible common equity to tangible assets ratio of 9.91%
• ·Loan growth details: +$57.3M commercial & industrial, +$32.7M consumer, +$25.1M commercial real estate, +$16.5M residential, -$11.4M construction
• ·Conference call scheduled for April 14, 2026 at 8:00 a.m. CT

13-04-2026

Lennar Corporation held its 2026 Annual Meeting of Stockholders on April 8, 2026, electing all nine nominated directors, approving on an advisory basis the compensation of named executive officers, and ratifying Deloitte & Touche LLP as independent auditors for the fiscal year ending November 30, 2026. Two stockholder proposals seeking equal voting rights per share and disclosure of voting results by share class were rejected by large margins. While management proposals passed comfortably, some director elections saw notable opposition votes.

• ·Director Jeffrey Sonnenfeld: 383,992,151 votes for, 72,088,684 against.
• ·Director Stuart Miller: 407,971,669 votes for, 48,110,316 against.
• ·Advisory executive compensation: 426,605,552 for, 46,160,769 against.
• ·Auditor ratification: 482,154,444 for, 11,175,791 against.
• ·Equal Voting Rights proposal: 173,722,020 for, 298,980,467 against.
• ·Disclosure of Voting Results proposal: 119,820,521 for, 335,906,299 against.
• ·Proxy statement filed February 26, 2026.

13-04-2026

On April 9, 2026, the Board of Directors of Franklin Financial Services Corporation declared a $0.34 per share regular cash dividend for the second quarter of 2026, up from $0.33 per share in the first quarter of 2026 and representing a 3.0% increase from $0.33 per share in the second quarter of 2025. The dividend will be paid on May 27, 2026, to shareholders of record at the close of business on May 1, 2026.

• ·Dividend declared on April 9, 2026
• ·Filed with SEC on April 13, 2026 under Items 8.01 and 9.01

13-04-2026

Civeo delivered strong 2025 performance with record Australian segment revenues of $460 million (72% of total revenue), 10% YoY Adjusted EBITDA growth to $88 million driven by Australian growth and Canadian margin improvements, and repurchased 2.3 million shares for $54 million (17% of shares outstanding as of Dec 31, 2024). However, Canadian operations faced ongoing oil sands headwinds requiring right-sizing, resulting in net leverage rising to 1.9x from 0.5x at Dec 31, 2024 after $72 million growth capital deployment. The proxy seeks shareholder approval for electing three Class II/III directors, advisory vote on executive compensation, and amendment to the 2014 Equity Participation Plan.

• ·Global TRIR of 0.27 in 2025, sixth consecutive year under 0.50 and below industry average of 0.60
• ·Significant Australian contract wins: A$1.4 billion integrated services contract, A$250 million 4-year COV contract renewal, 3-year integrated services contract in Bowen Basin
• ·Shareholder engagement in 2025 covered over 52% of outstanding shares
• ·Three consecutive years without lost-time incident in North America

13-04-2026

New Fortress Energy Inc. reported FY 2025 total revenues of $1,504,037 thousand, a sharp 36.2% YoY decline from $2,358,944 thousand in FY 2024, with Consolidated Segment Operating Margin dropping 68.8% YoY to $340,329 thousand. Both Terminals & Infrastructure and Ships segments saw revenue declines of approximately 32% and 30% YoY respectively. However, Q4 2025 showed strong QoQ improvement with revenues up 19.2% to $395,744 thousand from Q3's $331,911 thousand and Segment Operating Margin surging 87.0% to $131,668 thousand, though Ships segment revenues fell 34.9% QoQ.

• ·Q4 2025 Cost of sales: $211,157 thousand (53% of revenues)
• ·FY 2025 Depreciation and amortization: $203,508 thousand
• ·FY 2024 included $150,000 thousand deferred earnings from contracted sales
• ·Q4 2025 GAAP Gross margin: $86,671 thousand vs Q3 2025: $21,075 thousand

13-04-2026

TradeWell Securities, LLC. filed its 13F-HR report on April 13, 2026, disclosing $237,226,400 in total holdings value as of March 31, 2026, across 50 positions all held on a sole basis with no shared voting or investment discretion. Top holdings include Vanguard S&P 500 ETF ($64.3M, 107703 shares), Apple Inc. ($39.1M, 153347 shares), and SPDR State Street Technology Select Sector ETF ($21.1M, 158495 shares). No period-over-period changes are provided in this snapshot filing.

• ·Filing period end date: March 31, 2026
• ·All 50 positions held with sole voting and investment discretion (SH SOLE)
• ·No put or call options reported

13-04-2026

Datacentrex reported full-year 2025 revenue of approximately $7.0 million and gross profit of approximately $3.4 million, achieving positive Adjusted EBITDA of approximately $0.5 million despite a net loss of approximately $8.5 million primarily due to $7.5 million in depreciation and transaction-related costs. The company closed a public offering on March 31, 2026, raising approximately $20.2 million in gross proceeds, resulting in over $59 million in cash and digital assets as of the release date. While Adjusted EBITDA turned positive in a transformational first year post-merger, the net loss highlights ongoing challenges from high depreciation on mining equipment.

• ·3,094 operating Scrypt ASIC miners deployed across four U.S. colocation facilities as of December 31, 2025
• ·Adjusted EBITDA reconciliation: Net Loss $(8,502,885) + Depreciation $7,503,386 + Stock-based compensation $1,389,989 + Interest expense, net $140,818 = $531,308

13-04-2026

Ledgewood Wealth Advisors, LLC reported 73 securities holdings totaling $177,680,103 as of March 31, 2026, in its 13F-HR filing submitted on April 13, 2026. The portfolio features significant allocations to Dimensional ETFs such as US Core Equity Market ETF ($14,691,772) and International Core Equity Market ETF ($11,108,257), alongside individual stocks like Provident Financial Services ($14,348,850) and Middlesex Water ($13,221,525). All positions are held with sole discretionary voting authority and no shared or other authority.

• ·All 73 holdings reported with sole shared authority (SH SOLE) and zero shared or other voting authority
• ·Filer CIK: 0002064043, SEC file number: 028-25485
• ·Business address: 92 Portsmouth Ave Ste 15, Exeter, NH 03833-2146

13-04-2026

CMC announced the appointment of Michael “Mike” Dumais to its Board of Directors, effective June 23, 2026, increasing the board from nine to ten directors, with nine independent. Mr. Dumais brings over 30 years of leadership experience, most recently as Executive Vice President and Chief Transformation Officer at Raytheon Technologies Corporation, and previously in senior roles at United Technologies Corporation; he will serve on the Audit and Finance Committees. Chairman Robert S. Wetherbee and CEO Peter Matt highlighted his alignment with CMC's strategic priorities in operational excellence and growth.

• ·Mr. Dumais serves on the board of directors at Baker Hughes Company.
• ·Mr. Dumais earned a Bachelor of Science in Electrical Engineering from Virginia Tech, a Master of Science in Electrical Engineering from the University of Pennsylvania, and a Master of Business Administration from the Wharton School of the University of Pennsylvania.
• ·CMC is a Fortune 500 company headquartered in Irving, Texas, founded in 1915.

13-04-2026

Prudential Financial, Inc. disclosed an unsolicited mini-tender offer from Potemkin Limited to purchase up to 100,000 shares (0.03% of outstanding common stock) at $60.70 per share, which is 37.36% below the $96.90 closing price on April 10, 2026. The company does not endorse the offer, recommends shareholders not tender their shares, and notes that tenders can be withdrawn before the offer's expiration on March 26, 2027 at 5:00 p.m. ET. A news release with additional details was issued on April 13, 2026.

• ·Offer expiration: 5:00 p.m., New York City time, on March 26, 2027
• ·News release attached as Exhibit 99.1

13-04-2026

Daré Bioscience, Inc. completed a closing on April 10, 2026, of its previously announced Regulation A offering, issuing 3,470 Investor Units at $5.00 each, consisting of 3,470 shares of Series A Convertible Preferred Stock and Investor Warrants to purchase up to 6,940 shares of common stock. The offering, qualified by the SEC on April 1, 2026, allows for up to 4,854,000 Investor Units. No additional performance metrics or declines were reported.

• ·Offering statement on Form 1-A (File No. 024-12688), qualified by SEC on April 1, 2026
• ·Offering circular dated January 6, 2026, and supplement dated March 26, 2026
• ·Previous disclosure in 8-K filed January 29, 2026

13-04-2026

JCIC Asset Management Inc. filed its 13F-HR on April 13, 2026, reporting total equity holdings of $326,492,921 as of March 31, 2026, across 113 positions, all under sole voting authority. The portfolio features significant exposure to Canadian mining, energy, and financial stocks like Agnico Eagle Mines ($10,954,473), Enbridge ($10,764,495), and Royal Bank of Canada ($13,533,778), as well as US large-cap tech and financials including Alphabet Class C ($19,817,723), JPMorgan Chase ($18,855,362), Apple ($17,855,903), and Nvidia ($15,441,725). No period-over-period changes are disclosed in this snapshot filing.

• ·Filing period end date: March 31, 2026
• ·All holdings reported as SH SOLE (sole voting authority)
• ·Firm address: 500-320 Bay Street, Toronto, A6 M5H 4A6

13-04-2026

Catalyst Crew Technologies Corp. (CCTC) entered into an Asset Purchase Agreement on February 17, 2026, with CEO Kevin Rodan Levy to acquire key assets, including intellectual property for its AI-enabled healthcare analytics platform featuring CardioAI, PulmoAI, and NeuroAI technologies, with closing on or about February 20, 2026. On March 23, 2026, the Company acquired 100% of the shares of Inversiones Long 33, C.A., a Venezuelan entity, making it a wholly-owned subsidiary as part of its Latin American operating strategy. Subsequent IP assignment to the subsidiary on April 7, 2026, completed an internal reorganization with no additional consideration.

• ·IP registrations: CardioAI (VEN-SAPI-2025-005287), PulmoAI (VEN-SAPI-2025-009419), NeuroAI (VEN-SAPI-2024-033782)
• ·Press releases issued on March 23, 2026; March 26, 2026; April 7, 2026; April 9, 2026; and April 13, 2026 announcing operating structure, IP assignment, and platform introductions

13-04-2026

Digital Ally, Inc. reported total net revenues of $13,754,155 for the year ended December 31, 2025, up 1.7% YoY from $13,519,152, driven by Entertainment segment growth to $8,653,398 (up from $7,763,761) and service revenues up 16.0% to $9,416,879; however, Video Solutions revenues declined to $5,100,757 from $5,755,391, product revenues fell 19.7% to $4,337,276, and gross profit margin compressed sharply to 10% from 23%. Operating loss narrowed to -79% of revenue from -84%, and net loss per share improved to $(17.23) from $(33,488.74), though net loss attributable to common stockholders was -49% vs. -147%.

• ·Video Solutions product revenues declined 40.7% YoY primarily due to competitive pressure, new competitor products, price competition, adverse market conditions from company's financial condition, and inventory constraints limiting backlog fulfillment.
• ·Entertainment product revenues declined 7.4% YoY due to reduced scope of primary ticket sales by TicketSmarter as management focused on higher-margin events.
• ·Sales to domestic customers (law enforcement/commercial) direct via sales force; international via distributors; repair parts/services handled internally.
• ·Entertainment segment product revenues from ticket sales (e.g., Country Stampede) and service fees via TicketSmarter.com.

13-04-2026

ChoiceOne Financial Services, Inc. issued a definitive proxy statement for its virtual Annual Meeting of Shareholders on May 20, 2026, at 8:00 a.m. ET, with a record date of March 31, 2026. Shareholders will vote on electing five director nominees (Keith D. Brophy, Michael J. Burke, Jr., Bruce John Essex, Jr., Steven T. Krause, Michelle M. Wendling) for terms expiring in 2029, advisory approval of executive compensation, and ratification of Plante & Moran, PLLC as independent auditors for the year ending December 31, 2026. As of March 31, 2026, 14,956,917 shares of common stock were issued and outstanding.

• ·Annual Meeting held exclusively via live webcast at www.virtualshareholdermeeting.com/COFS2026; access requires 16-digit control number from proxy.
• ·Proxy materials and Annual Report for year ended December 31, 2025 available at www.choiceone.bank/About/Investor-Relations/Proxy-Materials.
• ·Board consists of 15 directors divided into three classes; nominees for class with terms expiring in 2029.
• ·Voting requirements: plurality for directors, majority for advisory exec comp and auditor ratification.

13-04-2026

Alamar Biosciences is filing an S-1/A for an IPO offering 9,375,000 shares at a midpoint price of $16.00 per share, expecting net proceeds of approximately $133.2 million (or $154.1 million if underwriters' option for 1,406,250 additional shares is exercised in full), with total shares outstanding post-IPO at 64,890,799 (or 66,297,049). For the year ended December 31, 2025, total revenue grew 195% YoY to $74.2 million from $25.1 million in 2024, driven by product revenue surging 257% to $58.4 million, while gross profit expanded to $41.7 million; however, the company reported a net loss of $29.8 million (improved from $47.1 million in 2024), with operating expenses rising due to SG&A increasing 88% to $35.6 million amid ongoing R&D investments.

• ·1-for-2.418 reverse stock split effected on April 10, 2026.
• ·Proposed Nasdaq trading symbol: ALMR.
• ·Stock-based compensation expense increased to $2.9 million in 2025 from $0.9 million in 2024.
• ·Pro forma net loss per share for 2025: $(0.54) (unaudited).
• ·Weighted-average exercise prices: 2018 Plan options $3.18 (pre-2026) and $8.26 (post); warrants $3.55; phantom options $4.32 (pre) and $9.00 (post).

13-04-2026

RCI Hospitality Holdings, Inc. disclosed a cybersecurity incident at subsidiary RCI Internet Services, Inc., starting March 19, 2026, where personal information (names, contact details, dates of birth, SSNs, and driver's license numbers) of numerous independent contractors was accessed via an insecure direct object reference vulnerability on the IIS web server. The incident did not affect business operations, customer data, or financial systems, with remediation completed including enhanced multifactor authentication and disabled external access, and no material adverse effect expected as costs are covered by cybersecurity insurance. However, ongoing investigations may reveal additional impacts, with potential legal, reputational, regulatory, and financial risks.

• ·Incident discovered March 23, 2026; investigation concluded April 7, 2026.
• ·Unauthorized actor has not publicly disseminated the data.
• ·Company to notify affected parties and regulators.

13-04-2026

IDEAYA Biosciences and Servier announced positive topline results from the Phase 2/3 OptimUM-02 trial in 1L HLA-A*02:01-negative mUM, where darovasertib + crizotinib met the primary endpoint with median PFS of 6.9 months vs. 3.1 months in the ICT arm (HR 0.42, 58% risk reduction, p<0.0001) and superior ORR of 37.1% vs. 5.8% (p<0.0001), including 5 complete responses vs. none. The combination showed a median DOR of 6.8 months, an early positive OS trend (immature data), and was generally well-tolerated with manageable safety profile, though Grade 3+ AEs included diarrhea, syncope, and hypotension, and treatment-related serious AEs were in the single-digit percent range. The company plans an NDA submission to the FDA in H2 2026 and additional data presentation at a 2026 medical conference.

• ·Trial cutoff date: January 23, 2026
• ·ICT arm: 76% (n=78) ipilimumab + nivolumab, 24% (n=25) pembrolizumab
• ·Treatment-related serious adverse events rate: single-digit percent in darovasertib + crizotinib arm
• ·OS data immature with early positive trend for darovasertib + crizotinib

13-04-2026

AITX reported preliminary FY2026 revenue growth of 26% to $7.75M from $6.14M, with gross profit expanding 48% to $5.53M and gross margins improving to 71% from 61%, driven by cost discipline. Operating expenses remained flat at $17.5M, resulting in a $2.0M improvement in loss from operations. However, CEO Steve Reinharz noted revenue growth fell short of expectations amid a turbulent economy, though the company maintains focus on scaling to positive cash flow.

• ·Completed SOC 2 Type 2 audit, validating operations and internal controls.
• ·RAD solutions designed to deliver 35%-80% cost savings vs. traditional manned security.
• ·Robust sales pipeline with expanding opportunities across subsidiaries and industries including enterprises, government, transportation, critical infrastructure, education, and healthcare.

13-04-2026

News Corporation disclosed via 8-K its ongoing $1 billion stock repurchase program authorizing purchases of Class A (NWSA) and Class B (NWS) common stock, with daily transaction disclosures required to the Australian Securities Exchange (ASX). The filing attaches Exhibits 99.1 and 99.2 containing ASX disclosures provided on respective dates noted therein. No specific repurchase transactions or amounts are detailed in the filing body.

• ·Filing date: April 13, 2026; Earliest event date: April 10, 2026
• ·Registrant: News Corporation (Delaware, Commission File No. 001-35769, EIN 46-2950970)
• ·Principal executive offices: 1211 Avenue of the Americas, New York, New York 10036

13-04-2026

PKO BP BANKOWY Universal Pension Society JSC filed a 13F-HR disclosing $213,887,622 in equity holdings as of March 31, 2026, across 13 positions all held with sole voting and sole investment discretion. Top holdings include Micron Technology Inc ($59,730,112), Freeport-McMoRan Inc ($31,021,439), and Uber Technologies Inc ($28,164,192). No period-over-period changes are provided in the filing.

• ·Filing submitted on April 13, 2026, for period ending March 31, 2026.
• ·All 13 positions designated as 'SH SOLE' (sole shared investment discretion, sole voting power).
• ·Filer headquartered at Chlodna 52, Warsaw, R9 00-872.

13-04-2026

Chesley Taft & Associates LLC filed its 13F-HR report on April 13, 2026, for the period ended March 31, 2026, disclosing total holdings valued at $2392133977 across 621 positions. Notable holdings include Apple Inc. COM at $68487876, Broadcom Inc. COM at $63244345, and Alphabet Inc. CAP STK CL A at $28052341, with positions categorized as sole or other managed accounts. This filing provides a snapshot of holdings with no period-over-period comparisons or performance metrics available.

• ·Filing CIK: 0001164632
• ·SEC File Number: 028-10082
• ·Business address: 135 S. Lasalle Street, Suite 2900, Chicago, IL 60603
• ·Positions include both SOLE and OTR managed accounts

13-04-2026

Bank of New Hampshire filed its 13F-HR on April 13, 2026, disclosing 542 equity holdings totaling $437234239 as of March 31, 2026. Top holdings include SPDR Gold Shares ETF at $17932336 (41675 shares), Apple Inc at $17761747 (69986 shares), Alphabet Inc Class A at $12452786 (43305 shares), and Microsoft Corp at $10985535 (29677 shares). No period-over-period changes or performance metrics are provided in this standard quarterly holdings report.

• ·Filing period end date: March 31, 2026
• ·Contact phone: 603-527-3371
• ·Additional notable holdings: Nvidia Corp ($7760451, 44498 shares), JPMorgan Chase & Co ($7631393, 25943 shares)

13-04-2026

Richard P Slaughter Associates Inc filed its 13F-HR on April 13, 2026, disclosing total holdings valued at $462,673,891 across 99 positions as of March 31, 2026. The portfolio consists primarily of ETFs and individual stocks, with the largest positions in J P Morgan Exchange Traded F Intrnl Res Eqt ($58,531,645), Fidelity Covington Trust Enhanced Mid ($46,739,118), and iShares Tr Rus Tp200 Vl ETF ($45,273,465). No changes from prior periods or performance metrics are detailed in the filing.

• ·Business address: 9600 N Mopac Expy Suite 600, Austin, TX 78759
• ·Phone: 5129180000
• ·Fiscal year end: 1231
• ·All positions reported as sole discretionary

13-04-2026

Coca-Cola Europacific Partners plc (CCEP) reported repurchases of 273,532 ordinary shares between April 6 and 10, 2026, including 234,141 shares on US Trading Venues at volume weighted average prices ranging from USD 92.9266 to USD 97.6187, and 39,391 shares on the London Stock Exchange at GBP 70.5481 to GBP 72.7054. Highest prices paid were USD 98.4400 and GBP 73.0500, with lowest at USD 91.6900 and GBP 70.0500. No period-over-period comparisons or performance metrics were provided.

• ·Filing date: April 13, 2026
• ·Trading venues: US Trading Venues and London Stock Exchange

13-04-2026

Plan Group Financial, LLC filed its 13F-HR report disclosing holdings in 232 equity positions with a total market value of $426,257,035 as of March 31, 2026. The portfolio is diversified across individual stocks like Apple Inc (26,621 shares, $6,756,136), Exxon Mobil Corp (49,311 shares, $8,366,070), and JPMorgan Chase & Co (39,302 shares, $11,560,971), as well as numerous ETFs including iShares and Dimensional funds. No period-over-period changes are provided in the filing.

• ·Filing submitted on April 13, 2026 for period ending March 31, 2026.
• ·Located in Oklahoma City, OK.
• ·Includes holdings in energy (e.g., Chevron, EOG Resources), tech (e.g., NVIDIA, Broadcom), and fixed income/ETFs.

13-04-2026

Lee Financial Co (CIK 0001391166) filed its 13F-HR report on April 13, 2026, disclosing $708,782,044 in total holdings across 211 positions as of March 31, 2026. The portfolio is diversified with significant allocations to broad-market ETFs such as iShares Core S&P 500 ETF ($176,053,460) and iShares Core S&P Mid-Cap ETF ($94,534,214), alongside individual stocks including Apple Inc., Microsoft Corp., and Berkshire Hathaway. No period-over-period changes are detailed in this snapshot filing.

• ·Filing CIK: 0001391166
• ·State of incorporation: TX
• ·Fiscal year end: 12/31
• ·Business address: 8350 N. Central Expressway, Suite 1800, Dallas, TX 75206
• ·SEC file number: 028-17878

13-04-2026

LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA filed its 13F-HR report on April 13, 2026, disclosing equity holdings as of March 31, 2026, across approximately 653 positions primarily in sole discretionary accounts. Top holdings by market value include Alphabet Inc (Class C) at $913533785, Amazon.com Inc at $533593708, Apple Inc at $371763431, and Danaher Corp at $313445566, with significant exposure to technology, healthcare, and consumer sectors. No prior period comparisons or performance metrics are provided in the filing.

• ·Filing covers period ending March 31, 2026 (Q1 2026).
• ·Firm address: 230 Congress Street, Boston, MA 02110.
• ·Many positions held with sole voting authority; some in other reported managers (OTR).

13-04-2026

Uptown Financial Advisors LLC filed its 13F-HR on April 13, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio market value of $125,891,641 across 76 positions held solely. The portfolio is heavily weighted toward ETFs including Vanguard Growth ETF ($13.7M), iShares Core S&P Small-Cap ETF ($9.96M), and SPDR Portfolio S&P 400 Mid Cap ETF ($9.16M), with additional exposure to stocks like NVIDIA ($1.85M) and individual options positions. No prior period comparisons or performance metrics are provided in the filing.

• ·Filing CIK: 0002066147
• ·Business address: 2911 Turtle Creek Blvd., Suite 1100, Dallas, TX 75219
• ·Business phone: 214-628-9508
• ·SEC file number: 028-25519
• ·Notable positions include puts on Cisco Sys (3200 shares, $248,288), Broadcom (200 shares), Invesco QQQ (2000 shares, $1,154,360), calls on NVIDIA (1500 shares, $261,600) and CoreWeave (4000 shares)

13-04-2026

Farrell Financial LLC filed its 13F-HR on April 13, 2026, reporting holdings as of March 31, 2026, with 76 positions and a total portfolio value of $167373890. The portfolio consists primarily of ETFs and select individual stocks, with the largest position being 432743 shares of SCHWAB STRATEGIC TRUS LRG CAP ETF; no changes from the prior quarter were reported. Holdings include diversified exposure across large-cap equities, bonds, international, and sector-specific ETFs, with no performance metrics or period-over-period changes disclosed.

• ·No changes in holdings reported (0 changes indicated)
• ·Portfolio heavily allocated to ETFs (e.g., 60248 shares VANGUARD MALVERN FDS STRM INFPROIDX, 93324 shares VANGUARD WORLD FD ESG INTL STK ETF)
• ·Individual stock positions include 11049 shares AMAZON COM INC, 9558 shares MICROSOFT CORP, 4930 shares NVIDIA CORPORATION

13-04-2026

Professional Financial Advisors, LLC filed a 13F-HR report disclosing its institutional equity holdings as of March 31, 2026, totaling $491,131,930 across 137 positions, all held under sole investment discretion. The portfolio consists primarily of ETFs from providers like iShares, Vanguard, and SPDR, along with individual stocks such as Apple Inc (12,275 shares), Berkshire Hathaway Inc (10,705 shares), and Amazon.com Inc (4,564 shares). No period-over-period changes or performance metrics are provided in the filing.

• ·Filing date: April 13, 2026
• ·Report period end: March 31, 2026
• ·All 137 holdings reported as sole discretion (0 shared, 0 other)
• ·Business address: 1400 S Dewey St Suite 300, North Platte, NE 69101

13-04-2026

Kelly Financial Services LLC filed its 13F-HR report disclosing holdings across 128 securities with a total portfolio value of $413,885,776 as of March 31, 2026. The portfolio features substantial allocations to BlackRock iShares ETFs, including 891,885 shares in iShares International Corporate Bond ETF (CUSIP 09290C764) and 591,172 shares in iShares 20+ Year Treasury Bond ETF (CUSIP 464287432), as well as individual stocks such as Apple Inc. (14,891 shares) and AT&T Inc. (13,473 shares). All reported positions are held solely with sole voting authority.

• ·Filing date: April 13, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported as SOLE discretion with sole voting authority

13-04-2026

KMG Fiduciary Partners, LLC filed its 13F-HR on April 13, 2026, reporting holdings in 261 positions as of March 31, 2026, all with sole discretionary authority and no shared or other voting power. The portfolio includes significant positions in technology leaders such as NVIDIA CORPORATION (397,226 shares), APPLE INC (285,635 shares), and AMAZON COM INC (187,457 shares), alongside a broad mix of ETFs and other stocks. No prior period comparisons or changes are disclosed in the filing.

• ·Report period end: March 31, 2026
• ·Filing date: April 13, 2026
• ·All positions reported as SH SOLE (sole shared voting authority) with 0 SH PRN (sole investment discretion reported) and 0 OTR (other managers)

13-04-2026

Leibman Financial Services, Inc. filed its 13F-HR report on April 13, 2026, for the quarter ended March 31, 2026, disclosing management of 49 equity positions with sole discretionary voting authority and a total market value of $136,193,325. Top holdings by value include WisdomTree Floating Rate Treasury Fund ($12,308,097), WisdomTree India Earnings Fund ($5,628,123), and American Century ETF TR Intl SmCp Vlu ($5,345,530), with other notable positions in Amazon.com Inc. ($3,862,172) and T-Mobile US Inc. ($3,927,189). No period-over-period changes are provided in the filing.

• ·All 49 positions held with sole voting authority (SH SOLE).
• ·Filing includes address: 228 Main Street, PO Box 368, Louisville, NE 68037.
• ·Chief Compliance Officer contact: William Garver, phone 4027417474.

13-04-2026

Fiduciary Financial Group, LLC filed its 13F-HR on April 13, 2026, reporting total holdings of $754146116 across 345 positions as of March 31, 2026. Largest positions include iShares 0-3 Month Treasury ETF (628778 shares valued at $295703000), Dimensional ETF Trust Emerging Markets Core Equity Management (765800 shares valued at $231582000), Dimensional ETF Trust International Core Equity Market (687837 shares valued at $197566000), and Apple Inc. (192855 shares valued at $31997000). The portfolio emphasizes passive ETFs from Dimensional, iShares, and Innovator alongside select individual stocks like Alphabet and Amazon, with no prior period data for comparisons.

• ·Numerous Innovator buffered/power buffer ETFs with positions ranging from 5008 to 72132 shares.
• ·Significant iShares ETF allocations including MSCI AC Asia ($122532 shares) and National Muni ($92695 shares).
• ·Formerly Advisors Fiduciary Group LLC (name change April 26, 2022).

13-04-2026

Coastal Financial Corporation (CCB) has filed DEFA14A additional proxy materials for its 2026 Annual Meeting of Shareholders, to be held virtually on May 27, 2026 at 6:00 p.m. Pacific Time. Shareholders will vote on electing four directors for 3-year terms (Rilla R. Delorier, Steven D. Hovde, Michael R. Patterson, Gregory A. Tisdel) and one for a 2-year term (Jeffrey M. Chapman), ratifying Baker Tilly US, LLP as independent auditors for the fiscal year ending December 31, 2026, and providing advisory approval of named executive officer compensation. Proxy materials, including the Proxy Statement and Form 10-K for the year ended December 31, 2025, are available online at https://annualgeneralmeetings.com/ccb2026.

• ·Record date for shareholders: March 27, 2026
• ·Virtual meeting registration deadline: May 26, 2026 at 5:00 p.m. Pacific Time
• ·Proxy voting deadline: May 26, 2026 at 11:59 p.m. Pacific Time
• ·Proxy materials request deadline: May 13, 2026

13-04-2026

Newman Dignan & Sheerar, Inc. filed its 13F-HR on April 13, 2026, reporting 192 discretionary equity holdings totaling $475,046,566 as of March 31, 2026. The portfolio is heavily weighted toward ETFs, with top positions including Schwab Dow Jones US Large Cap ETF ($39,994,343), Schwab Dow Jones US Div Eq ETF ($28,824,354), and VictoryShares Core Intermediate Bond ETF ($22,270,709), alongside individual stocks like Apple ($14,553,166) and Alphabet Cl A ($14,324,610). No changes in holdings, shared management, or performance data are indicated, presenting a static snapshot of positions all held solely.

• ·Report period end date: March 31, 2026
• ·Filing as of date: April 13, 2026
• ·All 192 holdings reported as SOLE (sole voting authority, no shared management)

13-04-2026

ARKANSAS FINANCIAL GROUP, INC., based in Little Rock, AR, filed its 13F-HR on April 13, 2026, disclosing 94 equity holdings as of March 31, 2026, all with sole voting authority and no other reported managers. The portfolio features a heavy allocation to ETFs such as iShares Core S&P Mid-Cap ETF (value $65888801) and Vanguard Index FDS Mid Cap ETF (value $45304966), alongside individual stocks like Apple Inc. and Amazon.com Inc. No changes in holdings or performance metrics were detailed in the filing.

• ·Central Index Key: 0000764611
• ·State of Incorporation: AR
• ·Fiscal Year End: 1231
• ·SEC File Number: 028-17010
• ·All positions reported as SH SOLE with 0 shared discretion, 0 other managers

13-04-2026

Lexaria Bioscience Corp. reported sharply declining revenue of $20,000 for both the three and six months ended February 28, 2026, down 88.5% YoY for the quarter and 94.4% YoY for the half-year from $174,000 and $357,923 respectively, due to minimal cost of goods sold. However, net losses narrowed significantly to $(1,452,732) for the quarter (improved 46.5% YoY from $(2,716,972)) and $(3,050,235) for the six months (improved 43.8% YoY from $(5,423,600)), driven by lower R&D and G&A expenses. Cash balance stood at $5,128,141 at period-end, bolstered by $6,518,105 in financing proceeds from share sales, though operating cash use was $3,147,970.

• ·R&D expenses decreased to $475,388 in Q2 FY26 from $1,685,916 YoY.
• ·G&A expenses $996,515 in Q2 FY26 vs $1,239,096 YoY.
• ·Net cash used in operating activities improved to $(3,147,970) from $(4,223,936) for six months.
• ·Stock-based compensation $149,790 for six months ended Feb 28, 2026.

13-04-2026

Mallini Complete Financial Planning LLC, a Florida-based investment advisor, filed its 13F-HR disclosing $126,257,727 in total holdings across 61 positions as of March 31, 2026. Largest positions include Vanguard Total Stock Market ETF ($42,959,766), Vanguard Total Bond Market ETF ($25,421,480), Vanguard Tax-Exempt Bond ETF ($12,812,051), and Vanguard Total International Stock ETF ($15,467,006). Other notable holdings feature diversified ETFs and stocks such as Apple Inc., Amazon.com Inc., Nvidia Corporation, and Tesla Inc., with no prior period data provided for comparison.

• ·Filing submitted on April 13, 2026, for quarter ended March 31, 2026
• ·Firm address: 2631 NW 41st Street, Suite E-2, Gainesville, FL 32606
• ·All positions reported as sole discretionary with PRN or SH sole ownership

13-04-2026

Elm3 Financial Group, LLC disclosed total holdings of $118,391,373 across 117 positions in its 13F-HR filing as of March 31, 2026. Key holdings include Amazon.com Inc at $7,647,011 (36,717 shares), NVIDIA Corporation at $7,209,499 (41,339 shares), Broadcom Inc at $5,052,164 (16,323 shares), Eli Lilly & Co at $3,711,474 (4,035 shares), Microsoft Corp at $3,694,055 (9,979 shares), and Apple Inc at $3,359,767 (13,238 shares). The portfolio consists primarily of large-cap technology stocks, ETFs, and income-focused funds with no significant period-over-period changes evident from share counts.

• ·Filing date: April 13, 2026
• ·Report period end date: March 31, 2026
• ·Business address: 5755 North Point Parkway, Suite 92, Alpharetta, GA 30022
• ·Phone: 678-297-9500
• ·State of incorporation: GA
• ·SEC file number: 028-24626

13-04-2026

Creative Financial Designs Inc/ADV, an investment advisor based in Kokomo, IN, filed its 13F-HR on April 13, 2026, for the period ended March 31, 2026, disclosing 2,162 equity positions with a total market value of $1,645,170,337. Top holdings include Amazon.com Inc (value $26,869,538, 129,013 shares), iShares Morningstar Mid-Cap Growth ETF (value $12,031,816, 152,746 shares), and iShares Morningstar Small-Cap Growth ETF (value $5,055,534, 9,225 shares), with a diverse portfolio spanning stocks, ETFs, and REITs held on a sole discretionary basis. No period-over-period changes or performance metrics were reported in the filing.

• ·Filing as of date: April 13, 2026
• ·Report period end: March 31, 2026
• ·All positions held as sole discretionary with no shared voting or other authority
• ·Business address: 2704 S. Goyer Rd., Kokomo, IN 46902

13-04-2026

Baskin Financial Services Inc. filed a 13F-HR report on April 13, 2026, disclosing total holdings of $1,221,226,000 as of March 31, 2026, across 53 positions all held on a sole discretionary basis. Top holdings by value include Alphabet Inc. Class C ($82,890,000), Apple Inc. ($74,244,000), Brookfield Corporation ($53,455,000), Microsoft Corp. ($52,830,000), and Visa Inc. Class A ($51,404,000). No prior period data or changes are provided in the filing.

• ·All 53 positions held as SOLE discretionary with 0 shared or other voting authority
• ·No other investment managers included in the filing
• ·SEC File Number: 028-14204
• ·Business address: 95 St. Clair Avenue West, Suite 900, Toronto, A6 M4V 1N6
• ·Phone: 416-969-9540

13-04-2026

Thayer Financial, L.L.C. filed its Form 13F-HR on April 13, 2026, reporting holdings as of March 31, 2026, with a total portfolio market value of $97,984,844 across 33 positions. The portfolio is heavily weighted toward ETFs such as Dimensional ETF Trust funds, Capital Group fixed income ETFs, and Vanguard index funds, with smaller positions in individual stocks including Apple Inc. (2,550 shares), Duke Energy (4,602 shares), and Lowe's (2,366 shares). No changes in holdings were reported for the period.

• ·Filer CIK: 0002100981
• ·State of Incorporation: NC
• ·Business Address: 439 4th Street SW, Hickory, NC 28602
• ·All holdings reported as SOLE ownership with no put/call options

13-04-2026

Gateway Investment Advisers LLC filed its 13F-HR on April 13, 2026, reporting holdings as of March 31, 2026, across 684 positions in U.S. and international equities with no period-over-period comparison data provided. Largest holdings include Apple Inc. at $680,417,378 (2,681,025 shares), Amazon.com Inc. at $344,601,611 (1,654,591 shares), and Alphabet Inc. Class C at $344,531,674 (1,201,045 shares). Other notable positions feature Broadcom Inc. ($215,401,783, 695,945 shares) and Alphabet Inc. Class A ($137,037,938, 476,554 shares).

• ·Filing CIK: 0001114618
• ·Filer address: 312 Walnut Street, Suite 3500, Cincinnati, OH 45202
• ·Business phone: 513-719-1100
• ·SEC file number: 028-05733