S&P 500 Consumer Discretionary Sector SEC Filings — May 01, 2026

01-05-2026

01-05-2026

Cboe Global Markets reported record Q1 2026 net revenue of $728.9 million, up 29% YoY from $565.2 million, with diluted EPS of $3.66 up 54% and adjusted diluted EPS of $3.70 up 48%, alongside raised 2026 organic total net revenue growth guidance to low double-digits to mid-teens and lowered adjusted operating expense guidance to $838-853 million. However, market share declined in Options to 29.1% from 31.1%, North American Equities to 9.8% from 10.5% and off-exchange to 17.0% from 17.1%, while Futures grew at a relatively modest 9% YoY. The company announced further strategic realignment, including a ~20% workforce reduction, sales of Cboe Canada and Australia, and wind-downs of non-core businesses.

• ·Adjusted operating expenses Q1 2026: $200.9M, up 4% YoY
• ·2026 adjusted operating expense guidance: $838-853M (down from $864-879M)
• ·2026 organic Data Vantage net revenue growth guidance: low double-digit (up from mid to high single-digit)
• ·Effective tax rate Q1 2026: 25.2% (GAAP), 27.5% (adjusted)
• ·Cboe European Equities market share Q1 2026: 25.5% (up from 24.8%)
• ·Global FX ADNV Q1 2026: $70.4B, up 36% YoY

01-05-2026

Ally Financial Inc. designated 1,000,000 shares of 7.100% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series D, each with a $1,000 liquidation preference and $0.01 par value, via a resolution by the Pricing Committee on April 27, 2026, authorized by Board resolutions on March 6, 2026. Dividends are non-cumulative, payable quarterly starting August 15, 2026, at a fixed 7.100% annual rate until the First Reset Date of August 15, 2031, after which the rate resets based on the Five-Year Treasury Rate plus 3.148%. The Series D ranks senior to common stock, on parity with existing Series B and C preferred stock, and junior to senior securities and debt.

• ·Certificate filed as EX-3.1 in 8-K on May 1, 2026, covering Items 3.03, 5.03, 8.01, 9.01
• ·Pricing Committee resolution adopted April 27, 2026; Board authorization March 6, 2026
• ·Dividend payment dates: February 15, May 15, August 15, November 15 quarterly, beginning August 15, 2026
• ·Reset Dates every 5 years starting August 15, 2031; first Reset Period to August 15, 2036
• ·Dividends computed on 360-day year of twelve 30-day months; non-cumulative and discretionary

01-05-2026

First Merchants Corp's Q1 2026 net income fell 49% YoY to $28,156 thousand from $55,339 thousand, driven by a $29,755 thousand loss on mortgage loans reclassified to held for sale and noninterest expenses surging 35% YoY to $125,145 thousand amid higher salaries and professional fees likely tied to acquisition integration. However, net interest income rose 16% YoY to $151,303 thousand on 14% YoY growth in interest income, total assets expanded 11% QoQ to $21,072,521 thousand bolstered by a $2,464,488 thousand acquisition (stock issued $243,214 thousand), and loans grew 11% QoQ to $15,261,889 thousand. Diluted EPS declined to $0.45 from $0.94 YoY, while comprehensive income dropped sharply to $9,430 thousand from $53,713 thousand due to $18,726 thousand other comprehensive loss.

• ·Allowance for credit losses on loans increased to $212,520 thousand from $195,597 thousand QoQ.
• ·Federal Home Loan Bank advances rose to $1,299,192 thousand from $798,549 thousand QoQ.
• ·Net cash provided by investing activities $368,073 thousand vs used $160,418 thousand YoY.
• ·Net cash used by financing activities $412,739 thousand vs provided $97,215 thousand YoY.
• ·Cash dividends on common stock $22,820 thousand at $0.36 per share.

01-05-2026

Herbalife Ltd. completed a $1.45 billion senior secured refinancing, issuing $800 million aggregate principal 7.750% senior secured notes due May 2033 and amending its credit facility to a $225 million Term Loan A and $425 million revolving credit facility, both maturing April 2031. The proceeds repaid the $365 million outstanding 2024 Term Loan B and fully redeemed the $800 million 12.250% senior secured notes due 2029 at 106.125% of principal, with no early termination penalties other than the call premium. The transaction is expected to generate approximately $45 million in annual cash interest savings, extend debt maturities, and enhance financial flexibility amid market volatility.

• ·2033 Secured Notes issued at 100.00% of par, non-callable for three years, interest paid semi-annually commencing November 1, 2026.
• ·2026 Term Loan A issued at 100.0% of par, quarterly payments of 5.0% of principal per annum commencing September 30, 2026 quarter.
• ·2026 Credit Facility interest: SOFR plus 2.50% to 3.25% based on total leverage ratio.
• ·Notes and credit facility guaranteed by Company and certain subsidiaries.

01-05-2026

Helio Corporation entered into a binding settlement agreement with Sean Wolf on April 27, 2026, to resolve an aggregate $879,163 obligation (principal plus accrued interest) under two 9.75% promissory notes totaling $900,000 principal issued in October 2024, via net proceeds from controlled sales of Company common stock under leak-out terms. The agreement facilitates legend removal on 225,000 shares held for Wolf's benefit and transfer of 275,000 shares from Joseph Pitman, subject to the same restrictions limiting daily sales to the greater of 4,000 shares or 12% of volume (threshold 20,000 shares), with no block over 2,000 shares. No immediate cash payment is required, though the Company must address prior brokerage issues with Fidelity or provide an alternative.

• ·Promissory notes issued: October 15, 2024 ($400,000 to Blackwolf) and October 16, 2024 ($500,000 to Wolf)
• ·Company to authorize legend removal by 9:30 A.M. ET on April 28, 2026
• ·Leak-out increases to 25% of daily volume upon NASDAQ/NYSE uplisting or July 5, 2026
• ·Brokerage statements to be provided twice monthly
• ·If Fidelity restricts shares, Company must secure alternate broker within 7 business days or agreement void

01-05-2026

Dauch Corporation held its 2026 annual stockholder meeting on April 30, 2026, where stockholders elected directors Terry Grayson-Caprio, Sandra E. Pierce, and James A. McCaslin to three-year terms; approved the Amended and Restated 2018 Omnibus Incentive Plan; approved advisory vote on named executive officer compensation; and ratified Deloitte & Touche LLP as independent auditors. On April 29, 2026, the Compensation Committee approved a special one-time grant of restricted stock units valued at $1,000,000 to Terri M. Kemp, Senior Vice President Chief of Staff, Human Resources & Sustainability, vesting 50% on each of the one- and two-year anniversaries.

• ·RSU award to Terri M. Kemp grants on May 4, 2026, and vests 50% on each of the one- and two-year anniversaries of the grant date, or earlier upon retirement, termination without cause, death, or disability.
• ·Stockholder meeting held on April 30, 2026; incentive plan approved by board on February 4, 2026 subject to stockholder approval; proxy statement filed March 19, 2026.
• ·Directors elected for terms expiring at 2029 annual meeting.
• ·Broker non-votes consistently at 16,975,408 across proposals.

01-05-2026

Village Farms International, Inc. filed a DEFA14A on May 01, 2026, as Definitive Additional Materials to its Proxy Statement. This filing corrects an incorrect version of the proxy card included in the original Definitive Proxy Statement filed on April 29, 2026. No other changes or substantive updates were disclosed.

01-05-2026

Cinemark Holdings, Inc. reported first quarter 2026 results with total revenue increasing 18.9% YoY to $643.1 million, Adjusted EBITDA rising 143% to $88.5 million, and net loss attributable to common stockholders narrowing 83.5% to $(6.4) million. The company achieved record domestic food & beverage per patron of $8.58 and entertained 39 million patrons. However, it posted negative operating cash flow of $(20.4) million, free cash flow of $(58.1) million, a decline in international attendance to 14.9 million from 16.0 million, and lower international Adjusted EBITDA of $13.8 million versus $16.4 million.

• ·Net leverage ratio of 2.6x as of March 31, 2026
• ·U.S. theaters: 301 (4,219 screens); International: 194 theaters (1,401 screens)
• ·Cash flows used for operating activities: $(20.4) million Q1 2026 vs $(119.1) million Q1 2025
• ·Total assets: $4,345.8 million as of March 31, 2026
• ·Total equity: $389.7 million as of March 31, 2026

01-05-2026

Boston Scientific reported Q1 2026 net sales of $5,203 million, up 11.6% YoY from $4,663 million, with gross profit rising 12.6% to $3,614 million and net income surging 99.3% to $1,339 million driven by a $176 million tax benefit. Operating income grew 19.5% YoY to $1,101 million; however, operating cash flow declined 35.5% to $348 million from $541 million, leading to a net decrease in cash and equivalents to $1,453 million from $1,965 million QoQ. The company completed the Nalu Medical acquisition for $588 million.

• ·Acquisitions payments: $523 million in Q1 2026 vs $239 million in Q1 2025.
• ·Investing cash used: $591 million in Q1 2026 vs $500 million in Q1 2025.
• ·Total stockholders' equity increased to $25,864 million as of March 31, 2026 from $24,233 million as of Dec 31, 2025.

01-05-2026

Dream Finders Homes reported Q1 2026 total revenues of $887.8M, down 10.3% YoY from $989.9M, primarily due to a 13.8% decline in homebuilding revenues to $836.7M, though financial services revenues more than doubled to $51.2M. Net income attributable to the company fell sharply 75.9% YoY to $13.3M from $54.9M, with EPS dropping to $0.11 from $0.55. Balance sheet strengthened with total assets up 6.6% QoQ to $3.97B and cash plus equivalents rising $200.6M QoQ to $479.0M, but total debt increased to $1.89B from $1.61B QoQ.

• ·Inventories increased $114.97M QoQ to $2,140.6M as of March 31, 2026.
• ·Revolving credit facility balance $1,119.0M as of March 31, 2026 (up from $798.0M at Dec 31, 2025).
• ·Net cash used in operating activities $49.5M in Q1 2026 (vs $44.7M in Q1 2025).
• ·Repurchases of common stock: 1,063,560 shares for $18.5M in Q1 2026.
• ·Preferred stock dividends declared $3.4M in Q1 2026.

01-05-2026

For Q1 2026, Smurfit Westrock reported net sales of $7,712 million, up 0.7% YoY from $7,656 million, with growth in Europe/MEA/APAC (+7.3%) and LATAM (+7.6%) offsetting a 3.8% decline in North America. However, gross profit fell 19.6% to $1,268 million due to a 6.0% rise in cost of goods sold to $6,444 million, resulting in operating profit dropping 54.2% to $253 million and net income attributable to common shareholders declining to $65 million from $384 million (EPS $0.12 vs. $0.74 basic). Segment Adjusted EBITDA totaled $1,127 million, down from $1,289 million, with North America (-23.9%) and LATAM (-5.2%) declines partially offset by Europe/MEA/APAC growth (+8.2%).

• ·Cash and cash equivalents decreased QoQ to $674 million from $892 million.
• ·Capital expenditures were $624 million in Q1 2026, up from $477 million YoY.
• ·Dividends declared at $0.45 per share, totaling $237 million paid.

01-05-2026

Fulgent Genetics reported Q1 2026 revenue of $71.1 million with GAAP gross margin of 30.2% and executed a stock repurchase program buying 2.6 million shares for $40.1 million, ending the quarter with $604.7 million in cash, cash equivalents, restricted cash, and marketable securities. However, the company recorded a GAAP loss of $24.8 million or $(0.80) per share and a Non-GAAP loss of $11.0 million or $(0.36) per share, alongside an Adjusted EBITDA loss of $15.2 million. Fulgent reiterated FY2026 revenue guidance at $350.0 million but updated Non-GAAP loss guidance to approximately $46.0 million or $(1.59) per share due to the repurchase impact.

• ·Conference call scheduled for May 1, 2026 at 8:30 AM ET.
• ·Anticipated $106 million tax refund delayed due to 2025 government shutdown and IRS constraints.
• ·Total assets decreased to $1,156.4 million from $1,213.5 million QoQ.
• ·Adjusted EBITDA loss of $15.2 million for Q1 2026.

01-05-2026

Flowco Holdings Inc. (NYSE: FLOC) appointed Hardy Murchison as an independent director effective April 29, 2026, increasing the Board size to eight directors and independent directors from three to four. Mr. Murchison, founder and CEO of Encino Energy, led the company to become Ohio’s largest oil producer before its $5.6 billion sale to EOG Resources in 2025, and previously managed $1.7 billion in oil & gas investments at First Reserve Corporation. CEO Joe Bob Edwards praised Murchison’s operational expertise to support Flowco’s growth strategy.

• ·Appointment effective April 29, 2026; filing date May 01, 2026.
• ·Mr. Murchison holds a Bachelor of Arts from the University of Texas and an MBA from Harvard University.
• ·Mr. Murchison serves as Director of the Bettering Human Lives Foundation and the Coastal Conservation Association of Texas Fund, and Chairman of the American Energy Policy Center.
• ·Flowco provides production optimization, artificial lift, and emissions management solutions for oil and natural gas industry.

01-05-2026

In Q1 2026, Bank of New York Mellon reported net income applicable to common shareholders of $1,562 million, up approximately 36% YoY from $1,149 million, with total revenue increasing 13% to $5,409 million driven by 11% YoY growth in fee and other revenue to $4,039 million and 18% rise in net interest income to $1,370 million. AUC/A grew 12% YoY to $59.4 trillion, while AUM increased 6% YoY to $2.1 trillion. However, AUM declined QoQ from $2.2 trillion, full-time employees decreased to 47,200 from 48,100 QoQ and 51,000 YoY, and regulatory capital ratios like Standardized CET1 fell to 11.0% from 11.9% QoQ.

• ·Return on common shareholders’ equity (annualized) 16.1% in Q1 2026 vs 12.6% Q1 2025
• ·Net interest margin 1.38% flat QoQ and up 8 bps YoY
• ·Common dividend per share $0.53, payout ratio 24%
• ·Average liquidity coverage ratio (LCR) 111%

01-05-2026

BLS Capital Fondsmaeglerselskab A/S filed its Form 13F-HR on May 1, 2026, reporting total equity holdings of $2,937,463,664 across 11 positions as of March 31, 2026, all with sole voting authority. Largest holdings by market value include Yum China Holdings Inc ($554,706,307), S&P Global Inc ($374,571,418), and Otis Worldwide Corp ($338,230,509). The portfolio focuses on U.S. financial services, technology, and consumer companies such as Mastercard, Visa, Moody's, and Zoetis.

• ·Report period end date: March 31, 2026
• ·Filing date: May 1, 2026
• ·Filer CIK: 0001670104
• ·All holdings reported with sole voting authority (SH SOLE)

01-05-2026

The First Bancorp, Inc. held its 2026 Annual Meeting of Shareholders on April 29, 2026, in a virtual-only format, with 9,593,345 shares present or by proxy, representing 85.12% of the 11,270,319 outstanding shares. All eight director nominees were elected with strong shareholder support, ranging from approximately 90% to 99% 'For' votes excluding broker non-votes. Shareholders also approved executive compensation on an advisory basis (95.6% For), favored annual frequency for future say-on-pay votes (majority for 1 Year), and ratified BDMP Assurance, LLP as independent auditors for 2026 nearly unanimously.

• ·Director votes - For/Withhold/Broker Non-Votes: Robert B. Gregory (7,485,413/392,688/1,715,244); Ingrid H.W. Kachmar (7,857,472/20,629/1,715,244); Renee W. Kelly (7,791,891/86,210/1,715,244); Tony C. McKim (7,817,366/60,735/1,715,244); Cornelius J. Russell (7,757,432/120,669/1,715,244); Stuart G. Smith (7,738,296/139,805/1,715,244); Kimberly S. Swan (7,704,603/173,498/1,715,244); F. Stephen Ward (7,768,350/109,751/1,715,244).
• ·Executive compensation advisory vote: For 7,534,553; Against 261,496; Abstain 82,052; Broker Non-Votes 1,715,244.
• ·Say-on-pay frequency advisory vote: 1 Year 6,869,457; 2 Years 39,523; 3 Years 886,262; Abstain 82,859; Broker Non-Votes 1,715,244.
• ·Auditor ratification: For 9,571,754; Against 8,261; Abstain 13,330.
• ·Proxy Statement dated March 16, 2026.

01-05-2026

Bridgewater Bancshares, Inc. held its annual shareholder meeting on April 28, 2026, with 23,627,693 shares present, representing 84.92% of the 27,824,565 outstanding common shares and constituting a quorum. All eleven director nominees were elected with strong majorities (votes for ranging from 20,172,001 to 20,742,088, withheld under 827,403 each). Shareholders approved the non-binding advisory vote on 2025 executive compensation (20,244,780 for), the 2026 Equity Incentive Plan (14,768,670 for vs. 6,169,077 against), and ratification of RSM US LLP as auditors for 2026 (23,627,278 for).

• ·Record date for shareholder meeting: February 27, 2026
• ·Proposal 2 (exec comp): 641,268 votes against, 113,356 abstentions
• ·Proposal 3 (Equity Plan): 61,657 abstentions
• ·Proposal 4 (auditor): 139 votes against, 276 abstentions, no broker non-votes

01-05-2026

Federal Realty Investment Trust reported Q1 2026 net income available for common shareholders of $157.1 million ($1.81 per diluted share), up significantly from $61.8 million ($0.72 per diluted share) in Q1 2025, driven by a $92.7 million gain on real estate sales including Misora at Santana Row; Nareit and Core FFO both reached $1.88 per diluted share, a 10.6% YoY increase. The company achieved record Q1 leasing of 649,078 square feet of comparable retail space with 13% cash rent growth, 4.7% comparable POI growth, and raised 2026 FFO guidance to $7.46-$7.55 per diluted share. However, overall portfolio occupancy fell 30 basis points QoQ to 93.8%, with leased rates flat QoQ.

• ·Amended revolving credit facility to $1.4 billion capacity, SOFR spread to 72.5 bps, maturity to April 12, 2030.
• ·Declared quarterly dividend of $1.13 per common share (annualized $4.52).
• ·Portfolio: 104 properties, 3,800 tenants, 29.0 million commercial sq ft, 2,500 residential units.
• ·Residential leased rate for comparable properties: 95.6% (up 100 bps YoY).

01-05-2026

On May 1, 2026, Bearing Insurance Group, LLC completed its sale to BroadStreet Partners Group, LLC. First Community Bankshares, Inc. (FCBC), which owned 11 units of Bearing, expects to realize a pre-tax gain of approximately $10 million from the transaction. No declines or flat performance metrics were reported.

• ·Filing submitted on May 1, 2026, under Item 8.01 Other Events.

01-05-2026

CubeSmart reported Q1 2026 net income of $82.9 million and diluted EPS of $0.36, down from $89.2 million and $0.39 YoY respectively, with adjusted FFO per share declining 1.6% to $0.63 amid same-store NOI down 1.5% (revenues +0.6%, expenses +5.8%). Occupancy remained stable at an average 89.0% and ending 89.3%, while the company opened one development property for $28.0 million, acquired a store in a new JV for $13.6 million (contributing $2.1 million), repurchased 0.9 million shares for $33.4 million, and added 33 stores to its third-party platform reaching 854 stores.

• ·Total consolidated portfolio: 662 stores, 48.5 million rentable sq ft, 88.8% occupancy as of Mar 31 2026.
• ·Same-store portfolio: 45.3 million rentable sq ft (93.4% of consolidated).
• ·Third-party platform: 56.3 million rentable sq ft.
• ·Quarterly dividend: $0.53 per share, paid Apr 15 2026.
• ·2026 guidance: diluted EPS $1.55-$1.63; FFO as adjusted per share $2.52-$2.60.
• ·One JV development under construction in NY, total anticipated $28.0M ($8.0M invested), expected Q3 2027.
• ·Total revenues +$8.9M YoY, property operating expenses +$7.1M YoY.

01-05-2026

Parker-Hannifin Corp reported net sales growth across segments, with total segment sales (Table 4) reaching $3,672M for Q3 FY26, up 8.3% YoY from $3,389M, and 9-month sales at $10,583M, up 4.9% YoY; geographic sales (Table 6) totaled $5,486M for Q3, up 10.6% YoY. However, net income attributable to common shareholders declined 6.0% YoY to $904M in Q3 and 2.0% YoY to $2,557M for 9 months, with total comprehensive income also down. Operating cash flow improved 13.8% YoY to $2,628M for 9 months, though investing activities used $1,239M net primarily due to $1,014M in acquisitions.

• ·Acquisitions net of cash acquired: $1,014M for 9 months ended Mar 31, 2026.
• ·Proceeds from sale of businesses: $1M (9M FY26) vs $623M (9M FY25).
• ·Current debt (notes payable and long-term debt current): $2,813M (Mar 31, 2026) vs $1,791M (Jun 30, 2025).
• ·Net contract liabilities: $(93)M (Mar 31, 2026) vs $(117)M (Jun 30, 2025).
• ·Sep 18, 2025 acquisition revised: net assets $588M, goodwill $477M, total purchase price $1,065M.

01-05-2026

Safehold Inc. reported Q1 2026 total revenues of $110,854 up 13.5% YoY from $97,677, driven by 7.7% growth in interest income from sales-type leases to $75,034 and new hotel revenues of $9,864, while operating lease income declined 5.8% to $20,156 and other income fell 37.4% to $2,691. Net income attributable to common shareholders dipped 1.7% YoY to $28,861 (EPS $0.40), with operating cash flow turning negative at ($8,599) versus $8,901 YoY amid higher investments. Total assets grew to $7,381,851 from $7,249,275 QoQ, supported by increases in net investment in sales-type leases and ground lease receivables, though debt obligations rose to $4,696,866.

• ·Dividends declared at $0.177 per share in Q1 2026, totaling $12,801.
• ·Common stock repurchases of $3,400 in Q1 2026.
• ·Proceeds from debt obligations $790,000 in Q1 2026 vs $216,000 in Q1 2025.
• ·Weighted average basic shares: 71,811 in Q1 2026 vs 71,521 in Q1 2025.

01-05-2026

Onfolio Holdings Inc. regained compliance with Nasdaq Listing Rule 5550(a)(2) after its common stock maintained a closing bid price of at least $1.00 per share for 10 consecutive business days from April 16 to April 29, 2026, resolving a prior non-compliance notice received on January 6, 2026. The company issued a press release on May 1, 2026, announcing this development. No other financial or operational metrics were reported.

• ·Non-compliance notice dated January 6, 2026, for failure to maintain $1.00 minimum bid price over 30 consecutive business days
• ·Compliance period: April 16, 2026 to April 29, 2026 (10 consecutive business days)
• ·Date of earliest event reported: April 30, 2026
• ·Filing date: May 1, 2026

01-05-2026

Burke & Herbert Financial Services Corp. (BHRB) completed its merger with LINKBANCORP, Inc. (LNKB), whereby LNKB merged into Burke & Herbert, and LINKBANK merged into Burke & Herbert Bank & Trust Company, effective May 1, 2026. This transaction positions Burke & Herbert as the holding company for a bank with nearly 100 branches across Delaware, Kentucky, Maryland, Pennsylvania, Virginia, and West Virginia. No financial metrics or performance impacts were disclosed in the announcement.

• ·Filing items: 2.01, 5.02, 5.03, 8.01, 9.01
• ·Merger effective date: May 1, 2026
• ·Burke & Herbert headquartered in Alexandria, Va., oldest continuously operating bank under original name in greater Washington, D.C. area

01-05-2026

On May 1, 2026, Hanmi Financial Corporation, parent of Hanmi Bank, distributed a slide presentation to analysts and prospective investors outlining its operating and growth strategies and financial performance, furnished as Exhibit 99.1 under Item 7.01 Regulation FD Disclosure. The filing emphasizes that the information is not deemed 'filed' under the Exchange Act and includes standard forward-looking statements with associated risks. No specific financial metrics or period comparisons are detailed in the filing itself.

01-05-2026

Greenidge Generation Holdings Inc. is no longer in compliance with Nasdaq Listing Rule 5605(c)(2)(A), requiring an Audit Committee of at least three independent directors, following Kenneth Fearn's resignation from the Board and Audit Committee effective April 15, 2026. Nasdaq confirmed the non-compliance via notice on April 29, 2026, but granted a cure period until the earlier of the next annual stockholders' meeting or April 15, 2027 (or October 12, 2026 if the meeting precedes that date). The Company plans to appoint a new independent director and regain compliance within the period; the notice has no immediate impact on trading of Class A common stock (GREE) or 8.50% Senior Notes due 2026 (GREEL).

• ·Company notified Nasdaq of non-compliance on April 23, 2026.
• ·Emerging growth company status: Yes.

01-05-2026

01-05-2026

FDx Advisors, Inc. filed its 13F-HR report for the quarter ended March 31, 2026, disclosing 183 equity positions with a total market value of $313229 thousand USD. The portfolio features significant allocations to ETFs such as Vanguard Total Bond Market ETF ($15220 thousand), iShares Core MSCI International ETF ($14920 thousand), and Schwab U.S. TIPS ETF ($14426 thousand), alongside individual stocks including NVIDIA ($4202 thousand), Microsoft ($3237 thousand), and Apple ($2238 thousand). No changes or performance metrics were detailed beyond two new additions: Amcor PLC and AstraZeneca PLC.

• ·All 183 holdings reported with sole investment discretion and sole voting authority.
• ·New positions added: Amcor PLC (value 232 thousand USD, 5828 shares), AstraZeneca PLC (value 898 thousand USD, 4554 shares).
• ·Filing date: May 01, 2026; Report period end: March 31, 2026.

01-05-2026

Strategic Financial Partners, Ltd. filed its 13F-HR report on May 1, 2026, disclosing 81 equity and ETF holdings totaling $231,502,154 as of March 31, 2026, with no changes from the prior quarter. The portfolio is diversified across individual stocks like Apple Inc. ($1,377,034), Microsoft Corp. ($1,578,656), and NVIDIA Corp. ($342,730), and heavily weighted in ETFs such as SPDR ($45,260,465 position) and Vanguard Russell 1000 Growth ($15,749,680). All positions are held with sole investment discretion.

• ·All 81 holdings managed with sole voting and investment discretion (SH SOLE 0 0)
• ·Report filed under SEC file number 028-24214
• ·No put or call options reported

01-05-2026

FourPath Capital Management, LLC reported total holdings of $697,044,473 across 218 positions in its 13F-HR filing for the quarter ended March 31, 2026. Top holdings include Walmart Inc. common stock valued at $64,377,048 (518,000 shares), WisdomTree TR Floating Rate Treasury ETF at $58,631,022 (1,164,700 shares), and iShares Gold TR at $34,079,659 (386,566 shares). Other significant positions feature energy sector names like Exxon Mobil Corp ($29,188,752) and Energy Transfer LP ($17,184,980), alongside short ETFs and diversified equities, with no reported changes or shared voting authority.

• ·Filing date: May 01, 2026; Report period end: March 31, 2026
• ·All holdings reported as sole voting authority with zero shared, other, or change shares
• ·Former names: Prospera Private Wealth, LLC (changed 2024-05-06), Reuter James Wealth Management, LLC (changed 2021-11-18)
• ·Business address: 4727 Gaillardia Parkway Suite 120, Oklahoma City, OK 73142

01-05-2026

Net sales rose 11.9% YoY to $125.1M in Q1 2026, with Graphite Electrodes revenue up 6.9% to $108.2M and by-products/other surging 59.5% to $16.9M. However, gross loss widened significantly to $15.0M from $1.7M due to higher cost of goods sold ($134.8M vs. $110.8M) and inventory adjustments, leading to operating loss of $30.7M (vs. $18.2M) and net loss of $43.3M (vs. $39.4M). Cash used in operations improved to $14.9M from $32.2M YoY, though cash balance fell QoQ to $120.2M from $138.4M.

• ·Long-term debt increased slightly QoQ to $1,096.7M from $1,094.7M.
• ·Stockholders’ deficit worsened to -$304.4M from -$259.6M QoQ.
• ·Gain on sale of assets $12.3M contributed to other income.
• ·Capital expenditures $12.1M in Q1 2026 vs. $10.3M prior year.
• ·Intangible assets net carrying amount declined to $25.3M from $27.1M QoQ.

01-05-2026

CMG Global Holdings, LLC filed Form 13F-HR on May 1, 2026, disclosing 96 equity holdings as of March 31, 2026, with a total market value of $209,919,462,000. The portfolio features positions in leading technology firms including Alphabet Inc., Amazon.com Inc., Apple Inc., Microsoft Corp., NVIDIA Corp., and Meta Platforms Inc., alongside ETFs such as Invesco QQQ Trust, various iShares and SPDR funds, and bitcoin-related products like Fidelity Wise Origin Bitcoin and iShares Bitcoin Trust. No period-over-period changes or performance metrics are provided in the filing.

• ·Business address: 2500 Dallas Parkway, Suite 400, Plano, TX 75093
• ·Phone: 469-729-7084
• ·CIK: 0001839445
• ·SEC file number: 028-21137
• ·EIN: 830971857
• ·State of incorporation: TX
• ·Fiscal year end: 12/31

01-05-2026

Savoir Faire Capital Management, L.P. disclosed 44 equity holdings totaling $165.6 billion in market value as of March 31, 2026, in its 13F-HR filing submitted on May 1, 2026. All positions are held solely with sole voting authority. The largest position is Philip Morris International Inc. at $10.3 billion, followed by others like Royal Caribbean Group at $7.4 billion and Dollar General Corp. at $7.4 billion.

• ·Filing period end date: 2026-03-31
• ·Filing date: 2026-05-01
• ·All 44 holdings managed with sole voting authority (no shared or other discretion)
• ·Business address: 18 Marshall St. Suite 340, Norwalk, CT 06854

01-05-2026

Smart Portfolios, LLC disclosed total holdings of $100,287,568 across 99 positions in its 13F-HR filing as of March 31, 2026. Top holdings include PIMCO ETF TR Active Bond ETF ($9,969,552), Bondbloxx ETF Trust Bloomberg Three Year ($3,679,353), and Bondbloxx ETF Trust Bloomberg One Year ($3,266,830), with all positions held under sole voting power. The filing was signed by Keith Campbell, Chief Investment Officer.

• ·Filing signed on May 1, 2026 for period ending March 31, 2026
• ·All holdings reported with sole voting authority; no shared or other voting power
• ·Business address: 17849 Ballinger Way NE, Lake Forest Park, WA 98155

01-05-2026

Mowery & Schoenfeld Wealth Management, LLC disclosed $65,454,109 in total equity holdings across 357 positions in its 13F-HR filing as of March 31, 2026. Top holdings include Apple Inc. ($3,513,852 value, 13,846 shares), NVIDIA Corporation ($3,300,276 value, 18,924 shares), and Alphabet Inc. CAP STK CL A ($2,818,908 value, 9,803 shares), reflecting significant concentration in large-cap technology stocks. No prior period data is provided in the filing for direct comparisons.

• ·Filing date: May 01, 2026
• ·Report period end: March 31, 2026
• ·Business address: 475 Half Day Road, Suite 500, Lincolnshire, IL 60069
• ·Phone: 847-247-8959

01-05-2026

Van Cleef Asset Management, Inc. disclosed 13F holdings totaling $928658477 across 118 positions as of March 31, 2026, filed on May 1, 2026. Largest position is Progressive Corp COM at $151819763 (765838 shares), followed by Vanguard Index FDS EXTEND MKT ETF at $71753634 (348657 shares) and Palantir Technologies Inc CL A at $61312677 (419146 shares). All reported holdings are sole discretionary with no other voting authority.

• ·All holdings reported as SOLE discretionary ownership.
• ·Business address: 3201 Enterprise Parkway Suite 140, Beachwood OH 44122.
• ·SEC file number: 028-13694.

01-05-2026

Farrow Financial, Inc. filed its Form 13F-HR on May 1, 2026, disclosing holdings as of March 31, 2026, with a total portfolio value of $176,083,566 across 53 positions, all held with sole voting power. Top holdings include iShares Core S&P Total Stock ETF at $13,146,859, iShares ESG Aware MSCI USA ETF at $12,883,317, and iShares MSCI Intl Value Factor ETF at $11,161,469. No prior period comparisons or performance changes are provided in the filing.

• ·All 53 positions held with sole voting power (no shared or none reported).
• ·Berkshire Hathaway Inc Del Cl A: 2 shares valued at $1,436,280.
• ·NVIDIA Corporation: 26,357 shares valued at $4,596,661.

01-05-2026

Financial Connections Group, Inc., an institutional investment manager, filed its 13F-HR report on May 1, 2026, disclosing $287.6 million in equity holdings across 251 positions as of March 31, 2026. The portfolio features heavy allocations to ETFs including Dimensional ETF Trust US Core Equity Market ETF ($43.4M, 962,980 shares) and Vanguard World Fund ESG US Stock ETF ($18.7M, 166,585 shares), with notable individual stock positions like Apple Inc. ($6.2M, 24,264 shares). All holdings are reported with sole voting power and no shared or other authority.

• ·Report covers period ending March 31, 2026.
• ·No voting authority other than sole power reported for any position.
• ·Portfolio diversified across ETFs (majority) and individual equities.

01-05-2026

TSA Wealth Management LLC filed a 13F-HR on May 1, 2026, disclosing total holdings of $309,448,975 across 105 positions as of March 31, 2026. The portfolio consists primarily of ETFs such as SPDR Series Trust ($30,045,700), Schwab Strategic Trust US Aggregate Bond ($22,244,388), and various iShares funds, alongside individual stocks including Apple Inc ($2,301,504, 9,069 shares), NVIDIA ($1,853,174, 10,626 shares), and Amazon.com ($870,985, 4,182 shares). All positions are held solely with discretionary voting authority, with no shared or other authority indicated.

• ·Portfolio heavily concentrated in fixed income and equity ETFs, with top positions including iShares Core Universal USD ($11,542,188 value, 249,885 shares) and iShares MBS ETF ($9,802,422 value, 103,238 shares).
• ·Holdings include diversified sectors: tech (NVIDIA, Apple, Microsoft), energy (Exxon Mobil, Chevron), and consumer (Coca-Cola, Costco).

01-05-2026

MasterCraft Boat Holdings, Inc. filed this Form 8-K as a supplement to the Joint Proxy Statement/Prospectus for its proposed merger with Marine Products Corporation, voluntarily adding disclosures to address demand letters and two shareholder lawsuits alleging material omissions, despite denying any wrongdoing. The supplements include additional details on merger background discussions, director interests, and financial advisor analyses showing implied equity values for MasterCraft ($35.16-$38.80 per share vs. $23.12 closing) and Marine Products ($9.50-$10.54 and $13.00-$14.59 per share vs. $9.94 closing) well above recent closing prices. MasterCraft's board continues to unanimously recommend shareholder approval, but ongoing litigation risks persist.

• ·Shareholder lawsuits filed April 22, 2026: Jones v. Marine Products Corporation, et al. (No. 652386/2026) and Morgan v. Marine Products Corporation, et al. (No. 652434/2026) in New York Supreme Court, seeking injunction or rescission of mergers.
• ·Merger Agreement signed February 5, 2026; Registration Statement filed March 16, 2026, effective March 27, 2026; Joint Proxy mailed on or about April 6, 2026.
• ·Financial multiples: Malibu Boats EV/Adj. EBITDA CY2025E 9.5x, CY2026P 9.1x; MasterCraft CY2025E 11.1x, CY2026P 9.1x.
• ·Discount rates used: 10.8% to 11.5% WACC for both companies.
• ·Rollins family family office (beneficial owner of LOR, Marine Products' largest stockholder) discussed strategic alternatives in October 2023.

01-05-2026

Capital Today Evergreen Fund, L.P. filed its 13F-HR report for the period ending March 31, 2026, disclosing total holdings valued at $173.0 billion across three securities. The portfolio consists of PDD Holdings Inc. sponsored ADSs ($141.5 billion, 1,385,004 shares sole), DingDong Cayman Ltd. ADSs ($30.5 billion, 11,879,332 shares sole), and Kanzhun Limited sponsored ADSs ($961 million, 71,767 shares sole). All positions are held with sole voting power and no shared discretion, puts, or calls.

• ·Filing date: May 01, 2026
• ·Report period end: March 31, 2026
• ·Fund address: c/o Maples Corporate Services Limited, Ugland House, P.O. Box 309, Grand Cayman, KY1-1104
• ·No other securities reported; zero shared power, puts, or calls across all holdings

01-05-2026

Comfort Systems USA, Inc. (FIX) filed an 8-K on May 1, 2026, under Items 7.01 and 9.01, furnishing an investor presentation dated May 1, 2026, as Exhibit 99.1 pursuant to Regulation FD Disclosure. The presentation includes forward-looking statements subject to risks detailed in the Company's Form 10-K for the year ended December 31, 2025. Furnished information is not deemed 'filed' under the Exchange Act.

01-05-2026

Financial Counselors Inc filed a 13F-HR report disclosing its equity holdings as of March 31, 2026, with a total portfolio value of $70,859,454 across 12 positions held on a sole discretionary basis. The largest holding is iShares Core S&P 500 ETF valued at $53,648,791 (82,131 shares), followed by Vanguard FTSE Developed Markets ETF at $5,781,618 (90,225 shares). Other holdings include diversified ETFs and Apple Inc. stock at $460,375 (1,814 shares); no prior period data is provided for comparisons.

• ·All holdings are reported as sole discretionary (SH SOLE).
• ·Report period end date: March 31, 2026.
• ·Filing effective date: May 1, 2026.

01-05-2026

On April 29, 2026, John Hancock Comvest Private Income Fund declared a gross and net dividend of $0.1990 per share for Class I common shares, with an annualized distribution yield of 9.52%, payable on or about May 25, 2026. As of March 31, 2026, the Fund's NAV per Class I share was $25.08, aggregate NAV was $467,281,675, investment portfolio fair value was $887,606,530, and principal debt outstanding was $434,882,247, resulting in a debt-to-equity ratio of 0.93 times. The continuous public offering of up to $2.0 billion in shares has issued 18,631,636 Class I shares for total consideration of $470,249,412 as of April 1, 2026, with no Class S, D, or F shares outstanding.

• ·No Class S, Class D, or Class F shares outstanding as of April 1, 2026
• ·Dividends payable to shareholders of record as of April 29, 2026

01-05-2026

Muzinich Direct Lending Adviser, LLC extended its voluntary fee waiver on May 1, 2026, reducing the base management fee from an annual rate of 1.25% to 0.95% of the Company's net assets for the fiscal quarters ending June 30, 2026, and September 30, 2026, following the original waiver for quarters ending December 31, 2025, and March 31, 2026. This benefits the Company by lowering expenses during this period. The full 1.25% fee rate under the Investment Advisory Agreement will resume on October 1, 2026, unless further extended at the Adviser's discretion.

• ·Investment Advisory Agreement dated September 14, 2023
• ·Fee calculated quarterly in arrears based on net assets at start of quarter, adjusted for share issuances/repurchases
• ·Company is an emerging growth company
• ·Fiscal year end: December 31