Dow Jones 30 Stocks SEC Filings — April 06, 2026

06-04-2026

Evernorth Holdings Inc. published a blog post by CEO Asheesh Birla highlighting recent regulatory progress for digital assets, including SEC/CFTC joint guidance on March 17 classifying certain assets like XRP as commodities and a bipartisan stablecoin compromise advancing the CLARITY Act toward late April markup. The post draws parallels to past market modernizations like electronic equity trading (from <5% in early 1990s to nearly 100% by 2009) and FX volume growth (from $1.2T daily in 2001 to $7.5T in 2022), noting strong XRP Ledger metrics such as RWA tokenization surging from $24.7M at start of 2025 to over $2B by March 2026, spot XRP ETF inflows exceeding $1B, and institutional XRP exposure planned to rise from 18% to 25%. Evernorth positions itself as a bridge for public market capital into XRP Ledger infrastructure via its pending business combination with Armada Acquisition Corp. II, with a Registration Statement filed on March 18, 2026.

• ·SEC/CFTC issued first joint guidance on March 17 classifying digital assets like XRP as commodities.
• ·Senators Tillis and Alsobrooks announced bipartisan stablecoin compromise on March 20, targeting Banking Committee markup in late April.
• ·Registration Statement filed with SEC on March 18, 2026, including preliminary proxy statement/prospectus; not yet effective.

06-04-2026

Clear Channel Outdoor Holdings, Inc. (CCO) commenced a consent solicitation on April 6, 2026, for its outstanding senior secured notes totaling $865,000,000 (7.875% due 2030), $1,150,000,000 (7.125% due 2031), and $900,000,000 (7.500% due 2033) to approve amendments to the indentures, primarily to redefine 'Change of Control' so the pending merger does not trigger repurchase obligations. This follows the February 9, 2026 Merger Agreement with Madison Parent Inc. and Madison Merger Sub Inc., under which CCO will become a wholly-owned subsidiary of Parent, backed by Mubadala Capital and TWG Global; however, the merger is not conditioned on consent success and faces risks including regulatory approvals, stockholder vote, and potential termination fees. A special stockholder meeting and proxy statement are forthcoming.

• ·Merger Agreement dated February 9, 2026
• ·Special meeting of stockholders to be announced for Requisite Stockholder Approval
• ·Proxy statement to be filed with SEC
• ·Merger not conditioned on Consent Solicitation success; Change of Control Offer would otherwise require repurchase at 101% of principal

06-04-2026

Goldman Sachs Real Estate Finance Trust Inc disclosed entry into a material indenture dated March 31, 2026, among GS REFT 2026-FL1 Issuer, Ltd., GS REFT 2026-FL1 Co-Issuer, LLC, GS REFT CLO Seller, LLC (as Advancing Agent), Wilmington Trust, National Association (as Trustee), and Computershare Trust Company, National Association (as Note Administrator), governing the issuance of Offered Notes secured by Collateral including Closing Date Collateral Interests, Subsequent Collateral Interests, Delayed Close Collateral Interest, Servicing Accounts, and related rights. The transaction establishes standard provisions for note issuance, collateral management, payments, remedies, and covenants without specific issuance amounts or performance metrics disclosed. No period-over-period comparisons or financial impacts are detailed.

• ·Indenture effective as of March 31, 2026; SEC 8-K filed April 06, 2026 under Items 1.01, 2.03, 9.01
• ·Collateral excludes Excepted Property and any Retained Interest under Collateral Interest Purchase Agreement
• ·Notes issuable in forms including Regulation S Global Note, Rule 144A Global Note, and Definitive Notes

06-04-2026

JPMorgan Chase & Co filed Definitive Additional Proxy Materials (DEFA14A) on April 06, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required. No substantive financial or operational details are provided in the document.

• ·Filing Type: DEFA14A
• ·Filed by the Registrant
• ·Definitive Additional Materials

06-04-2026

Baker Hughes Company filed a supplement to its March 30, 2026 Proxy Statement on April 6, 2026, specifically revising the voting standards description on page 88 for the 2026 Annual Meeting of Shareholders on May 19, 2026. The update details quorum requirements (majority of Common Stock present or by proxy) and majority-of-votes-cast standards for director elections, advisory vote on executive compensation, ratification of KPMG LLP as auditor for fiscal year 2026, approval of the 2026 Long-Term Incentive Plan, and the Second Amended and Restated Employee Stock Purchase Plan. The supplement does not alter any proposals, board recommendations, or require action from shareholders who have already voted unless they choose to change their vote.

• ·Abstentions and broker non-votes have no effect on director elections or the specified proposal approvals.
• ·Capitalized terms in the supplement refer to definitions in the original Proxy Statement.

06-04-2026

On April 3, 2026, Donald A. Moul, President and Chief Executive Officer of Tennessee Valley Authority (TVA), notified the company and its Board of Directors of his intention to retire effective July 1, 2026. This announcement was filed in an 8-K on April 6, 2026, under Item 5.02. No successor has been named in the filing.

• ·Filing signed by Thomas C. Rice on April 3, 2026.

06-04-2026

Innovative Food Holdings Inc. (IVFH) filed a DEFA14A additional proxy statement ahead of its stockholder meeting on May 19, 2026, at 10:00 AM ET in Broadview, IL. Shareholders will vote on electing five directors (James C. Pappas, Mark Schmulen, Denver J. Smith, Gary Schubert, Loukas D. Kozonis), ratifying CBIZ CPAs P.C. as independent auditors for the fiscal year, and approving executive compensation on a non-binding advisory basis. Materials can be requested by May 5, 2026, via ProxyVote.com, phone, or email.

• ·Meeting address: 2528 S 27th Ave, Broadview, IL 60155
• ·Request proxy materials by May 5, 2026
• ·Voting options: www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com (include control number)

06-04-2026

Oxbridge Re Holdings Limited filed a 10-K/A amendment on April 6, 2026, disclosing grants of restricted shares to NEOs Mr. Madhu and Mr. Timothy in fiscal year 2025 under the 2021 Omnibus Incentive Plan, subject to vesting over three quarters based on continued employment. Equity compensation plans approved by shareholders show 451,250 securities to be issued upon exercise at a weighted average price of $5.42, with 1,569,514 securities remaining available for future issuance. The filing includes an extensive list of exhibits referencing various incentive plans, employment agreements, and other corporate documents, many incorporated by reference from prior 8-K filings.

• ·Restricted shares granted to NEOs carry shareholder rights including dividends and were valued using FASB ASC Topic 718 grant date fair value.
• ·Exhibits include amended employment agreements dated August 28, 2025 for Jay Madhu and Wrendom Timothy, and corporate action agreements for Sanjay Madhu and Wrendom Timothy.
• ·Equity Distribution Agreement dated July 9, 2025 with Maxim Group LLC.

06-04-2026

STRATEGIC ACQUISITIONS INC reported a reduced net loss of $40,223 for the year ended December 31, 2025, compared to $123,716 in 2024 (restated), driven by lower operating expenses ($40,223 vs. $144,822) and elimination of interest expense. However, revenue dropped to $0 from $43,671, primarily due to no interest income from Bitcoin-collateralized loans after full principal repayment in 2024, while cash plummeted 98% to $508 and total assets declined 78% to $5,388 amid reduced liabilities to $13,319.

• ·Basic and diluted net loss per share improved to $(0.01) from $(0.02).
• ·Net cash used in operating activities decreased to $30,473 from $110,124.
• ·Stockholders’ equity deficit narrowed to $(7,931) from $(81,029).
• ·Non-cash capital contribution of $11,000 for expenses paid on behalf of the company in 2025.
• ·No loans receivable or digital asset collateral remaining at end of 2025.

06-04-2026

Shareholders of XAI Octagon Floating Rate & Alternative Income Trust (XFLT) and XAI Madison Equity Premium Income Fund (MCN) are solicited to vote at the joint annual meeting on May 7, 2026, to elect Scott Craven Jones and William T. Meyers as Class III Trustees for each fund, serving until the 2029 annual meeting. The Board of Trustees unanimously recommends voting 'FOR' the nominees, with the record date set as March 27, 2026. As of the record date, XFLT had 15,230,918 common shares and 7,300,000 preferred shares outstanding, while MCN had 21,116,722 common shares outstanding.

• ·Meeting location: 321 N. Clark Street, Suite 2430, Chicago, IL 60606 at 9:00 a.m. Central time.
• ·Vote required: Affirmative vote of a majority of shares present in person or by proxy at meeting with quorum.
• ·Proxy solicitation allows voting by mail, telephone, or internet; in-person voting requires ID and proof of ownership.

06-04-2026

XAI Octagon Floating Rate & Alternative Income Trust (XFLT) and XAI Madison Equity Premium Income Fund (MCN) have issued a joint proxy statement for their annual meeting on May 7, 2026, to elect Scott Craven Jones and William T. Meyers as Class III Trustees for each fund, serving until the 2029 annual meeting. The Board of Trustees unanimously recommends voting FOR the nominees. As of the record date of March 27, 2026, XFLT had 15,230,918 common shares and 7,300,000 preferred shares outstanding, while MCN had 21,116,722 common shares outstanding.

• ·Annual Meeting location: 321 N. Clark Street, Suite 2430, Chicago, IL 60606 at 9:00 a.m. Central time
• ·Record date: close of business on March 27, 2026
• ·Shareholder contact: (888) 903-3358
• ·XFLT shares: Common par value $0.01 per share; Preferred: Series A Mandatory Redeemable Preferred Shares
• ·MCN shares: Common par value $0.01 per share; No preferred shares
• ·Vote required: Majority of shares present in person or by proxy at meeting with quorum

06-04-2026

The Honest Company, Inc. entered into the First Amendment to its Credit Agreement and Pledge and Security Agreement, both originally dated January 25, 2023, as of March 31, 2026, subject to conditions precedent including executed documents, legal opinions, secretary certificates, and representations of no Default or Event of Default. The amendments update specific sections, schedules, exhibits, and render Section 2 of the Fee Letter inapplicable, while ratifying the existing loan documents without waiving any rights or remedies. No quantitative changes to facility terms are disclosed in the filing.

• ·Amendment filed as 8-K on April 06, 2026 (Items 1.01, 1.02, 2.03, 9.01).
• ·Governed by laws of the State of California.
• ·Executed in counterparts with electronic signatures permitted.

06-04-2026

Madison Air Solutions Corp's S-1/A filing highlights significant risks ahead of its IPO, including material weaknesses in internal controls, limited public company experience, tax uncertainties, and substantial indebtedness totaling $3,977.7 million as of December 31, 2025. While cash flows from operating activities increased sharply to $480.0 million in FY2025 from $220.4 million in FY2024 (+118% YoY), debt service cash outflows rose to $549.2 million (68% of operating cash flows before interest), up from $318.9 million in FY2024. Post-offering, expected annual debt service is projected to decline to $208.9 million, all interest-related.

• ·Sixth Amendment to Credit Agreement entered March 20, 2026, providing for 2026 Incremental Revolving Facility, effective post-offering.
• ·Tax Matters Agreement requires indemnification of Madison Industries International for certain tax liabilities from Organizational Transactions.
• ·Transition Services Agreement with Madison Industries International for tax compliance and other services post-separation.

06-04-2026

Inflection Point Acquisition Corp. VI, a blank check company, consummated its IPO on March 30, 2026, issuing 25,300,000 units at $10.00 per unit for gross proceeds of $253,000,000, including 3,300,000 units from the underwriters' over-allotment option. Simultaneously, it completed a private placement of 7,400,000 warrants at $1.00 each to its sponsor and Cantor Fitzgerald & Co., generating $7,400,000. A total of $253,000,000 was placed in trust, with the balance sheet reflecting total assets of $255,206,776 but a shareholders' deficit of $10,024,533 due to offering costs and accumulated deficit.

• ·Promissory note – related party: $36,858
• ·Accrued offering costs: $103,232
• ·Transaction costs breakdown: $4,400,000 cash underwriting fee + $12,045,000 deferred + $832,094 other
• ·Company inception: September 12, 2025
• ·Fiscal year end: December 31
• ·Business Combination requirement: target fair market value at least 80% of trust net assets
• ·IPO registration statement effective: March 26, 2026

06-04-2026

INOVIO Pharmaceuticals, Inc. (Nasdaq: INO) announced a proposed underwritten public offering of shares of its common stock and accompanying Series A and Series B warrants (or pre-funded warrants in lieu thereof), all to be sold by the company. Piper Sandler is acting as sole manager, with INOVIO intending to grant a 30-day underwriter option to purchase up to 15% additional securities under the same terms. The offering is subject to market conditions, with no assurance of completion, size, or terms, and will be made via a prospectus supplement to a previously effective shelf registration.

• ·Shelf registration statement filed with SEC on November 9, 2023, and declared effective on January 31, 2024.
• ·Prospectus available via Piper Sandler at (800) 747-3924 or prospectus@psc.com.
• ·INOVIO focused on DNA medicines for HPV-related diseases, cancer, and infectious diseases.

06-04-2026

PMGC Holdings Inc.'s newly formed wholly-owned subsidiary, NorthStrive Defense Tech LLC, entered into an exclusive option agreement to license U.S. Patent No. 12,291,334 for a next-generation multi-domain drone system enabling air-water payload transport with buoyancy-assisted efficiency. The technology targets defense applications such as littoral logistics, autonomous resupply, and sensor deployment in complex environments. While the company plans to develop a commercialization strategy and seek financing during the option period, it notes no guarantees of successful licensing, development, or commercialization.

• ·Option provides exclusive rights in the aerospace and defense technologies field to negotiate a definitive license agreement upon exercise.
• ·Technology features trajectory optimization and dynamic control for obstacle avoidance in underwater terrain.
• ·Company is an emerging growth company; common stock trades as ELAB on Nasdaq.

06-04-2026

Onto Innovation Inc. filed a DEFA14A Definitive Additional Materials proxy statement on April 06, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. Items to be voted on appear on the reverse side of the materials.

• ·Filed by the Registrant
• ·No fee required

06-04-2026

On March 31, 2026, Carlson Thow resigned as Chief Executive Officer of Treasure Global Inc., effective immediately, but will remain a member of the Board of Directors. Chong Chan Teo was promoted to Acting Chief Executive Officer effective April 1, 2026, with an adjusted monthly salary of RM 22,000. No other financial impacts or performance metrics were disclosed.

• ·Chong Chan Teo previously served as CEO from July 2020 to June 2024 and currently as Executive Director and Head of Operations.
• ·Teo's prior roles include Director of Business Development at ZCITY and Managing Director of Modes Cube Sdn Bhd.
• ·Company is an emerging growth company listed on Nasdaq under TGL.

06-04-2026

On April 6, 2026, NioCorp Developments Ltd. held its Annual Meeting where shareholders approved the Amended and Restated Shareholder Rights Plan, extending its term to the 2027 annual meeting, and the 2017 Amended Long-Term Incentive Plan, authorizing up to 11,300,000 Common Shares for options, RSUs, and other awards, replacing the prior evergreen share limit. Shareholders also set the board at six directors, elected nominees (with significant withheld votes for some, e.g., 8.4M for Nilsa Guerrero-Mahon), appointed Deloitte & Touche LLP as auditors, and approved advisory say-on-pay, though several proposals saw notable opposition (e.g., 5.3M against LTIP amendment) amid 125,321,172 shares outstanding and only 56,773,600 present.

• ·Proposal One (Set directors at six): 55,164,407 For; 1,609,193 Against.
• ·Proposal Three (Appoint auditors): 55,986,839 For; 786,761 Withheld.
• ·Proposal Four (Say-on-pay advisory): 22,285,849 For; 6,272,537 Against; 397,390 Abstentions; 27,817,824 broker non-votes.
• ·Proposal Five (LTIP amendment): 23,285,354 For; 5,326,885 Against; 343,535 Abstentions; 27,817,826 broker non-votes.
• ·Proposal Six (Rights Plan amendment): 23,942,251 For; 4,719,596 Against; 293,931 Abstentions; 27,817,822 broker non-votes.
• ·Director elections broker non-votes ~27.8M each; withheld votes ranged 993,498 (Fulton) to 8,398,816 (Guerrero-Mahon).

06-04-2026

PennantPark Investment Corporation (PNNT) filed an 8-K on April 6, 2026, under Items 7.01 and 9.01, issuing a press release announcing the scheduled earnings release for its second fiscal quarter ended March 31, 2026. The press release is furnished as Exhibit 99.1. The filing includes standard forward-looking statements disclaimers and is not deemed 'filed' under Section 18 of the Exchange Act.

• ·Common Stock, par value $0.001 per share, traded as PNNT on The New York Stock Exchange
• ·Registrant incorporated in Maryland, Commission File Number 814-00736, I.R.S. Employer Identification No. 20-8250744

06-04-2026

Verizon Communications Inc. filed its DEF 14A Proxy Statement on April 6, 2026, ahead of the annual shareholder meeting on May 21, 2026. The document includes Pay vs. Performance disclosures detailing reported compensation, equity award adjustments, pension benefit changes, and other components for Principal Executive Officers (Vestberg through October 3, 2025, and Schulman from October 4, 2025) and non-PEO Named Executive Officers across fiscal years 2021-2025. No specific performance metrics or financial results are quantified in the provided filing content.

• ·Company address: 1095 Avenue of the Americas, New York, NY 10036
• ·Fiscal year end: December 31
• ·Business phone: 212-395-1000
• ·State of incorporation: Delaware
• ·Former name: Bell Atlantic Corp (changed July 3, 1992)

06-04-2026

VRM MSP Recovery Partners LLC, managed by Virage Capital Management LP, provided a one-time $125,000 advance to MSP Recovery, LLC for accounts payables, with prior consents allowing use of recovery proceeds. Reimbursement is required immediately from proceeds of any new loans or financing (except short-term from Hazel Partners), including from YA II PN, Ltd. or debtor-in-possession financing, conditional on MSP Recovery appointing Nader Tavakoli as Chief Restructuring Officer. This signals ongoing financial strain and potential restructuring or Chapter 11 proceedings, with no obligation for further advances.

• ·Prior consents for recovery proceeds use via email (Sep 5, 2025) and letter agreements (Oct 16, 2025; Nov 14, 2025; Nov 26, 2025; Dec 19, 2025; Feb 19, 2026; advance agreement Mar 20, 2026)
• ·Reimbursement requires counterparty agreement to direct loan proceeds to repay advance and prior recovery proceeds
• ·Advance usage overseen by proposed Chief Restructuring Officer Nader Tavakoli

06-04-2026

FrontView REIT, Inc. (NYSE: FVR) filed an 8-K on April 6, 2026, under Items 7.01 and 9.01, furnishing a press release announcing its first quarter investment activity update (Exhibit 99.1). The filing confirms the company is an emerging growth company. No specific financial metrics or performance details were disclosed in the filing body.

• ·Principal executive offices: 3131 McKinney Avenue, Suite L10, Dallas, Texas 75204
• ·Telephone: 214 796-2445
• ·Securities: Common stock, $0.01 par value per share, trading as FVR on NYSE
• ·Incorporated in Maryland; Commission File Number: 001-42301; IRS Employer ID: 93-2133671

06-04-2026

Spring Valley Acquisition Corp. III (SVIII) filed an 8-K furnishing an Updated Investor Presentation (Exhibit 99.1) regarding its Business Combination Agreement with General Fusion Inc. and 1573562 B.C. Ltd., superseding the prior version from January 2026. The presentation is for use with shareholders and others in connection with the Proposed Business Combination, with a joint Form F-4 Registration Statement filed containing a preliminary proxy statement. No financial metrics or performance data are disclosed in the filing, which emphasizes forward-looking statements and extensive risks including failure to complete the merger, regulatory approvals, and commercialization challenges for General Fusion's fusion technology.

• ·Previous 8-K filings: January 23, 2026 (Business Combination Agreement disclosure) and January 22, 2026 (prior investor presentation).
• ·IPO Prospectus dated September 3, 2025, filed September 4, 2025.
• ·Securities: SVACU (Units), SVAC (Class A ordinary shares), SVACW (Warrants), all on Nasdaq.

06-04-2026

Bank of the James Financial Group, Inc. (BOTJ) issued Definitive Additional Proxy Materials (DEFA14A) for its 2026 Annual Meeting on May 19, 2026, at 1:00 p.m. ET virtually. Key voting items include the election of four director nominees (Robert R. Chapman III, Julie P. Doyle, Lydia K. Langley, Augustus A. Petticolas, Jr.), ratification of Elliott Davis, PLLC as independent auditors for the fiscal year ending December 31, 2026, and an advisory vote on executive compensation. No other business is anticipated beyond procedural matters.

• ·Vote deadline: May 18, 2026, 11:59 PM ET at www.proxyvote.com
• ·Material request deadline: May 5, 2026 via www.proxyvote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
• ·Virtual meeting access: www.virtualshareholdermeeting.com/BOTJ2026
• ·Filing date: April 6, 2026

06-04-2026

Tripadvisor, Inc. filed an 8-K on April 6, 2026, disclosing under Item 7.01 (Regulation FD) a press release dated April 6, 2026, regarding its 0.25% Convertible Senior Notes due 2026. The press release is furnished as Exhibit 99.1 and not deemed 'filed' under Section 18 of the Exchange Act. The filing was signed by Michael Noonan, Chief Financial Officer.

• ·Date of earliest event reported: April 1, 2026
• ·Filing includes Exhibit 104: Cover Page Interactive Data File

06-04-2026

Dr. Christopher Lin, Ph.D., a member of RBB Bancorp's Board of Directors and Royal Business Bank's Board of Directors, advised on April 1, 2026, that he will retire effective as of the Company's 2026 Annual Meeting of Shareholders and will not stand for re-election. He currently serves on the Audit Committee, Directors Loan Committee, and Community Reinvestment Act Committee, from which he will also retire. His decision did not involve any disagreement with Company management, the Board, or the Bank Board on operations, policies, or practices.

• ·Date of earliest event reported: April 1, 2026
• ·Filing signed by Lynn Hopkins on April 6, 2026

06-04-2026

Invivyd, Inc. has issued a proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on May 19, 2026 at 8:30 a.m. ET, seeking to elect six unnamed director nominees for a one-year term and ratify PricewaterhouseCoopers LLP as independent auditor for the fiscal year ending December 31, 2026. The record date is March 20, 2026, with 282,803,863 shares of common stock outstanding entitled to vote. The Board recommends voting FOR both proposals.

• ·Proxy materials mailing to commence on or about April 6, 2026.
• ·Virtual meeting platform: www.virtualshareholdermeeting.com/IVVD2026; login from 8:15 a.m. ET.
• ·Voting standards: Plurality for directors (highest FOR votes); majority of shares present for auditor ratification.
• ·2025 Annual Report on Form 10-K available at www.proxyvote.com.

06-04-2026

Centuri Holdings, Inc. (CTRI) filed a DEFA14A on April 06, 2026, marked as Definitive Additional Materials for proxy solicitation under Rule 14a-12. The filing is pursuant to Section 14(a) of the Securities Exchange Act of 1934 and requires no fee. No specific shareholder proposals, board matters, or financial details are included in the provided filing header.

• ·Filing Type: DEFA14A (Schedule 14A Proxy Statement)
• ·Filed by the Registrant (Centuri Holdings, Inc.)
• ·Payment of Filing Fee: No fee required

06-04-2026

On April 3, 2026, Mativ Holdings, Inc. entered into the Ninth Amendment to its multicurrency credit agreement, refinancing existing facilities to provide a $305M revolving credit facility, $89.9M in Term A Loan commitments, and $500M in Term B Loan commitments, for a total of approximately $894.9M. The amendment eliminates the delayed draw term loan, adds subsidiaries as borrowers and guarantors, and sets interest margins based on Net Debt to EBITDA (1.75%-2.75% for revolver/Term A; 3.50%-4.50% for Term B). Maturities are tied to the 8.000% Senior Notes due 2029, with new covenants requiring minimum Interest Coverage Ratio starting at 2.50x (stepping up to 3.00x) and maximum Net Debt to EBITDA starting at 5.00x (stepping down to 4.00x).

• ·Three subsidiaries became additional U.S. Borrowers; another became a guarantor.
• ·Revolving and Term A Loans mature on earlier of 5-year anniversary of Amendment or 182 days prior to Senior Notes due 2029 maturity.
• ·Term B Loans mature on earlier of 7-year anniversary of Amendment or 91 days prior to Senior Notes due 2029 maturity.
• ·Commitment fee rate of 0.35% on revolving facility.

06-04-2026

ServiceNow, Inc. (NOW) filed Definitive Additional Materials (DEFA14A) on April 06, 2026, as a proxy statement pursuant to Section 14(a) of the Securities Exchange Act of 1934. This filing serves as supplemental soliciting material under Rule 14a-12. No financial results, operational metrics, or voting details are included in this notice.

• ·Filing Type: DEFA14A (Definitive Additional Materials)
• ·Subcategory: Proxy Statement

06-04-2026

AvalonBay Communities, Inc. has filed its 2026 Proxy Statement for the virtual Annual Meeting on May 20, 2026, seeking stockholder approval for the election of 12 directors, a non-binding advisory vote on named executive officer compensation, adoption of the 2026 Equity Incentive Plan to replace the expiring plan, and ratification of Ernst & Young LLP as independent auditors for 2026. The record date is March 23, 2026. No financial performance metrics or period-over-period comparisons are detailed in the filing excerpt.

• ·Annual Meeting: May 20, 2026, 10:00 a.m. Eastern Time, virtual via www.virtualshareholdermeeting.com/AVB2026
• ·Record date: March 23, 2026
• ·Proxy materials available on or about April 6, 2026 at www.proxyvote.com
• ·References compensation data for Benjamin W. Schall (2023-2025) and Timothy J. Naughton (2021-2022) via XBRL tags, but no numerical values provided in excerpt

06-04-2026

Aptiv PLC completed the spin-off of Versigent Limited on April 1, 2026, distributing one ordinary share of Versigent for every three ordinary shares of Aptiv held by shareholders of record on March 17, 2026, with Versigent shares beginning trading on the NYSE under ticker VGNT. This 8-K/A amends the original filing to include unaudited pro forma condensed consolidated financial information, comprising a balance sheet as of December 31, 2025, and statements of operations for the years ended December 31, 2023, 2024, and 2025, reflecting the post-spin-off business. No specific financial metrics or performance changes are detailed in the filing text.

• ·Record date for distribution: March 17, 2026
• ·Versigent ordinary shares trade on NYSE under ticker VGNT
• ·Pro forma balance sheet as of December 31, 2025
• ·Pro forma statements of operations for years ended December 31, 2025, 2024, and 2023
• ·Cash in lieu of fractional Versigent shares

06-04-2026

Verra Mobility Corporation's DEF 14A proxy statement for the 2026 annual stockholder meeting on May 19, 2026 (virtual at 9:00 a.m. PT) seeks approval for electing three Class II directors (Patrick J. Byrne, David M. Roberts, and John H. Rexford to serve until 2029), an advisory vote on named executive officer compensation, frequency of future say-on-pay votes (Board recommends 1 year), and ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending December 31, 2026. The record date is March 24, 2026. No financial performance metrics or period-over-period comparisons are detailed in the filing.

• ·Annual Meeting held completely virtual at www.virtualshareholdermeeting.com/VRRM2026
• ·Board recommends FOR Proposals 1, 2, and 4; 1 YEAR for Proposal 3
• ·David M. Roberts is the only non-independent director due to his CEO position; majority of Board is independent per Nasdaq standards

06-04-2026

Steven Madden, Ltd. (SHOO) filed a DEFA14A (Schedule 14A) definitive additional proxy materials on April 06, 2026. The filing is made by the registrant with no fee required. No substantive proxy details, financial data, or voting matters are included in the provided filing header.

06-04-2026

Cisco Systems, Inc. announced the resignation of Director Daniel H. Schulman from its Board, effective May 21, 2026, due to his new role as Chief Executive Officer of Verizon Communications Inc. On April 4, 2026, the Board appointed Peter A. Shimer as an independent director effective April 6, 2026, and assigned him to the Audit Committee. Mr. Shimer will receive standard non-employee director compensation, including pro rata portions of the $105,000 annual cash retainer and $270,000 initial equity award grant date fair value.

• ·Daniel H. Schulman notified resignation on March 31, 2026.
• ·Non-employee directors may elect to receive cash retainers in fully vested shares, deferred stock units, or deferred cash.
• ·Mr. Shimer entered into Cisco’s standard Indemnity Agreement.

06-04-2026

Horace Mann Educators Corporation filed a DEFA14A definitive additional proxy materials on April 06, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive financial or operational details are provided in the document header.

06-04-2026

Goldman Sachs BDC, Inc. filed a DEFA14A additional proxy statement ahead of its 2026 Annual Meeting on May 27, 2026, at 10:00 AM EST (virtual). Shareholders will vote on electing directors Timothy J. Leach and Kaysie Uniacke (Proposal 1), and ratifying PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending December 31, 2026 (Proposal 2), with the Board recommending FOR all items. Materials can be requested by May 13, 2026, and votes must be submitted by May 26, 2026, 11:59 PM ET.

• ·Voting instructions available via www.ProxyVote.com, phone (1-800-579-1639 for materials, 1-877-816-5331 for ordering, 1-800-337-3503 for voting), or email (sendmaterial@proxyvote.com).
• ·Virtual meeting access: meetnow.global/MSFXKXU.
• ·Brokers may exercise discretion on routine matters (Proposal 2) if instructions not received 10 days prior.

06-04-2026

Goldman Sachs Asset Management, L.P. is seeking shareholder approval via proxy to reclassify several equity mutual funds and ETFs, including Goldman Sachs Enhanced U.S. Equity ETF (GUSE), S&P 500 Premium Income ETF (GPIX), and Technology Opportunities ETF (GTOP) within Goldman Sachs ETF Trust, from 'diversified' to 'non-diversified' under the Investment Company Act of 1940. The change provides portfolio managers greater flexibility to concentrate in high-performing positions without materially altering investment strategy, risk profile, or philosophy. No performance metrics or financial impacts are disclosed in the filing.

• ·Proxy statements anticipated to have been sent to shareholders on or around March 27, 2026.
• ·If approved, sub-classification change expected to become effective on June 12, 2026.

06-04-2026

Veradigm Inc. (MDRX) announced the appointment of Christian Greyenbuhl as permanent Chief Financial Officer, effective the later of May 11, 2026, or the first business day after filing its delayed Annual Reports on Form 10-K for fiscal years 2023 and 2024. Greyenbuhl, with over 25 years of finance experience including roles at Ministry Brands, Xplor Technologies, and ADP, succeeds Interim CFO Lee Westerfield, who will transition to a consulting role. The appointment supports Veradigm's 'Reset, Recover, Reignite' plan amid ongoing efforts to become current on SEC filings.

• ·Greyenbuhl is a Chartered Accountant (Institute of Chartered Accountants of Scotland) and Certified Public Accountant (inactive); holds BA in Accountancy with Business Law from University of Stirling.
• ·Prior experience: CFO at Ministry Brands since Nov 2022; SVP Corporate Finance and IR at Xplor Technologies; over 10 years at ADP; 11 years at PricewaterhouseCoopers.
• ·Investor contact: Steven Halper (312-506-1237); Media: Amanda Cohen (732-567-7607).