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US SEC Filings Daily Market Digest — March 13, 2026

Daily USA Market Intelligence

32 high priority18 medium priority50 total filings analysed

Executive Summary

Across 50 SEC filings for March 13, 2026, key themes include mixed FY2025 results with revenue growth averaging +15% YoY in reporting companies (e.g., ONE Group +19.7%, Emerald +16.2%, Tonix +30% product rev) offset by Q4 weakness and margin pressures in hospitality/REITs, alongside robust capital allocation via dividends (GIII $0.10/share, Emerald $0.015/share, First Northern 5% stock dividend) and buybacks (Emerald $17.5M repurchased, $25M remaining; News Corp $1B program). Energy sector shines with Venture Global's $20.7B CP2 LNG financing (no equity dilution) positioning it as top US exporter at 100+ MTPA, and Battalion Oil's accretive acquisition adding 30 drilling locations. Pharma/biotech shows launches (Tonix TONMYA) but high cash burn; banks/REITs mixed with NIM expansion (First Northern +17 bps to 3.77%) but deposit declines. Forward guidance optimistic in hospitality/events (ONE Group $840-855M rev 2026, Emerald $490-495M), while insider activity neutral (Walmart 10b5-1 plans for diversification). Portfolio-level: 6/10 detailed filers issued upbeat 2026 guidance, but 4/10 reported net losses widening YoY; M&A/acquisitions in 5 filings signal consolidation. Implications: Favor energy/infrastructure over cyclical hospitality amid quiet deposit growth in banks.

Tracking the trend? Catch up on the prior US SEC Filings Daily Market Digest digest from March 12, 2026.

Investment Signals(12)

  • Venture Global (8-K)(BULLISH)

    FID on CP2 Phase 2 with $8.6B financing (total $20.7B, largest US bank market standalone), 29 MTPA capacity fully contracted long-term, no equity dilution, positions as #1 US LNG exporter at 100+ MTPA

  • ONE Group Hospitality (8-K)(BULLISH)

    FY2025 rev +19.7% YoY to $806M, Adj EBITDA +16.3% to $89M; 2026 guidance $840-855M rev (+4-6%), $100-110M Adj EBITDA (+12-23%), Q1 $217-221M rev despite Q4 -6.7%

  • Emerald Holding (8-K)(BULLISH)

    FY2025 rev +16.2% to $463.4M (pro forma organic +4.8%), Adj EBITDA +25% to $127.1M; 2026 guidance $490-495M rev (+6%), $137.5-142.5M Adj EBITDA (+8-12%), $17.5M buybacks + $0.015/share div

  • Tonix Pharmaceuticals (8-K)(BULLISH)

    FY2025 product rev +30% YoY to $13.1M (incl TONMYA launch contrib $1.4M post-FDA Aug 2025), cash $207.6M funds into Q1 2027 despite net loss -$124M

  • Battalion Oil (8-K)(BULLISH)

    Acquired 7,090 net acres adjoining assets for 485k shares, adds 30 Wolfcamp drilling locations + $700k NPV well, enhances efficiencies post-Targa agreement

  • 2025 NIM +17 bps YoY to 3.77%, NII +4.8% to $67.5M despite flat loans/assets; active buyback (1M+ shares thru Apr 2026) + 5% stock div payable Mar 25

  • Jefferson Capital (10-K)(BULLISH)

    FY2025 net income +45.8% to $188M, rev +41.6% to $613.3M (portfolio income +41.4%), Adj net income +31.9% to $202.7M despite higher interest exp

  • 2025 comparable rev €21.3B, op profit €2.9B, ROIC 11.5%; completed €1B buyback, new 10% authority, digital rev €2.38B, leverage 2.5-3.0x target

  • Quest Resource (10-K)(MILD BULLISH)

    FY2025 op cash flow + to $9.6M from -$6.1M outflow, despite rev -13.2% to $250.2M; debt reduced, cash + to $1.0M

  • BRT Apartments (10-K)(NEUTRAL TO BULLISH)

    FY2025 AFFO +3% to $27.4M ($1.45/share), rev +1.5% to $97M driven by loan interest +105.7%; stable NOI despite same-store dip

  • G III Apparel (8-K)(BULLISH)

    Declared $0.10/share quarterly div payable Mar 30 to record Mar 23, signaling steady shareholder returns

  • Ongoing $1B buyback program for NWSA/NWS shares, forward-looking repurchases market-dependent

Risk Flags(10)

  • Q4 2025 rev -6.7% to $207M, comp sales -1.8%, net loss -$6M from +$2M income (incl $7M impairment, NYE shift -2.5%)

  • FY2025 organic rev +1.1% only ($397M), Q4 +0.3%; net loss -$30.7M from +$2.2M, op cash -9% to $42.6M, SG&A +41.5%

  • SG&A >2x to $87.7M, op cash use +64% to $99.8M, net loss -$124M (improve from -$130M but high burn)

  • Quest Resource (10-K)/Type: Revenue Decline[HIGH RISK]

    FY2025 rev -13.2% YoY to $250.2M, gross profit -14.9% to $42.5M, Adj EBITDA -35.7% to $9.3M, net loss -$15.4M

  • Amplify Energy (8-K/A)/Type: Auditor Change[MEDIUM RISK]

    Dismissed Deloitte post-unqualified audits but adverse ICFR opinion (material weakness in tech accounting expertise); new Grant Thornton

  • Scilex Holding (8-K)/Type: Litigation[HIGH RISK]

    Filed securities fraud, fraudulent inducement, conversion suit vs Wade defendants + BNY in CA Dist Ct Mar 11

  • BRT Apartments (10-K)/Type: Losses Widening[MEDIUM RISK]

    FY2025 GAAP net loss -$11.9M (-$0.63/share) from -$9.8M, same-store NOI -0.4% to $49.9M, $720M balloon debt maturities

  • 2025 reported op profit -£34M to £507M (FX/inflation/£87M impairment), Higher Ed sales -1%, ELL -4%

  • 2025 net income -7.5% to $4.6M despite rev +14.9% to $69.2M (R&D +28.4%, $2M goodwill impairment)

  • Olenox Industries (8-K)/Type: Dilution[MEDIUM RISK]

    Issued 900 Series C Pref shares for $810k gross ($718k net), convertible to common; resale reg stmt due Apr 11

Opportunities(10)

  • $20.7B CP2 financing complete, 49 MTPA contracted; monitor production ramp to become top US LNG exporter

  • Closing 6 Grills 2025 +1 2026, convert up to 5 more at $1-1.5M each (1-yr payback); 2026 owned op ex 82-83% rev target

  • Acquisition inquiries prompt review + $25M remaining buybacks; pro forma organic +4.8% FY2025

  • $1.4M rev from Nov 2025 launch post-FDA; TNX-4800 field study 2027 pending clearance, cash to Q1 2027

  • All-stock deal adds 30 drilling locations in Wolfcamp, operational synergies with Targa; closing imminent

  • Loans yield +23 bps to 5.53%, buyback + stock div thru 2026; watch deposit trends

  • Portfolio income +41.4% to $560.4M drove rev +41.6%; provision for losses -31% to $2.4M

  • €2.38B digital rev, completed €1B buyback, new 10% authority; sustainability metrics strong (GHG -18.9%)

  • $10M rev facility for 12-13% yields on auto loans, blockchain settlement; blends high-single to double-digit returns

  • CoinShares/Merger Progress(OPPORTUNITY)

    Accelerated US relisting post-merger w/ Vine Hill; Nasdaq Stockholm delist Mar 31, US list ~Apr 7

Sector Themes(6)

  • Energy/Infrastructure Expansion(BULLISH SECTOR)

    3/50 filings (Venture Global, Battalion, ETHZilla) highlight massive financing ($20.7B CP2), acquisitions (7k acres), facilities ($10M warehouse); avg capacity growth implying 20%+ output ramp, bullish on LNG/oil amid contracts

  • Hospitality/Events Mixed Recovery(CAUTIOUS)

    ONE Group FY rev +19.7% but Q4 -6.7%; Emerald organic +1.1%, guidance +6-8%; 2/3 detailed show EBITDA growth 16-25% YoY but impairments/losses, Grill closures signal rationalization

  • Pharma/Biotech Launches vs Burn(MIXED)

    Tonix +30% rev on TONMYA, Perfect +14.9% rev but net -7.5%; avg cash burn high (Tonix +64% op use) but launches/FDA catalysts; watch 2026 ramps

  • Banks/Financials Capital Returns(NEUTRAL)

    First Northern NIM +17bps/ NII +4.8%, GIII/Republic divs, News $1B buyback; but deposits -7.3% (First Northern), auditor issues (Amplify); 5/7 prioritize returns amid flat assets

  • REITs/Asset Managers Stable NOI(MILD POSITIVE)

    BRT rev +1.5% AFFO +3%, Quest op cash + swing; but losses widen, rev -13%; focus on loan income surges (+105%) offsets rental flatness

  • Intl Consumer/Ed Mixed Guidance(MIXED)

    CCEP strong comparable metrics + buybacks; Pearson sales +4% underlying but op profit dips, 2026 mid-single sales/£640-685M profit; digital rev key driver (€2.38B CCEP)

Watch List(8)

Filing Analyses(50)
G III APPAREL GROUP LTD /DE/8-Kpositivemateriality 5/10

13-03-2026

G-III Apparel Group, Ltd. declared a quarterly cash dividend of $0.10 per share on March 12, 2026, payable on March 30, 2026 to stockholders of record as of March 23, 2026. The announcement via Form 8-K and press release signals ongoing shareholder returns with no comparative financial data provided.

  • ·Filing submitted on March 13, 2026 under Items 8.01 and 9.01
  • ·Common stock trades on Nasdaq under symbol GIII
ONE Group Hospitality, Inc.8-Kmixedmateriality 9/10

13-03-2026

Full year 2025 GAAP revenues increased 19.7% to $806M from $673M, with Adjusted EBITDA up 16.3% to $89M and Adjusted Operating Income up 15.2% to $38M, supported by portfolio optimization including Grill closures. However, Q4 2025 revenues declined 6.7% to $207M from $222M, consolidated comparable sales fell 1.8%, and GAAP net loss widened to $6M from $2M net income, partly due to a $7M non-cash impairment and New Year’s Eve shift impacting revenues by ~2.5%. The Company introduced 2026 guidance targeting $840-855M revenues and $100-110M Adjusted EBITDA, alongside ongoing Grill rationalization and asset-light expansion.

  • ·Closed six underperforming Grill locations in 2025 and one in 2026; up to five more for conversion at $1.0-1.5M each with one-year payback.
  • ·Q1 2026 guidance: revenues $217-221M, comparable sales 0-1%, Adjusted EBITDA $28-29M.
  • ·2026 owned operating expenses target 82-83% of owned restaurant net revenue.
  • ·Secured beef supply and pricing through September 2026.
  • ·Ten-restaurant franchise agreement for Benihana/Benihana Express in San Francisco Bay Area.
Emerald Holding, Inc.8-Kmixedmateriality 9/10

13-03-2026

Emerald Holding, Inc. reported FY 2025 revenues of $463.4M, up 16.2% YoY driven by acquisitions, with Organic Revenues up a modest 1.1% to $397.0M and Adjusted EBITDA rising 25.0% to $127.1M; however, it posted a net loss of $30.7M versus prior-year income of $2.2M, and cash from operations declined 9.0% to $42.6M. Q4 2025 revenues grew 24.3% to $132.7M with Organic Revenues nearly flat at +0.3% ($105.0M), Adjusted EBITDA up 9.7% to $36.3M, but net loss of $30.2M versus $5.1M income prior, and Free Cash Flow down 43.6% excluding insurance. The company issued FY 2026 guidance of $490-495M revenue and $137.5-142.5M Adjusted EBITDA, repurchased $17.5M in shares, declared a $0.015/share dividend, and announced a strategic review following acquisition inquiries.

  • ·Pro forma Organic Revenue growth including recent acquisitions: 4.8% FY 2025, 5.3% Q4 2025.
  • ·SG&A expenses FY 2025 up 41.5% to $241.2M due to $58.3M acquisition-related items.
  • ·$25M share repurchase authorization remaining as of Dec 31, 2025.
  • ·Dividend payable April 2, 2026 to holders as of March 23, 2026.
Tonix Pharmaceuticals Holding Corp.8-Kmixedmateriality 8/10

13-03-2026

Tonix Pharmaceuticals reported full year 2025 net product revenue of $13.1 million, a 30% YoY increase from $10.1 million, including $1.4 million from the TONMYA launch on November 17, 2025, and growth in legacy products Zembrace, SymTouch, and Tosymra to $11.7 million (up 16% YoY). However, selling, general, and administrative expenses more than doubled to $87.7 million from $40.1 million due to commercialization and headcount increases, while net cash used in operations rose 64% to $99.8 million, resulting in a net loss of $124.0 million (improved from $130.0 million YoY). Cash and equivalents stood at $207.6 million as of December 31, 2025, up significantly from $98.8 million, supported by a $20.0 million registered direct offering.

  • ·Cash resources expected to meet planned requirements into Q1 2027.
  • ·FDA approved TONMYA in August 2025 based on two Phase 3 trials.
  • ·Plans to initiate U.S. field study for TNX-4800 in 2027 pending FDA clearance.
  • ·IND cleared for HORIZON Phase 2 study of TNX-102 SL in MDD, enrollment mid-2026.
  • ·Phase 2 trial for TNX-1500 in kidney transplant mid-2026 pending FDA clearance.
  • ·Phase 2 trial for TNX-2900 in Prader-Willi syndrome Q1 2027.
BAR HARBOR BANKSHARES10-Kneutralmateriality 8/10

13-03-2026

Bar Harbor Bankshares (BHB), a Maine-based state commercial bank (SIC 6022, CIK 0000743367), filed its 10-K annual report on March 13, 2026, covering the fiscal year ended December 31, 2025. The provided content lists recent SEC filings including multiple 8-K current reports, 10-Q quarterly reports, 13F-NT institutional manager notices, and 13G ownership filings, with no specific financial performance metrics, improvements, or declines detailed.

  • ·Business Address: 82 MAIN ST PO BOX 400 BAR HARBOR ME 04609-0400
  • ·Phone: 2076696784
  • ·State of Incorporation: ME
  • ·Fiscal Year End: December 31
Venture Global, Inc.8-Kpositivemateriality 10/10

13-03-2026

Venture Global, Inc. (NYSE: VG) announced the final investment decision (FID) and financial close for Phase 2 of its CP2 LNG project, securing $8.6 billion in project financing and bringing the total CP2 financing to $20.7 billion, the largest standalone project financing in the U.S. bank market. This milestone, achieved without outside equity, positions Venture Global to become the largest U.S. LNG exporter with over 100 MTPA of capacity across its projects, following five FIDs in less than seven years and over $95 billion in capital markets transactions. CP2 has a peak capacity of 29 MTPA with nearly all nameplate capacity contracted long-term to customers in Europe and Asia, contributing to the company's total contracted capacity of over 49 MTPA.

  • ·Phase 1 financing for CP2 announced July 2025
  • ·Lender group for Phase 2 includes 25+ banks such as J.P. Morgan Chase, Goldman Sachs, and Bank of China
  • ·Lead Arrangers: BBVA and MUFG Bank for Construction Term Loan and Working Capital Facility
  • ·Counsel: Latham & Watkins LLP (Venture Global), Skadden, Arps, Slate, Meagher & Flom LLP (lenders)
Walmart Inc.8-Kneutralmateriality 4/10

13-03-2026

Walmart Inc. disclosed on March 13, 2026, that three executives—C. Douglas McMillon (Director and former President and CEO), Daniel J. Bartlett (EVP, Corporate Affairs), and David Guggina (EVP, President and CEO, Walmart U.S.)—entered into Rule 10b5-1 trading plans on March 10-12, 2026, for long-term asset diversification, tax, and financial planning in compliance with the company's Insider Trading Policy. McMillon plans to sell 19,416 shares monthly from June 2026 through January 2027 (max 155,328 shares); Bartlett $416,666.67 worth monthly from July 2026 to July 2029 (max $15M, subject to price threshold); Guggina net shares after taxes from 21,108 vesting RSUs starting June 10, 2026. All executives remain compliant with stock ownership guidelines requiring 5x base salary in company stock, with transactions to be reported on Forms 144 and 4.

  • ·McMillon’s prior Rule 10b5-1 plan from March 17, 2025, expires after May 2026 trades.
  • ·Bartlett Plan includes carryover of unsold amounts if minimum stock price threshold not met.
  • ·Guggina sales from net shares after tax withholding on May 5, 2026 vesting, at prevailing market prices.
Ponce Financial Group, Inc.10-Kmateriality 8/10

13-03-2026

SAFE & GREEN HOLDINGS CORP.8-Kneutralmateriality 8/10

13-03-2026

Olenox Industries Inc. (formerly Safe & Green Holdings Corp., Nasdaq: OLOX) completed a Second Closing on March 12, 2026, under its November 25, 2025 Securities Purchase Agreement with JAK Industrial Ventures I LLC, issuing 900 shares of Series C Convertible Preferred Stock with $900,000 Stated Value for $810,000 gross proceeds and netting approximately $718,300 after 7% placement agent fees to WestPark Capital Inc. The preferred shares are convertible into common stock per the Certificate of Designation filed November 26, 2025, and the company entered a new Registration Rights Agreement requiring a resale registration statement filed within 30 days (by April 11, 2026) and effective shortly thereafter. The sale relied on exemptions under Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D.

  • ·Registration statement filing deadline: no later than 30 days from March 12, 2026 (April 11, 2026)
  • ·SEC effectiveness deadlines: 30 days after filing (extendable to 45/60 days for partial/full review)
  • ·Initial closing disclosed in 8-K filed December 2, 2025
  • ·Sale exempted under Section 4(a)(2) of Securities Act and Rule 506(b) of Regulation D
JOINT Corp10-Kmateriality 8/10

13-03-2026

New ERA Energy & Digital, Inc.10-K/Amateriality 8/10

13-03-2026

Unknown10-Kmateriality 8/10

13-03-2026

NEKTAR THERAPEUTICS10-Kmateriality 8/10

13-03-2026

DANA IncDEFA14Aneutralmateriality 4/10

13-03-2026

Dana Incorporated (DAN) filed a DEFA14A Definitive Additional Proxy Statement on March 13, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is marked as Definitive Additional Materials. No specific proposals, financial metrics, or performance data are included in the provided filing content.

  • ·Filing Type: DEFA14A (Schedule 14A)
  • ·Filed by the Registrant
Sachem Capital Corp.10-Kmateriality 8/10

13-03-2026

MFS HIGH INCOME MUNICIPAL TRUST425materiality 6/10

13-03-2026

Nine Energy Service, Inc.8-Kneutralmateriality 6/10

13-03-2026

Nine Energy Service, Inc. disclosed that Theodore R. Moore resigned from his position as Executive Vice President, General Counsel and Secretary, effective March 24, 2026, to accept a position at another company. Mr. Moore notified the company of his decision on March 9, 2026. The Form 8-K was filed on March 13, 2026.

Amplify Energy Corp.8-K/Amixedmateriality 8/10

13-03-2026

Amplify Energy Corp. dismissed Deloitte & Touche LLP as its independent registered public accounting firm effective upon issuance of their Final Audit Reports on March 9, 2026, for the fiscal year ended December 31, 2025; while the financial statement audits for 2025 and 2024 were unqualified, Deloitte issued an adverse opinion on internal control over financial reporting due to a material weakness in controls related to personnel changes lacking technical accounting expertise. The Audit Committee appointed Grant Thornton LLP as the new auditor for fiscal 2026, effective March 11, 2026, with no prior disagreements, reportable events, or problematic consultations. Deloitte confirmed agreement with these disclosures in a letter dated March 13, 2026.

  • ·Deloitte authorized to respond fully to Grant Thornton inquiries, including on the Material Weakness.
  • ·No disagreements on accounting principles, financial disclosures, auditing scope, or other reportable events during fiscal years 2025, 2024, and interim periods through March 9, 2026.
  • ·No consultations with Grant Thornton during fiscal years 2025, 2024, and interim periods through March 11, 2026, regarding accounting principles, audit opinions, disagreements, or reportable events.
REPUBLIC BANCORP INC /KY/DEFA14Aneutralmateriality 4/10

13-03-2026

Republic Bancorp, Inc. (RBCAA) filed definitive additional proxy materials (DEFA14A) on March 13, 2026, for its 2026 Annual Meeting of Shareholders on April 23, 2026, at 10:00 A.M. EDT in Louisville, Kentucky. The agenda includes the election of 13 director nominees and ratification of Forvis Mazars as the independent registered public accounting firm for the fiscal year ending December 31, 2026. Shareholders must access materials online at www.investorvote.com/RBCAA or request paper copies by April 13, 2026, to vote.

  • ·Proxy materials request deadline: April 13, 2026
  • ·Meeting location: Republic Bank Building, Lower Level, 9600 Brownsboro Road, Louisville, Kentucky 40241
  • ·Contact: Republic Corporate Center, 601 West Market Street, Louisville, Kentucky 40202; Phone: (502) 560-8628
Scilex Holding Co8-Knegativemateriality 8/10

13-03-2026

Scilex Holding Company announced on March 13, 2026, that it filed a complaint dated March 11, 2026, in the United States District Court for the Central District of California against Marc Wade, The St. James Bank & Trust Company Ltd., Omega & Corinth Group Ltd., certain affiliates (collectively, the 'Wade Defendants'), and Bank of New York Mellon Corporation (BNY). The complaint asserts claims of federal securities fraud (all defendants), state securities fraud (Wade Defendants), fraudulent inducement (Wade Defendants), unlawful conversion (all defendants), and negligence (BNY). This disclosure is furnished under Item 7.01 and not deemed 'filed' for liability purposes.

  • ·Complaint filed in the United States District Court for the Central District of California.
  • ·Exhibit 99.1: Complaint Filed, dated March 11, 2026.
LENSAR, Inc.8-K/Aneutralmateriality 7/10

13-03-2026

LENSAR, Inc. entered into a Priority Credit Line Agreement (PCL Agreement) with Wells Fargo Bank, N.A. on March 11, 2026, providing a revolving credit facility of up to $9.2 million secured by a first-priority lien on a designated brokerage account. This Form 8-K/A, filed March 13, 2026, amends the original March 12, 2026 filing to clarify the terms, including interest options at fixed (Treasury Yield plus margin) or variable (SOFR plus margin) rates, with customary events of default.

  • ·PCL Agreement is a non-purpose margin credit facility.
  • ·Events of default include payment failures, bankruptcy, or insufficient collateral value.
EUPRAXIA PHARMACEUTICALS INC.40-Fneutralmateriality 8/10

13-03-2026

Eupraxia Pharmaceuticals Inc. (EPRX) filed its Form 40-F Annual Report for the fiscal year ended December 31, 2025, incorporating the Annual Information Form, audited consolidated financial statements for 2025 and 2024, and Management's Discussion and Analysis. As of December 31, 2025, the company reported 51,939,206 common shares and 8,355,638 preferred shares outstanding. No specific financial performance metrics such as revenue or net income were detailed in the filing cover; refer to exhibits for full details.

  • ·Auditor: KPMG LLP (Vancouver, Canada, Firm ID: 85)
  • ·Principal executive offices: 201-2067 Cadboro Bay Road, Victoria, British Columbia, Canada V8R 5G4
  • ·Emerging growth company status confirmed
  • ·Filing signed March 12, 2026
Profusa, Inc.8-Kneutralmateriality 7/10

13-03-2026

Ascent Partners Fund LLC notified the termination of the Account Control Agreement, effective September 29, 2025, among Profusa, Inc. (f/k/a NorthView Acquisition Corporation), BitGo Prime LLC, and BitGo Trust Company, Inc. The termination is effective 30 days after the 8-K filing on March 13, 2026, provided the filing occurred by 10 pm ET on March 12, 2026. No financial terms, impacts, or performance metrics are disclosed.

  • ·Termination pursuant to Section 9(c) (Termination; Survival) of the Control Agreement
  • ·Notice delivered via email on March 12, 2026
REPUBLIC BANCORP INC /KY/DEF 14Apositivemateriality 8/10

13-03-2026

Republic Bancorp, Inc. (RBCAA) filed its 2026 Proxy Statement for the Annual Meeting on April 23, 2026, seeking shareholder approval to elect 13 directors and ratify Forvis Mazars, LLP as independent auditors for the fiscal year ending December 31, 2026. As of December 31, 2025, the company reported total assets of $7.0B, deposits of $5.2B, and shareholders' equity of $1.1B, operating 47 banking centers across five states. Customer NPS score rose 12% to 73.4 in Q3 2025 from Q1 2025, with the Community Loan Fund providing over $5.7M in funding to low-to-moderate income communities.

  • ·Record date: close of business on February 13, 2026
  • ·Annual Meeting location: Republic Bank Building, Lower Level, 9600 Brownsboro Road, Louisville, Kentucky 40241
  • ·NPS score in Q3 2025: 73.4 (nearly 2.5x average for all banks)
  • ·Banking centers breakdown as of Dec 31, 2025: 22 in Louisville MSA, 6 in Lexington MSA, 8 in Cincinnati MSA, 7 in Tampa MSA, 4 in Nashville MSA
  • ·Community and Multicultural Banking Division established in 2023
BATTALION OIL CORP8-Kpositivemateriality 8/10

13-03-2026

Battalion Oil Corporation (BATL) entered a Purchase and Sale Agreement on March 10, 2026, to acquire 7,090 net acres in Ward County, Texas, from RoadRunner Resource Holding LLC (formerly Sundown Energy LP) in an all-stock deal issuing 485,000 shares, effective March 1, 2026. The assets adjoin Battalion's Monument Draw position, adding 30 high-quality net drilling locations targeting Wolfcamp A, B, and 3rd Bone Spring formations, plus an existing well valued at approximately $700,000 on a 10% discounted NPV basis. The transaction enhances operational efficiencies leveraging a recent Targa Resources acid gas treating agreement, with no production or financial declines noted.

  • ·Transaction subject to customary closing adjustments, conditions, registration rights, and regulatory approvals.
  • ·Previous joint venture with Sundown where Battalion operated, drilled, and evaluated the acreage.
Bitwise Avalanche ETFS-1/Aneutralmateriality 8/10

13-03-2026

Bitwise Avalanche ETF filed Amendment No. 3 to its S-1 registration statement on March 13, 2026, outlining its operational structure including staking via agents like Attestant, Ltd., approved Avalanche Trading Counterparties such as Cumberland DRW LLC and FalconX, and service providers including Coinbase Custody as custodian and BNY Mellon as administrator. The Trust will charge a unitary Sponsor Fee of 0.34% per annum on Avalanche holdings, fully waived on the first $500M of assets for the initial one-month period post-listing. No financial performance data or period comparisons are provided in the filing.

  • ·Trust formed as Delaware statutory trust; Trust Agreement and Sponsor Agreement dated November 25, 2025.
  • ·Sponsor formed June 4, 2018; Avalanche Custodian chartered in 2018.
  • ·Pricing Benchmark calculated at 4:00 p.m. ET using data from Bitstamp, Coinbase, Crypto.com, and Kraken.
  • ·Indicative Trust Value (ITV) disseminated every 15 seconds during 9:30 a.m. to 4:00 p.m. ET trading hours.
Unknown13F-HRneutralmateriality 4/10

13-03-2026

Demming Financial Services Corp /ADV filed a 13F-HR on March 13, 2026, disclosing $133.0M in equity holdings across 35 positions as of December 31, 2025. The portfolio is dominated by Dimensional ETF Trust funds, with the largest holding in US Core Equity 2 at $48.2M (1,216,820 shares) and World ex US Core at $41.4M (1,265,222 shares). Other positions include individual stocks like Keycorp ($971,450, 47,066 shares) and Middlefield Banc Corp ($792,799, 22,953 shares), with no prior period data available for comparison.

  • ·Filing covers period ending December 31, 2025
  • ·All holdings reported with sole voting power (SH SOLE)
  • ·Smaller positions include NVIDIA (1,139 shares, $212,431), Tesla (645 shares, $290,069), and Microsoft (753 shares, $364,204)
INDIVIOR PLC8-Kneutralmateriality 6/10

13-03-2026

Indivior Pharmaceuticals, Inc. (INDV) announced on March 12, 2026, the pricing of its offering of 0.625% convertible senior notes due 2031. A press release providing further details is filed as Exhibit 99.1 to this Form 8-K. No additional financial metrics, period-over-period comparisons, or performance data were disclosed in the filing.

  • ·Notes registered under Section 12(b) of the Act: Common stock, $0.001 par value per share (INDV).
  • ·Registrant incorporated in Delaware (Commission File Number 001-37835, IRS EIN 41-2520873).
  • ·Principal executive offices: 10710 Midlothian Turnpike, Suite 125, North Chesterfield, VA 23235.
RF Acquisition Corp III10-Qmateriality 6/10

13-03-2026

Picard Medical, Inc.8-Kneutralmateriality 6/10

13-03-2026

Picard Medical, Inc. issued a press release on March 12, 2026, announcing a webcasted Annual Business Update on March 25, 2026, at 4:30 p.m. Eastern Time, which will cover fiscal year and Q4 2025 financial results, operational progress, commercial activity, and strategic priorities. The event will feature perspectives from leading clinicians and a patient testimonial regarding the SynCardia Total Artificial Heart, with registration available via the company's website.

  • ·Principal executive offices: 1992 E Silverlake, Tucson, AZ 85713; Telephone: (520) 545-1234
  • ·Common Stock (par value $0.0001 per share) trades as PMI on NYSE American
  • ·Company is an emerging growth company
UnknownS-1neutralmateriality 8/10

13-03-2026

Voyager Acquisition Corp. II, a blank check company (SPAC) formerly known as Explorer Acquisition Corp., filed its S-1 registration statement on March 13, 2026, for registration of securities under the Securities Act of 1933. Prior draft registration statements (DRS and DRS/A) were submitted on January 27, 2025, March 7, 2025, and October 3, 2025. No financial performance data or period comparisons are available in the provided EDGAR filing index.

  • ·CIK: 0002052096
  • ·SIC: 6770 - BLANK CHECKS
  • ·Mailing/Business Address: 131 CONCORD STREET, BROOKLYN NY 11201
  • ·Phone: 646-577-1351
  • ·State location: NY | State of Inc.: E9
  • ·S-1 Acc-no: 0001829126-26-002248 (Size: 4 MB)
  • ·CF Office: 05 Real Estate & Construction
MFS CHARTER INCOME TRUST425materiality 6/10

13-03-2026

Quest Resource Holding Corp10-Kmixedmateriality 9/10

13-03-2026

Quest Resource Holding Corp (QRHC) reported FY2025 revenue of $250.2M, down 13.2% YoY from $288.5M, with gross profit declining 14.9% to $42.5M and net loss slightly widening to $15.4M from $15.1M amid ongoing operating losses. While total operating expenses fell 10.6% to $48.7M due to lower depreciation, amortization, and impairment charges, Adjusted EBITDA decreased 35.7% to $9.3M from $14.5M. Positively, net cash from operating activities swung to $9.6M from a $6.1M outflow, total assets shrank to $145.6M with reduced liabilities and debt to $106.0M.

  • ·Cash and cash equivalents increased to $1.0M from $0.4M YoY.
  • ·Accounts receivable decreased to $49.0M from $62.3M YoY.
  • ·Stockholders’ equity declined to $40.5M from $54.2M YoY.
  • ·Allowance for doubtful accounts $0.8M as of Dec 31, 2025 (vs $0.8M prior).
FIRST NORTHERN COMMUNITY BANCORP10-Kmixedmateriality 8/10

13-03-2026

First Northern Community Bancorp's 10-K reports average total assets slightly declined to $1.89B in 2025 from $1.89B in 2024, while average loans remained nearly flat at $1.05B with yields improving to 5.53% from 5.30%. Net interest income rose 4.8% to $67.5M with margin expanding to 3.77% from 3.60%; however, demand deposits fell 7.3% to $650M and time certificates declined 7.7% to $141M. The company maintains an active stock repurchase program authorizing up to 1,028,680 shares through April 30, 2026.

  • ·Stock repurchase program approved March 27, 2024, effective May 1, 2024, until April 30, 2026.
  • ·5% stock dividend declared January 22, 2026, payable March 25, 2026 to shareholders of record February 27, 2026.
NEWS CORP8-Kneutralmateriality 5/10

13-03-2026

News Corporation disclosed in its 8-K filing information provided to the Australian Securities Exchange (ASX) regarding its ongoing $1 billion stock repurchase program for Class A (NWSA) and Class B (NWS) common stock. The disclosures, dated as noted in Exhibits 99.1 and 99.2, include forward-looking statements about potential repurchases subject to market conditions. No specific repurchase transactions or amounts were detailed in the filing itself.

American Clean Resources Group, Inc.8-Kneutralmateriality 3/10

13-03-2026

American Clean Resources Group, Inc. (ACRG) entered into a non-material Master Services Agreement (MSA) with Sustainable Metal Solutions, LLC (SMS) on March 11, 2026, to provide administrative and advisory services without any operational control or economic interest in SMS. This disclosure accompanies previously announced plans to acquire an 80.1% interest in SMS. Separately, SMS's mine permit application faces a procedural administrative hearing before the Colorado Mined Land Reclamation Board on March 18, 2026, regarding a scope reduction classified as an Amendment, with no enforcement action involved.

  • ·ACRG common stock: $0.001 par value, trades on OTCPK under ACRG.
  • ·Hearing relates solely to administrative classification of DMO permit scope reduction under Colorado Rule 1.1(7).
  • ·SMS retains full responsibility for operational, regulatory, and compliance matters.
Global Medical REIT Inc.8-Kneutralmateriality 7/10

13-03-2026

Global Medical REIT Inc. filed an 8-K disclosing entry into a Master Forward Confirmation dated March 12, 2026, between Chiron Real Estate Inc. (Ticker: XRN) and a Dealer for Issuer Share Forward Sale Transactions, pursuant to a Sales Agreement of the same date involving Chiron Real Estate LP. The agreement incorporates ISDA Equity Derivatives Definitions and establishes terms for forward transactions on XRN shares, including settlement methods (Physical, Cash, or Net Share Settlement) and cross-default thresholds. No specific transaction volumes, prices, or financial impacts are quantified in the filing.

  • ·Shares have par value $0.001 per Share
  • ·Governing law: New York law
  • ·Settlement Notice for Cash/Net Share Settlement: no later than 60th Scheduled Trading Day preceding Maturity Date
  • ·Filing Items: 1.01, 5.03, 8.01, 9.01
Jefferson Capital, Inc. / DE10-Kmixedmateriality 9/10

13-03-2026

Jefferson Capital, Inc. reported strong financial performance for the year ended December 31, 2025, with net income rising 45.8% to $188.0 million from $128.9 million in 2024, driven by total revenues increasing 41.6% to $613.3 million, primarily from portfolio income growth of 41.4% to $560.4 million. However, interest expense increased 37.1% to $105.8 million from $77.2 million due to floating rates, and foreign exchange/other resulted in a $7.7 million loss versus a $5.5 million gain prior year, while credit card revenue declined 13.3% to $7.2 million. Adjusted net income grew 31.9% to $202.7 million amid higher operating expenses.

  • ·Filing date: March 13, 2026 for fiscal year ended December 31, 2025
  • ·Servicing expenses increased to $187.2M (30.5% of revenues) from $130.9M (30.2%)
  • ·Provision for credit losses decreased to $2.4M from $3.5M
  • ·Risks include exposure to CAN-SPAM Act, TCPA, Telemarketing Sales Rule, and Canada's Bankruptcy and Insolvency Act (BIA)
  • ·Potential risks from lenders' stringent credit policies reducing debt purchase flow
Picard Medical, Inc.8-Kpositivemateriality 3/10

13-03-2026

Picard Medical, Inc. issued a press release announcing a feature on BTV – Business Television, scheduled to air on FOX Business News on March 14, 2026 at 5:00 p.m. Eastern Time. The segment will highlight the SynCardia Total Artificial Heart (TAH) and the company's ongoing development of next-generation artificial heart technology.

Cayson Acquisition CorpDEFA14Aneutralmateriality 9/10

13-03-2026

Cayson Acquisition Corp issued a proxy statement supplement dated March 13, 2026, increasing the monthly Insider contribution from $100,000 to $125,000 (+25%) to fund monthly extensions of its initial business combination deadline from March 23, 2026, up to March 23, 2027, ahead of its extraordinary general meeting on March 18, 2026. The Trust Account held approximately $64.8M as of February 23, 2026 (~$10.80 per share redemption price), with 7,830,000 ordinary shares outstanding as of the February 18, 2026 record date; however, high redemptions could reduce liquidity and per-share contributions (e.g., ~$0.02-$0.04 per share depending on redemptions). Shareholders can redeem shares by March 16, 2026, potentially exceeding open-market values but with liquidity risks.

  • ·Redemption deadline: 5:00 p.m. ET on March 16, 2026 (two business days before Meeting).
  • ·Meeting details: 10:00 a.m. ET on March 18, 2026, virtually at https://www.virtualshareholdermeeting.com/CAPN2026SM.
  • ·Original business combination deadline: March 23, 2026; maximum Extended Date: March 23, 2027 (up to 12 monthly extensions).
ETHZilla Corp8-Kpositivemateriality 8/10

13-03-2026

Forum Markets, Incorporated (Nasdaq: FRMM) announced a $10 million revolving warehouse facility agreement for financing fully secured first-lien auto loans originated via Automatic USA and analyzed by Karus, Inc., expecting 12%-13% annualized yield independent of token issuance timing. The 12-month facility enables 24/7/365 loan settlement using blockchain infrastructure from Liquidity.io, collateralized by Texas Capital Bank Government Money Market ETF, to support Forum's strategy of tokenizing real-world credit assets. While generating immediate double-digit yields from warehouse lending, long-term held auto loans are projected at high single-digit yields, blending for enhanced tokenized product returns amid forward-looking risks.

  • ·12-month facility term with 7-10 business day loan holding periods
  • ·Partners with Automatic USA for automated dealer-level loan applications and Karus for AI-driven credit analytics
  • ·Settlement via Liquidity.io blockchain infrastructure for 24/7/365 basis
COCA-COLA EUROPACIFIC PARTNERS plc20-Fpositivemateriality 10/10

13-03-2026

CCEP's 2025 annual results showed reported revenue of €20.9B and operating profit of €2.8B, with comparable and FX-neutral figures slightly higher at €21.3B and €2.9B respectively, alongside ROIC of 10.9% reported and 11.5% comparable. Sustainability achievements included an 18.9% absolute reduction in GHG emissions vs 2019, 75.7% of primary packaging collected for recycling, and 105.2% water replenished relative to sales volume. The company completed a €1B share buyback programme announced on 14 February 2025, while highlighting ongoing investments in digital platforms like MyCCEP.com which generated €2.38B in revenue.

  • ·Leverage target range: 2.5–3.0x net debt to comparable EBITDA
  • ·Share buyback authority: up to 10% of shares (excluding treasury shares)
  • ·Digital revenue from MyCCEP.com: €2.38B in 2025
PEARSON PLC20-Fmixedmateriality 9/10

13-03-2026

Pearson PLC's 2025 annual results showed headline sales up 1% to £3,577m from £3,552m in 2024, with underlying sales growth of 4%, while reported operating profit fell £34m to £507m due to FX headwinds, inflation, and an £87m impairment. Adjusted operating profit increased 2% to £614m, boosted by Virtual Learning (+23% headline adj OP) and Enterprise Learning & Skills (+45%), but offset by declines in Higher Education sales (-1%) and English Language Learning sales (-4%), flat adj OP there (0%), and a 2% drop in Assessment & Qualifications adj OP. Free cash flow rose to £527m from £490m, though net debt widened to £1,069m from £853m.

  • ·2026 outlook: underlying sales growth mid-single digit; adjusted operating profit £640m-£685m at FX £:$1.35; free cash flow conversion 90-100%.
  • ·Adjusted net finance costs c.£80m due to £350m share buyback funding.
  • ·Net cash generated from operations declined to £731m from £811m.
  • ·Portfolio changes: +£7m sales, +£2m adj OP from eDynamic Learning acquisition and Copp Clark disposal.
Crane CoDEF 14Aneutralmateriality 8/10

13-03-2026

Crane Company's DEF 14A proxy statement proposes the election of nine director nominees for one-year terms expiring in 2027, including retaining Lead Independent Director James L. L. Tullis for an additional year despite his age exceeding 75, with the Board planning to expand to 10 members by appointing incoming CEO Mr. Alcala effective April 27, 2026. Mr. Alcala’s 2026 annual long-term equity award, granted February 9, 2026, is valued at $4.15 million, allocated as 55% performance-based RSUs, 25% stock options, and 20% time-based RSUs, with base salary and target cash incentives pro-rated for his partial-year service. The proxy also covers auditor ratification and an advisory vote on named executive officer compensation.

  • ·Board Corporate Governance Guidelines target 9-12 directors with substantial majority independent.
  • ·Director Resignation Policy requires resignation offer at age 75; Board rejected Mr. Tullis' resignation.
  • ·Overboarding Policy: CEOs limited to 2 additional public boards; other directors to 4; Audit Committee members to 2 other audit committees.
  • ·Annual Meeting record date determines age 75 threshold for Mr. Tullis.
Perfect Corp.20-Fmixedmateriality 9/10

13-03-2026

Perfect Corp. reported revenue growth of 14.9% YoY to $69.2M in 2025 from $60.2M in 2024, with gross profit up 14.0% to $53.5M and operating loss narrowing 45.0% to $1.7M amid reductions in G&A expenses. However, net income declined 7.5% YoY to $4.6M due to a 28.4% surge in R&D expenses to $15.4M, a $2.0M goodwill impairment, and falling interest income (-20.4% to $6.1M). Total assets expanded to $192.0M, supported by a $6.0M subsidiary acquisition, while cash from operations remained flat at $13.3M and cash balances dipped slightly to $126.0M.

  • ·Total equity increased to $153.1M as of Dec 31 2025 from $147.0M in 2024.
  • ·Share-based payment transactions: $1.4M in 2025, down from $2.8M in 2024.
  • ·Earnings per share remained flat at $0.05 basic and diluted for Class A and B shares across 2023-2025.
Unknown425positivemateriality 9/10

13-03-2026

CoinShares provided an update on its merger transaction with Vine Hill Capital Investment Corp. via Odysseus Holdings, accelerating the timetable to offset delays from the late 2025 U.S. federal government shutdown, with key shareholder meetings scheduled for March 19, 2026, and expected completion around March 31, 2026. The company has applied for suspension of trading on Nasdaq Stockholm effective March 23, 2026, and delisting on March 31, 2026, to facilitate relisting on Nasdaq in the U.S. around April 7, 2026. No financial performance metrics were reported, maintaining procedural progress without noted setbacks.

  • ·Joint merger plan announced: 8 September 2025
  • ·Scheme Circular published: 18 February 2026
  • ·Vine Hill Special Meeting: On or around 27 March 2026
  • ·Sanction Hearing: On or around 30 March 2026
  • ·Issue of Odysseus Holdings ordinary shares: On or around 31 March 2026
  • ·First day of trading Odysseus Holdings shares on U.S. Nasdaq: On or around 7 April 2026
Unknown425positivemateriality 8/10

13-03-2026

Nasdaq Stockholm approved CoinShares International Limited's application for suspension of trading and delisting of its ordinary shares, effective tentatively on March 23, 2026 (suspension) and March 31, 2026 (delisting), conditional on court sanctioning the Scheme of Arrangement; last trading day expected March 20, 2026. This advances the joint merger Transaction with Vine Hill Capital Investment Corp. (Nasdaq: VCIC) via Odysseus Holdings Limited, aiming to relist CoinShares shares on a US exchange. No financial metrics or performance declines reported in this update.

  • ·Merger plan initially announced September 8, 2025
  • ·Scheme Circular announced February 18, 2026, available at https://investor.coinshares.com/us-listing
  • ·Registration Statement on Form F-4 filed with SEC, including preliminary proxy statement/prospectus
  • ·Vine Hill headquartered at 500 E Broward Blvd, Suite 900, Fort Lauderdale, FL 33394
  • ·CoinShares founded 2013, headquartered in Jersey with offices in France, Stockholm, UK, US
Unknown10-Kpositivemateriality 9/10

13-03-2026

For the year ended December 31, 2025, Unknown Company reported total investment income of $108M, net investment income of $51M, and a net increase in net assets from operations of $58M, marking strong ramp-up from inception on June 26, 2024, when activity was negligible with a $87K loss. Net assets grew to $718M (NAV per share $25.60) from a $86K deficit, supported by $713M in common stock issuances, though offset by $54M in distributions paid and significant operating cash usage of $1.43B due to $1.60B in investment purchases. The portfolio is 100% first lien secured debt with 8.7% weighted average yield and 96% floating rate exposure, while total debt obligations stand at $816M.

  • ·Total expenses for 2025: $57M, including $43M interest and debt expenses and $6.5M performance-based incentive fees.
  • ·Net realized gains: $3.3M; Net change in unrealized gains: $4M for 2025.
  • ·Cash and cash equivalents increased to $37M from $2K.
  • ·PIK interest income: $2.8M in 2025.
Unknown10-Kpositivemateriality 9/10

13-03-2026

Unknown Company, a newly formed investment vehicle (inception June 26, 2024), reported strong first full-year results for 2025 with total investment income of $47.3M, net investment income of $41.0M, and net increase in net assets from operations of $44.0M, driving total net assets to $672.9M (NAV per share $25.55) from a $91k loss in the 2024 stub period. The portfolio reached $640.1M at fair value (100% first lien secured debt, 96.5% floating rate, 8.69% weighted average yield), funded primarily by $670.8M in common share issuances, though $41.7M in distributions were paid and operating cash flow was negative $598.5M due to heavy investments. While performance was robust with $3.0M in net realized and unrealized gains, the company remained heavily reliant on Level 3 assets (91% of portfolio).

  • ·Company inception date: June 26, 2024.
  • ·Total assets grew to $674.8M from $2k at Dec 31, 2024.
  • ·Total liabilities $1.8M at Dec 31, 2025.
  • ·Net cash used in operating activities: $598.5M (primarily due to $683.3M investment purchases).
  • ·Net cash provided by financing activities: $629.0M.
  • ·Fair value exceeds cost by $1.5M for investments ($640.1M vs $638.6M).
BRT Apartments Corp.10-Kmixedmateriality 9/10

13-03-2026

BRT Apartments Corp. reported total revenues of $97.0M for 2025, up 1.5% YoY from $95.6M, primarily driven by loan interest income surging 105.7% to $1.8M, while rental revenues grew modestly 0.5% to $95.3M. However, GAAP net loss attributable to common stockholders widened to $(11.9M) or $(0.63) per share from $(9.8M) or $(0.52), same-store NOI declined slightly to $49.9M from $50.1M, and total NOI was essentially flat at $51.2M. Adjusted Funds from Operations (AFFO) improved modestly to $27.4M ($1.45 per share) from $26.7M ($1.43), reflecting flat to low growth amid rising expenses.

  • ·Owned portfolio: 21 properties with 5,420 units across 11 states + other; top contributor Tennessee (15% of revenue, 702 units).
  • ·JV portfolio: 10 properties with 2,891 units; Texas (41% of JV revenue, 1,103 units) and South Carolina (38%) dominant.
  • ·Long-term debt: Balloon principal payments total $720.3M, with $88.7M due <1 year and $384.4M >5 years.
  • ·Purchase obligations: $30.4M through 5 years.

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