BLOG/πŸ‡ΊπŸ‡ΈUnited StatesΒ·Β·monthly

US Pre-Market SEC Filings Roundup β€” January 25, 2026

USA Before-Market Intelligence

32 high priority36 medium priority68 total filings analysed

Executive Summary

Overnight SEC filings reveal a surge in 8-K disclosures dominated by financial results announcements from financial institutions and energy firms (e.g., Lakeland Financial, CVR Energy), alongside clusters of material definitive agreements and unregistered equity sales in biotech and small-cap tech sectors, signaling heightened M&A and financing activity. A critical bearish outlier is iRobot Corp's bankruptcy filing, while the vast majority maintain neutral sentiment with low-to-medium risks due to undisclosed details. Cumulative implications point to potential pre-market volatility in financials and biotechs, but limited systemic impact absent quantitative data; institutional investors should prioritize exhibit reviews for alpha in M&A targets.

Tracking the trend? Catch up on the prior US Pre-Market SEC Filings Roundup digest from January 22, 2026.

Investment Signals(4)

  • β–²

    Bankruptcy proceedings, asset dispositions, and control changes signal severe distress and likely sharp share decline

  • β–²

    Extensive governance upheaval including changes in control, equity modifications, and financial obligations raises stability concerns

  • β–²

    Multi-item filing with material agreement and financial results disclosure amid quantum computing momentum

  • Coordinated energy sector results disclosures could indicate sector resilience or rotation opportunity

Risk Flags(4)

  • Critical Item 1.03 filing with control changes and agreement terminations poses total loss risk for equity holders

  • High-materiality cascade of governance shifts (Items 5.01, 3.03, 5.02) signals potential takeover or distress

  • Multiple Filers / Equity Dilution
    β–Ό

    Recurrent Item 3.02 unregistered sales (e.g., Orgenesis, Aptera, XCF Global) heighten dilution risks in small caps

  • Seven-item filing including equity sales and amendments amplifies execution and regulatory risks

Opportunities(4)

  • Biotech M&A Wave (ImmunityBio, Armata Pharma, Zura Bio)
    β—†

    Cluster of Item 1.01 agreements suggests consolidation play for acquirers or undervalued targets

  • Financial Results Premarket (Lakeland Financial x2, HBT Financial, MainStreet Bancshares)
    β—†

    Early earnings visibility for relative value trades vs. peers

  • Item 1.01 with Reg FD hints at growth catalyst in industrials

  • Multi-item package including results and agreements positions rare earth supply chain alpha

Sector Themes(3)

  • Financials Earnings Kickoff
    β—†

    10+ filings (e.g., HBT, Lakeland, Bank of Marin) with Item 2.02/7.01 indicate regional bank reporting season onset, watch for NIM/loan trends

  • Biotech/Small-Cap M&A Frenzy
    β—†

    15+ Item 1.01 disclosures (e.g., ImmunityBio, Lionsgate Studios, DevvStream) point to funding/dealmaking surge amid tight capital

  • Energy & Mining Results Cluster
    β—†

    Baker Hughes, CVR Energy/Partners, Hecla Mining releasing results signals commodity sector check-in for output/guidance shifts

Watch List(4)

Filing Analyses(68)
Baker Hughes Co8-Kneutralmateriality 5/10

26-01-2026

Baker Hughes Co filed an 8-K on 2026-01-26 (AccNo: 0001701605-26-000003, size 1 MB) reporting results of operations and financial condition under Item 2.02, Regulation FD disclosure under Item 7.01, and financial statements and exhibits under Item 9.01. This is a financial results disclosure for the US market. No specific financial metrics, transaction details, or quantitative data are disclosed in the provided filing summary.

Braemar Hotels & Resorts Inc.8-Kneutralmateriality 3/10

26-01-2026

Braemar Hotels & Resorts Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001574085-26-000002, Size: 369 KB), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific details on the Regulation FD disclosure or attached financial statements/exhibits are provided. Sector not specified.

SkyWater Technology, Inc8-Kneutralmateriality 3/10

26-01-2026

SkyWater Technology, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021606, Size: 203 KB), reporting under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No specific details on the other event, transaction, financials, or exhibits are disclosed in the provided filing summary. No quantitative data, named entities beyond the filer, or scheduled events mentioned.

TABLE TRAC INC8-Kneutralmateriality 3/10

26-01-2026

Table Trac Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001437749-26-001995, Size: 170 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific other events or exhibits are disclosed in the provided filing summary. Sector not specified.

Artificial Intelligence Technology Solutions Inc.8-Kneutralmateriality 2/10

26-01-2026

Artificial Intelligence Technology Solutions Inc. filed an 8-K on January 26, 2026 (AccNo: 0001062993-26-000417), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the event, transaction, financials, or exhibits are provided in the filing summary. Sector not specified.

FinTrade Sherpa, Inc.8-Kneutralmateriality 6/10

26-01-2026

FinTrade Sherpa, Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001199835-26-000037) reporting Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific transaction details, dollar values, share counts, or other quantitative data disclosed in the provided summary. Sector is not specified.

Unknown8-Kneutralmateriality 3/10

26-01-2026

The company filed a Form 8-K on January 26, 2026 (AccNo: 0001199835-26-000034, Size: 428 KB), reporting under Item 5.03 amendments to its Articles of Incorporation or Bylaws, or a change in fiscal year, and under Item 9.01 financial statements and exhibits. No specific details on the amendments, fiscal year change, or exhibits are disclosed in the provided filing information. This is classified as a General Filing event.

Activate Energy Acquisition Corp.8-Kneutralmateriality 1/10

26-01-2026

Activate Energy Acquisition Corp. filed an 8-K on 2026-01-26 (AccNo: 0001213900-26-007376, size: 25 KB) disclosing a Merger/Acquisition event under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No details on deal structure, parties involved, valuation, consideration type, strategic rationale, regulatory pathway, shareholder impact, or sector implications are explicitly stated. Sector is not specified.

Zura Bio Ltd8-Kneutralmateriality 3/10

26-01-2026

Zura Bio Ltd filed a Form 8-K on January 26, 2026 (AccNo: 0001104659-26-006326, Size: 357 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position, appointment or resignation, reasons, or any quantitative data are provided in the filing summary. Sector not specified.

Paycom Software, Inc.8-Kneutralmateriality 5/10

26-01-2026

Paycom Software, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021302, Size: 354 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the officer position, appointment/resignation status, reasons, or quantitative data such as transaction values, share counts, or percentages are provided. Sector is not specified.

Triller Group Inc.8-Kneutralmateriality 1/10

26-01-2026

Triller Group Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001213900-26-007442, Size: 245 KB) reporting solely under Item 8.01 Other Events. No details on the specific event, transaction, financial impacts, or quantitative metrics are disclosed. This is a voluntary single-item disclosure with no sector specified.

UMH PROPERTIES, INC.8-Kneutralmateriality 4/10

26-01-2026

UMH Properties, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001493152-26-003502), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No core event details, transaction values, financial metrics, or other quantitative data are disclosed in the provided filing summary. This appears to be a voluntary disclosure of material nonpublic information with attached exhibits.

Orgenesis Inc.8-Kneutralmateriality 7/10

26-01-2026

Orgenesis Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001493152-26-003501, Size: 331 KB) reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details provided on the agreement, sales, transaction values, parties, or financial impacts. All quantitative data, named entities beyond the filer, and scheduled events are NOT_DISCLOSED.

IonQ, Inc.8-Kneutralmateriality 7/10

26-01-2026

IonQ, Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001193125-26-021616, Size: 8 MB) disclosing Items 1.01 (Entry into a Material Definitive Agreement), 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing as a material event, but no specific details on the agreement, financial results, transaction values, or other quantitative data are provided in the available summary. Sector is not specified.

NETSOL TECHNOLOGIES INC8-Kneutralmateriality 3/10

26-01-2026

NetSol Technologies Inc. disclosed an officer change via Form 8-K filed on January 26, 2026 (AccNo: 0001493152-26-003500, Size: 202 KB), under Item 5.02 covering Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; and Compensatory Arrangements of Certain Officers. No specific details on the affected officer position, appointment/resignation status, reasons, compensation, or other quantitative data are provided in the filing summary. Sector is not specified, and no scheduled events or financial metrics are mentioned.

Leidos Holdings, Inc.8-Kneutralmateriality 7/10

26-01-2026

Leidos Holdings, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021627, Size: 2 MB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. No specific details on the agreement, disclosures, transaction value, entities, or financial impacts are provided in the filing summary. Sector is not specified.

STANLEY BLACK & DECKER, INC.8-Kneutralmateriality 2/10

26-01-2026

STANLEY BLACK & DECKER, INC. filed a Form 8-K on 2026-01-26 (AccNo: 0001193125-26-021636, Size: 226 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, reason, or compensatory arrangements are provided in the filing summary. Sector not specified.

FTAI Infrastructure Inc.8-Kneutralmateriality 1/10

26-01-2026

FTAI Infrastructure Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001140361-26-002276, Size: 166 KB), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No details on core events, transactions, financial impacts, or quantitative data are provided in the filing summary. Sector is not specified.

Legato Merger Corp. IV8-Kneutralmateriality 3/10

26-01-2026

Legato Merger Corp. IV filed an 8-K on 2026-01-26 (AccNo: 0001829126-26-000540, Size: 1 MB) disclosing entry into a Material Definitive Agreement under Item 1.01, related to a Merger/Acquisition event. Item 9.01 includes Financial Statements and Exhibits. No specific details on parties, deal structure, valuation, or other terms are disclosed.

MARKETAXESS HOLDINGS INC8-Kneutralmateriality 5/10

26-01-2026

MarketAxess Holdings Inc filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021629, Size: 220 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the officer position, appointment/resignation status, reasons, or compensation are provided in the summary. Sector not specified.

GOLD RESOURCE CORP8-Kneutralmateriality 3/10

26-01-2026

Gold Resource Corp filed a Form 8-K on January 26, 2026 (AccNo: 0001104659-26-006404, size 211 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the events, transactions, financial statements, or exhibits are disclosed in the provided filing summary. Sector not specified.

Eaton Corp plc8-Kneutralmateriality 5/10

26-01-2026

Eaton Corp plc filed a Form 8-K on January 26, 2026, reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No core event details, transaction values, financial metrics, named entities, or scheduled events are explicitly stated in the provided filing summary.

USA Rare Earth, Inc.8-Kneutralmateriality 7/10

26-01-2026

USA Rare Earth, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001213900-26-007457, Size: 28 MB), reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 2.02 (Results of Operations and Financial Condition), Item 3.02 (Unregistered Sales of Equity Securities), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific transaction details, dollar values, or numerical data disclosed in the provided summary. Core event involves a material agreement and financial results, but all quantitative metrics are NOT_DISCLOSED.

Orion Properties Inc.8-Kneutralmateriality 8/10

26-01-2026

Orion Properties Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001873923-26-000017, Size: 3 MB) reporting Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. Sector not specified. No details on the agreement, disclosures, transaction value, financial impacts, or other specifics provided.

HECLA MINING CO/DE/8-Kneutralmateriality 7/10

26-01-2026

Hecla Mining Co/DE/ filed a Form 8-K on January 26, 2026 (AccNo: 0001437749-26-002003), reporting under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing disclosing financial results. No specific numerical data, transaction values, guidance, or scheduled events are mentioned in the provided filing summary.

Aptera Motors Corp8-Kneutralmateriality 7/10

26-01-2026

Aptera Motors Corp filed a Form 8-K on 2026-01-26 (AccNo: 0001493152-26-003512, Size: 1 MB) reporting Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no details on transaction values, share counts, parties involved, or financial impacts disclosed in the provided summary. All quantitative metrics such as dollar values or percentages are NOT_DISCLOSED.

INDIVIOR PLC8-Kneutralmateriality 9/10

26-01-2026

Indivior PLC filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021660), reporting multiple material events under Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation), 3.02 (Unregistered Sales of Equity Securities), 3.03 (Material Modifications to Rights of Security Holders), 5.01 (Changes in Control), 5.02 (Departures/Elections/Appointments of Directors/Officers), 5.03 (Amendments to Articles/Bylaws), 5.05 (Amendments to Code of Ethics), 7.01 (Regulation FD Disclosure), and 8.01 (Other Events). This is a multi-item filing indicating significant corporate governance, control, financial obligation, and equity-related changes. No transaction values, financial metrics, named entities beyond the filer, or scheduled events are disclosed in the provided information.

ImmunityBio, Inc.8-Kneutralmateriality 8/10

26-01-2026

ImmunityBio, Inc. filed an 8-K on January 26, 2026 (AccNo: 0001326110-26-000014), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No specific details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided filing summary. This is a multi-item filing focused on a material event.

Cboe Global Markets, Inc.8-Kneutralmateriality 4/10

26-01-2026

Cboe Global Markets, Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001104659-26-006416, Size: 358 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), other events under Item 8.01, and financial statements/exhibits under Item 9.01. No specific details on the affected officer position, appointment or resignation, reasons, or quantitative data are provided. Sector not specified.

HBT Financial, Inc.8-Kneutralmateriality 5/10

26-01-2026

HBT Financial, Inc. filed an 8-K on January 26, 2026 (AccNo: 0000775215-26-000009), reporting under Items 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a financial results disclosure from the US market. No specific financial metrics, transaction details, or scheduled events are disclosed in the provided filing summary.

LAKELAND FINANCIAL CORP8-Kneutralmateriality 5/10

26-01-2026

Lakeland Financial Corp filed a Form 8-K on January 26, 2026 (AccNo: 0000721994-26-000014, Size: 9 MB), disclosing under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no specific details on the core event, transaction values, or exhibit contents provided. Sector not specified.

LAKELAND FINANCIAL CORP8-Kneutralmateriality 5/10

26-01-2026

Lakeland Financial Corp filed a Form 8-K on January 26, 2026 (AccNo: 0000721994-26-000012), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. This discloses financial results but no specific metrics, transaction values, or details are provided in the filing summary. It is a standard voluntary earnings-related disclosure in the US equity market.

Limitless X Holdings Inc.8-Kneutralmateriality 7/10

26-01-2026

Limitless X Holdings Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001493152-26-003514), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, and Item 9.01 Financial Statements and Exhibits. No specific details on the agreement, transaction value, counterparties, or financial terms are disclosed in the provided filing summary. Sector is not specified.

CVR ENERGY INC8-Kneutralmateriality 7/10

26-01-2026

CVR Energy Inc filed an 8-K on January 26, 2026 (AccNo: 0001376139-26-000005), disclosing results of operations and financial condition under Item 2.02, Regulation FD disclosure under Item 7.01, and financial statements and exhibits under Item 9.01. This is a multi-item filing related to financial results. No specific financial metrics, transaction values, or scheduled events are mentioned.

CVR PARTNERS, LP8-Kneutralmateriality 6/10

26-01-2026

CVR Partners, LP filed a Form 8-K on January 26, 2026 (AccNo: 0001425292-26-000007), reporting Items 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item voluntary disclosure of financial results. No specific financial metrics, transaction details, or scheduled events are mentioned.

Quipt Home Medical Corp.8-Kneutralmateriality 1/10

26-01-2026

Quipt Home Medical Corp. filed an 8-K on January 26, 2026 (AccNo: 0001104659-26-006427, Size: 203 KB) reporting under Item 8.01 Other Events. No specific details on the event, transaction, financial impact, or scheduled events are disclosed in the provided summary. Sector not specified.

ONITY GROUP INC.8-Kneutralmateriality 5/10

26-01-2026

ONITY GROUP INC. filed an 8-K on January 26, 2026 (AccNo: 0001493152-26-003520), reporting Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing related to financial results. No specific financial metrics, transaction details, or scheduled events are disclosed in the provided filing summary.

Dime Community Bancshares, Inc. /NY/8-Kneutralmateriality 1/10

26-01-2026

Dime Community Bancshares, Inc. /NY/ filed a Form 8-K on January 26, 2026 (AccNo: 0000846617-26-000010), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other events, transaction values, financial impacts, or exhibits are disclosed in the provided filing summary. This is a multi-item general filing with no sector specified.

GRAHAM CORP8-Kneutralmateriality 7/10

26-01-2026

Graham Corp filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021705, Size: 1 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing indicating a significant agreement and related disclosures, but specific details on the transaction, parties, or financial terms are NOT_DISCLOSED in the provided information. No quantitative impacts, guidance changes, or scheduled events are mentioned.

BIOMARIN PHARMACEUTICAL INC8-Kneutralmateriality 5/10

26-01-2026

BioMarin Pharmaceutical Inc filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021718, Size: 573 KB), disclosing under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing related to financial results. No specific financial metrics, transaction details, or quantitative data are mentioned.

LANDS' END, INC.8-Kneutralmateriality 3/10

26-01-2026

Lands' End, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001104659-26-006449), reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item voluntary disclosure filing with no specific event details, transaction values, or financial metrics provided in the summary. Analysis is limited due to lack of filing content.

Ascent Solar Technologies, Inc.8-Kneutralmateriality 7/10

26-01-2026

Ascent Solar Technologies, Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001079973-26-000107) reporting Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory disclosure with no specific details on transactions, values, or entities provided in the summary. No quantitative data, named counterparties, or scheduled events disclosed.

Lionsgate Studios Corp.8-Kneutralmateriality 7/10

26-01-2026

Lionsgate Studios Corp. filed a Form 8-K on 2026-01-26 (AccNo: 0001193125-26-021731, Size: 375 KB) reporting Items 1.01 (Entry into a Material Definitive Agreement), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific details on transactions, values, or impacts disclosed in the provided summary. Sector not specified.

IROBOT CORP8-Kbearishmateriality 10/10

26-01-2026

iRobot Corp filed a Form 8-K on January 26, 2026 (AccNo: 0001159167-26-000006, Size: 356 KB), reporting bankruptcy or receivership under Item 1.03, termination of a material definitive agreement under Item 1.02, completion of acquisition or disposition of assets under Item 2.01, and other events including changes in control (Item 5.01), director/officer changes (Item 5.02), and modifications to security holder rights (Item 3.03). This is a multi-item filing covering significant corporate restructuring events amid bankruptcy. No specific financial metrics, transaction values, or named entities beyond the filer are disclosed.

DYNEX CAPITAL INC8-Kneutralmateriality 3/10

26-01-2026

Dynex Capital Inc (DYNEX CAPITAL INC) filed a Form 8-K on January 26, 2026 (AccNo: 0000826675-26-000004, Size: 1 MB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), results of operations and financial condition under Item 2.02, and financial statements and exhibits under Item 9.01. Specific details such as the affected officer's position, appointment or resignation status, reasons, or any financial metrics are NOT_DISCLOSED in the provided filing summary. Sector is not specified.

MainStreet Bancshares, Inc.8-Kneutralmateriality 5/10

26-01-2026

MainStreet Bancshares, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001437749-26-002007), reporting under Items 2.02 (Results of Operations and Financial Condition), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing announcing financial results. No specific financial metrics, transaction values, or other quantitative data are disclosed in the provided filing summary.

SKYX Platforms Corp.8-Kneutralmateriality 7/10

26-01-2026

SKYX Platforms Corp. filed a Form 8-K on 2026-01-26 (AccNo: 0001493152-26-003525, Size: 718 KB) reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the agreement, transaction value, or financial impacts provided in the summary. Sector not specified.

REDWOOD TRUST INC8-Kneutralmateriality 3/10

26-01-2026

Redwood Trust Inc filed a Form 8-K on January 26, 2026, reporting under Item 7.01 Regulation FD Disclosure. Accession Number: 0001104659-26-006447, file size 273 KB. No specific details on the disclosure content, transaction values, or financial impacts are provided in the filing summary.

QHSLab, Inc.8-Kneutralmateriality 3/10

26-01-2026

QHSLab, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001493152-26-003526, size: 235 KB), reporting Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No details on the content of the disclosure, exhibits, or any transactions, financial metrics, or events are provided. Sector not specified.

PAR TECHNOLOGY CORP8-Kneutralmateriality 5/10

26-01-2026

PAR Technology Corp filed a Form 8-K on January 26, 2026 (AccNo: 0000708821-26-000007, Size: 328 KB), reporting Item 3.02 Unregistered Sales of Equity Securities, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no specific transaction details, dollar values, share counts, or other quantitative data disclosed in the provided summary. Sector is not specified.

Armata Pharmaceuticals, Inc.8-Kneutralmateriality 8/10

26-01-2026

Armata Pharmaceuticals, Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001104659-26-006446) reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties involved, financial impacts, or other specifics are disclosed in the provided filing summary. This is a multi-item mandatory filing as a material event.

VisionWave Holdings, Inc.8-Kneutralmateriality 8/10

26-01-2026

VisionWave Holdings, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001731122-26-000117, size 563 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. Sector not specified. No further details on the agreement, disclosures, or exhibits provided in the available information.

Cardlytics, Inc.8-Kneutralmateriality 7/10

26-01-2026

Cardlytics, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001666071-26-000003, Size: 244 KB), reporting under Item 1.01 entry into a Material Definitive Agreement. No details on the core event, transaction value, parties involved, financial impacts, or strategic importance are disclosed in the provided information. Sector not specified.

ATOSSA THERAPEUTICS, INC.8-Kneutralmateriality 6/10

26-01-2026

Atossa Therapeutics, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021727, size: 196 KB), reporting under Item 3.03 (Material Modifications to Rights of Security Holders), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 5.07 (Submission of Matters to a Vote of Security Holders), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the modifications, amendments, vote outcomes, or any quantitative data provided in the summary. All transaction values, share counts, financial metrics, and other numbers are NOT_DISCLOSED.

Strategy Inc8-Kneutralmateriality 5/10

26-01-2026

Strategy Inc filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021726, size: 375 KB) reporting under Item 7.01 Regulation FD Disclosure and Item 8.01 Other Events. No specific details on the core events, transactions, financial impacts, or scheduled events are disclosed in the provided filing summary. Sector is not specified.

AMICUS THERAPEUTICS, INC.8-Kneutralmateriality 5/10

26-01-2026

Amicus Therapeutics, Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001140361-26-002299, Size: 176 KB) reporting under Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD Disclosure) for financial results. No specific revenue, earnings, transaction values, guidance, or other quantitative metrics are disclosed. Sector is not specified.

WhiteFiber, Inc.8-Kneutralmateriality 3/10

26-01-2026

WhiteFiber, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001213900-26-007474), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific details on the content of the Regulation FD disclosure, financial statements, exhibits, transaction values, or other numerical data are disclosed in the provided filing summary. This appears to be a voluntary disclosure with attached exhibits.

Velocity Financial, Inc.8-Kneutralmateriality 5/10

26-01-2026

Velocity Financial, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001193125-26-021758, Size: 221 KB), reporting under Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing related to financial results. No specific financial metrics, transaction details, or scheduled events are disclosed.

Citizens Community Bancorp Inc.8-Kneutralmateriality 5/10

26-01-2026

Citizens Community Bancorp Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001367859-26-000005, Size: 12 MB) disclosing Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a financial results announcement from the US market, sector not specified. No specific financial metrics, transaction values, or other numerical data are mentioned.

Traws Pharma, Inc.8-Kneutralmateriality 3/10

26-01-2026

Traws Pharma, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001104659-26-006460, Size: 226 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the events, transactions, financial statements, or exhibits are disclosed in the provided filing summary. Sector not specified.

AmpliTech Group, Inc.8-Kneutralmateriality 3/10

26-01-2026

AmpliTech Group, Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001493152-26-003533), reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No core event details, transaction values, financial metrics, or exhibits are specified in the provided filing summary. This is a multi-item filing likely involving voluntary Regulation FD disclosure with attached materials.

GBT Technologies Inc.8-Kneutralmateriality 6/10

26-01-2026

GBT Technologies Inc. filed a Form 8-K on January 26, 2026 (AccNo: 0001731122-26-000118, size 194 KB), reporting changes in its certifying accountant under Item 4.01 and financial statements and exhibits under Item 9.01. This is a multi-item filing focused on auditor change disclosure. No specific details on the accountant change, financials, or quantitative impacts are provided in the filing summary.

XCF Global, Inc.8-Kneutralmateriality 7/10

26-01-2026

XCF Global, Inc. filed a Form 8-K on 2026-01-26 (AccNo: 0001493152-26-003538, Size: 417 KB) reporting Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on transaction value, share counts, counterparties, financial impacts, or strategic context provided in the summary. Sector is not specified.

Bank of Marin Bancorp8-Kneutralmateriality 5/10

26-01-2026

Bank of Marin Bancorp filed an 8-K on 2026-01-26 (AccNo: 0001403475-26-000006, Size: 8 MB) reporting Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing disclosing financial results. No specific financial metrics, transaction details, or scheduled events are mentioned.

BITMINE IMMERSION TECHNOLOGIES, INC.8-Kneutralmateriality 5/10

26-01-2026

BITMINE IMMERSION TECHNOLOGIES, INC. filed a Form 8-K on 2026-01-26 (AccNo: 0001493152-26-003536, Size: 277 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). The filing also includes Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer, position, reason, or compensatory arrangements are provided in the available information.

DevvStream Corp.8-Kneutralmateriality 8/10

26-01-2026

DevvStream Corp. filed a Form 8-K on 2026-01-26 (AccNo: 0001140361-26-002310, Size: 324 KB), reporting Items 1.01 (Entry into a Material Definitive Agreement), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing for a material event. No transaction details, financial metrics, entities, or scheduled events are disclosed in the provided information.

FIFTH THIRD BANCORP8-Kneutralmateriality 3/10

26-01-2026

Fifth Third Bancorp filed a Form 8-K on January 26, 2026 (AccNo: 0000035527-26-000017, Size: 2 MB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the nature of the other events, transaction values, financial impacts, or exhibits are provided in the filing summary. Sector not specified.

OFF THE HOOK YS INC.8-Kneutralmateriality 2/10

26-01-2026

OFF THE HOOK YS INC. filed a Form 8-K on January 26, 2026 (AccNo: 0001493152-26-003535, Size: 225 KB), reporting Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No core event details, transaction values, financial metrics, or other quantitative data are explicitly stated in the provided filing summary. This appears to be a multi-item voluntary disclosure under Regulation FD with attached exhibits.

Get daily alerts with 4 investment signals, 4 risk alerts, 4 opportunities and full AI analysis of all 68 filings

πŸ‡ΊπŸ‡Έ More from United States

View all β†’
US Pre-Market SEC Filings Roundup β€” January 25, 2026 | Gunpowder Blog