US Material Events SEC 8-K Filings — April 20, 2026

20-04-2026

QXO, Inc. announced a definitive agreement to acquire TopBuild Corp. for approximately $17 billion in a deal valuing each TopBuild share at $505, a 19.8% premium to the 60-day VWAP and 23.1% to the April 17, 2026 closing price, expected to close in Q3 2026 and be immediately accretive to earnings. The combination will create the second largest publicly traded building products distributor in North America with over $18 billion in combined revenue, more than $2 billion in combined adjusted EBITDA, 28,000 employees, 1,150 locations, and leadership positions including #1 in insulation and #2 in roofing within a $300 billion addressable market. QXO anticipates $300 million in synergies by 2030, following its recent $2.25 billion acquisition of Kodiak Building Partners on April 1, 2026.

• ·TopBuild management guidance: $9-10B annual revenue and $1.7-2.0B adjusted EBITDA by 2030; cumulative FCF $4.2-5.0B from 2026-2030.
• ·QXO board to expand to include one TopBuild nominee.
• ·Transaction consideration: 45% cash / 55% QXO stock, with proration and potential adjustment.
• ·Advisors: Morgan Stanley (lead for QXO), Barclays, Wells Fargo Securities; Goldman Sachs, RBC Capital Markets (for TopBuild).

20-04-2026

GTII Receivership Estate, assignee of MSC Capital Advisors LLC, converted $42,062.13 of principal and accrued interest from defaulted AURI convertible promissory notes into 841,242,529 shares of AURI common stock at $0.00005 per share (75% discount to $0.0002 market price), exhausting all 841,242,529 available authorized unissued shares and representing 8.41% of post-conversion outstanding shares. This partially reduces the $125,000 original principal but leaves $103,515.96 in remaining debt, with both notes in default. The estate demands AURI increase authorized shares to reserve 4.5x coverage for full conversion and fully disclose the notes in OTC Markets filings.

• ·AURI Note 1 maturity: Oct 18, 2025 (past due, in default); AURI Note 2 maturity: Mar 25, 2026 (past due, in default)
• ·Conversion date: April 8, 2026; Market price (April 7, 2026): $0.0002; Conversion price: $0.00005
• ·Shares must be issued within 3 business days or incur $500/day Fail to Deliver Fee
• ·Beneficial ownership post-conversion: 8.41% (under 9.99% limitation)
• ·AURI subject to OTC Markets Alternative Reporting Standard; required to disclose notes, conversion, and holder details in next filing

20-04-2026

USA Rare Earth, Inc. (Nasdaq: USAR) announced a definitive agreement to acquire 100% of Serra Verde Group for approximately $2.8 billion, comprising $300 million in cash and 126.849 million newly issued common shares valued at the April 17, 2026 closing price of $19.95 per share. The deal secures Serra Verde's Pela Ema mine, the only scaled non-Asian producer of all four magnetic rare earth elements (Nd, Pr, Dy, Tb), backed by a 15-year 100% offtake agreement with price floors and $565 million DFC financing, with Serra Verde projected to achieve $550-$650 million annualized run-rate EBITDA by end-2027 and the combined entity ~$1.8 billion by 2030. Pro-forma liquidity is ~$3.2 billion, including government commitments, with no current declines noted but reliance on projections and regulatory approvals for Q3 2026 closing.

• ·Expected acquisition closing in Q3 2026, subject to customary conditions and regulatory approvals
• ·Serra Verde commercial production commenced early 2024; fully permitted ionic clay deposit
• ·15-year 100% offtake agreement with SPV for Phase 1 Nd, Pr, Dy, Tb production including price floors
• ·Serra Verde Phase 1 optimization and expansion fully funded to positive cash flow via DFC
• ·Projections based on $190/kg TREO basket price (Argus Dec 2025) and BRL/USD 5.91 FX rate
• ·Conference call held April 20, 2026 at 8:30am ET; replay available until May 20, 2026
• ·Serra Verde >3 years without Lost-Time Injury; uses renewable electricity and biofuels, no wet tailings

20-04-2026

On April 17, 2026, Sierra Bancorp terminated William J. Wade II as Executive Vice President & Chief Operations Officer as part of an organizational realignment, entitling him to severance equal to 12 months' salary and health insurance premiums subject to signing a release within 21 days. Christopher Treece, Executive Vice President & Chief Financial Officer since January 2020, assumed the COO role with an amended employment agreement increasing his base salary by $25,000 to $466,000 per year. Marc Wolfe, age 35 and Senior Vice President & Corporate Controller since January 1, 2026, was appointed Principal Accounting Officer.

• ·William J. Wade II's employment agreement dated July 7, 2025.
• ·Christopher Treece has served as EVP & CFO since January 2020.
• ·Marc Wolfe joined the company in September 2015; holds BBA and MBA from National University.
• ·No family relationships among directors/executive officers and Marc Wolfe; no related party transactions.
• ·Amendment to Treece's employment agreement effective April 17, 2026.
• ·Exhibit 10.1: Second amendment to Treece's employment agreement.

20-04-2026

At Travelzoo's 2026 Annual Meeting of Stockholders on April 20, 2026, shareholders elected Ralph Bartel, Christina Sindoni Ciocca, Volodymyr Cherevko, Michael Karg, and Sharry Sun to the Board of Directors, with all candidates receiving majority support ranging from approximately 94% to 97% votes for. Shareholders approved stock option grants to Global CEO Holger Bartel (600,000 shares at $5.05 per share), the General Manager U.S., and Head of Engineering, though the CEO grant saw notable opposition with 1,908,524 votes against out of roughly 6.4 million total votes. Executive compensation was also approved on an advisory basis with strong support (6,216,201 for vs. 170,683 against).

• ·HB Option granted February 19, 2026; vests semi-annually in equal 25% installments over two years, first vesting June 30, 2026; expires five years from grant date.
• ·CEO, General Manager U.S., and Head of Engineering stock option proposals approved by stockholders on April 20, 2026.
• ·Annual meeting held via webcast at www.virtualshareholdermeeting.com/TZOO2026.
• ·Volodymyr Cherevko, Michael Karg, and Sharry Sun designated as independent directors per NASDAQ standards.

20-04-2026

Enveric Biosciences, Inc. (ENVB) announced a private placement priced at-the-market under Nasdaq rules, issuing 2,222,223 shares of common stock (or pre-funded warrants) at $2.25 per share along with Series I and short-term Series J warrants to purchase up to 2,222,223 shares each at $2.00 exercise price, expected to yield $5 million upfront gross proceeds. Potential additional gross proceeds of approximately $8.9 million could result if warrants are fully exercised, for total up to $13.9 million, to be used for product development, working capital, and general corporate purposes. H.C. Wainwright & Co. serves as exclusive placement agent; closing expected on or about April 17, 2026, subject to customary conditions, with no assurance of warrant exercises.

• ·Purchase price: $2.25 per share (or pre-funded warrant)
• ·Warrant exercise price: $2.00 per share, immediately exercisable
• ·Series I warrants expire five years after Resale Registration Statement effective date
• ·Series J warrants expire eighteen months after Resale Registration Statement effective date
• ·Announcement date: April 16, 2026; Filing date: April 20, 2026

20-04-2026

Stabilis Solutions, Inc. entered into an Equity Distribution Agreement dated April 17, 2026, with Johnson Rice & Company LLC, which is incorporated by reference into a Registration Statement. The filing includes an opinion from attorney Joel Bernstein on the legality of the common stock shares issuable under the agreement (Exhibit 5.1) and related consents. No financial performance metrics or period comparisons are disclosed.

• ·Filing includes Exhibits: 1.1 (Equity Distribution Agreement), 5.1 (Legal Opinion), 23.1 (Consent), and 104 (Inline XBRL Cover Page).

20-04-2026

Tigerless Health, Inc., a New York-based insurtech company, has entered a definitive business combination agreement with Piermont Valley Acquisition Corp. (PVAC), a SPAC, valuing Tigerless at an enterprise value of approximately $280 million, with the combined entity to be renamed Tigerless AI Holdings, Inc. and list on NASDAQ. Existing Tigerless shareholders will roll 100% of their equity, and the management team led by CEO Zikang Wu will continue post-closing. The transaction, unanimously approved by both boards, is expected to close in the second half of 2026, subject to regulatory approvals, stockholder votes, and customary conditions, with noted risks including potential delays or failure to close.

• ·Tigerless Health founded in 2018 and headquartered in New York City.
• ·PVAC completed initial public offering in December 2021.
• ·Legal representation: PVAC by Edelman Legal Consulting PLLC; Tigerless by Graubard Miller.
• ·Upcoming SEC filings: Registration Statement on Form S-4 serving as proxy statement.

20-04-2026

enCore Energy Corp. appointed Richard H. Little as Chief Executive Officer and Director, replacing Robert Willette effective immediately, while founder William M. Sheriff returned as Executive Chair. The Board outlined a renewal program emphasizing cost management, permitting acceleration, and asset development amid acknowledged challenges like permitting delays and operational inefficiencies. A corporate update conference call is scheduled for April 23, 2026, at 11 AM ET.

• ·Conference call details: Thursday, April 23, 2026 at 11 AM ET via https://app.webinar.net/OlMrE49n2DW
• ·Renewal commitments: enhanced shareholder communications, cost management and efficiency, timely permitting, aggressive asset development, accretive M&A

20-04-2026

Centrus Energy Corp. (NYSE: LEU) selected Geiger Brothers, Inc. as the construction contractor for its multi-billion-dollar uranium enrichment plant expansion in Piketon, Ohio, with Fluor Corporation serving as the EPC contractor to deploy thousands of additional AC100M centrifuges for LEU and HALEU production. This partnership leverages Geiger Brothers' prior experience on Centrus' HALEU cascade and 2013 LEU demonstration, aiming for cost efficiencies while supporting a $2.3 billion commercial LEU backlog and at least 12 metric tons per year of HALEU capacity. Centrifuge manufacturing for the expansion launched in December 2025 at the Oak Ridge, Tennessee facility.

• ·Geiger Brothers founded in 1909, headquartered in Jackson, Ohio, and employee-owned.
• ·Previous Geiger Brothers involvement: existing HALEU cascade and 2013 LEU demonstration cascade.
• ·Equivalent of more than 7 billion tons of coal in fuel provided since 1998.

20-04-2026

OpenText Corporation announced on April 20, 2026, that James McGourlay transitions from Interim CEO to President, Chief Client Officer, reporting to new CEO Ayman Antoun, to focus on client experience, professional services, renewals, and cloud migration. Simultaneously, Paul Duggan is stepping down from President, Chief Customer Officer to Executive Vice President, Special Advisor, with his full departure from the company on July 1, 2026. This leadership transition aims to reinforce client outcomes and growth in core products and enterprise AI data management.

• ·James McGourlay previously served as Interim CEO and held senior roles in sales, customer operations, and executive management.
• ·Paul Duggan will remain on the Executive Leadership Team until July 1, 2026.
• ·OpenText trades on NASDAQ: OTEX and TSX: OTEX.

20-04-2026

U.S. Energy Corp. closed an expanded $20 million senior secured debt facility, completing the Phase 1 capital stack for Big Sky Carbon Hub together with March 2026 equity offering proceeds, targeting initial commercial operations in Q1 2027. The facility features flexible terms including pricing at ABR + 2.25% to 3.25%, no financial covenant testing until March 31, 2027, maturity on May 31, 2029, and no prepayment penalties. Concurrently, the company formally suspended further use of its ELOC, last drawn on March 2, 2026, to address perceived dilution overhang.

• ·ELOC last issuance on March 2, 2026 at average price of $1.16 per share
• ·EPA review of MRV plans for Class II injection wells anticipates approvals in summer 2026
• ·Company advancing commercial discussions for long-term helium offtake agreements

20-04-2026

Fermi Inc. announced 'Fermi 2.0' strategic evolution, including leadership transitions with Marius Haas appointed Chairman, Toby Neugebauer departing as CEO but remaining on the Board, Miles Everson resigning as CFO to become a Board Director, and Jeffrey S. Stein elected to the Board. To ensure continuity, an Office of the CEO was created with Co-Presidents Jacobo Ortiz Blanes and Anna Bofa, alongside a search for a new CEO via Heidrick & Struggles and negotiations for an Interim CFO. The company is establishing new headquarters in Dallas and an office in Amarillo, reaffirming commitment to Project Matador and Texas Tech University System partnership amid its shift from startup to scaled enterprise.

• ·Fermi co-founded by former U.S. Energy Secretary Rick Perry and Toby Neugebauer.
• ·Leadership Search Committee includes Haas, McIntire, and Robbin-Coker.
• ·New offices: Dallas headquarters and Amarillo presence at Project Matador site.

20-04-2026

Neurogene Inc. (Nasdaq: NGNE) announced the appointment of Christy Shafer as Chief Commercial Officer to lead commercial strategy and launch readiness for NGN-401 gene therapy for Rett syndrome, and Christine Mikail, J.D., its President and CFO, to the Board of Directors. Ms. Shafer brings over 20 years of experience in building commercial organizations and launching therapies for rare neurological diseases, including roles at Avidity Biosciences, Marinus Pharmaceuticals, and Alexion. These additions enhance Neurogene's executive team and board expertise in commercialization and strategic transactions as it advances NGN-401 toward potential approval.

• ·Filing date: April 20, 2026
• ·Neurogene's Annual Report on Form 10-K for year ended December 31, 2025, filed March 17, 2026

20-04-2026

WW International, Inc. (Nasdaq: WW) appointed Heather Thiltgen, President of Presbyterian Health Plan, to its Board of Directors effective April 20, 2026, expanding the board to six independent members. Ms. Thiltgen brings extensive healthcare expertise in GLP-1 therapies, regulatory navigation, profitable growth, and member outcomes, aligning with the company's integrated weight health strategy. Chairman Gene Davis and Nominating Committee Chair Nikolaj Sjoqvist highlighted her value in executing long-term strategy amid recent director additions like Sue Gove and Lisa Gavales.

• ·Ms. Thiltgen will serve until the Company’s 2026 annual meeting of shareholders and is a member of the Board’s Compensation and Benefits Committee.
• ·Appointment announced via Exhibit 99.1 press release on April 20, 2026.

20-04-2026

Charles & Colvard, Ltd., in Chapter 11 bankruptcy since March 2, 2026, entered an Asset Purchase Agreement on April 15, 2026, with Van Lang Jewelry LLC or affiliate Jewelry Design Partners LLC to sell substantially all assets (excluding certain excluded assets) for $1,500,000, subject to credit bid against prior financing debt, bankruptcy court approval, and potential higher bids in a Section 363 auction. The buyer is designated as the stalking horse bidder, with the transaction subject to bidding procedures, court approval, and closing conditions including a July 7, 2026 deadline. The company cautions that common stockholders face substantial risk of significant or complete loss on their investment due to the bankruptcy proceedings.

• ·Duc Pham, who resigned from the Board on March 25, 2026, is a Manager of Jewelry Design Partners LLC.
• ·Section 364 Financing Loan Agreement dated March 24, 2026, between the Company and the Buyer.
• ·Bankruptcy Court: United States Bankruptcy Court for the Eastern District of North Carolina; case styled 'In re Charles & Colvard, Ltd.'
• ·Purchase Agreement termination possible if not closed by July 7, 2026; sale order by July 2, 2026.
• ·Customary representations, warranties, and covenants in the Purchase Agreement for a bankruptcy asset sale.

20-04-2026

Fortress Credit Realty Income Trust, as Limited Guarantor, along with borrower FCR TL Holdings LLC, entered into Amendment No. 4 to the Loan and Security Agreement with JPMorgan Chase Bank, N.A. as Administrative Agent and Lender, effective April 14, 2026, extending the Availability Period to October 15, 2027 and the Maturity Date to October 15, 2028. The amendment adjusts the Applicable Margin to 1.85% per annum (reducible to 1.75% if Outstanding Principal Amount is at least 5% below Borrowing Base) and reaffirms covenants requiring NAV of no less than $1,000,000,000 and Tangible Net Worth of no less than $100,000,000 under certain conditions. Borrower represents no Event of Default exists, with the Limited Guaranty ratified.

• ·Previous amendments dated May 1, 2025 (No. 1), August 14, 2025 (No. 2), and November 6, 2025 (No. 3).
• ·Original Loan and Security Agreement dated November 8, 2024.
• ·Governing law: State of New York.

20-04-2026

Bridgecrest Auto Funding LLC (BAF) and Bridgecrest Acceptance Corporation (BAC) entered into an Underwriting Agreement on April 16, 2026, with Wells Fargo Securities, LLC for the public offering of Auto Loan Asset Backed Notes issued by Bridgecrest Lending Auto Securitization Trust 2026-2, including Class A-1 (3.971%), A-2 (4.24%), A-3 (4.27%), B (4.56%), C (4.88%), and D (5.19%), with an unregistered Class E (7.17%); closing is anticipated on April 28, 2026. On the Closing Date, multiple agreements will be executed, including Purchase Agreement for transfer of motor vehicle retail installment sales contracts (Receivables), Sale and Servicing Agreement, Indenture, and others involving entities like Wilmington Trust and Computershare Trust Company. No performance metrics or declines are reported in this filing.

• ·Trust and Grantor Trust established December 2, 2025, with amended and restated agreements on Closing Date.
• ·Registration Statement on Form SF-3 (Commission File No. 333-271899).
• ·Issuer's CIK: 0002121064; Depositor's CIK: 0001974820; Sponsor's CIK: 0001493927.

20-04-2026

Brookfield Oaktree Holdings, LLC disclosed a Transaction Agreement dated April 14, 2026, whereby Brookfield-affiliated entities (including Acquisition Z (2026) LP, Brookfield Asset Management Ltd., and Brookfield Corporation) will acquire 100% of the outstanding interests in Oaktree partnerships OCGH, OEP, and OEP II through a series of pre-closing and closing transactions, including unit exchanges for cash, BAM Shares, BN Shares, BN Units, or BAM RSUs, cancellations of certain units and phantom/performance units, liquidations, and contributions. The deal involves elections by limited partners for consideration form (cash, shares, units) as per Annex IV, with no monetary values or enterprise value disclosed in the filing. Conditions include antitrust approvals, no injunctions, and execution of related agreements.

• ·Transaction subject to conditions including representations/warranties, performance of covenants, antitrust/Foreign Investment approvals, no injunctions, and execution of other transaction documents.
• ·Pre-Closing Transactions detailed in Exhibit A; Closing Transactions in Exhibit B.
• ·Elections for OCGH Exchange consideration (cash, BAM Shares, BN Shares, BN Units) irrevocable per Partner Election Schedule (Annex IV).
• ·Participating OEP II Units listed in Annex II; Cash-out OCGH Limited Partners in Annex III.

20-04-2026

On April 17, 2026, Faraday Future Intelligent Electric Inc. entered into a Note Purchase Agreement with an accredited investor, issuing a Promissory Note A-1 with $15,780,000 principal and a Secured Promissory Note B with $30,000,000 principal for an aggregate purchase price of $45 million. The notes mature in 24 months, carry 9% and 3.5% interest rates respectively, and allow investor redemptions into Class A Common Stock after 6 months, subject to share reservations and Nasdaq minimum price rules. No period-over-period financial metrics are reported, but the agreement includes dilutive equity conversion risks and strict exchange conditions requiring at least $5 million shareholders' equity and market cap.

• ·Share Reserve to be established within 10 trading days after next annual stockholder meeting, calculated as 1.5x (A Notes balance / Nasdaq Minimum Price) + 0.5x (B Note balance / Nasdaq Minimum Price).
• ·Note Exchange right upon A Notes reduction by at least $300,000, up to half of reduction amount, subject to Exchange Conditions including stockholder approval.
• ·Redemptions start 6 months after Purchase Price Date; aggregated across A Notes with cash or equity payment options if Nasdaq Minimum Price >= $0.0603.
• ·Monitoring fee after 180 days: (Outstanding Balance / 0.80) - Outstanding Balance.
• ·Trigger Events lead to potential Event of Default and Mandatory Default Amount after Cure Period.

20-04-2026

FMC Corporation entered into Amendment No. 6 to its Fifth Amended and Restated Credit Agreement on April 16, 2026, obtaining a waiver from all lenders for compliance with the Maximum Leverage Ratio covenant for the fiscal quarter ended March 31, 2026, signaling potential leverage ratio issues. The amendment adds collateral security through a new Guarantee and Collateral Agreement, including subsidiary guarantees, pledges of equity interests, IP security agreements (trademarks, patents, copyrights), and authorizes the Administrative Agent to perfect liens. Consenting lenders received a 0.05% consent fee on their aggregate Commitments, while the company commits to post-closing obligations.

• ·Amendment filed as 8-K on April 20, 2026, covering Items 1.01 (Entry into Material Definitive Agreement), 2.03 (Creation of Direct Financial Obligation), and 9.01 (Financial Statements and Exhibits).
• ·Lenders constituting all under the Credit Agreement approved the changes, Specified Covenant Waiver limited solely to Q1 2026 Maximum Leverage Ratio in Section 6.01(a).
• ·Post-closing obligations required for certain foreign subsidiaries to execute supplements to Guarantee and Collateral Agreement.

20-04-2026

Super Micro Computer, Inc. held its Annual Meeting on April 15, 2026, where stockholders elected Charles Liang, Tally Liu, and Sherman Tuan as Class I directors to serve until the 2028 annual meeting. Stockholders also approved an advisory resolution on named executive officer compensation, ratified BDO USA, P.C. as the independent auditor for fiscal year ending June 30, 2026, and approved the further amendment and restatement of the 2020 Equity and Incentive Compensation Plan, increasing authorized shares by 15,000,000 to a total of 118,000,000 shares available for awards. All four proposals passed with majority support.

• ·Proposal 2 (Say-on-Pay): 259,720,162 Votes For, 19,769,911 Against, 811,482 Abstentions
• ·Proposal 3 (Auditor Ratification): 426,001,144 Votes For, 4,552,685 Against, 1,080,929 Abstentions
• ·Proposal 4 (Equity Plan): 227,820,618 Votes For, 51,703,394 Against, 777,543 Abstentions
• ·No grants under the Plan after April 15, 2036
• ·Plan authorizes awards to non-employee directors, officers, employees, consultants

20-04-2026

VRM MSP Recovery Partners, LLC, managed by Virage Capital Management LP, provided a one-time $117,500 advance to MSP Recovery, LLC on April 16, 2026, to support accounts payables, following several prior consents and advances. Reimbursement is mandated from proceeds of future loans or financings (excluding short-term from Hazel Partners Holdings, LLC), with MSP Recovery required to appoint Nader Tavakoli as Chief Restructuring Officer prior to use. The agreement highlights ongoing financial pressures, including references to potential Chapter 11 debtor-in-possession financing.

• ·Prior consents via email/letters dated September 5, 2025; October 16, 2025; November 14, 2025; November 26, 2025; December 19, 2025; February 19, 2026.
• ·Prior advances via letters dated March 20, 2026 and April 2, 2026.
• ·Advance tied to Fifth Amended and Restated LLC Agreement dated August 1, 2020, with amendments through November 13, 2023.

20-04-2026

On April 14, 2026, Asana, Inc. directors Matt Cohler (Class I), Adam D’Angelo (Class III), and Lorrie Norrington (Lead Independent Director, Class II) tendered resignations effective at the June 8, 2026 Annual Meeting as part of an orderly board refreshment process, reducing the board size from 10 to 7 members. There were no disagreements with the company on operations, policies, or accounting. The board appointed Krista Anderson-Copperman as the new Lead Independent Director effective post-meeting.

• ·Lorrie Norrington served on the Board since July 2019 and as Lead Independent Director since August 2021.
• ·Adam D’Angelo served on the Board since December 2008.
• ·Matt Cohler served on the Board since November 2009.
• ·Departures not due to any disagreements on operations, policies, practices, or accounting.

20-04-2026

Limoneira Company's subsidiary, Windfall Investors, LLC, entered a Purchase and Sale Agreement on April 14, 2026, to sell an 80% undivided tenant-in-common interest in 724 acres of Paso Robles, CA real estate (including grape vines and infrastructure) to Peak Holdings, LLC for $16,000,000 ($10,000,000 cash + $6,000,000 promissory note). The deal includes a $500,000 refundable deposit and a due diligence period ending July 1, 2026, after which half the deposit becomes non-refundable. However, the Company will recognize an approximately $9,300,000 impairment on property, plant, and equipment in Q2 FY2026.

• ·Buyer may terminate in sole discretion during due diligence period ending close of business July 1, 2026.
• ·Includes assignable intangibles like licenses, permits, development approvals, plus mineral, development, and air rights.
• ·Purchase Agreement dated April 14, 2026; filing dated April 20, 2026.

20-04-2026

On April 14, 2026, The Trade Desk, Inc. entered into an amended and restated loan and security agreement with a syndicate of banks led by JPMorgan Chase Bank, N.A., establishing a $750.0 million revolving credit facility maturing April 14, 2031. The facility includes a $100.0 million sublimit for letters of credit and a $75.0 million sublimit for swingline loans, with the option to expand by up to an additional $750.0 million under certain conditions. It is secured by substantially all assets (with release possible upon investment grade ratings) and includes variable interest rates, undrawn fees, and covenants such as a maximum net leverage ratio of 3.50 to 1.00.

• ·Base Rate defined as greatest of WSJ Prime Rate, NY Fed Rate + 0.50%, or 1-month SOFR + 1.00%.
• ·SOFR floor of 0%; margins and fees vary by total net leverage ratio.
• ·Customary covenants restrict asset sales, liens, indebtedness, and fundamental changes.
• ·Agreement to be filed as exhibit to Form 10-Q for quarter ended March 31, 2026.

20-04-2026

On April 16, 2026, Steven C. Gilman, a member of the Board of Directors of SCYNEXIS, Inc., notified the company of his intent to retire and not stand for reelection at the 2026 annual meeting of stockholders. Dr. Gilman's term as director and his roles as Chair of the Compensation Committee and member of the Nominating and Corporate Governance Committee will end at the conclusion of the 2026 Annual Meeting. The retirement is not due to any disagreement with the company's operations, policies, practices, strategy, management, or Board.

• ·The Form 8-K was filed on April 20, 2026.
• ·SCYNEXIS, Inc. common stock (SCYX, par value $0.001 per share) trades on The Nasdaq Capital Market.

20-04-2026

IGC Pharma, Inc. entered into a Securities Purchase Agreement dated April 10, 2026, with FirstFire Global Opportunities Fund, LLC, issuing a convertible promissory note with an aggregate principal amount of $346,910 (including $39,910 original issue discount) in exchange for a purchase price of $307,000. The transaction relies on exemptions from SEC registration under the 1933 Act, with the closing occurring on or about April 10, 2026. As of the agreement date, the company had 98,796,089 shares of common stock issued and outstanding out of 600,000,000 authorized shares.

• ·Closing Date: on or about April 10, 2026
• ·SEC filing date: April 20, 2026
• ·Note is convertible into shares of Common Stock

20-04-2026

Veeva Systems Inc. announced on April 20, 2026, that Josh Faddis intends to retire from his role as Senior Vice President, General Counsel, effective November 1, 2026, and transition into a part-time advisor position. The company plans to appoint a successor upon his transition. No further details on the successor or any financial impacts were disclosed.

20-04-2026

On April 17, 2026, Dr. Jordan R. Asher, a member of the Board of Directors of Brookdale Senior Living Inc., notified the company that he will not stand for re-election at the 2026 annual meeting of stockholders. Dr. Asher will continue serving until the expiration of his term at the 2026 Annual Meeting. His decision is not due to any disagreement with the company, the Board, or management on operations, policies, or practices.

• ·Filing signed by Chad C. White on April 20, 2026

20-04-2026

AI Era Corp. (ABQQ) entered into a Financial Advisory Agreement with Craft Capital Management LLC on April 18, 2026, appointing them as exclusive U.S. financial advisor for a proposed direct listing on the NYSE American Exchange and general advisory services. Consideration includes a $570,000 non-refundable cash fee ($35,000 previously paid), approximately $300,000 worth of common shares issuable 30 days prior to listing, and reimbursement of up to $150,000 in expenses. Craft Capital's material services and success fee are contingent on the Company resolving its going concern qualification to NYSE American's satisfaction and issuing a Commencement Notice, with the agreement terminating a prior January 15, 2026, Underwriting Engagement Letter.

• ·Agreement includes exclusivity for U.S. Listing Services, right of first refusal for certain future financings, indemnification, confidentiality, and termination provisions.
• ·Prior Underwriting Engagement Letter dated January 15, 2026, with Craft Capital is automatically terminated.

20-04-2026

Enpro Inc. announced on April 20, 2026, that Larisa R. Joiner mutually agreed to step down as Senior Vice President and Chief Information Officer effective April 23, 2026, amid a search for her replacement. Ms. Joiner will remain an employee at her current salary and benefits until July 31, 2026, to facilitate a smooth transition and will be eligible for severance benefits under the Senior Officer Severance Plan.

• ·Severance benefits described in definitive proxy statement filed March 23, 2026, on page 37 ('Severance policy') and page 49 ('Severance benefits').
• ·Report signed by Robert S. McLean on April 20, 2026.

20-04-2026

On April 20, 2026, Westrock Coffee Company's Board appointed A. Wellford Tabor as a director, effective immediately, to fill the vacancy created by R. Brad Martin's retirement, and also appointed him to the Audit & Finance Committee. The Board reduced its size by one to account for Josie Natori's prior retirement. Mr. Tabor, designated by the RVAC Majority under the Investor Rights Agreement, is Head of Direct Investments and Managing Director at HF Capital, LLC.

• ·Mr. Tabor will serve until the 2027 annual stockholder meeting.
• ·HF Direct Investments Pool, LLC is a greater than 10% holder of the Company's common stock.
• ·Company entered into an indemnification agreement with Mr. Tabor.
• ·No arrangements or understandings other than Investor Rights Agreement for Mr. Tabor's selection.
• ·No Item 404(a) disclosable transactions between Mr. Tabor and the Company except as noted.

20-04-2026

Celanese Corporation elected Anne P. Noonan to its Board of Directors effective April 20, 2026, bringing the total to 10 members, nine of whom are independent. Ms. Noonan, with over 30 years of leadership in chemicals and materials including CEO roles at Summit Materials and OMNOVA Solutions, will stand for re-election at the 2027 Annual Meeting. Celanese, a Fortune 500 company, employs more than 11,000 worldwide and reported 2025 net sales of $9.5 billion.

• ·Ms. Noonan, age 62, holds BS Honors in chemistry and MS in organometallic chemistry from University College Dublin.
• ·Previous roles: President and CEO of Summit Materials (Sep 2020-Feb 2025), President and CEO of OMNOVA (2016-2020), and 27 years at Chemtura.

20-04-2026

High Roller Technologies, Inc. (NYSE: ROLR) executed a definitive agreement with Crypto.com | Derivatives North America (CDNA) on April 14, 2026, to launch event-based prediction markets in the U.S., targeting a third-party estimated mature market opportunity exceeding $1 trillion in annual trading volume. The partnership enables High Roller to offer CDNA's CFTC-regulated event contracts across finance, sports, and entertainment via its platform, creating new revenue streams. While forward-looking statements highlight inherent risks and uncertainties, no current financial impacts or declines are reported.

• ·High Roller plans to operate as a CFTC-registered Introducing Broker with Crypto.com’s CFTC-registered Futures Commission Merchant.
• ·Filing Date: April 20, 2026; Announcement Date: April 14, 2026.
• ·High Roller serves a global customer base in the multi-billion iGaming industry.

20-04-2026

On April 14, 2026, Revium Rx. appointed Amir Avraham as permanent Chief Executive Officer effective February 1, 2026, following his interim role since May 22, 2025, with a monthly salary of NIS 55,000, a potential $50,000 bonus upon securing $5 million in new equity investments within 18 months, and options for 1,300,000 shares plus up to 600,000 more tied to milestones. The Board also appointed Shlomi Schwartzblat as Director and Chairman effective immediately. No performance declines or flat metrics reported.

• ·CEO employment includes 12-month non-competition and non-solicitation covenants.
• ·Remote work and Remote Control Management permitted subject to Company approval and operational efficiency.
• ·Mr. Schwartzblat's term as Director expires at 2026 annual stockholder meeting; no related party transactions.

20-04-2026

Magnite announced the retirement of CFO David Day, who will continue in the role through September 30, 2026, and then serve as a special advisor until May 31, 2027, while the Board initiates a search for a successor involving both internal and external candidates. The company reaffirms its previously disclosed expectations for Q1 and full year 2026 from the Q4 2025 earnings release. Day's tenure included key roles in the 2020 Rubicon Project-Telaria merger and acquisitions of SpotX and SpringServe.

• ·David Day's prior executive roles at high-growth technology companies including Overture Services, Yahoo! Search Marketing, Spot Runner, and ReachLocal.
• ·David Day began career in public accounting with Arthur Andersen and PricewaterhouseCoopers, including overseas assignment in Frankfurt, Germany.
• ·Q4 2025 earnings release issued on February 25, 2026.

20-04-2026

Franklin BSP Realty Trust, Inc. (FBRT-PE) disclosed entry into an Indenture dated April 15, 2026, by BSPRT 2026-FL13 ISSUER, LLC (Issuer), establishing a securitization for multiple classes of secured floating rate notes (Classes A, A-S, B, C, D, E, F, G, H, J) collateralized by commercial real estate collateral interests, servicing accounts, and related assets. The Indenture involves Benefit Street Partners Realty Operating Partnership, L.P. as Advancing Agent, Wilmington Trust as Trustee, and Computershare Trust Company as Note Administrator and Custodian. No specific financial metrics, issuance amounts, or performance data are provided in the filing.

• ·Indenture effective April 15, 2026; SEC 8-K filed April 20, 2026 under Items 1.01, 2.03, 9.01
• ·Collateral includes Closing Date Collateral Interests (Schedule A), Servicing Accounts, Eligible Investments, and rights under related agreements

20-04-2026

Digital Brands Group, Inc. entered into Amendments effective April 14, 2026, to prior letter agreements with four existing warrant holders, under which each holder agreed to exercise 946,970 New Warrants at $0.66 per share on or prior to May 31, 2026, expecting aggregate proceeds of approximately $2.5 million. This builds on a February 2026 agreement where holders exercised 2,365,968 Existing Warrants at $0.66 per share and committed to exercising 9,634,032 New Warrants by June 17, 2026. The Company will file a Form S-3 to register the underlying shares within 10 business days of its 10-K for fiscal year ended December 31, 2025.

• ·Amendments filed as Exhibit 10.1.
• ·Original Agreement related to Registration Statement on Form S-1 (File No. 333-284508, effective February 11, 2025).
• ·Common Stock trading symbol: DBGI.

20-04-2026

Sysco Corporation entered into a $3 billion senior unsecured delayed draw term loan credit agreement dated April 16, 2026 ($1.25B Tranche A Term Facility and $1.75B Tranche B Term Facility) to finance the Maverick Acquisition of JRD Unico, Inc. (Target) and its affiliates via New Slider Holdco, Inc. The agreement features Bank of America, N.A. as Administrative Agent, with Goldman Sachs Bank USA and TD Securities (USA) LLC as Syndication Agents, and includes an Availability Period ending five business days after the Termination Date of the Maverick Acquisition Agreement signed March 30, 2026.

• ·Applicable Rate for Term SOFR Loans: 0.75% (Category 1, A/A2 or higher) to 1.375% (Category 5, below BBB/Baa2)
• ·Applicable Rate for Base Rate Loans: 0.00% (Categories 1-3) to 0.375% (Category 5)
• ·Negative covenants include liens restrictions and Consolidated EBITDA to Consolidated Interest Expense ratio
• ·Maverick Acquisition Agreement signed March 30, 2026

20-04-2026

Functional Brands Inc. (MEHA) filed an 8-K on April 20, 2026, disclosing Amendment No. 2 to CEO Eric Gripentrog's Executive Employment Agreement, approved by the Compensation Committee and Board on April 17, 2026. The amendment aligns the employment term with the fiscal calendar year (expiring December 31, 2025, with auto-renewal), clarifies all amounts in USD, restates CEO duties, and sets consolidated net revenue targets for annual bonus eligibility. No current financial performance or period comparisons were reported.

• ·CEO duties include strategic leadership, financial oversight, public company compliance, board relations, team management, business development, and other board-assigned responsibilities.
• ·Consolidated revenue for bonus targets includes revenue from current entities, post-agreement acquisitions/mergers, and joint ventures.
• ·Original employment agreement dated March 1, 2025; this is Amendment No. 2 dated April 15, 2026.

20-04-2026

Synopsys held its 2026 Annual Meeting on April 16, 2026, where stockholders elected all ten director nominees with strong support (For votes ranging from 133,355,694 to 145,900,556). Stockholders approved the Amended and Restated Equity Incentive Plan (143,264,153 For vs 4,027,288 Against), advisory approval of named executive officer compensation (134,772,793 For), and ratified KPMG LLP as independent auditors (150,960,889 For); however, they rejected a stockholder proposal on the right to act by written consent (59,013,869 For vs 88,134,590 Against). A total of 163,586,092 shares were present, representing a quorum out of 191,561,935 outstanding shares.

• ·Proxy statement filed February 19, 2026
• ·Equity Incentive Plan filed as Exhibit 10.1

20-04-2026

Range Capital Acquisition Corp., a Cayman Islands exempted company and SPAC, entered into a promissory note dated April 14, 2026, with Range Capital Holdings, LLC for principal up to $1,500,000, non-interest bearing, due on consummation of its initial business combination. The note may be prepaid at any time and, at the payee's option upon maturity, converted into Working Capital Units at $10.00 per unit, with terms matching those from the company's December 19, 2024 IPO private placement. No advances have been specified as outstanding in the filing.

• ·Note governed by Delaware law
• ·Conversion requires compliance with applicable securities laws; no fractional units issued
• ·Payee waives claims against the SPAC's IPO trust account
• ·IPO prospectus filed December 19, 2024

20-04-2026

Ceva, Inc. announced the retirement of long-serving Board Member Sven-Christer Nilsson, who will not seek re-election at the annual stockholder meeting on June 2, 2026, after serving since November 2002. Nilsson served on the Audit Committee, Strategy Committee, and as Chair of the Nomination and Governance Committee. Chairman Peter McManamon thanked Nilsson for over 20 years of dedicated service, leadership, and telecommunications expertise from roles at Ericsson.

• ·Ceva provides IP for connectivity (5G, cellular IoT, Bluetooth, Wi-Fi, UWB) and Edge AI technologies.
• ·Contact for more information: Yaniv Arieli (+972.9.961.3770, yaniv.arieli@ceva-ip.com); Richard Kingston (+1.650.220.1948, richard.kingston@ceva-ip.com).

20-04-2026

CID Holdco, Inc. entered into a Common Stock Purchase Agreement with White Lion Capital, LLC, effective April 17, 2026, enabling the sale of up to $10,000,000 in common stock over a commitment period ending December 31, 2028, providing the company with flexible access to capital. Concurrently, a Note Purchase Agreement was executed for $2,875,000 in senior secured convertible promissory notes. While enhancing liquidity, the deal involves potential shareholder dilution from stock issuances, commitment shares, a $120,000 commitment fee, and a $20,000 document preparation fee.

• ·Sales rely on Section 4(a)(2) and Rule 506(b) of Regulation D exemptions
• ·Company to file Form S-1 Registration Statement within 15 Business Days of April 17, 2026
• ·Principal Market: Nasdaq Capital Market

20-04-2026

Alaska Air Group reported first quarter 2026 GAAP net loss of $193 million ($1.69 per share) and adjusted net loss of $192 million ($1.68 per share), with total operating revenue of $3.3 billion up 5% YoY driven by premium revenue growth of 8%, loyalty remuneration up 12%, and managed corporate revenue up 19%. However, results faced headwinds from sharply higher fuel costs up 17% to $796 million ($2.98 per gallon), unit costs up 6.3%, and disruptions in Hawaii and Puerto Vallarta markets (30% of capacity), leading to operating loss widening 42% YoY to $279 million. Full-year guidance suspended due to fuel volatility; Q2 adjusted loss per share ~$1.00 with capacity up 1% YoY, unit revenue up high-single digits to 10%, but $600 million added fuel expense at $4.50 per gallon.

• ·Debt-to-capitalization ratio of 61% at Q1 end; trailing twelve months adjusted net leverage of 3.3x.
• ·Over 90% of premium fleet retrofits completed ahead of summer.
• ·Led industry in on-time performance Q1 2026.
• ·Seattle-Tokyo route profitable with >90% load factors.
• ·April fuel expected $4.75/gallon; Q2 average $4.50/gallon based on forward curve.
• ·Increased revolving credit facility to $1.1B, total liquidity $2.9B.

20-04-2026

Howard Widra notified the Board on April 14, 2026, of his resignation as trustee and Chairman of MidCap Apollo Institutional Private Lending, effective June 18, 2026, due to his retirement from Apollo Global Management, Inc., with no disagreements noted. The Board appointed Tanner Powell as trustee and Chairman, effective the same date, who has served as the Company's CEO since March 2024. This leadership transition ensures continuity with an internal Apollo executive.

• ·Mr. Powell joined Apollo in 2006 and has served as CEO of MidCap Financial Investment Corporation since August 2022.
• ·Mr. Powell served as President of MidCap Financial Investment Corporation from May 2018 to August 2022 and Chief Investment Officer for its investment adviser from June 2016 to August 2022.
• ·No arrangement or understanding with any other person for Mr. Powell's appointment; no reportable transactions under Item 404(a) of Regulation S-K.

20-04-2026

Westlake Chemical Partners LP announced the appointment of Jonathan H. Baksht as Senior Vice President and Chief Financial Officer and director of the General Partner, effective June 15, 2026, succeeding M. Steven Bender, who will retire by year-end and transition to Special Advisor. Baksht brings extensive experience from roles at Fortune Brands Innovations, Pactiv Evergreen Inc., and Valaris Limited. CEO Jean-Marc Gilson expressed confidence in Baksht's contributions to the Partnership's growth, while thanking Bender for his service since inception.

• ·Baksht's prior roles: Executive VP and CFO at Fortune Brands Innovations (May 2025-Mar 2026), CFO at Pactiv Evergreen (May 2022-May 2025), CFO at Valaris Limited (Nov 2015-Sep 2021)
• ·Baksht's education: BS Electrical Engineering (University of Texas at Austin), MBA (Kellogg School of Management, Northwestern University)
• ·Bender's transition effective June 15, 2026; full retirement by end of 2026
• ·Headquartered in Houston; website: http://www.wlkpartners.com/
• ·Contact numbers: Ben Ederington and Steve Bender at 713-960-2900

20-04-2026

On April 14, 2026, Howard Widra notified the Board of MidCap Financial Investment Corporation of his resignation as Director and Executive Chairman, effective at the close of business on June 18, 2026, due to his previously announced retirement from Apollo Global Management, Inc. Mr. Widra will not stand for re-election at the Company's 2026 annual meeting of stockholders. The resignation is explicitly stated to not result from any disagreement with the Company, its investment adviser, the Board, or their affiliates regarding operations, policies, or practices.

• ·Securities registered: Common Stock ($0.001 par value, MFIC on NASDAQ Global Select Market); 8.00% Notes due 2028 (MFICL on NASDAQ Global Select Market)
• ·Filing signed on April 20, 2026

20-04-2026

National Research Corporation filed a Certificate of Amendment to its Certificate of Incorporation, changing its name to NRC Health. The amendment, adopted under Delaware General Corporation Law Section 242, confirms total assets are not less than $10,000,000 and was signed by CFO Shane Harrison on April 15, 2026. No other changes to the Certificate of Incorporation were made.

• ·Original Certificate of Incorporation filed June 30, 2021
• ·Amendment amends Article I only
• ·Waiver requested for corporate name identifying words under Delaware Section 102(a)(1)(i)