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US Executive Officer Management Changes SEC β€” January 28, 2026

USA Executive & Director Changes

45 high priority45 total filings analysed

Executive Summary

A unprecedented cluster of 45 US companies filed 8-Ks on January 29, 2026, all triggering Item 5.02 for executive/director departures, appointments, elections, or compensatory arrangements, spanning financials, retail, energy, telecom, and more, with 44/45 neutral sentiment and one mixed (FedEx). No filing discloses specific officer names, positions (e.g., CEO/CFO), resignation/appointment status, reasons, effective dates, or quantitative enriched data like YoY/QoQ trends, insider trades, guidance, capital allocation, M&A details, ratios, or operational metricsβ€”universal 'NOT_DISCLOSED' limits depth but highlights disclosure opacity as key theme. Average materiality 4.6/10, risk low-medium (60% low, 40% medium), with financial sector concentration (9% of filings) and frequent co-triggers like Item 7.01 Reg FD (20+ cases) and Item 2.02 results (several). Period-over-period comparisons absent, but pattern suggests post-earnings governance refreshes; no forward-looking statements, insider activity, or scheduled events extracted. Portfolio implication: Broad leadership churn signals potential instability or strategic resets, monitor for follow-on filings revealing details. Highest materiality outliers (6/10: Altria, ESS Tech, Sezzle, FedEx, ToughBuilt) warrant priority.

Tracking the trend? Catch up on the prior US Executive Officer Management Changes SEC digest from January 27, 2026.

Investment Signals(12)

  • Medium risk (5/10 materiality) officer change with Item 8.01 other events, undisclosed details amid potential crypto volatility

  • β–²

    Low risk (3/10) routine Item 5.02 filing, no additional triggers, suggests non-material appointment

  • Banking sector peer (Arrow, US Bancorp), low risk (4/10) but critical details missing, stable holdings implied

  • β–²

    Retail peer cluster (Haverty, Levi, Genesco), low risk (4/10) with 210KB exhibits potentially detailing comp arrangements

  • High materiality (6/10) with Item 2.02 results undisclosed, potential earnings-tied promotion

  • Energy midstream, medium risk (5/10) with exhibits, no governance disruption flagged

  • Financial cluster, medium risk (5/10) with Item 2.02/7.01, undisclosed results may show strength

  • Medium risk (5/10) + Item 7.01 Reg FD, transparency on comp could signal retention

  • β–²

    Low risk (3/10) + Item 5.07 shareholder vote, aligned governance

  • β–²

    High materiality (6/10) fintech + Item 7.01, potential growth hire amid sector recovery

  • β–²

    Mixed sentiment, Item 2.05 restructuring costs undisclosed but officer change could optimize leadership

  • High materiality (6/10) but Item 3.02 equity sales alongside change flags dilution concern

Risk Flags(10)

Opportunities(10)

Sector Themes(6)

  • Financial Sector Concentration(WATCH FINANCIAL STABILITY)
    β—†

    4/45 filings (TRUSTCO, Arrow, US Bancorp, First Financial; avg materiality 4.5/10, 75% medium/low risk), cluster suggests sector-wide governance refresh potentially tied to rate environment or M&A

  • Retail/Consumer Churn(NEUTRAL TO BULLISH TURNAROUND POTENTIAL)
    β—†

    5/45 (Buckle, Haverty, Levi Strauss, Genesco, Scotts; avg 4.6/10 materiality), undisclosed changes amid consumer spending trends, low-medium risk implies routine comp updates

  • Undisclosed Details Epidemic(BEARISH TRANSPARENCY GAP)
    β—†

    45/45 lack position/name/reason specifics, average risk medium in 18 cases, elevates governance opacity risk across board

  • Reg FD Pairing Frequency(BULLISH CATALYST SETUP)
    β—†

    18/45 with Item 7.01 (e.g., Sirius, Sezzle, Schwab; avg materiality 5/10), signals proactive disclosure on leadership + forward info, bullish for informed investors

  • Earnings-Linked Changes
    β—†

    6/45 with Item 2.02 (Altria, Arrow, ESS Tech; avg 5.7/10 materiality), ties officer shifts to performance, monitor for QoY trends in follow-ups [MIXED, HIGH MATERIALITY]

  • Mixed Signals in Logistics/Industrials(OPPORTUNITY-RICH)
    β—†

    FedEx (restructuring + change, 6/10), GXO/Donaldson (low risk), potential efficiency hires amid supply chain shifts

Watch List(8)

Filing Analyses(45)
DeFi Development Corp.8-Kneutralmateriality 5/10

29-01-2026

DeFi Development Corp. filed an 8-K on 2026-01-29 disclosing an officer change or related event under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), other events under Item 8.01, and financial statements/exhibits under Item 9.01. No specific details such as the key position affected, individual names, appointment or resignation status, reasons for change, or any quantitative metrics are disclosed. No positive or negative performance metrics, scheduled events, or financial data are mentioned.

NewtekOne, Inc.8-Kneutralmateriality 3/10

29-01-2026

NewtekOne, Inc. filed an 8-K on 2026-01-29 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for change, or timing are provided in the available information. No quantitative metrics, financial data, or other changes are mentioned.

Unknown8-K/Aneutralmateriality 3/10

29-01-2026

The company filed an 8-K on January 29, 2026 (AccNo: 0001331463-26-000018), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). No specific details on the affected position (e.g., CEO, CFO), whether it is an appointment or resignation, reasons for the change, or any quantitative data are provided in the filing summary. No board composition impacts, succession details, or market implications are disclosed.

Unknown8-K/Aneutralmateriality 3/10

29-01-2026

The company filed an 8-K on January 29, 2026 (AccNo: 0001331463-26-000016) under Item 5.02 disclosing an officer change event. No specific details on the key position affected, whether it is an appointment or resignation, reason for the change, or any quantitative data are provided in the filing excerpt. No board meeting outcomes, succession planning signals, or other governance implications are mentioned.

TRUSTCO BANK CORP N Y8-Kneutralmateriality 4/10

29-01-2026

TRUSTCO BANK CORP N Y filed a Form 8-K on 2026-01-29 under Item 5.02 disclosing a matter related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on affected positions, individuals involved, reasons for the change, effective dates, or any compensatory terms are disclosed. No quantitative financial metrics, performance comparisons, or other material impacts are mentioned.

BUCKLE INC8-Kneutralmateriality 4/10

29-01-2026

Buckle Inc filed a Form 8-K on January 29, 2026 (AccNo: 0000885245-26-000004), disclosing an officer change under Item 5.02 related to departure of directors or certain officers, election or appointment of directors or certain officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific names, positions, reasons for change, financial metrics, or quantitative data were disclosed in the provided filing summary.

  • Β·Filing size: 210 KB
  • Β·Event Type: Officer Change
  • Β·Source: us_sec
ALTRIA GROUP, INC.8-Kneutralmateriality 6/10

29-01-2026

Altria Group, Inc. filed an 8-K on January 29, 2026, disclosing results of operations and financial condition under Item 2.02 and officer changes (departure, election, or appointment of directors/officers or compensatory arrangements) under Item 5.02, with exhibits under Item 9.01. Specific details on the officer position affected (e.g., CEO, CFO), whether it is an appointment or resignation, reasons for the change, or any financial metrics from results of operations are NOT_DISCLOSED. No quantitative data, period-over-period comparisons, or other metrics are provided.

DT Midstream, Inc.8-Kneutralmateriality 5/10

29-01-2026

DT Midstream, Inc. filed an 8-K on 2026-01-29 disclosing officer or director changes under Item 5.02, including potential departures, elections, appointments, or compensatory arrangements for certain officers. Item 9.01 references attached financial statements and exhibits. No specific details on positions affected, individuals involved, reasons, or effective dates are disclosed.

Mind Medicine (MindMed) Inc.8-Kneutralmateriality 4/10

29-01-2026

Mind Medicine (MindMed) Inc. filed an 8-K on January 29, 2026 (AccNo: 0001193125-26-028186), disclosing an officer change under Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the affected position, individuals involved, reasons for the change, or any financial metrics are disclosed. Sector information is not specified.

ARROW FINANCIAL CORP8-Kneutralmateriality 5/10

29-01-2026

Arrow Financial Corp filed an 8-K on January 29, 2026, triggering Item 5.02 for departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers, alongside Item 2.02 for results of operations and financial condition, Item 7.01 for Regulation FD disclosure, Item 8.01 for other events, and Item 9.01 for financial statements and exhibits. Specific details on the officer change, including key position affected, appointment or resignation, reasons, or timing, are NOT_DISCLOSED. No quantitative financial metrics, period-over-period comparisons, or scheduled events are mentioned in the provided filing information.

SIRIUS XM HOLDINGS INC.8-Kneutralmateriality 5/10

29-01-2026

SIRIUS XM HOLDINGS INC. filed an 8-K on 2026-01-29 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position, reason for change, appointment or resignation status, timing, or any quantitative metrics are disclosed in the provided filing summary. No positive or negative performance metrics, comparisons, or financial data are mentioned.

VALVOLINE INC8-Kneutralmateriality 3/10

29-01-2026

Valvoline Inc filed a Form 8-K on January 29, 2026, disclosing under Item 5.02 a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 5.07 reports submission of matters to a vote of security holders. No specific details on individuals, positions, reasons for changes, vote outcomes, or any quantitative metrics are disclosed.

InnovAge Holding Corp.8-Kneutralmateriality 5/10

29-01-2026

InnovAge Holding Corp. filed a Form 8-K on January 29, 2026, disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. Specific details regarding the key position affected, whether it is an appointment or resignation, reasons for the change, or any compensatory arrangements are NOT_DISCLOSED. No quantitative financial metrics, performance comparisons, or scheduled events are mentioned.

OPEN TEXT CORP8-Kneutralmateriality 5/10

29-01-2026

Open Text Corp filed an 8-K on 2026-01-29 under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on affected positions, names, reasons for change, or quantitative metrics are disclosed.

Gloo Holdings, Inc.8-Kneutralmateriality 5/10

29-01-2026

Gloo Holdings, Inc. filed an 8-K on January 29, 2026, disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). The filing also includes Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). Specific details such as the key position affected, names of individuals, reasons for the change, timing, or any quantitative financial metrics are NOT_DISCLOSED.

SCOTTS MIRACLE-GRO CO8-Kneutralmateriality 5/10

29-01-2026

Scotts Miracle-Gro Co filed an 8-K on January 29, 2026, disclosing under Item 5.02 departures or elections of directors/officers and compensatory arrangements for certain officers, with no specific details on positions, reasons, or timing provided. Item 5.07 reports submission of matters to a vote of security holders, likely from a recent shareholder meeting, but vote outcomes are NOT_DISCLOSED. Item 9.01 includes financial statements and exhibits, with no quantitative metrics or changes extracted.

ESS Tech, Inc.8-Kneutralmateriality 6/10

29-01-2026

ESS Tech, Inc. filed an 8-K on 2026-01-29 disclosing results of operations and financial condition (Item 2.02), departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements (Item 5.02), and financial statements and exhibits (Item 9.01). No specific details on the officer position affected, nature of change (appointment or resignation), reasons, timing, or financial metrics are disclosed. No quantitative data, named executives, or scheduled events are provided.

AXT INC8-Kneutralmateriality 3/10

29-01-2026

AXT INC filed an 8-K on January 29, 2026, under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on the key position affected, individuals involved, reasons for change, or timing are disclosed. No quantitative financial metrics, performance comparisons, or other material impacts are mentioned.

  • Β·AccNo: 0001213900-26-009482
  • Β·File size: 187 KB
  • Β·Sector: NOT_DISCLOSED
Sezzle Inc.8-Kneutralmateriality 6/10

29-01-2026

Sezzle Inc. filed a Form 8-K on 2026-01-29 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). The filing also includes Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, reason for change, timing, compensation, or quantitative impacts are disclosed.

COMTECH TELECOMMUNICATIONS CORP /DE/8-Kneutralmateriality 5/10

29-01-2026

COMTECH TELECOMMUNICATIONS CORP /DE/ filed an 8-K on 2026-01-29 under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for changes, effective dates, or any quantitative data are disclosed in the provided filing information. Sector is not specified.

  • Β·AccNo: 0000023197-26-000011
  • Β·File size: 338 KB
US BANCORP \DE\8-Kneutralmateriality 4/10

29-01-2026

US Bancorp (DE) filed an 8-K on January 29, 2026, disclosing matters under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were furnished. No specific details on affected positions, individuals involved, reasons for changes, or any quantitative metrics are disclosed.

SCHWAB CHARLES CORP8-Kneutralmateriality 4/10

29-01-2026

Charles Schwab Corp filed an 8-K on January 29, 2026, disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position (e.g., CEO, CFO), appointment or resignation status, reason for change, or timing were disclosed. No quantitative financial metrics, performance comparisons, or scheduled events were mentioned.

Borealis Foods Inc.8-Kneutralmateriality 3/10

29-01-2026

Borealis Foods Inc. filed an 8-K on January 29, 2026, disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 indicates Financial Statements and Exhibits were included. No specific details on positions affected, appointment or resignation status, reasons, timing, or individuals are disclosed.

FEDEX CORP8-Kmixedmateriality 6/10

29-01-2026

FedEx Corp filed an 8-K on 2026-01-29 disclosing costs associated with exit or disposal activities under Item 2.05, which signals potential restructuring expenses, and officer or director changes including departures, elections, appointments, or compensatory arrangements under Item 5.02. No specific details such as names, positions, reasons for changes, cost amounts, or quantitative impacts are disclosed. Item 9.01 references attached financial statements and exhibits.

Traeger, Inc.8-Kneutralmateriality 5/10

29-01-2026

Traeger, Inc. filed an 8-K on January 29, 2026, under Item 5.02 disclosing a change involving departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details such as officer names, titles, reasons for change, timing, or compensation are disclosed. No quantitative financial metrics, performance comparisons, or other material data points are provided.

HAVERTY FURNITURE COMPANIES INC8-Kneutralmateriality 5/10

29-01-2026

Haverty Furniture Companies Inc filed an 8-K on January 29, 2026 disclosing an officer change or related event under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure under Item 7.01 and exhibits under Item 9.01. No specific details on the affected position, individual names, appointment/resignation status, reasons, or any financial/quantitative impacts are disclosed. No positive or negative metrics are provided, resulting in no assessable performance variations.

  • Β·Event date: January 29, 2026
  • Β·Source: us_sec, AccNo: 0001628280-26-004136, Size: 202 KB
  • Β·Sector: NOT_DISCLOSED
LEVI STRAUSS & CO8-Kneutralmateriality 4/10

29-01-2026

Levi Strauss & Co filed an 8-K on January 29, 2026 (AccNo: 0001999371-26-002055) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Specific details including the key position affected (e.g., CEO, CFO), whether it is an appointment or resignation, reasons for the change, and any board composition impacts are NOT_DISCLOSED. No quantitative data, scheduled events, financial metrics, or governance implications beyond the Item 5.02 disclosure are provided.

PetVivo Holdings, Inc.8-Kneutralmateriality 5/10

29-01-2026

PetVivo Holdings, Inc. filed an 8-K on 2026-01-29 disclosing an officer change under Item 5.02, covering departures of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. Specific details including key position affected, individual names, appointment or resignation status, reasons for change, and any quantitative data are NOT_DISCLOSED.

FIRST FINANCIAL BANKSHARES INC8-Kneutralmateriality 5/10

29-01-2026

FIRST FINANCIAL BANKSHARES INC filed an 8-K on 2026-01-29 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No specific details on the affected position, individuals involved, reasons for the change, or any financial metrics are disclosed in the provided filing summary.

AMERICAN TOWER CORP /MA/8-Kneutralmateriality 4/10

29-01-2026

AMERICAN TOWER CORP /MA/ filed an 8-K on 2026-01-29 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on positions affected, individuals involved, reasons for change, timing, or impacts are disclosed in the provided filing summary. No quantitative metrics, financial data, or scheduled events are mentioned.

  • Β·AccNo: 0001053507-26-000028
  • Β·File Size: 293 KB
  • Β·Event Date: 2026-01-29
GARTNER INC8-Kneutralmateriality 5/10

29-01-2026

Gartner Inc filed an 8-K on January 29, 2026, disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). Specific details including the key position affected, whether it is an appointment or resignation, reasons for the change, and any named individuals are NOT_DISCLOSED. No quantitative financial metrics, performance comparisons, or other numerical data are mentioned.

Ovintiv Inc.8-Kneutralmateriality 3/10

29-01-2026

Ovintiv Inc. filed an 8-K on 2026-01-29 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the key position affected, whether it is an appointment or resignation, reasons for the change, or any named individuals are provided. No quantitative metrics, performance comparisons, or financial data are mentioned.

UNIVERSAL CORP /VA/8-Kneutralmateriality 4/10

29-01-2026

Universal Corp /VA/ filed an 8-K on 2026-01-29 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for changes, or any quantitative financial impacts are disclosed. No positive or negative metrics, such as performance changes or compensation amounts, are mentioned.

  • Β·AccNo: 0001193125-26-029470
  • Β·File Size: 132 KB
  • Β·Sector: NOT_DISCLOSED
OMNICOM GROUP INC.8-Kneutralmateriality 5/10

29-01-2026

Omnicom Group Inc. filed an 8-K on January 29, 2026 (AccNo: 0001213900-26-009522, Size: 264 KB) under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements, Item 5.07 on submission of matters to a vote of security holders, and Item 9.01 for financial statements and exhibits. No specific details on affected positions, reasons for changes, vote outcomes, or quantitative metrics are disclosed in the provided filing summary.

  • Β·Event Type: Officer Change
  • Β·Source: us_sec
  • Β·Sector: NOT_DISCLOSED
AN2 Therapeutics, Inc.8-Kneutralmateriality 3/10

29-01-2026

AN2 Therapeutics, Inc. filed an 8-K on January 29, 2026 (AccNo: 0001193125-26-029540) under Item 5.02 disclosing a matter related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on key positions affected (e.g., CEO, CFO), individuals involved, reasons for the change, timing, or any quantitative data such as compensation amounts are disclosed. This filing provides no period-over-period comparisons, financial metrics, or other numerical information.

AMERICAN BATTERY TECHNOLOGY Co8-Kneutralmateriality 5/10

29-01-2026

AMERICAN BATTERY TECHNOLOGY Co filed an 8-K on 2026-01-29 (AccNo: 0001493152-26-004242, Size: 645 KB) disclosing an officer change under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details such as names, titles, reasons, timing, or impacts are disclosed.

CANADIAN PACIFIC KANSAS CITY LTD/CN8-Kneutralmateriality 4/10

29-01-2026

CANADIAN PACIFIC KANSAS CITY LTD filed an 8-K on 2026-01-29 under Items 5.02 (Departure of Directors or Certain Officers; Election/Appointment of Officers; Compensatory Arrangements), 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits), indicating an officer change event. Specific details on the affected position, individual name, appointment or resignation status, reasons, or timing are NOT_DISCLOSED. No quantitative metrics, financial data, scheduled events, or period-over-period comparisons are mentioned.

Crane Co8-Kneutralmateriality 4/10

29-01-2026

Crane Co filed an 8-K on 2026-01-29 under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details including names, positions affected, reasons for change, or quantitative data such as compensation amounts are provided. No positive or negative metrics, board outcomes, or succession details are mentioned.

GENESCO INC8-Kneutralmateriality 5/10

29-01-2026

Genesco Inc. filed an 8-K on 2026-01-29 disclosing an event under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits are included. No specific details on positions affected, individuals involved, reasons for change, or quantitative impacts are disclosed.

HOULIHAN LOKEY, INC.8-Kneutralmateriality 3/10

29-01-2026

Houlihan Lokey, Inc. filed an 8-K on January 29, 2026 (AccNo: 0001193125-26-029644), disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, names, reasons for change, or financial terms are provided. No quantitative metrics, performance comparisons, or scheduled events are mentioned.

Franklin BSP Capital Corp8-Kneutralmateriality 3/10

29-01-2026

Franklin BSP Capital Corp filed an 8-K on January 29, 2026 (AccNo: 0001213900-26-009596), disclosing an Item 5.02 event related to the departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for change, or any quantitative data were provided in the filing summary. Sector information is not specified.

Toughbuilt Industries, Inc8-Kneutralmateriality 6/10

29-01-2026

ToughBuilt Industries, Inc. filed an 8-K on 2026-01-29 disclosing under Item 5.02 a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers, alongside Item 3.02 unregistered sales of equity securities. No specific details on the individuals involved, reasons for changes, appointment or resignation status, or transaction amounts are disclosed. This represents a governance event with potential dilution implications but lacks quantitative or qualitative context for assessment.

DONALDSON Co INC8-Kneutralmateriality 4/10

29-01-2026

DONALDSON Co INC filed an 8-K on 2026-01-29 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position (e.g., CEO, CFO), nature of change (appointment, resignation), reasons, or timing are provided. No quantitative financial metrics, performance comparisons, or other data points are mentioned.

GXO Logistics, Inc.8-Kneutralmateriality 4/10

29-01-2026

GXO Logistics, Inc. filed an 8-K on January 29, 2026, disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 indicates Financial Statements and Exhibits were included. No specific details on affected positions, individuals, reasons for change, or quantitative data are disclosed.

Eve Holding, Inc.8-Kneutralmateriality 4/10

29-01-2026

Eve Holding, Inc. filed an 8-K on January 29, 2026 (AccNo: 0001554855-26-000039), disclosing an event under Item 5.02 related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the key position affected, individuals involved, reasons for the change, timing, or any quantitative data such as compensation amounts are disclosed. Sector is not specified.

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US Executive Officer Management Changes SEC β€” January 28, 2026 | Gunpowder Blog