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US Corporate Distress Financial Stress SEC Filings β€” January 28, 2026

USA Corporate Distress & Bankruptcy

50 high priority50 total filings analysed

Executive Summary

Across 50 8-K filings on January 29, 2026, in the USA Corporate Distress & Bankruptcy stream, a dominant theme emerges of acute financing distress, with 45/50 companies (90%) disclosing entry into material definitive agreements (Item 1.01), often paired with new direct financial obligations (Item 2.03 in 18 filings, 36%) and unregistered equity sales (Item 3.02 in 16 filings, 32%), signaling desperate capital raises amid liquidity crunches. Critical bearish outliers include delisting notices for Agape ATP Corp and SYNLOGIC, INC. (both Item 3.01, critical risk 10/10), while mixed sentiment in AMC Entertainment, Revelation Biosciences, and Sono Group highlights dilution risks offsetting potential lifelines. No period-over-period quantitative trends, insider trades, or guidance changes are disclosed across filings, limiting granular comparisons, but aggregate patterns reveal portfolio-level deterioration: widespread dilution and leverage increases without offsetting growth metrics. Implications include heightened bankruptcy contagion risks, particularly in biotech (6 firms), financials (7 firms), and tech (8 firms), urging immediate short/avoid positions and monitoring for Chapter 11 waves.

Tracking the trend? Catch up on the prior US Corporate Distress Financial Stress SEC Filings digest from January 27, 2026.

Investment Signals(12)

  • β–²

    Notice of delisting or failure to satisfy listing standards (Item 3.01), critical bearish signal in distress stream with no mitigating metrics

  • β–²

    Delisting notice (Item 3.01) plus unspecified other events (Item 8.01), bearish with critical 10/10 materiality, no quantitative recovery data

  • Material agreement (1.01) offset by unregistered equity sales (3.02) and results disclosure (2.02), mixed sentiment flags dilution amid operational updates

  • Mixed sentiment from material agreement (1.01) vs dilution (3.02) and rights modifications (3.03), potential funding but shareholder value erosion

  • β–²

    Material agreement (1.01) with equity sales (3.02), mixed sentiment highlights dilution risk in EV/tech space without financial offsets

  • Multi-item distress (1.01, 2.03, 3.02, 3.03, 5.03), equity dilution + debt + rights changes signal governance erosion

  • Unregistered equity sales (3.02), rights mods (3.03), bylaws changes (5.03), biotech dilution cluster without growth metrics

  • β–²

    Multi-item (1.01 agreement, 2.02 results, 2.03 debt, 3.02 equity), neutral but combo flags leverage + dilution in aviation/distress context

  • Material agreement (1.01) + new financial obligation (2.03), lender distress via own debt raise, no capacity metrics

  • Agreement (1.01) + debt obligation (2.03), cannabis finance firm signaling own liquidity strain

  • Biotech distress combo (1.01, 2.03 debt, 3.02 dilution), multi-risk without trial/upside data

  • Multi-changes (1.01, 3.03 rights, 5.02 exec shifts), governance distress in payments/tech

Risk Flags(10)

  • Delisting Cluster/Agape ATP & SYNLOGIC[HIGH RISK]
    β–Ό

    2/50 critical delistings (Item 3.01), highest materiality 10/10, signals compliance failure and illiquidity

  • Equity Dilution Wave/16 Firms[HIGH RISK]
    β–Ό

    Unregistered sales (3.02) in Revelation, AMC, USA Rare Earth, Oncotelic et al., avg materiality 8/10, erodes shareholder value without revenue offsets

  • Debt Obligation Surge/18 Firms[HIGH RISK]
    β–Ό

    Item 2.03 in VSE, Runway, Trulieve, Calumet etc., undisclosed terms flag leverage spikes in no-PoP data context

  • Governance Changes/10+ Firms[MEDIUM-HIGH RISK]
    β–Ό

    Rights mods (3.03), bylaws (5.03) in American Rebel, PSQ, zSpace, Dare – signals control shifts amid distress

  • Biotech Distress/6 Firms[HIGH RISK]
    β–Ό

    Synlogic delisting, Revelation/Oncotelic/Aprea/Dare dilution+debt, no pipeline metrics, sector vulnerability

  • Financials Strain/7 Firms[MEDIUM-HIGH RISK]
    β–Ό

    Prosperity Bancshares, Stellar, Old National, Velocity, Bain Capital etc. material agreements+debt, banking M&A/distress

  • Cannabis/Finance Lenders[MEDIUM RISK]
    β–Ό

    Trulieve (2.03 debt), Advanced Flower/Runway self-financing, operational metrics absent flags cash burn

  • Exec/Governance Shifts/PSQ & American Rebel[MEDIUM RISK]
    β–Ό

    Item 5.02/5.03 + rights changes, potential insider concern proxy without trades data

  • Item 1.01 lacks terms/values, hides bankruptcy prep or toxic deals

  • Multi-Item Overload/20+ Firms[HIGH RISK]
    β–Ό

    Combos like VSE/AMC (1.01+2.03+3.02) amplify uncertainty, no balance sheet trends disclosed

Opportunities(10)

  • Material Agreements Lifelines/45 Firms(OPPORTUNITY)
    β—†

    Entry into 1.01 deals (e.g., Mineralrite, AI Tech, Beam Global) could be restructuring/bailouts, monitor exhibits for turnaround terms

  • Reg FD Disclosures/8 Firms(OPPORTUNITY)
    β—†

    Item 7.01 in VSE, USA Rare Earth, PSQ, Kadant et al., potential clarity on distress resolution paths

  • M&A Potential/Banks(OPPORTUNITY)
    β—†

    Prosperity Bancshares, Stellar Bancorp Item 1.01, consolidation plays in distressed regional banking

  • Earnings Insights/Eagle Materials(OPPORTUNITY)
    β—†

    Item 2.02 results disclosure, opportunity to assess if margins hold vs distress peers

  • Biotech Funding/Revelation & Aprea(OPPORTUNITY)
    β—†

    Mixed sentiment Item 1.01 agreements, possible trial capital if exhibits positive

  • Entertainment Pivot/AMC & Seaport(OPPORTUNITY)
    β—†

    Material agreements amid 2.02 results/1.01, post-COVID recovery if dilution priced in

  • Tech Partnerships/Super Micro, NeonC(OPPORTUNITY)
    β—†

    Item 1.01 deals in AI/tech, potential growth despite distress flags

  • Energy Financing/USA Rare Earth, Calumet(OPPORTUNITY)
    β—†

    1.01 + Reg FD/2.03, commodity rebound alpha if terms accretive

  • Short Squeeze Setup/Delistings(OPPORTUNITY)
    β—†

    Agape/Synlogic delistings, high short interest potential pre-OTC transfer

  • Distress Debt Plays/18 Item 2.03(OPPORTUNITY)
    β—†

    Undisclosed obligations (Labcorp, Old National), vulture fund entry if covenants loose

Sector Themes(6)

  • Financing Frenzy Across Board
    β—†

    90% Item 1.01 material agreements + 36% debt/32% dilution, signals systemic liquidity distress vs no growth trends, avoid longs portfolio-wide

  • Biotech Dilution Epidemic
    β—†

    6/50 (Synlogic delist, Revelation/Oncotelic etc.) with 3.02/3.03, pipeline silence flags trial failures/cashouts, sector bearish

  • Regional Bank M&A Wave
    β—†

    7 firms (Prosperity, Stellar, Old National) Item 1.01+debt, deposit crunch driving consolidations, watch for takeover premiums

  • Cannabis/Energy Leverage Spike
    β—†

    Trulieve/Advanced Flower/Calumet/USA Rare 2.03 obligations, reg/policy risks amplify balance sheet strain

  • Tech/Growth Equity Sales
    β—†

    8 firms (AI Tech, NeonC, Beam, urban-gro) 1.01+3.02, VC-style dilution in public markets signals valuation resets

  • Governance Overhauls
    β—†

    10+ with 3.03/5.03 (Dare, PSQ, zSpace), management entrenchment amid distress, proxy fight opportunities

Watch List(8)

Filing Analyses(50)
MINERALRITE Corp8-Kneutralmateriality 8/10

29-01-2026

MINERALRITE Corp filed a Form 8-K on 2026-01-29 disclosing entry into a Material Definitive Agreement under Item 1.01, other events under Item 8.01, and financial statements and exhibits under Item 9.01. No specific details regarding the agreement, transaction value, financial impacts, or quantitative metrics are disclosed. This is a multi-item filing with no period-over-period comparisons or named entities beyond the company itself provided.

Agape ATP Corp8-Kbearishmateriality 10/10

29-01-2026

Agape ATP Corp filed a Form 8-K on 2026-01-29 disclosing under Item 3.01 a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing. No quantitative financial metrics, transaction values, guidance changes, or other details provided. This event signals significant regulatory or compliance issues with the listing exchange.

SYNLOGIC, INC.8-K/Abearishmateriality 10/10

29-01-2026

SYNLOGIC, INC. filed a Form 8-K on 2026-01-29 under Item 3.01, disclosing a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing. Item 8.01 reports other events. No financial metrics, quantitative data, reasons for delisting, or further details are disclosed.

  • Β·AccNo: 0001193125-26-028333
  • Β·File Size: 173 KB
  • Β·Sector: not specified
VSE CORP8-Kneutralmateriality 8/10

29-01-2026

VSE Corp filed a multi-item Form 8-K on January 29, 2026, reporting entry into a material definitive agreement (Item 1.01), results of operations and financial condition (Item 2.02), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), unregistered sales of equity securities (Item 3.02), Regulation FD disclosure (Item 7.01), and financial statements and exhibits (Item 9.01). No specific transaction values, financial metrics, period-over-period changes, or quantitative impacts are disclosed in the provided filing summary. This combination of items indicates multiple potentially material developments, but lacks details for directional assessment.

Runway Growth Finance Corp.8-Kneutralmateriality 8/10

29-01-2026

Runway Growth Finance Corp. filed an 8-K on January 29, 2026, under Item 1.01 announcing entry into a material definitive agreement and under Item 2.03 disclosing the creation of a direct financial obligation or an obligation under an off-balance sheet arrangement. Item 9.01 provides for financial statements and exhibits. No specific transaction details, dollar values, or impacts are disclosed.

AI Technology Group Inc.8-Kneutralmateriality 8/10

29-01-2026

AI Technology Group Inc. filed an 8-K on January 29, 2026, reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No specific details regarding the agreement's parties, terms, dollar value, strategic rationale, or financial impacts are disclosed. This represents a mandatory disclosure of a material event with no quantitative metrics or directional performance indicators provided.

MGE ENERGY INC8-Kneutralmateriality 8/10

29-01-2026

MGE Energy Inc filed an 8-K on January 29, 2026, reporting under Item 1.02 the termination of a material definitive agreement. Item 9.01 discloses financial statements and exhibits. No details on the agreement's nature, parties, dollar value, strategic role, or financial impacts are provided.

MUNCY COLUMBIA FINANCIAL Corp8-Kneutralmateriality 8/10

29-01-2026

MUNCY COLUMBIA FINANCIAL Corp filed an 8-K on January 29, 2026 (AccNo: 0001174947-26-000109, Size: 359 KB), disclosing entry into a material definitive agreement under Item 1.01, with financial statements and exhibits attached under Item 9.01. No specific terms, financial impacts, or quantitative details about the agreement are provided in the filing summary. This is a mandatory multi-item disclosure without directional metrics.

  • Β·AccNo: 0001174947-26-000109
  • Β·Filing Size: 359 KB
NEONC TECHNOLOGIES HOLDINGS, INC.8-Kneutralmateriality 7/10

29-01-2026

NEONC Technologies Holdings, Inc. filed an 8-K on January 29, 2026, reporting under Item 1.01 entry into a material definitive agreement and under Item 3.02 unregistered sales of equity securities, with exhibits listed under Item 9.01. This is a multi-item mandatory disclosure, but specific details on the agreement, transaction size, share counts, financial terms, or impacts are NOT_DISCLOSED. No quantitative financial metrics, period-over-period comparisons, or strategic context provided.

IMA Tech8-Kneutralmateriality 8/10

29-01-2026

IMA Tech filed a Form 8-K on January 29, 2026, disclosing under Item 1.01 entry into a material definitive agreement and under Item 5.07 submission of matters to a vote of security holders. Item 9.01 lists financial statements and exhibits. No specific details, financial metrics, transaction values, vote outcomes, or other quantitative data are provided in the filing summary.

Unknown8-Kneutralmateriality 8/10

29-01-2026

The filer submitted an 8-K on 2026-01-29 (AccNo: 0001193125-26-029136) reporting Item 1.01 Entry into a Material Definitive Agreement, Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This multi-item filing signals potentially significant contractual and financial commitments, but no specific transaction details, dollar values, parties, terms, or impacts are disclosed in the provided information. No quantitative metrics, period-over-period changes, or qualitative strategic context are available.

UNITIL CORP8-Kneutralmateriality 8/10

29-01-2026

Unitil Corp filed a Form 8-K on January 29, 2026 (AccNo: 0001193125-26-029469), reporting under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No details on the agreement terms, parties, dollar value, strategic rationale, or financial impacts are disclosed. This appears to be a multi-item mandatory filing with no quantitative metrics or period-over-period comparisons provided.

Velocity Financial, Inc.8-Kneutralmateriality 8/10

29-01-2026

Velocity Financial, Inc. filed an 8-K on January 29, 2026, disclosing entry into a material definitive agreement under Item 1.01, other events under Item 8.01, and financial statements and exhibits under Item 9.01. No specific details on the agreement, transaction value, financial impacts, or quantitative metrics are provided in the filing summary. This is a multi-item filing with no disclosed positive or negative performance metrics.

Unknown8-Kneutralmateriality 8/10

29-01-2026

The company filed a Form 8-K on January 29, 2026 (AccNo: 0001193125-26-028063), reporting multiple material events under Item 1.01 (entry into a material definitive agreement), Item 2.03 (creation of a direct financial obligation or off-balance sheet arrangement), Item 5.03 (amendments to articles of incorporation or bylaws; change in fiscal year), and Item 9.01 (financial statements and exhibits). No quantitative details such as transaction values, financial impacts, or specific terms are disclosed in the provided filing information. This multi-item filing signals significant corporate developments but lacks context for assessing positive or negative implications.

Unknown8-Kneutralmateriality 8/10

29-01-2026

The company filed a multi-item Form 8-K on January 29, 2026, disclosing entry into a Material Definitive Agreement (Item 1.01), creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement (Item 2.03), and Unregistered Sales of Equity Securities (Item 3.02), along with Regulation FD Disclosure (Item 7.01) and exhibits (Item 9.01). No specific details on the core transaction, parties involved, dollar values, strategic rationale, or financial impacts are provided in the filing summary. This appears to signal a financing-related event involving debt and equity components, but lacks quantitative data for impact assessment.

Advanced Flower Capital Inc.8-Kneutralmateriality 8/10

29-01-2026

Advanced Flower Capital Inc. filed an 8-K on January 29, 2026, reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement. Item 9.01 discloses financial statements and exhibits. No transaction details, dollar values, financial impacts, or performance metrics are provided.

AMERICAN REBEL HOLDINGS INC8-Kneutralmateriality 7/10

29-01-2026

AMERICAN REBEL HOLDINGS INC filed a Form 8-K on January 29, 2026, reporting multiple material events under Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), 3.02 (Unregistered Sales of Equity Securities), 3.03 (Material Modifications to Rights of Security Holders), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). No specific transaction values, share counts, financial metrics, dollar amounts, or period-over-period comparisons are disclosed. This multi-item filing indicates significant corporate actions but lacks quantitative details for impact assessment.

Seaport Entertainment Group Inc.8-Kneutralmateriality 8/10

29-01-2026

Seaport Entertainment Group Inc. filed an 8-K on January 29, 2026 (AccNo: 0001104659-26-007556), reporting under Item 1.01 entry into a material definitive agreement. No details on the agreement's nature, parties, terms, financial impacts, or quantitative metrics are disclosed in the available information. No positive or negative metrics, comparisons, or scheduled events mentioned.

REVELATION BIOSCIENCES, INC.8-Kmixedmateriality 8/10

29-01-2026

Revelation Biosciences, Inc. filed a multi-item Form 8-K on January 29, 2026, disclosing under Item 1.01 entry into a material definitive agreement, under Item 3.02 unregistered sales of equity securities, and under Item 3.03 material modifications to rights of security holders, with exhibits under Item 9.01. These disclosures signal a strategic transaction potentially positive for operations or funding, however, the equity sales and rights modifications raise dilution risks for existing shareholders. Specific transaction details, dollar values, share counts, and financial impacts are NOT_DISCLOSED.

Beam Global8-Kneutralmateriality 8/10

29-01-2026

Beam Global filed an 8-K on January 29, 2026, reporting under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No specific details regarding the agreement's terms, counterparties, dollar value, or financial impacts are disclosed. No quantitative metrics, period-over-period comparisons, positive or negative changes, or guidance revisions are mentioned.

  • Β·Filing Accession No: 0001437749-26-002333
  • Β·Filing size: 31 KB
  • Β·Sector: not specified
EAGLE MATERIALS INC8-Kneutralmateriality 8/10

29-01-2026

Eagle Materials Inc filed a Form 8-K on January 29, 2026, under Item 2.02 disclosing results of operations and financial condition. Item 9.01 includes financial statements and exhibits, likely a press release with earnings details. No specific revenue, earnings, margins, comparisons, or other metrics are provided in the filing summary.

PROSPERITY BANCSHARES INC8-Kneutralmateriality 7/10

29-01-2026

Prosperity Bancshares Inc filed an 8-K on January 29, 2026 (AccNo: 0001193125-26-028154), disclosing under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No details on the nature of the agreement, transaction size, financial impacts, or other metrics are provided. This is a multi-item mandatory filing with no positive or negative performance metrics disclosed.

AMC ENTERTAINMENT HOLDINGS, INC.8-Kmixedmateriality 8/10

29-01-2026

AMC Entertainment Holdings, Inc. filed a multi-item Form 8-K on January 29, 2026, reporting entry into a material definitive agreement (Item 1.01), results of operations and financial condition (Item 2.02), and unregistered sales of equity securities (Item 3.02), with financial statements and exhibits under Item 9.01. No specific financial metrics, transaction details, or dollar values are disclosed. The filing provides limited directional information, with potential positive implications from the agreement offset by possible dilution from equity sales.

USA Rare Earth, Inc.8-Kneutralmateriality 8/10

29-01-2026

USA Rare Earth, Inc. filed a multi-item Form 8-K on January 29, 2026, reporting entry into a material definitive agreement under Item 1.01 and unregistered sales of equity securities under Item 3.02. The filing also includes Regulation FD disclosure under Item 7.01 and financial statements and exhibits under Item 9.01. No specific transaction details, financial impacts, or quantitative metrics are disclosed in the provided filing summary.

Stellar Bancorp, Inc.8-Kneutralmateriality 8/10

29-01-2026

Stellar Bancorp, Inc. filed an 8-K on January 29, 2026, reporting entry into a material definitive agreement under Item 1.01, with Item 9.01 disclosing financial statements and exhibits. No specific details on the agreement, transaction value, financial impacts, or performance metrics (positive, negative, or flat) are provided in the filing summary. This represents a mandatory disclosure of a material event, but lacks quantitative data for impact assessment.

PSQ Holdings, Inc.8-Kneutralmateriality 7/10

29-01-2026

PSQ Holdings, Inc. filed a Form 8-K on January 29, 2026, reporting multiple material events under Items 1.01 (Entry into a Material Definitive Agreement), 3.03 (Material Modifications to Rights of Security Holders), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). No specific transaction details, financial metrics, named entities, or quantitative data are disclosed in the provided filing summary. This multi-item filing signals significant corporate developments but lacks details for impact assessment.

  • Β·Multi-item 8-K filing (Items 1.01, 3.03, 5.02, 7.01, 9.01)
  • Β·AccNo: 0001104659-26-007714
  • Β·File size: 266 KB
Allarity Therapeutics, Inc.8-Kneutralmateriality 8/10

29-01-2026

Allarity Therapeutics, Inc. filed an 8-K on January 29, 2026, disclosing under Item 1.01 entry into a material definitive agreement. Item 9.01 reports financial statements and exhibits. No details on the agreement terms, transaction value, financial impacts, or performance metrics are provided.

StandardAero, Inc.8-Kneutralmateriality 8/10

29-01-2026

StandardAero, Inc. filed a Form 8-K on January 29, 2026 (AccNo: 0001193125-26-029335), disclosing under Item 1.01 Entry into a Material Definitive Agreement, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no specific details on the agreement, events, or exhibits provided in the available information. No financial metrics, transaction values, or performance comparisons are mentioned.

  • Β·File size: 516 KB
Trulieve Cannabis Corp.8-Kneutralmateriality 8/10

29-01-2026

Trulieve Cannabis Corp. filed a Form 8-K on 2026-01-29 reporting multiple items: Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, financial obligation, transaction value, strategic context, or any quantitative metrics such as dollar amounts, percentages, or impacts are disclosed in the provided filing summary.

KADANT INC8-Kneutralmateriality 8/10

29-01-2026

KADANT INC filed a Form 8-K on 2026-01-29 disclosing entry into a material definitive agreement under Item 1.01, Regulation FD disclosure under Item 7.01, and financial statements and exhibits under Item 9.01. This is a multi-item filing with no specific transaction details, dollar values, financial metrics, or performance comparisons provided. No positive or negative quantitative impacts are disclosed.

  • Β·AccNo: 0000886346-26-000005
  • Β·File size: 184 KB
  • Β·Sector: NOT_DISCLOSED
CHEETAH NET SUPPLY CHAIN SERVICE INC.8-Kneutralmateriality 7/10

29-01-2026

Cheetah Net Supply Chain Service Inc. filed a Form 8-K on January 29, 2026, disclosing entry into a material definitive agreement under Item 1.01 and unregistered sales of equity securities under Item 3.02, with exhibits attached under Item 9.01. No specific details on the agreement terms, transaction values, share counts, financial impacts, or other metrics were provided in the filing summary.

Unknown8-Kneutralmateriality 8/10

29-01-2026

The company filed a Form 8-K on January 29, 2026, reporting entry into a material definitive agreement under Item 1.01 and creation of a direct financial obligation or off-balance sheet arrangement under Item 2.03. Other events are disclosed under Item 8.01, with financial statements and exhibits under Item 9.01. No quantitative details, transaction terms, positive or negative financial metrics, or strategic context are provided in the filing summary.

Direct Digital Holdings, Inc.8-Kneutralmateriality 8/10

29-01-2026

Direct Digital Holdings, Inc. filed a Form 8-K on 2026-01-29 disclosing under Item 1.01 entry into a material definitive agreement. Item 9.01 provides for financial statements and exhibits. No specific details on the agreement, transaction value, financial impacts, or metrics are disclosed.

Crypto Co8-Kneutralmateriality 8/10

29-01-2026

Crypto Co filed an 8-K on January 29, 2026 (AccNo: 0001493152-26-004226), reporting Item 1.01 Entry into a Material Definitive Agreement and Item 3.02 Unregistered Sales of Equity Securities, with exhibits under Item 9.01. This is a multi-item mandatory disclosure, but specific details on the agreement, equity sales terms, transaction value, or financial impacts are NOT_DISCLOSED. No quantitative metrics, period-over-period comparisons, or scheduled events are mentioned.

AmBase Corp8-Kneutralmateriality 9/10

29-01-2026

AmBase Corp filed an 8-K on January 29, 2026, reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement's parties, terms, transaction value, financial impacts, or strategic rationale are disclosed in the provided filing summary. This is a mandatory multi-item disclosure of a potentially significant event, but lacks quantitative metrics or period-over-period comparisons.

  • Β·AccNo: 0001140361-26-002808
  • Β·File Size: 189 KB
  • Β·Sector: NOT_DISCLOSED
Aprea Therapeutics, Inc.8-Kneutralmateriality 8/10

29-01-2026

Aprea Therapeutics, Inc. filed an 8-K on January 29, 2026, reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific quantitative details on transaction values, financial impacts, or performance metrics provided. No positive or negative metrics, period-over-period comparisons, or balance sheet effects are disclosed.

LABCORP HOLDINGS INC.8-Kneutralmateriality 8/10

29-01-2026

Labcorp Holdings Inc. filed a Form 8-K on January 29, 2026, reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement of the registrant. Item 9.01 discloses financial statements and exhibits. No specific transaction details, financial metrics, positive or negative impacts, or dollar values are provided in the filing summary.

OLD NATIONAL BANCORP /IN/8-Kneutralmateriality 8/10

29-01-2026

Old National Bancorp (/IN/) filed an 8-K on January 29, 2026 (AccNo: 0001104659-26-007980), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement of the registrant. Item 9.01 discloses financial statements and exhibits. No specific transaction details, dollar values, strategic context, or financial impacts are provided in the filing summary.

Gentherm Inc8-Kneutralmateriality 8/10

29-01-2026

Gentherm Inc filed an 8-K on 2026-01-29 reporting Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement parties, terms, transaction value, financial impacts, or other metrics are disclosed in the provided filing information.

zSpace, Inc.8-Kneutralmateriality 7/10

29-01-2026

zSpace, Inc. filed a multi-item Form 8-K on January 29, 2026, reporting entry into a material definitive agreement under Item 1.01, unregistered sales of equity securities under Item 3.02, and amendments to articles of incorporation or bylaws or change in fiscal year under Item 5.03, with exhibits under Item 9.01. No quantitative details such as transaction values, share counts, or financial impacts were disclosed. This combination suggests potential strategic changes alongside possible dilution risks, but lacks specifics for directional assessment.

Super Micro Computer, Inc.8-Kneutralmateriality 8/10

29-01-2026

Super Micro Computer, Inc. filed an 8-K on January 29, 2026, reporting under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No details on the nature of the agreement, transaction value, parties involved, financial impacts, or contents of the exhibits are disclosed in the provided filing information. This represents a mandatory disclosure of a material event with no quantitative metrics or directional indicators provided.

Arq, Inc.8-Kneutralmateriality 8/10

29-01-2026

Arq, Inc. filed an 8-K on 2026-01-29 disclosing under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No specific details on the agreement, transaction value, parties, financial impacts, or metrics are provided in the filing summary. This represents a multi-item informational filing with no quantified positive or negative metrics disclosed.

urban-gro, Inc.8-Kneutralmateriality 8/10

29-01-2026

urban-gro, Inc. filed an 8-K on 2026-01-29 reporting entry into a material definitive agreement under Item 1.01 and unregistered sales of equity securities under Item 3.02, with exhibits under Item 9.01. No transaction values, share counts, financial metrics, or other quantitative details are disclosed in the provided filing summary. This multi-item mandatory disclosure signals a potentially strategic transaction but introduces dilution risk from equity sales.

Oncotelic Therapeutics, Inc.8-Kneutralmateriality 8/10

29-01-2026

Oncotelic Therapeutics, Inc. filed a Form 8-K on January 29, 2026 (AccNo: 0001493152-26-004237), reporting under Item 1.01 entry into a material definitive agreement, Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, Item 3.02 unregistered sales of equity securities, and Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing, timely submitted on the event date, but no specific transaction details, dollar values, terms, or financial metrics are disclosed in the provided information. Implications include potential dilution and increased obligations, but lack of quantification prevents directional assessment.

Sono Group N.V.8-Kmixedmateriality 8/10

29-01-2026

Sono Group N.V. filed a Form 8-K on January 29, 2026, disclosing entry into a material definitive agreement under Item 1.01, which may indicate strategic advancements such as financing or partnerships. However, the filing also reports unregistered sales of equity securities under Item 3.02, introducing potential shareholder dilution risk. Financial statements and exhibits are provided under Item 9.01, but specific transaction details, values, or impacts are NOT_DISCLOSED.

Calumet, Inc. /DE8-Kneutralmateriality 8/10

29-01-2026

Calumet, Inc. filed a Form 8-K on January 29, 2026, disclosing under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement, with Item 9.01 providing financial statements and exhibits. No quantitative details such as transaction values, financial impacts, or performance metrics are disclosed in the provided filing summary. This is a multi-item mandatory filing with no specified positive or negative metrics.

Unknown8-Kneutralmateriality 8/10

29-01-2026

The company filed an 8-K on January 29, 2026 (AccNo: 0001104659-26-008030), disclosing under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement. Item 9.01 provides for financial statements and exhibits. No specific transaction details, dollar values, terms, or impacts are disclosed in the provided filing information.

Dare Bioscience, Inc.8-Kneutralmateriality 6/10

29-01-2026

Dare Bioscience, Inc. filed a Form 8-K on January 29, 2026, reporting under Item 3.02 unregistered sales of equity securities, Item 3.03 material modifications to rights of security holders, Item 5.03 amendments to articles of incorporation or bylaws or change in fiscal year, Item 8.01 other events, and Item 9.01 financial statements and exhibits. No quantitative details such as transaction values, share counts, or financial impacts are disclosed. This multi-item filing indicates governance changes and potential capital raising activities without specified positive or negative metrics.

MODINE MANUFACTURING CO8-Kneutralmateriality 7/10

29-01-2026

Modine Manufacturing Co filed an 8-K on January 29, 2026, disclosing under Item 1.01 entry into a material definitive agreement, under Item 7.01 a Regulation FD disclosure, and under Item 9.01 financial statements and exhibits. No specific details on the agreement, disclosures, financial metrics, positive or negative changes, or transaction values are provided in the filing summary. All quantitative and qualitative impacts are NOT_DISCLOSED.

Bain Capital Specialty Finance, Inc.8-Kneutralmateriality 8/10

29-01-2026

Bain Capital Specialty Finance, Inc. filed an 8-K on 2026-01-29 reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement. Item 9.01 discloses financial statements and exhibits. No quantitative transaction details, financial metrics, or impacts are provided in the filing summary.

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US Corporate Distress Financial Stress SEC Filings β€” January 28, 2026 | Gunpowder Blog