S&P 500 Technology Sector SEC Filings — April 13, 2026

13-04-2026

For the six months ended February 28, 2026, Pineapple Financial Inc. reported revenue of $1,429,267, down 5.5% YoY from $1,512,236, while expenses surged to $25,806,462 from $2,805,838 due to a $23,026,713 fair value loss on crypto assets, resulting in a net loss of $25,930,939 versus $1,253,990 last year. However, the company strengthened its balance sheet via PIPE financing (cash $21,949,955 and in-kind $31,323,740) and $18,972,000 in loans payable, boosting total assets to $48,872,601 from $5,417,221 at August 31, 2025, cash to $17,736,423 from $2,117,371, and shareholders' equity to $27,098,940 from $906,679. Shares outstanding increased to 26,088,651 from 1,340,941 post a 20-for-1 reverse split.

• ·Net cash used in operating activities: $3,762,796 for six months ended Feb 28, 2026 vs $836,228 prior year.
• ·Net cash provided by financing activities: $38,199,966 vs $1,226,321 prior year.
• ·Net cash used in investing activities: $19,293,545 (includes $13,895,990 crypto purchase and $5,000,000 loan receivable).
• ·20-for-1 reverse stock split effected July 16, 2025; all share data retroactively adjusted.
• ·Fair value loss on crypto assets: $23,026,713 for six months ended Feb 28, 2026.

13-04-2026

Dime Community Bancshares, Inc. filed a definitive proxy statement (DEF 14A) on April 13, 2026, for its virtual Annual Meeting of Shareholders on May 28, 2026, at 10:00 a.m. ET, with a record date of March 31, 2026. Shareholders will vote on electing 11 directors, ratifying Crowe LLP as independent auditors for the year ending December 31, 2026, approving (advisory) NEO compensation, and amending the Certificate of Incorporation to change the company name to Dime Commercial Bancshares, Inc.; the Board recommends FOR all proposals. The filing includes executive compensation disclosures via XBRL for PEOs Stuart Lubow (2023-2025) and Kevin O'Connor (2021-2023), and non-PEO NEOs across those years, covering equity awards and pension values.

• ·Virtual meeting accessible at www.virtualshareholdermeeting.com/DCOM2026
• ·Company address: 898 Veterans Memorial Highway, Hauppauge, New York 11788
• ·Pay Versus Performance disclosure included
• ·CEO Pay Ratio and Compensation Discussion and Analysis sections present

13-04-2026

Genco Shipping & Trading Ltd filed a DEFA14A on April 13, 2026, disclosing participants in the proxy solicitation for the 2026 Annual Meeting of Shareholders, including independent directors (Paramita Das, Kathleen C. Haines, Basil G. Mavroleon, Karin Y. Orsel, Arthur L. Regan) and executives (John C. Wobensmith, Peter Allen, Joseph Adamo, Jesper Christensen). The filing references prior proxy statements and Form 4 filings detailing their security holdings and urges shareholders to review the upcoming definitive proxy statement and white proxy card. It highlights factors that may affect dividend payments, such as credit agreements, legal provisions, and board discretion, with no guarantees on timing or amounts.

• ·Form 4 filings for directors and executives dated May 22, 2025; June 3, 2025; August 26, 2025; September 10, 2025; September 15, 2025; November 12, 2025; November 26, 2025; February 18, 2026; February 23, 2026; March 20, 2026.
• ·Prior proxy statement filed April 9, 2025.
• ·Investor relations website: https://investors.gencoshipping.com/

13-04-2026

Palo Alto Networks, Inc. (PANW) entered into Amendment No. 5 to its lease with SANTA CLARA PHASE III EFH, LLC for approximately 290,082 rentable square feet at Building E, 3000 Tannery Way, Santa Clara, CA, extending the lease term 144 months from August 1, 2028, to July 31, 2040, with options for two additional 72-month extensions to 2052. Base Monthly Rent begins at $1,087,807.50 ($13,053,690 annually) for the first Extension Term year, escalating annually up to $1,352,551.91 ($16,230,622.92 annually) in the final year, with full abatement of Base Monthly Rent for the first 12 months but other charges still due. The amendment includes a Work Letter for Tenant Improvements and confirms no defaults under the existing lease.

• ·Lease originally dated May 28, 2015; prior amendments on September 16, 2016; November 16, 2016; June 22, 2017; September 29, 2017.
• ·Options to extend: First Extension Period August 1, 2040 – July 31, 2046; Second Extension Period August 1, 2046 – July 31, 2052 (no Third Extension Period).
• ·Landlord notice address: c/o CBRE Investment Management, LLC, 200 Park Avenue, 20th Floor, New York, NY 10166.
• ·Tenant accepts premises 'as-is' subject to Tenant Improvements and Tenant Improvement Allowance per Work Letter.
• ·Mutual estoppels confirm no defaults, no offsets, no security deposit held as of April 8, 2026.
• ·Brokers: CBRE, Inc. (Landlord), Newmark (Tenant); commissions payable by Landlord.

13-04-2026

On April 10, 2026, Replimune Group, Inc. received a second Complete Response Letter (CRL) from the U.S. FDA regarding its Biologics License Application (BLA) for RP1 (vusolimogene oderparepvec) in combination with nivolumab for the treatment of advanced melanoma. This regulatory setback follows a prior CRL and was disclosed via a news release (Exhibit 99.1) under Regulation FD. No additional positive developments or financial impacts were reported.

• ·Filing submitted on April 13, 2026, reporting event from April 10, 2026
• ·Information in Item 7.01 and Exhibit 99.1 not deemed 'filed' under Section 18 of the Exchange Act

13-04-2026

Pershing Square Holdco, L.P. filed an S-1/A registration statement on April 13, 2026, for the PSUS IPO and PSUS Private Placement, which are expected to materially expand permanent capital AUM with PSUS as the flagship NYSE-listed vehicle pursuing the core investment strategy. The firm generates revenues from predictable management fees, including a quarterly HHH Base Management Fee of $3,750,000 and a 0.375% HHH Variable Management Fee, alongside performance fees with a Preferred Performance Fee allocation. HHH is advancing its diversified holding company strategy through the $2.1 billion Vantage Acquisition, agreed on December 17, 2025, and expected to close in Q2 2026, while past examples include raising $1.1 billion via PSVII in September 2021 for Universal Music Group; however, the strategy involves risks from concentrated portfolios and potential portfolio company resistance.

• ·Founded in 2003.
• ·HHH Transaction completed May 5, 2025.
• ·PSUS subject to 1940 Act restrictions including investment, leverage, derivative, and diversification requirements.
• ·In February 2024, expanded fee offset arrangement for PSH to reduce performance fees and increase demand for PSH shares.
• ·Investment in Chipotle initiated in 2016, leading to board changes and turnaround initiatives.

13-04-2026

Leibman Financial Services, Inc. filed its 13F-HR report on April 13, 2026, for the quarter ended March 31, 2026, disclosing management of 49 equity positions with sole discretionary voting authority and a total market value of $136,193,325. Top holdings by value include WisdomTree Floating Rate Treasury Fund ($12,308,097), WisdomTree India Earnings Fund ($5,628,123), and American Century ETF TR Intl SmCp Vlu ($5,345,530), with other notable positions in Amazon.com Inc. ($3,862,172) and T-Mobile US Inc. ($3,927,189). No period-over-period changes are provided in the filing.

• ·All 49 positions held with sole voting authority (SH SOLE).
• ·Filing includes address: 228 Main Street, PO Box 368, Louisville, NE 68037.
• ·Chief Compliance Officer contact: William Garver, phone 4027417474.

13-04-2026

Jackson Square Capital, LLC filed its 13F-HR report on April 13, 2026, disclosing holdings as of March 31, 2026, with a total portfolio value of $476963622 across 129 positions, all held as sole discretionary shares. Top holdings include NVIDIA Corporation at $36193782 (207533 shares), Micron Technology Inc. at $35023873 (103670 shares), and Apple Inc. at $29612919 (116683 shares). No prior period comparisons are provided in the filing.

• ·Filing covers period ending 2026-03-31
• ·All holdings reported as SH SOLE with 0 shared, 0 other manager discretion
• ·Additional notable holdings: Broadcom Inc. $23203655, Lumentum Hldgs Inc. $17644898

13-04-2026

Community Trust & Investment Co filed its 13F-HR on April 13, 2026, reporting $1,840,759,795 in total portfolio value across 260 holdings as of March 31, 2026. Top positions include Community TR BANCORP INC ($126,788,704, 2,088,088 shares), NVIDIA CORPORATION ($126,204,566, 723,650 shares), APPLE INC ($95,881,602, 377,799 shares), MICROSOFT CORP ($88,010,135, 237,756 shares), and AMAZON COM INC ($70,416,497, 338,102 shares). The filing discloses current holdings with breakdowns by sole, other, and defined voting authority but no prior period comparisons.

• ·Filing period end date: March 31, 2026
• ·Filer address: 100 East Vine Street, Suite 501, Lexington, KY 40507
• ·Holdings include significant ETF positions such as ISHARES 3-7 YEAR TREASURY BOND ETF ($9,029,262) and UTILITIES SELECT SECTOR SPDR ($28,245,353)

13-04-2026

Gradient Investments LLC filed its 13F-HR report disclosing $6,454,948,464 in total portfolio value across 420 holdings as of March 31, 2026, with all positions held on a sole discretionary basis. Top holdings by value include NVIDIA Corporation ($129,325,632), Apple Inc. ($125,186,585), and Microsoft Corporation ($118,304,431). No changes from prior periods or performance metrics are detailed in this snapshot filing.

• ·Portfolio managed from Arden Hills, MN.
• ·All listed holdings reported with sole voting and dispositive power (SH SOLE).
• ·Additional notable holdings: Chevron Corporation ($63,814,960), Alphabet Inc. ($21,245,402), UnitedHealth Group Inc. ($41,099,383).

13-04-2026

MassMutual Private Wealth & Trust, FSB, a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company, filed a 13F-HR disclosing $3,672,398,929 in total market value across 2,429 equity positions as of March 31, 2026, all held with sole investment discretion. Notable holdings include Apple Inc (670,956 shares, $170,281,923 MV), Alphabet Inc Class A (220,848 shares, $63,352,457 MV) and Class C (304,462 shares, $87,551,093 MV), and Amazon.com Inc (446,944 shares, $93,085,027 MV). No changes, additions, or reductions are detailed as this is a standard quarterly snapshot without prior period comparison.

• ·Filing submitted April 13, 2026 for quarter ended March 31, 2026
• ·All reported positions held with sole discretionary voting power (SH SOLE); no shared or other power indicated
• ·Portfolio includes positions in closed-end funds, REITs, ETFs, and common stocks across various sectors

13-04-2026

Evommune, Inc. hosted a webcast on April 13, 2026, highlighting the migraine treatment landscape and the role of MRGPRX2 inhibition in this condition. The presentation is available on the company's 'News & Events' website page and furnished as Exhibit 99.1 to this 8-K filing. No financial metrics or performance data were disclosed.

• ·Webcast presentation available at https://ir.evommune.com/news-events/ir-calendar
• ·Filing incorporates Exhibit 99.1 by reference but notes it is furnished, not filed, under Regulation FD

13-04-2026

Jewett-Cameron Trading Company Ltd. reported sales growth of 16.4% YoY to $10.5M in Q3 FY2026 and 4.7% YoY to $19.2M for the first half, with cash increasing to $0.55M. However, gross profit declined sharply by 9.2% YoY in Q3 and 83.8% for the half to just $0.57M, resulting in operating losses widening to $1.1M in Q3 and $4.9M for the half, and net losses ballooning to $1.2M and $5.2M respectively. Total assets fell 14.1% to $21.9M amid higher bank debt of $4.3M (up 103%) and reduced retained earnings.

• ·Accounts receivable increased 68.8% to $6.5M from Aug 31, 2025.
• ·Net cash used in operating activities improved to $1.85M from $4.36M YoY for six months.
• ·Basic EPS for six months ended Feb 28, 2026: $(1.48) vs $(0.35) prior year.
• ·Property, plant and equipment write-off of $140,304 in six months ended Feb 28, 2026.