S&P 500 Industrials Sector SEC Filings — April 24, 2026

24-04-2026

West Bancorporation, Inc. (WTBA) held its Annual Meeting of Stockholders on April 23, 2026, with 14,049,876 shares represented, or 82.9% quorum of 16,940,785 outstanding shares. All eight director nominees were elected with strong support (10.6-10.9 million 'For' votes each, withheld votes ranging from 78,022 to 379,431), the non-binding approval of 2025 executive compensation passed (10,573,274 For vs. 418,364 Against), and ratification of RSM US LLP as auditors for the year ending December 31, 2026 was approved overwhelmingly (13,719,188 For vs. 324,557 Against). There were 3,046,597 broker non-votes on most proposals.

• ·Record date for stockholder voting: February 13, 2026
• ·Definitive proxy statement filed with SEC: March 3, 2026
• ·Specific director vote details: Lisa J. Elming (10,623,848 For, 379,431 Withheld); Steven K. Gaer (10,651,685 For, 351,594 Withheld); Douglas R. Gulling (10,918,882 For, 84,397 Withheld); Sean P. McMurray (10,650,623 For, 352,656 Withheld); David D. Nelson (10,919,163 For, 84,116 Withheld); Rosemary Parson (10,923,229 For, 80,050 Withheld); John K. Sorensen (10,925,257 For, 78,022 Withheld); Therese M. Vaughan (10,898,547 For, 104,732 Withheld)

24-04-2026

urban-gro, Inc. entered into an Assignment and Assumption Agreement effective April 2026, under which GROW HILL LLC assigns its rights, title, and interest in certain Assigned Items (including a promissory note, Loan Agreement, and Security Agreement) to HUDSON GLOBAL VENTURES, LLC for an Assignment Price of $2,__________ (exact amount redacted). urban-gro acknowledges its ongoing default under the Loan Documents, releases the Assignor from prior obligations, and recognizes the Assignee as successor-in-interest, with the related Denver Lawsuit (Case No. 25CV33546) to be dismissed without prejudice upon payment. While this substitutes the creditor and facilitates litigation dismissal, it underscores urban-gro's Event of Default and continued obligations under the unamended Loan Documents.

• ·Litigation: District Court of Denver, Colorado, Case No. 25CV33546 (Grow Hill LLC as lender, urban-gro as borrower)
• ·Assignee's holding period of the Note tacks back to October 1, 2024, for Rule 144 purposes
• ·Agreement acknowledges Assigned Items as a 'security' under the Securities Act of 1933
• ·Dismissal of Denver Lawsuit required within three business days of Assignor receiving Assignment Price
• ·Indemnity claims against Assignor must be commenced within one year of Effective Date

24-04-2026

Peoples Bancorp Inc. announced a definitive Agreement and Plan of Merger dated April 20, 2026, with Citizens National Corporation, under which Citizens will merge with and into Peoples, with Peoples as the surviving entity, followed by a subsidiary bank merger of Citizens Bank of Kentucky into Peoples Bank. Citizens shareholders will receive 2.10 shares of Peoples common stock and $8.00 in cash per Citizens common share as merger consideration. The boards of both companies have approved the transaction, which is intended to qualify as a tax-free reorganization under IRC Section 368(a) and awaits regulatory approvals and shareholder vote.

• ·Agreement executed on April 20, 2026; filed as 8-K on April 24, 2026.
• ·Closing to occur remotely within 30 days after satisfaction of conditions in Article VII.
• ·Requires Requisite Regulatory Approvals and Citizens shareholder approval.
• ·Fairness opinions received by both boards.
• ·Dissenters' rights available to Citizens shareholders under KBCA.
• ·No fractional Peoples shares; cash in lieu based on 10-day VWAP prior to Closing.

24-04-2026

Alphabet Inc.'s 2026 Definitive Proxy Statement (DEF 14A) details the virtual Annual Meeting of Shareholders on June 5, 2026, for shareholders of record as of April 6, 2026, including election of 10 director nominees, ratification of Ernst & Young LLP as auditors for FY 2026, approval of amending the 2021 Stock Plan to add 200,000,000 Class C shares, and an advisory vote on NEO compensation, with the Board recommending FOR on company proposals and AGAINST shareholder proposals. The statement highlights 2025 achievements such as the Gemini 3 model launch, Ironwood TPU rollout, and establishment of a new Risk & Compliance Committee for enhanced oversight amid AI growth. No performance declines or flat metrics are mentioned.

• ·Annual Meeting voting methods: online at www.proxyvote.com, telephone 1-800-690-6903, mail, or during meeting at www.virtualshareholdermeeting.com/GOOGL26.
• ·Proxy materials available online under 'notice and access' rules; 2025 Annual Report (Form 10-K) accessible at https://abc.xyz/investor/annual-meeting/.
• ·New Risk & Compliance Committee established in October 2025 to focus on regulatory and operational risks.

24-04-2026

Decent Holding Inc. (DXST) filed an F-3 shelf registration statement on April 24, 2026, enabling future offerings of securities with details on use of proceeds and dilution to be specified in prospectus supplements. The filing outlines the dual-class ordinary share structure under the Third Amended and Restated Memorandum and Articles of Association (effective March 16, 2026), featuring Class A shares with 1 vote each and Class B shares with 20 votes each, identical otherwise except for conversion rights where Class B converts to Class A on a one-for-one basis upon transfer to non-affiliates. As a Cayman Islands exempted company, it enjoys privileges like no annual shareholder filings or public register of members, with no pre-emptive rights on new share issuances.

• ·Class B Ordinary Shares automatically convert into Class A upon change of control to non-affiliates.
• ·Dividends distributed pro rata based on number of shares held, without regard to class.
• ·Directors may refuse share transfers not fully paid or subject to company lien.
• ·Unclaimed dividends after six years forfeit to the company.
• ·No current plans to issue preferred shares.

24-04-2026

BingEx Ltd's consolidated revenues declined 10.7% YoY to RMB 3,992,067 thousand for the year ended December 31, 2025, from RMB 4,468,161 thousand in 2024, continuing a flat-to-declining trend from RMB 4,528,826 thousand in 2023. However, the company swung to a net income of RMB 109,429 thousand from a net loss of RMB 146,480 thousand in 2024, supported by operating income of RMB 46,301 thousand versus an operating loss of RMB 25,777 thousand prior year. Total assets edged up 4.3% to RMB 1,288,456 thousand, though cash and equivalents fell 5.3% to RMB 561,127 thousand.

• ·Cost of revenues improved to RMB 3,522,968 thousand in 2025 from RMB 3,977,598 thousand in 2024 (11.4% decline in absolute terms).
• ·Operating expenses decreased to RMB 422,798 thousand in 2025 from RMB 516,340 thousand in 2024.
• ·Shareholders' equity increased to RMB 835,427 thousand as of Dec 31 2025 from RMB 747,064 thousand prior year.

24-04-2026

Ryde Group Ltd reported FY2025 revenue of S$12,506 thousand, up 40% YoY from S$8,950 thousand, with operational loss improving 25% to S$6,263 thousand. However, net loss narrowed only 7% to S$17,449 thousand from S$18,675 thousand, Adjusted EBITDA remained negative at S$5,764 thousand (improved from S$7,692 thousand but worse than 2023's S$4,398 thousand), and net cash used in operating activities more than doubled to S$23,533 thousand (+101%). Cash used in investing activities surged 1615% to S$9,945 thousand, offset by 104% higher financing inflows of S$32,961 thousand.

• ·Company is an emerging growth company and foreign private issuer exempt from certain U.S. reporting requirements.
• ·Incorporated in Cayman Islands, permitting certain home country corporate governance practices differing from NYSE American standards.
• ·Present value of operating lease liabilities: S$59 thousand, all current with no non-current portion.
• ·Drivers and riders cost and related expenses increased 51% YoY to S$6,956 thousand in FY2025.
• ·Other expenses decreased 9% YoY to S$8,945 thousand in FY2025.

24-04-2026

VAALCO Energy, Inc. issued definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting on June 4, 2026, at 9:00 AM CDT in Houston, TX, outlining four proposals: election of five directors, ratification of KPMG LLP as independent auditors for 2026, advisory approval of named executive officer compensation, and amendments to the 2020 Long Term Incentive Plan to increase shares reserved, revise recycling rules, and extend the plan term. The board recommends voting FOR all proposals, with voting available online by June 3, 2026, 11:59 P.M. ET. No financial performance data or period comparisons are included.

• ·Proxy materials and 10-K available online at www.ProxyVote.com; paper/email copies requestable by May 21, 2026 via website, phone (1-800-579-1639), or email.
• ·In-person voting at Hilton Houston Westchase, 9999 Westheimer Road, Houston, TX 77042; control numbers V96238-P51386 and V96239-P51386 referenced.

24-04-2026

Flagstar Bank reported Q1 2026 net income of $21 million, down from $29 million in Q4 2025 but a turnaround from a $100 million loss in Q1 2025, with net income attributable to common stockholders at $13 million ($0.03/share) versus $21 million prior quarter. Strong C&I loan growth of $1.4 billion (9% QoQ) to $16.6 billion and core deposits up $1.1 billion (2%) were offset by overall loans down 1% QoQ to $60.4 billion, total deposits up only 1% to $66.8 billion, and net interest income down 5% to $443 million. Credit quality improved with non-accrual loans down 11% and CET1 ratio up to 13.24%, though NCOs rose to 0.52% (0.29% adjusted).

• ·Provision for credit losses was zero in Q1 2026 vs. $3M in Q4 2025 and $79M in Q1 2025.
• ·Net charge-offs totaled $78M in Q1 2026, including $34M from one resolved borrower relationship.
• ·Fitch and Moody's upgraded several Bank ratings to investment grade earlier in Q1 2026.
• ·Tangible book value per share $17.42 ($15.70 adjusted for warrant exercise).

24-04-2026

Q Fund Management (Hong Kong) Ltd filed its 13F-HR report for the period ended March 31, 2026, disclosing equity holdings totaling $106,531,794 across 33 positions, all held with sole voting authority. Top holdings include Alphabet Inc Cap Stk Cl C at $22,876,020 (72,900 shares), Tesla Inc at $14,705,844 (32,700 shares), Coherent Corp at $11,033,779 (59,781 shares), Robinhood Markets Inc at $9,541,682 (84,365 shares), and Micron Technology Inc at $8,876,251 (31,100 shares). The portfolio shows concentration in technology, semiconductors, and cryptocurrency ETFs such as iShares Bitcoin Trust ($2,581,800, 52,000 shares) and VanEck Bitcoin ETF ($791,360, 32,000 shares).

• ·All positions held with sole voting authority (SH SOLE) and no shared or other authority.
• ·Firm located at Unit 1602, 16/F Infinitus Plaza, 199 Des Voeux Road Central, Hong Kong.
• ·Report filed April 24, 2026, covering period as of March 31, 2026.
• ·Additional notable holdings: AppLovin Corp ($539,056, 800 shares), Ivanhoe Electric Inc ($399,500, 25,000 shares), TeraWulf Inc ($275,760, 24,000 shares).

24-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 24, 2026, announcing the issuance of a press release titled 'AITX's RAD Wins 16 Unit ROSA Order for Multi-Site Construction Deployment.' The press release, attached as Exhibit 99.1, highlights a new order for 16 ROSA units from RAD for deployment across multiple construction sites, signaling demand for AITX's AI security solutions.

• ·Filing under Items 8.01 (Other Events) and 9.01 (Exhibits)
• ·Information furnished, not filed, per Item 8.01

24-04-2026

Lubar & Co., Inc. filed its 13F-HR for the period ending March 31, 2026, disclosing total holdings valued at $119,036,365. Key positions include Hallador Energy Company (5,452,019 shares valued at $88,758,869), Star Group L.P. (1,295,985 shares valued at $15,914,696), and Berkshire Hathaway Inc. Class A (20 shares valued at $14,362,800). No changes in share positions or performance metrics were reported.

• ·CUSIP for Hallador Energy Company: 40609P105
• ·CUSIP for Star Group L.P.: 85512C105
• ·CUSIP for Berkshire Hathaway Inc. CL A: 084670108
• ·Filing accession number: 0001140361-26-016498

24-04-2026

TCFG Wealth Management, LLC filed its 13F-HR on April 24, 2026, disclosing holdings as of March 31, 2026, with a total portfolio value of $267470940 across 274 positions, all held with sole voting power and no shared power or options. The portfolio is diversified with top holdings including Apple Inc. COM (58964 shares valued at $14964597), NVIDIA CORPORATION COM (75827 shares valued at $13224244), and AMAZON COM INC COM (27857 shares valued at $5801806). No prior period data is provided for comparison.

• ·All 274 holdings reported with sole voting power (SH SOLE) and zero shared voting power or put/call options.
• ·Portfolio heavily weighted in ETFs (e.g., Dimensional ETF Trust series, First Trust series) and individual stocks in technology, energy, and precious metals.
• ·Filer address: 28202 Cabot Road, Suite 300, Laguna Niguel, CA 92677.

24-04-2026

Mobile Global Esports Inc. appointed Rodney Lewis, a Certified Public Accountant with over 20 years of experience, as Chief Financial Officer effective April 23, 2026, via a Contractor’s Agreement with an indefinite term terminable on 14 days' notice. Compensation includes 1,500,000 stock options exercisable at $0.017 per share, reimbursement for CPA fees and expenses, and potential participation in benefit plans. Mr. Lewis is the first cousin of Chairman Marco Welch, with no reportable related party transactions under Item 404(a).

• ·Agreement includes customary confidentiality, non-disclosure, and indemnification provisions governed by Connecticut law.
• ·Company maintains D&O insurance covering the CFO.
• ·No arrangement or understanding with other persons for Mr. Lewis's appointment.

24-04-2026

DeLarme Wealth Management, Inc. filed its 13F-HR report on April 24, 2026, disclosing 63 holdings in stocks and ETFs as of March 31, 2026, all held with sole voting authority and no shared or none voting power. Top positions include Vanguard Index FDS Value ETF at $20,109,273 (102,494 shares), Dimensional ETF Trust Intl Core Eqt Mk at $15,614,844 (400,792 shares), and Dimensional ETF Trust Core Fixed Incom at $10,969,931 (259,828 shares). No period-over-period changes or performance metrics are provided in the filing.

• ·Filer CIK: 0002070361
• ·State of incorporation: CA
• ·Business address: 2550 Via Tejon Suite 3A, Palos Verdes Estates, CA 90274
• ·All holdings reported as SH SOLE with sole voting authority
• ·No put/call options or other investment discretion noted

24-04-2026

Carmel Capital Management L.L.C. filed its 13F-HR report disclosing holdings as of March 31, 2026, with a total portfolio value of $349,186,057 across 25 positions. Top holdings include Broadcom Inc. ($43,800,308), Vistra Corp. ($38,320,470), and Applied Materials Inc. ($30,367,358), representing a focus on technology and energy sectors. No prior period comparisons or changes in holdings are detailed in this filing.

• ·Filing date: April 24, 2026
• ·Report period end: March 31, 2026
• ·Other notable holdings: JPMorgan Chase & Co ($18,267,042), ASML Holding NV ($18,442,749), KLA Corp ($17,649,779)

24-04-2026

Partners Wealth Management, LLC filed its 13F-HR on April 24, 2026, reporting holdings as of March 31, 2026, with a total portfolio value of $97046240 across 109 positions held with sole voting power. Top holdings include Apple Inc. COM (6753794 value, 26612 shares), Microsoft Corp. COM (1849851 value, 4997 shares), and NVIDIA Corporation COM (1657133 value, 9502 shares). The portfolio features significant allocations to technology stocks, ETFs in energy, high-yield bonds, and diversified sectors.

• ·All positions held with sole voting power (SH SOLE matches shares, shared and other power at 0).
• ·Significant ETF exposure including multiple BondBloxx high-yield sector ETFs and iShares sector ETFs.

24-04-2026

Alley Investment Management Company, LLC filed its 13F-HR report on April 24, 2026, disclosing U.S. equity and ETF holdings as of March 31, 2026, with a total portfolio market value of $821031552 across 85 positions, all held with sole investment discretion. Top holdings by value include Alphabet Inc Cap Stk Cl A ($32459485), JPMorgan Chase & Co ($32284942), Apple Inc ($30994504), Philip Morris Intl Inc ($27293191), and Chevron Corporation ($26103745). The portfolio features a mix of large-cap stocks and iShares/Vanguard ETFs, with no period-over-period comparisons provided in the filing.

• ·All positions reported with sole investment discretion.
• ·Business address: 272 Market Square, Suite 214, Lake Forest, IL 60045.
• ·Phone: 847-482-0938.
• ·SEC file number: 028-22468.
• ·Central Index Key: 0001917618.

24-04-2026

DEFENSE TECHNOLOGIES INTERNATIONAL CORP. reported no revenue for the three and nine months ended January 31, 2026, with operating expenses decreasing 55% YoY to $143,753 (3M) and 44% to $473,164 (9M); however, net loss attributed to the Company widened to $182,365 (3M, +30% YoY) and $564,471 (9M, +71% YoY) due to unfavorable other income/expenses. Total assets fell 14% to $7,791, cash dwindled to $192 from $1,493, and total liabilities rose 28% to $2,668,948, worsening the stockholders' deficit to $(2,661,157). Net cash used in operations improved slightly to $(130,629) from $(167,146) YoY for nine months.

• ·Ongoing commitment under PSSI agreement: $7,500 monthly general fees, $250 office rent, $125 telephone, plus 12% royalty on defined sales revenues.
• ·Convertible notes payable net of discount: $215,392 as of Jan 31, 2026 (up from $185,762).
• ·Derivative liabilities: $68,645 as of Jan 31, 2026 (up from $31,866).
• ·No revenue reported in periods presented.

24-04-2026

ELCO Management Co., LLC filed its 13F-HR on April 24, 2026, disclosing 181 equity positions totaling 208412247 (in $000s) as of March 31, 2026. Top holdings by value include Cheniere Energy Inc. COM NEW at 13069134 ($13.1B), Energy Transfer L P at 9603281 ($9.6B), Apple Inc. COM at 7476400 ($7.5B), Alphabet Inc. CLASS C at 7232027 ($7.2B), and NVIDIA Corp. COM at 5423142 ($5.4B). No prior period data or performance changes are provided in the filing.

• ·Filing period end date: 2026-03-31
• ·Filed as of date: 2026-04-24
• ·Predominantly SOLE and DFND ownership designations across holdings
• ·Portfolio spans sectors including energy (e.g., Energy Transfer, Cheniere), technology (e.g., Apple, NVIDIA), utilities, banking, and ETFs

24-04-2026

Fortitude Financial, LLC filed a 13F-HR report on April 24, 2026, disclosing total holdings of $188,981,174 as of March 31, 2026, across 39 positions with no changes reported from the prior quarter. The portfolio is diversified across ETFs and individual stocks, with the largest holding being SPDR S&P 500 ETF TR UNIT (112,861 shares valued at $73,398,023), followed by SPDR SERIES TRUST STATE STREET SPD (78464A409, 222,230 shares valued at $21,758,521) and SPDR SERIES TRUST STATE STREET SPD (78464A854, 211,706 shares valued at $16,203,977). Other notable positions include Apple Inc. (1,445 shares, $366,727), Amazon.com Inc. (1,970 shares, $410,292), Microsoft Corp. (1,562 shares, $578,206), and Nvidia Corporation (3,121 shares, $544,302).

• ·Filing date: April 24, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported as sole voting authority (SH SOLE)
• ·Firm address: 123 E 2nd Ave Suite A, Spokane, WA 99202

24-04-2026

Marquette Asset Management, LLC filed its 13F-HR on April 24, 2026, reporting 796 equity holdings totaling $669,098,573 as of March 31, 2026, all held with sole investment discretion and voting authority through Marquette Wealth Management. Top holdings include American Century ETF TR US SML CP VALU at $50,226,512 (454,662 shares), American Century ETF TR INTL SMCP VLU at $32,985,856 (330,321 shares), and Apple Inc. at $2,021,194 (7,964 shares). No period-over-period changes are disclosed in this filing.

• ·Filing prepared and signed by Kristy Thom on April 23, 2026
• ·All reported positions designated as SOLE investment discretion
• ·Central Index Key: 0001395067

24-04-2026

Iridian Asset Management LLC/CT filed its 13F-HR on April 24, 2026, disclosing $246697828 in total market value across 44 equity holdings as of March 31, 2026. Top positions by value include ACV Auctions Inc COM CL A at 21202158 (5000509 shares sole), Hilton Grand Vacations Inc COM at 18981024 (485200 shares sole), and Lithia Mtrs Inc COM at 16378386 (65587 shares sole). The portfolio features concentrations in consumer discretionary, healthcare, and technology sectors with no period-over-period changes reported in the filing.

• ·Filing period end date: 2026-03-31
• ·Filed as of date: 2026-04-24
• ·Business address: 120 Post Road West, Suite 201, Westport, CT 06880
• ·SEC file number: 028-06008

24-04-2026

Acadia Pharmaceuticals Inc. filed a DEF 14A proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on May 29, 2026 at 8:00 a.m. PT. Proposals include electing three Class I directors to serve until the 2029 annual meeting, advisory approval of named executive officer compensation, ratification of Ernst & Young LLP as independent auditors for FY 2026, and approval of an amendment to the 2024 Equity Incentive Plan increasing authorized shares by 5,209,670. The record date is April 14, 2026, with 171,215,262 shares of common stock outstanding.

• ·Virtual meeting access: meetnow.global/MGYT5K7; login from 7:45 a.m. PT on May 29, 2026.
• ·Proxy materials mailed on or about April 28, 2026.
• ·Legal proxy registration deadline: 5:00 p.m. ET on May 26, 2026.

24-04-2026

Orca Wealth Management, LLC disclosed total holdings of $140528511 across 67 positions in its 13F-HR filing as of March 31, 2026. Top holdings include Apple Inc. at $14933303 (58841 shares), Old Republic International Corp. at $6770409 (169684 shares), and RTX Corporation at $6351760 (32928 shares). The portfolio is diversified across technology (e.g., Apple, Cisco), insurance (Old Republic), defense (RTX), and other sectors with no reported changes or performance metrics.

• ·Filing date: April 24, 2026
• ·Report period end: March 31, 2026
• ·Filer address: 6521 Main Street, New Port Richey, FL 34653
• ·Phone: 727-741-6077 or 727-938-1600
• ·SEC file number: 028-24588
• ·Investment adviser ID: 801-119307

24-04-2026

North Growth Management Ltd. filed a 13F-HR report on April 24, 2026, disclosing institutional equity holdings as of March 31, 2026, across 47 positions with a total market value of $653M. The portfolio includes positions in Ciena Corp, Jabil, Applied Materials, Lumentum, Coherent, Motorola Solutions, NVIDIA, HP, Booking Holdings, and others, all held with sole discretion. No prior quarter comparisons or changes are detailed in the filing.

• ·SEC file number: 028-18868
• ·Business address: Suite 830 - 505 Burrard St., Box 56, Vancouver A1 V7X1M4
• ·Phone: 604-688-5440

24-04-2026

Interchange Capital Partners, LLC filed its 13F-HR on April 24, 2026, disclosing holdings as of March 31, 2026, with a total market value of $316,631,642 across 309 positions. The portfolio is diversified across equities like Apple Inc. ($17,196,936) and Microsoft Corp. ($9,266,464), various iShares and other ETFs, and includes some call options. No period-over-period changes are detailed in the filing.

• ·Filer CIK: 0001845998, SEC File Number: 028-20793
• ·Business address: 301 Grant Street, Suite 3550, Pittsburgh, PA 15219
• ·Portfolio includes call options on positions such as Advanced Micro Devices (600 SH Call), Amazon (200 SH Call), and Intel (14900 SH Call)

24-04-2026

Phraction Management LLC filed its 13F-HR report for the period ended March 31, 2026, disclosing 65 equity positions with a total market value of $482,877,398. Top holdings by value include Amazon.com Inc ($29,871,750), Alphabet Inc Cap Stk Cl A ($25,638,274), Analog Devices Inc ($24,379,068), and Microsoft Corp ($23,294,058). The portfolio is diversified across technology, healthcare, financials, and ETFs, with all positions held under sole discretion except noting a significant put position in SPDR S&P 500 ETF ($97,551,000).

• ·Report period end date: March 31, 2026
• ·Filing date: April 24, 2026
• ·All listed holdings held with sole investment discretion
• ·Includes small long position in SPDR S&P 500 ETF TR (1,054 shares, $685,458) alongside large put position (150,000 shares, $97,551,000)

24-04-2026

AMERICAN NATIONAL BANK & TRUST filed its 13F-HR report disclosing total equity holdings of $1,047,528,034 across 615 positions as of March 31, 2026, with all positions held under sole voting power. Top holdings include Alphabet Inc. Cl A ($67,258,162), Apple Computer Inc. ($49,290,174), Amazon Com Inc. ($40,992,333), GS ActiveBeta US Small Cap ETF ($38,572,081), and Broadcom Inc. ($35,555,223). No period-over-period changes are provided in this snapshot filing.

• ·Filing date: April 24, 2026
• ·Report period end: March 31, 2026
• ·Filer CIK: 0001272164, based in Wichita Falls, TX

24-04-2026

Barfresh Food Group Inc. filed a supplement to its Definitive Proxy Statement on April 24, 2026, for the 2026 Annual Meeting on June 11, 2026, correcting procedural voting information and detailing Proposal 3 to amend the Certificate of Incorporation by increasing authorized common shares from 23,000,000 to 35,000,000 to support convertible notes, warrants, and equity incentives. The supplement clarifies that Proposals 2 (auditor ratification) and 3 are routine matters allowing broker discretionary voting, while director elections are non-routine. The Board recommends approval of the share increase, which will raise Delaware franchise taxes but maintain existing stockholder rights.

• ·Original Proxy Statement filed April 15, 2026.
• ·Supplement distributed beginning April 23, 2026.
• ·Voting for Proposals 2 and 3 requires affirmative vote of majority of votes present and entitled to vote; directors by plurality.
• ·Broker non-votes and abstentions count toward quorum but impact majority approval for Proposals 2 and 3.
• ·Authorized shares previously decreased in August 2022 from higher amount to 23,000,000 to reduce costs.

24-04-2026

Bridge Generations Wealth Management LLC filed a 13F-HR report disclosing total holdings of $174,435,551 across 32 positions as of March 31, 2026. The portfolio is dominated by Dimensional ETFs, with the largest positions in Dimensional US Core Equity 2 ETF ($30,210,181, 777,411 shares), Dimensional US Targeted Vlu ETF ($19,390,718, 310,500 shares), and SPDR Series Trust State Street SPD ($18,941,876, 660,917 shares). Other significant holdings include iShares National Mun ETF ($13,163,683, 124,010 shares) and Dimensional Global Real Est ETF ($9,560,459, 359,686 shares), with no changes or performance metrics reported.

• ·Report filed April 24, 2026 for period ending March 31, 2026
• ·All positions reported as sole discretionary (SH SOLE)
• ·Firm address: 5900 SW 73rd Street, Suite 300, South Miami, FL 33143
• ·SEC file number: 028-25067
• ·No put/call options or other investment discretion reported

24-04-2026

LAZARI CAPITAL MANAGEMENT, INC., a California-based investment manager, filed its 13F-HR disclosing $287,453,125 in total portfolio value across 175 holdings as of March 31, 2026. Top positions include Apple Inc. ($38,213,123), Meta Platforms Inc. ($18,383,818), NVIDIA Corporation ($16,335,052), Amazon.com Inc. ($15,446,629), and Alphabet Inc. Class A ($15,259,354), all held with sole voting power. No period-over-period changes are provided in this snapshot filing.

• ·Filing date: April 24, 2026
• ·Report period end: March 31, 2026
• ·All 175 positions held with sole voting and dispositive power (SH SOLE); no shared power reported
• ·Firm address: 6928 Owensmouth Ave #200, Woodland Hills, CA 91303

24-04-2026

Cornerstone Wealth Management, LLC filed its 13F-HR on April 24, 2026, disclosing 712 equity holdings as of March 31, 2026, with a focus on large-cap stocks and ETFs. Top positions by market value include Apple Inc at 87299860 USD (343985 shares), Amazon.com Inc at 20918281 USD (100438 shares), and Exxon Mobil Corp at 15132813 USD (89195 shares). The filing shows no period-over-period comparisons or material changes in voting authority.

• ·Report signed by Gregory Shoemaker on April 23, 2026, in St. Peters, MO
• ·Business address: 7417 MEXICO RD. #104, ST. PETERS, MO 63376
• ·Most positions held with sole voting authority

24-04-2026

Narwhal Capital Management filed its 13F-HR on April 24, 2026, disclosing equity holdings as of March 31, 2026, totaling exactly $1,355,373,718 across 169 positions, all held solely on a discretionary basis. Top holdings include iShares Core S&P 500 ETF with $138,198,877 (211,569 shares), NVIDIA Corporation with $87,107,714 (499,471 shares), and Alphabet Inc. Class C with $81,903,827 (285,518 shares). The portfolio features broad diversification across tech, ETFs, healthcare, and industrials, with a minor NVIDIA put position of 10 shares.

• ·All holdings reported as SOLE discretionary with no shared or other manager voting authority.
• ·Minor position: 10 NVIDIA Corporation put options.
• ·Filer CIK: 0001461287, based in Marietta, GA.

24-04-2026

Triad Investment Management filed its 13F-HR report disclosing 51 equity positions totaling $271,308,281 as of March 31, 2026. Largest holdings by value include Brown & Brown Inc ($14,904,504, 213,773 shares), Vanguard Scottsdale Fds Short Term Treasury ($14,249,985, 242,252 shares), Roper Technologies Inc ($14,028,443, 39,203 shares), Danaher Corp ($13,449,501, 65,189 shares), and Macerich Co ($12,063,203, 620,748 shares). The portfolio features a mix of insurance, technology, BDCs, REITs, and ETFs with no performance changes or period comparisons provided.

• ·Filing submitted on April 24, 2026, for period ending March 31, 2026
• ·All holdings reported with sole voting power (SH SOLE); no shared power indicated

24-04-2026

Oppenheimer Asset Management Inc. filed a 13F-HR combination report on April 24, 2026, disclosing equity holdings as of March 31, 2026, across approximately 59 affiliated investment managers including Alkeon Capital Management LLC. Notable positions include large stakes in Alphabet Inc. (Class A and C shares valued at over $34B and $21B respectively in aggregate across managers), AbbVie Inc. ($14B+), and Abbott Laboratories ($1.6B+), with no prior period data provided for comparison. This standard quarterly snapshot reveals a diversified portfolio heavy in technology and healthcare names but lacks performance metrics or changes from previous quarters.

• ·Filer CIK: 0001269119, SEC File Number: 028-10748
• ·Business address: 85 Broad St., New York, NY 10004
• ·Report includes other managers such as Brandes Investment Partners, Putnam Investment, Stonebridge, Cambiar Investors, and up to 97 listed
• ·Signed by Svetlana Milina on April 21, 2026

24-04-2026

Trane Technologies plc, through its subsidiaries, entered into a new $1.5 billion senior unsecured revolving credit agreement on April 23, 2026, with a term through April 23, 2031, replacing the $1 billion facility from 2022 that was terminated effective the same date. The new facility, arranged by JPMorgan Chase Bank, N.A. and others, will fund working capital, commercial paper programs, general corporate purposes, and repayment of the prior agreement. Obligations are guaranteed by multiple Trane entities on a senior basis.

• ·New facility maturity: April 23, 2031
• ·Prior facility expiration: April 25, 2027
• ·Contains customary negative covenants, affirmative covenants, and events of default

24-04-2026

Raiffeisen Bank International AG filed its 13F-HR on April 24, 2026, disclosing U.S. equity holdings as of March 31, 2026, through six affiliated investment managers. The portfolio includes significant positions such as $122601099 in Applied Materials Inc. (379429 shares) and $120168509 in Eli Lilly & Co. (135534 shares), alongside holdings in Mastercard Inc. ($64238278), Procter & Gamble Co. ($65221832), and numerous other technology, healthcare, and consumer stocks. No period-over-period changes or performance metrics are provided in the filing.

• ·SEC File Number: 028-25124
• ·Filer CIK: 0002044885
• ·Business Address: Am Stadtpark 9, Vienna A-1030
• ·Fiscal Year End: 1231

24-04-2026

Sumitomo Mitsui DS Asset Management Company, Ltd filed a 13F-HR reporting $12,363,691,567 in total value across 770 U.S. equity positions as of March 31, 2026. Top holdings include Apple Inc. with $591,659,612 (2,331,296 shares), Amazon.com Inc. with $336,098,837 (1,613,765 shares), and Alphabet Inc. Class A with $292,467,499 (1,017,066 shares). All positions are held with sole voting authority.

• ·Filing submitted on April 24, 2026 for period ending March 31, 2026
• ·All 770 positions held as sole discretionary with sole voting authority (SH SOLE)

24-04-2026

Sibanye Stillwater reported FY2025 revenue of R129,677M, up 15.6% YoY from R112,129M, with Adjusted EBITDA surging 188.9% to R37,800M and net cash from operating activities more than doubling to R21,407M from R10,113M. Headline earnings per share improved significantly to 244 cents from 64 cents, supporting a dividend payout of 131 cents per share, while the share price ended the year at R60.50 versus R14.98. However, the group incurred a net loss attributable to owners of R5,171M (improved from R7,297M), and production volumes declined sharply in US PGM operations to 284k 2Eoz from 426k (-33.3%) and in SA gold operations to 632koz from 705koz (-10.4%).

• ·Net debt to Adjusted EBITDA ratio improved to 0.59 from 1.79
• ·Total capital expenditure across operations: R14,338M (down from prior year levels in some segments)
• ·Average exchange rate R17.88/US$, closing rate R16.57/US$
• ·Ordinary share price high R64.70, low R14.08

24-04-2026

Shutterstock, Inc.'s 10-K/A filing details executive compensation structures, including outstanding unvested stock awards totaling millions for key executives like Paul Hennessy ($11.3M+ across grants) and potential severance up to $13.1M for Hennessy on change in control. Compensation actually paid to CEO Paul Hennessy rose sharply to $7.2M in 2025 from $0.5M in 2024, while average non-CEO NEOs reached $0.92M; net income increased 26.7% YoY to $45.5M and adjusted EBITDA grew 10% to $271.8M. However, SSTK total shareholder return of 30.78 significantly underperformed S&P Software & Svcs at 123.17 as of 2025 year-end.

• ·Director annual retainers: Audit Committee Chair $20,000, members $10,000; Compensation Committee Chair $15,000, members $5,000.
• ·Total director compensation ranged from $234,203 to $279,203 in 2025.
• ·Equity incentive plan awards expiration for Jon Oringer options: 3/1/2026 at $32.95 exercise price.

24-04-2026

Alken Asset Management Ltd disclosed total holdings of $55.51 million across 35 positions in its 13F-HR filing as of March 31, 2026. The portfolio features a mix of convertible notes and bonds, including Uber Technologies ($5.1M), CMS Energy ($4.5M), and Alibaba Group ($3.5M), alongside common stocks such as Microsoft Corp ($3.2M) and Coca-Cola ($0.8M). No period-over-period comparisons are provided in the filing.

• ·Filing date: April 24, 2026
• ·Report period end: March 31, 2026
• ·Business address: 25 Savile Row, London, W1S 2GB, UK
• ·Phone: 00442074401960

24-04-2026

Philip Morris International Inc. (PMI) reported Q1 2026 net revenues of $10,146 million, up 9.1% YoY from $9,301 million, with gross profit increasing 10.1% to $6,905 million and operating income rising 9.8% to $3,893 million. However, net earnings attributable to PMI declined 9.4% YoY to $2,438 million from $2,690 million, and diluted EPS fell to $1.56 from $1.72, primarily due to a $403 million loss from equity investments and securities versus a $205 million gain in Q1 2025. Operating cash flow remained negative at $(399) million, slightly worse than $(350) million YoY.

• ·Short-term borrowings surged to $5,693 million at March 31, 2026 from $168 million at December 31, 2025.
• ·Dividends declared at $1.47 per share in Q1 2026, up from $1.35 per share in Q1 2025.
• ·Total stockholders’ deficit improved to $(7,300) million at March 31, 2026 from $(8,028) million at December 31, 2025.

24-04-2026

Charter Communications reported Q1 2026 revenues of $13,597 down 1.0% YoY from $13,735, with declines in video revenue (-9.1% to $3,252) and residential internet (-1.3% to $5,852), though mobile service grew 15.1% to $1,052 and advertising sales rose 5.3% to $358. Net income attributable to shareholders decreased 4.5% to $1,163 from $1,217, but basic EPS increased 7.9% to $9.27 due to share repurchases reducing shares outstanding; operating cash flow rose 1.6% to $4,304.

• ·Total assets increased to $154,644M from $154,213M at year-end 2025.
• ·Long-term debt rose to $94,414M from $94,006M.
• ·Cash and cash equivalents up to $517M from $477M.
• ·Shareholders' equity for Charter increased to $16,385M from $16,054M.

24-04-2026

Mobileye Global Inc. (MBLY) has filed Definitive Additional Proxy Materials (DEFA14A) for its 2026 Annual Meeting of stockholders, scheduled virtually on June 18, 2026 at 10:00 a.m. ET. Key voting items include the election of nine director nominees, ratification of Kesselman & Kesselman (a PwC member firm) as the independent registered public accounting firm for 2026, and an advisory vote to approve executive compensation. Proxy materials are available online at www.ProxyVote.com, with voting deadline of June 17, 2026 at 11:59 p.m. ET.

• ·Meeting attendance virtually at www.virtualshareholdermeeting.com/MBLY2026
• ·Requests for paper/email copies of materials must be made by June 4, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
• ·Board recommends 'For' on all proposals

24-04-2026

Union Carbide Corporation reported total net sales of $989M for Q1 2026, up 1.1% YoY from $978M, with net trade sales down slightly to $29M from $30M while sales to related companies rose to $960M from $948M. The net loss narrowed to $79M from $82M YoY, but cost of sales increased to $1,068M from $1,064M, operating cash flow fell sharply to $9M from $38M, and stockholder's equity declined to $1,953M from $2,016M QoQ. Total assets grew modestly to $4,575M from $4,524M at year-end 2025.

• ·Asbestos-related payments remained flat at $24M in Q1 2026 vs Q1 2025.
• ·Cash and cash equivalents flat at $11M.
• ·Inventories flat at $277M vs $278M QoQ.
• ·Depreciation increased to $38M from $31M YoY.

24-04-2026

Trinity Street Asset Management LLP filed its 13F-HR report as of March 31, 2026, disclosing holdings in 22 securities with a total market value of $1458063607. Largest positions include Taiwan Semiconductor Mfg Ltd Sponsored Ads at $304158717, Infosys Ltd Sponsored ADR at $201819756, Ryanair Holdings PLC Sponsored Ads at $199800092, and HDFC Bank Ltd Sponsored ADS at $192190536. The firm reports sole voting authority over all listed positions.

• ·Report filed on April 24, 2026 for period ending March 31, 2026
• ·SEC file number: 028-15707
• ·All holdings reported with sole voting authority and 0 shared or other authority

24-04-2026

Dingdong (Cayman) Ltd reported total revenues of RMB 24,359,888 thousand ($3,483,417 thousand) for the year ended December 31, 2025, reflecting 5.6% YoY growth from RMB 23,066,254 thousand in 2024 (which had grown 15.5% from 2023), driven by product revenues up to RMB 24,017,888 thousand. However, net income declined 23.9% YoY to RMB 231,696 thousand ($33,132 thousand) from RMB 304,399 thousand, with operating income dropping 38.6% to RMB 131,681 thousand and net margin slipping to 1.0% from 1.3%. Non-GAAP net income fell 26.7% to RMB 310,133 thousand amid rising COGS margin to 70.8% of revenues.

• ·Cash and cash equivalents increased to RMB 1,107,135 thousand ($158,319 thousand) at end of 2025, up from RMB 890,215 thousand in 2024.
• ·Fulfillment expenses as % of revenues stable at 21.9% in 2025 (down slightly from 22.0% in 2024).
• ·Employee breakdown: 1,427 (39.0%) in product development, 1,339 (36.6%) in fulfillment, 489 (13.4%) in general and administrative, 403 (11.0%) in sales and marketing.
• ·Net cash used in financing activities improved to RMB (743,342) thousand in 2025 from RMB (1,723,923) thousand in 2024.