S&P 500 Consumer Staples Sector SEC Filings — April 13, 2026

13-04-2026

Mount Logan Capital Inc. entered into a Third Amended and Restated Guaranty dated April 7, 2026, assuming obligations from its subsidiary Legacy MLC under an existing credit agreement with Eagle Point Credit Management LLC as agent for lenders, following mergers completed on September 12, 2025. The guaranty covers all obligations of borrower MLC US Holdings LLC under the Credit Agreement dated August 20, 2021. No specific financial performance metrics or changes are disclosed in the filing.

• ·Guaranty dated April 7, 2026, amends and restates Existing Guaranty dated September 19, 2022.
• ·Credit Agreement originally dated August 20, 2021.
• ·Merger Agreement dated January 16, 2025, amended July 6, 2025 and August 17, 2025.
• ·Mergers completed September 12, 2025.
• ·Senior unsecured notes issued January 26, 2026.

13-04-2026

Teleflex's DEF 14A proxy statement details director nominees with expertise in finance, medical devices, and healthcare, amid strategic progress including the July 2025 acquisition of BIOTRONIK’s Vascular Intervention business and December 2025 agreements to sell Acute Care, Interventional Urology, and OEM businesses, expected to close in H2 2026 with $1.8 billion net proceeds allocated to $1.0 billion share repurchase and $800 million debt paydown. Stuart A. Randle serves as Interim President and CEO since January 8, 2026, while the Board oversees the CEO search and portfolio optimization. No declines or flat metrics reported.

• ·Acquisition of BIOTRONIK’s Vascular Intervention business completed in July 2025.
• ·Divestiture transactions announced in December 2025, on track to close in second half of 2026.
• ·Stuart A. Randle appointed Interim President and CEO on January 8, 2026.

13-04-2026

Conrad Siegel Investment Advisors, Inc. filed its Form 13F-HR on April 13, 2026, reporting total holdings valued at $554047161 across 63 positions as of March 31, 2026. The portfolio consists primarily of ETFs from providers like Vanguard, iShares, and Dimensional, alongside individual stocks such as Apple Inc., Microsoft Corp., and NVIDIA Corp., with all positions held under sole voting authority. No changes in holdings or performance metrics were disclosed in this snapshot filing.

• ·Filing period end date: March 31, 2026
• ·All 63 positions reported with sole voting authority (SH SOLE)
• ·Significant exposure to fixed income and municipal bond iShares ETFs (e.g., iShares TR IBonds series)

13-04-2026

Fuel Tech, Inc. (FTEK) filed this DEF 14A proxy statement dated April 13, 2026, for its 2026 Annual Meeting of Stockholders on June 4, 2026, at 10:00 a.m. local time, seeking stockholder votes to elect four director nominees (Vincent J. Arnone, Douglas G. Bailey, Sharon L. Jones, and Dennis L. Zeitler), ratify RSM US LLP as independent registered public accounting firm, and approve on an advisory basis the company's executive compensation. As of the record date April 9, 2026, 31,156,452 shares of Common Stock were outstanding, requiring a quorum of at least 10,385,484 shares; no stockholder proposals were received for the meeting.

• ·Proxies via telephone or internet must be received by 11:00 p.m. Central Time on June 3, 2026.
• ·Stockholder proposals for 2026 proxy statement were due by December 22, 2025; other proposals for consideration due between February 4, 2026 and March 6, 2026.
• ·Election of directors uses plurality voting; ratification and say-on-pay require majority of shares present.
• ·Proxy materials available at www.envisionreports.com/FTEK or www.FTEK.com.

13-04-2026

Exodus Movement, Inc. announced via press release that it has filed a lawsuit in the Delaware Court of Chancery against W3C Corp. and seller Garth Howat to compel them to comply with the November 24, 2025 Stock Purchase Agreement and close the acquisition of W3C Corp., which owns Monavate (payment solutions provider) and Baanx (non-custodial cards and digital asset services). This development indicates potential delays or disputes in the previously disclosed Transaction.

• ·Lawsuit filed on April 13, 2026, seeking to enforce closing of the Transaction.
• ·Purchase Agreement originally entered on November 24, 2025.
• ·Press release attached as Exhibit 99.1; information not deemed 'filed' under Section 18 of the Exchange Act.

13-04-2026

Farmer Mac's 2026 Proxy Statement for the May 14, 2026 Annual Meeting highlights record 2025 performance with 116% Return on Equity, $112.77 book value per share as of December 31, 2025, and a 7% year-over-year quarterly dividend increase. The meeting agenda includes election of 10 directors, ratification of the independent auditor, and an advisory vote to approve named executive officer compensation, which garnered 99% stockholder support in 2025. The Board of 15 members maintains 100% independence, high committee attendance rates (96-100%), and governance best practices including stock ownership requirements and a clawback policy.

• ·Board committee attendance: Audit 100%, Business Development & Business Strategy 100%, Corporate Governance 100%, Credit 100%, Finance 100%, Human Capital & Compensation 97%, Enterprise Risk 97%, Public Policy & Corporate Social Responsibility 96%.
• ·CEO stock ownership requirement: 3x annual salary; Non-Employee Director: 2x annual cash retainer.
• ·Long-term incentive mix for NEOs: 50% Time-Based RSUs, 25% Performance-Based RSUs (3-year cumulative core earnings before credit), 25% Stock Appreciation Rights.
• ·Annual Report on Form 10-K filed with SEC on February 19, 2026.
• ·Record date for voting: March 23, 2026.

13-04-2026

Omnicell’s nine-member Board of Directors, divided into three classes, is nominating Joanne B. Bauer, Robin G. Seim, and Eileen J. Voynick for election as Class I directors at the 2026 Annual Meeting for terms expiring in 2029; the Board is 89% independent with balanced tenure and all directors attended the 2025 Annual Meeting. Post-meeting committee changes include Kaushik Ghoshal joining the Audit Committee and stepping down from Corporate Governance, while Bruce E. Scott steps down from Audit. The policy requires nominees receiving more 'withhold' than 'for' votes in uncontested elections to offer resignation for Board consideration.

• ·Vacancies on the Board may be filled only by majority vote of remaining directors.
• ·All nine directors attended the 2025 Annual Meeting.
• ·Director resignation policy applies in uncontested elections if 'withhold' votes exceed 'for' votes.

13-04-2026

ClearOne, Inc. entered a lease termination agreement on April 7, 2026, paying a $300,000 termination fee to avoid approximately $376,359 in future rent and $53,240 in restoration charges, resulting in net cost savings. However, on the same date, the company received a Nasdaq notice of non-compliance with continued listing standards under Rule 5550(b), requiring a compliance plan by May 22, 2026, with potential extension to October 4, 2026. Additionally, the Board approved mandatory redemption of all Class A Redeemable Preferred Shares on April 21, 2026, at $0.001 par value per share.

• ·Nasdaq compliance period: 45 calendar days from April 7, 2026 (until May 22, 2026); potential exception up to 180 calendar days (until October 4, 2026).
• ·Redemption deposit with transfer agent on or about April 14, 2026; notice to holders on or about April 13, 2026.
• ·Lease located at 5225 Wiley Post Way, Salt Lake City, Utah.

13-04-2026

Golkor Inc. entered a Prepay Offtake Agreement with Afrikor Metal Industries (Pty) Ltd. on March 10, 2026 (amended April 3, 2026) for 100% of silver bullion from the EBM Facility for three years, not less than 2,500,000 ounces, with AMI able to request up to $20M in prepayments; a prior joint venture for 51% interest was terminated. Separately, on February 24, 2026, Golkor signed a Purchase Contract with Trafigura Pte Ltd. to deliver not less than 2,500,000 ounces of silver (bullion and dore) from the EBM Facility post-refining. Robert Armstrong was appointed CFO on March 27, 2026, bringing over 20 years of CFO experience.

• ·EBM Facility purchase by AMI pending.
• ·Pricing for Trafigura contract based on London Silver Fixing price.
• ·No family relationships or material transactions involving new CFO Robert Armstrong.

13-04-2026

For the three months ended February 28, 2026, Elite Express Holding Inc. reported revenue growth of 16% YoY to $805,298, swinging to a gross profit of $157,365 from a $32,407 loss, and narrowing net loss to $110,104 (or -$0.01 per share) from $204,999. However, general and administrative expenses surged 64% to $464,606, operating cash flow deteriorated to -$1,249K from -$297K, and cash balances plummeted to $68,065 from $1,309K at November 30, 2025. Total assets declined to $13.4M from $13.7M, with 100% of revenue from sole customer FedEx posing significant risk.

• ·100% of revenue generated from sole customer FedEx
• ·Loans receivable: $9,949,811 as of Feb 28, 2026 (down from $9,999,811 at Nov 30, 2025)
• ·Accumulated deficit: $(2,605,100) as of Feb 28, 2026

13-04-2026

Diamond Hill Investment Group, Inc.'s DEF 14A proxy statement for the virtual annual meeting on May 28, 2026 (record date March 30, 2026) seeks approval for electing eight directors, ratifying KPMG LLP as auditors for FY 2026, and an advisory vote on 2025 named executive officer compensation. The company celebrates its 25th anniversary with $30 billion in client partnerships and 18% annualized shareholder returns from May 31, 2000, to December 31, 2025, while providing an update on its pending acquisition by First Eagle Investment Management, LLC (approved by shareholders on March 3, 2026, expected to close in Q2 2026 subject to client consents, potentially canceling the meeting). No declines or underperformance noted.

• ·Merger announced December 10, 2025; shareholder approval at Special Meeting on March 3, 2026.
• ·Proxy materials mailed on or about April 13, 2026.
• ·No action on merger at annual meeting.

13-04-2026

The Board of Gabelli Dividend & Income Trust urges shareholders to reject Saba Capital Management's nominee and vote only for the Board's nominees using the WHITE proxy cards, emphasizing the fund's strong 2025 total market return of ~23% and recent increase in annual distribution rate to $1.80 per share. The Board warns that Saba's short-term extraction focus risks long-term shareholder value, income stability, and gains, as their GOLD proxy card only supports one nominee, potentially disenfranchising votes for a full slate.

• ·Filing Date: April 13, 2026
• ·Proxy solicitor contact: (888) 548-6498
• ·Vote only WHITE proxy cards; discard Saba's GOLD materials

13-04-2026

Diamondback Energy, Inc. announced the final tender results of its tender offers to purchase for cash any and all outstanding 4.400% Senior Notes due 2051 and 4.250% Senior Notes due 2052, with the offers expiring at 5:00 p.m., New York City time, on April 10, 2026. The company issued press releases on April 10, 2026 (pricing) and April 13, 2026 (results), attached as Exhibits 99.1 and 99.2. No specific tender volumes or acceptance details are provided in the filing body.

• ·Date of Report (Date of Earliest Event Reported): April 10, 2026
• ·Filing signed on: April 13, 2026
• ·Common stock: FANG on Nasdaq Global Select Market

13-04-2026

Perella Weinberg Partners entered into a Sale and Purchase Deed on April 13, 2026, to acquire 100% of the membership interests of an unnamed limited liability partnership organized under the laws of England and Wales. As part of the purchase consideration, the company will issue 1,127,529 shares of Class A common stock at closing, 2,255,058 additional shares in three annual tranches post-closing, and contingent shares based on future client fees. The acquisition closing is expected in the second half of 2026, subject to customary conditions including regulatory approvals; the shares are unregistered under Section 4(a)(2) of the Securities Act.

• ·Shares issued as consideration are restricted securities under Rule 144 and may not be offered or sold absent registration or exemption.
• ·Company agreed to file a registration statement (or supplement) to facilitate resales by sellers.
• ·Contingent consideration based on fees from certain client engagements, payable in part via shares using VWAP during specified periods.

13-04-2026

TradeWell Securities, LLC. filed its 13F-HR report on April 13, 2026, disclosing $237,226,400 in total holdings value as of March 31, 2026, across 50 positions all held on a sole basis with no shared voting or investment discretion. Top holdings include Vanguard S&P 500 ETF ($64.3M, 107703 shares), Apple Inc. ($39.1M, 153347 shares), and SPDR State Street Technology Select Sector ETF ($21.1M, 158495 shares). No period-over-period changes are provided in this snapshot filing.

• ·Filing period end date: March 31, 2026
• ·All 50 positions held with sole voting and investment discretion (SH SOLE)
• ·No put or call options reported

13-04-2026

Edgemode, Inc. reported zero revenue for the year ended December 31, 2025, unchanged from 2024, while net loss ballooned to $24,629,291 from $1,590,059 due to operating expenses surging to $37,271,945 from $1,408,528. Total liabilities exploded to $20,083,835 from $4,724,518, worsening stockholders' deficit to $18,807,799 from $4,723,015 amid massive dilution with common shares outstanding rising to 2,998,158,602 from 390,687,459; however, cash improved to $248,367 from $103, bolstered by $1,818,720 in financing inflows. The filing underscores severe risks including no customers, unproven HPC hosting pivot, competition, and operational vulnerabilities.

• ·Net cash used in operating activities: $(825,713) in 2025 vs $17,680 in 2024.
• ·Net cash used in investing activities: $(744,743) in 2025 vs $(4,600) in 2024.
• ·Derivative liabilities: $15,424,561 as of Dec 31, 2025 vs $1,992,754 prior year.
• ·Unsecured advances: $513,827 as of Dec 31, 2025.
• ·Deferred offering costs: $495,000 as of Dec 31, 2025.
• ·No provision for income taxes in either year.

13-04-2026

Envirotech Vehicles, Inc. reported sales of $5,939,008 for the year ended December 31, 2025, a 218% increase from $1,870,060 in 2024, driven by growth in zero-emission EVs. However, the company anticipates increased operating expenses from investments in R&D, sales, marketing, and new products like drone systems, which will adversely affect near-term results. Key risks include demand volatility, economic challenges, dependence on CEO, Nasdaq compliance issues, and acquisition integration difficulties.

• ·Long and unpredictable sales cycle may hinder revenue projection.
• ·Management team's limited public company experience.
• ·Risk of Nasdaq delisting due to compliance deficiencies.
• ·Potential disruption from acquisitions and expansion into AI infrastructure.

13-04-2026

On April 9, 2026, Mark Keeley resigned as Chief Financial Officer Consultant of Mobile Global Esports, Inc. Brett Rosin, the Company's Chief Executive Officer, will serve as the principal accounting officer on an interim basis until a new Chief Financial Officer is hired. The filing discloses no details on the reasons for the resignation or any compensatory arrangements.

• ·Company trades as MGAM on OTC Pink Sheets
• ·Emerging growth company status confirmed
• ·Principal executive offices: 500 Post Road East, 2nd Floor, Westport, CT 06883

13-04-2026

Angel Studios, Inc. (NYSE: ANGX) priced an underwritten public offering of 14,300,000 shares of Class A common stock at $2.10 per share, expecting gross proceeds of approximately $30 million before underwriting discounts and expenses. The underwriters received a 30-day option to purchase up to an additional 2,145,000 shares, with closing expected on April 13, 2026, subject to customary conditions. Proceeds will fund general corporate purposes, including capital expenditures and working capital.

• ·Roth Capital Partners acting as sole book-running manager; Maxim Group LLC and Texas Capital Securities as co-lead managers; Lake Street Capital Markets as financial advisor.
• ·Shelf registration statement on Form S-3 (File No. 333-291514) declared effective by SEC on December 4, 2025.
• ·Angel has achieved the highest audience satisfaction scores in the industry and the highest average domestic box office per title among all independent studios.

13-04-2026

OriginClear, Inc. reported revenue growth of 55% YoY to $6,816,843 for FY 2025, with gross profit up 8% to $1,621,076 and operating loss narrowed to $3.3M from $6.2M, while total liabilities decreased 49% to $26,711,626 and shareholders' deficit improved to ($28.4M) from ($54.9M). However, cost of revenue surged 79% to $5,195,767, net loss from continuing operations was $14.0M (improved from $18.0M but still substantial), and common shares outstanding ballooned to 15.6 billion from 1.7 billion due to conversions and issuances. Discontinued operations showed a net income of $463,530 versus a prior loss.

• ·Registered trademarks in 2025: WATERPRENEUR (Serial 90471071), The Blue Gold (Intl. TM Class 041, Serial 97734240), WATER ON DEMAND (Serial 98099605).
• ·Derivative liabilities $12,127,995 as of Dec 31 2025 (down from $14,651,326).
• ·Net income from discontinued operations $463,530 in FY 2025 vs loss of $929,987 in FY 2024.

13-04-2026

Clear Channel Outdoor Holdings, Inc. (CCO) has filed a proxy statement for a special stockholder meeting on May 12, 2026, to approve a merger with Madison Merger Sub Inc., a subsidiary of Madison Parent Inc. (backed by Mubadala Capital and TWG Global), under which shareholders will receive $2.43 in cash per share of common stock. Support agreements from key shareholders, including affiliates of Legion Partners, Ares Management, PIMCO, and Arturo Moreno, cover approximately 48% of outstanding shares as of March 20, 2026, and the board unanimously recommends approval of the merger, advisory compensation, and adjournment proposals if needed.

• ·Record date for Special Meeting: April 6, 2026.
• ·Merger Agreement dated February 9, 2026.
• ·Special Meeting held virtually at www.virtualshareholdermeeting.com/CCO2026SM.
• ·Shareholders have appraisal rights under DGCL Section 262.

13-04-2026

AITX reported preliminary FY2026 revenue growth of 26% to $7.75M from $6.14M, with gross profit expanding 48% to $5.53M and gross margins improving to 71% from 61%, driven by cost discipline. Operating expenses remained flat at $17.5M, resulting in a $2.0M improvement in loss from operations. However, CEO Steve Reinharz noted revenue growth fell short of expectations amid a turbulent economy, though the company maintains focus on scaling to positive cash flow.

• ·Completed SOC 2 Type 2 audit, validating operations and internal controls.
• ·RAD solutions designed to deliver 35%-80% cost savings vs. traditional manned security.
• ·Robust sales pipeline with expanding opportunities across subsidiaries and industries including enterprises, government, transportation, critical infrastructure, education, and healthcare.

13-04-2026

Conagra Brands, Inc. (NYSE: CAG) announced the appointment of John Brase as President and Chief Executive Officer effective June 1, 2026, succeeding Sean Connolly who will step down from his leadership roles and the Board on May 31, 2026. Brase, with over 35 years of experience including roles at The J.M. Smucker Co. and Procter & Gamble where he led a $6B business, will also join the Board. The transition is described as smooth, with praise for Connolly's decade-long leadership in transforming Conagra into a pure-play food company generating fiscal 2025 net sales of nearly $12B.

• ·Brase previously oversaw U.S. retail, international, and Away from Home businesses at Smucker
• ·Conagra headquartered in Chicago
• ·Media contact: Mike Cummins (312-549-5257)
• ·Investor contact: Matthew Neisius (402-240-3226)

13-04-2026

Palvella Therapeutics, Inc. increased its Board of Directors from six to seven members and appointed John Doux, M.D., as a Class III director effective April 13, 2026, with term expiring at the 2026 Annual Meeting of Stockholders. Dr. Doux, a board-certified dermatologist with extensive experience in healthcare investments and prior service on the Company's board pre-reverse merger, was granted an option to purchase 6,000 shares of common stock vesting over 36 months per the Director Compensation Policy. The Board determined Dr. Doux to be independent under Nasdaq rules, with no related party transactions or family relationships.

• ·Dr. Doux, age 57, previously served on the Company's board from 2019 to 2022 prior to its reverse merger.
• ·No arrangements or understandings pursuant to which Dr. Doux was selected as director.
• ·Dr. Doux served on boards of multiple biotechnology companies, including Ceptaris Therapeutics acquired by Actelion.

13-04-2026

PKO BP BANKOWY Universal Pension Society JSC filed a 13F-HR disclosing $213,887,622 in equity holdings as of March 31, 2026, across 13 positions all held with sole voting and sole investment discretion. Top holdings include Micron Technology Inc ($59,730,112), Freeport-McMoRan Inc ($31,021,439), and Uber Technologies Inc ($28,164,192). No period-over-period changes are provided in the filing.

• ·Filing submitted on April 13, 2026, for period ending March 31, 2026.
• ·All 13 positions designated as 'SH SOLE' (sole shared investment discretion, sole voting power).
• ·Filer headquartered at Chlodna 52, Warsaw, R9 00-872.

13-04-2026

ProText Mobility, Inc. filed a voluntary retroactive Form 8-K on April 13, 2026, to disclose a March 13, 2026 press release on EDGAR for enhanced transparency and uplisting preparation. The press release updates shareholders on strategic developments, including ongoing stock purchases by the President and Chairman, liquidity arrangements with BNY Mellon, Standard Bank, Absa, and Melville Douglas, tokenization of real-world assets, IFRS financial reporting progress, and uplisting plans. No financial metrics or performance comparisons were reported.

• ·Company trades as OTC PINK: TXTM
• ·Former SEC reporting company (CIK No. 0001163573, Commission File No. 001-31590)
• ·Principal executive offices: One West Las Olas Blvd., Ste 500, Fort Lauderdale, Florida 33301
• ·Telephone: (+27) 72 889 2581

13-04-2026

Kelly Financial Services LLC filed its 13F-HR report disclosing holdings across 128 securities with a total portfolio value of $413,885,776 as of March 31, 2026. The portfolio features substantial allocations to BlackRock iShares ETFs, including 891,885 shares in iShares International Corporate Bond ETF (CUSIP 09290C764) and 591,172 shares in iShares 20+ Year Treasury Bond ETF (CUSIP 464287432), as well as individual stocks such as Apple Inc. (14,891 shares) and AT&T Inc. (13,473 shares). All reported positions are held solely with sole voting authority.

• ·Filing date: April 13, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported as SOLE discretion with sole voting authority

13-04-2026

Coca-Cola Europacific Partners plc (CCEP) reported repurchases of 273,532 ordinary shares between April 6 and 10, 2026, including 234,141 shares on US Trading Venues at volume weighted average prices ranging from USD 92.9266 to USD 97.6187, and 39,391 shares on the London Stock Exchange at GBP 70.5481 to GBP 72.7054. Highest prices paid were USD 98.4400 and GBP 73.0500, with lowest at USD 91.6900 and GBP 70.0500. No period-over-period comparisons or performance metrics were provided.

• ·Filing date: April 13, 2026
• ·Trading venues: US Trading Venues and London Stock Exchange

13-04-2026

Mitchell Sinkler & Starr/PA, an institutional investment manager based in Philadelphia, PA, filed its 13F-HR report disclosing holdings in 143 equity positions totaling $216,622,773 as of March 31, 2026. Top holdings include Apple Inc. ($11,692,667, 46,072 shares), Microsoft Corp. ($9,496,942, 25,655 shares), and NVIDIA Corp. ($9,896,851, 56,748 shares), with all positions held under sole voting power. The portfolio features a mix of individual stocks and ETFs, such as Schwab Strategic TR US BRD MKT ETF (323,503 shares).

• ·No put/call options or shared voting/discretion reported (all zeros).
• ·Report signed by W. Gregory Richardson on April 9, 2026.
• ·Central Index Key (CIK): 0001048921; Investment Adviser Public ID (APID): 000106460.

13-04-2026

Farrell Financial LLC filed its 13F-HR on April 13, 2026, reporting holdings as of March 31, 2026, with 76 positions and a total portfolio value of $167373890. The portfolio consists primarily of ETFs and select individual stocks, with the largest position being 432743 shares of SCHWAB STRATEGIC TRUS LRG CAP ETF; no changes from the prior quarter were reported. Holdings include diversified exposure across large-cap equities, bonds, international, and sector-specific ETFs, with no performance metrics or period-over-period changes disclosed.

• ·No changes in holdings reported (0 changes indicated)
• ·Portfolio heavily allocated to ETFs (e.g., 60248 shares VANGUARD MALVERN FDS STRM INFPROIDX, 93324 shares VANGUARD WORLD FD ESG INTL STK ETF)
• ·Individual stock positions include 11049 shares AMAZON COM INC, 9558 shares MICROSOFT CORP, 4930 shares NVIDIA CORPORATION

13-04-2026

ClearThink 1 Acquisition Corp., a Cayman Islands-incorporated SPAC, announced on April 13, 2026, that holders of its public units (CTAAU) may elect to separately trade the included Class A ordinary shares (CTAA) and rights (CTAAR) starting April 16, 2026, on the Nasdaq Global Market. Brokers must contact transfer agent VStock Transfer LLC to effect separations. Unseparated units will continue trading under CTAAU.

• ·Principal executive offices: 150 E. Palmetto Park Road, Suite 202, Boca Raton, Florida 33432; Telephone: (561) 358-3696
• ·Registrant is an emerging growth company

13-04-2026

Enclave Advisors LLC filed its 13F-HR on April 13, 2026, disclosing 132 holdings as of March 31, 2026, primarily consisting of ETFs and select individual stocks with no market values reported. Largest positions include 878087 shares of J P MORGAN EXCHANGE TRADED F INCOME ETF, 454701 shares of SCHWAB STRATEGIC TRUS LRG CAP ETF, 304506 shares of BRIDGER AEROSPACE GRP HLDGS, and significant allocations to various iShares and Vanguard ETFs. The portfolio also features put options on gold mining stocks such as 41400 shares of AGNICO EAGLE MINES LTD (PRN Put), 35900 shares of BARRICK MNG CORP (PRN Put), and 105000 shares of KINROSS GOLD CORP (PRN Put), indicating potential hedging strategies.

• ·Filed by Enclave Advisors LLC (CIK: 0001836110), located at 3600 N. CAPITAL OF TEXAS HWY, BLDGB, SUITE 180, AUSTIN, TX 78746
• ·All positions reported as SOLE (sole voting and investment discretion)
• ·Put options held on mining stocks: NEWMONT CORP (74400 PRN Put), PAN AMERN SILVER CORP (45000 PRN Put), WHEATON PRECIOUS METALS CORP (33000 PRN Put)

13-04-2026

Actelis Networks, Inc. held its 2026 Special Meeting of Stockholders on April 13, 2026, with 3,131,194 shares of common stock (35.75% of 8,759,402 outstanding shares as of the February 13, 2026 record date) represented at the meeting. Stockholders approved Proposal 1 authorizing issuance of common stock under the ELOC Purchase Agreement (798,074 votes for, 285,504 against, 2,964 abstentions, 2,044,652 broker non-votes) and Proposal 2 approving a reverse stock split at a board-determined ratio between 1-for-10 and 1-for-25 (2,641,144 votes for, 483,887 against, 6,163 abstentions). Proposal 3 to adjourn the meeting was withdrawn as the other proposals passed.

• ·Record date for the Special Meeting: February 13, 2026
• ·Definitive proxy statement filed with SEC on March 4, 2026
• ·Common stock par value: $0.0001 per share

13-04-2026

Brookfield Real Assets Income Fund Inc. has issued a proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on May 21, 2026, at 8:30 a.m. ET, primarily to elect two Class I Directors: interested director Brian F. Hurley and independent director Betty A. Whelchel, each to serve until the 2029 annual meeting. The record date is April 10, 2026, with 55,254,696 shares of common stock outstanding entitled to vote; the Board recommends voting FOR both nominees. No financial performance metrics or period comparisons are discussed.

• ·Meeting is virtual only; stockholders must register via email to Equiniti Trust Company, LLC at attendameeting@equiniti.com.
• ·Quorum requires presence of stockholders entitled to cast a majority of all votes; abstentions count as present but as votes against Proposal 1.
• ·Proxy materials available at https://vote.proxyonline.com/brookfield/docs/ra.pdf; voting options include mail, internet, or telephone.

13-04-2026

On April 13, 2026, the Board of Trustees of KKR FS Income Trust Select declared a monthly dividend of $0.175 per share on the Company's common shares of beneficial interest. The dividend will be paid on or about May 27, 2026, to shareholders of record as of the close of business on April 30, 2026, with options for cash or reinvestment in additional shares under the distribution reinvestment plan.

• ·Registrant is an emerging growth company

13-04-2026

On April 13, 2026, the Board of Trustees of KKR FS Income Trust declared a monthly dividend of $0.225 per share on the company's common shares of beneficial interest. The dividend will be paid on or about May 27, 2026, to shareholders of record as of the close of business on April 30, 2026, with options for cash or reinvestment in additional shares under the distribution reinvestment plan.

• ·Emerging growth company status confirmed
• ·Securities not registered under Section 12(b) of the Exchange Act

13-04-2026

Elm3 Financial Group, LLC disclosed total holdings of $118,391,373 across 117 positions in its 13F-HR filing as of March 31, 2026. Key holdings include Amazon.com Inc at $7,647,011 (36,717 shares), NVIDIA Corporation at $7,209,499 (41,339 shares), Broadcom Inc at $5,052,164 (16,323 shares), Eli Lilly & Co at $3,711,474 (4,035 shares), Microsoft Corp at $3,694,055 (9,979 shares), and Apple Inc at $3,359,767 (13,238 shares). The portfolio consists primarily of large-cap technology stocks, ETFs, and income-focused funds with no significant period-over-period changes evident from share counts.

• ·Filing date: April 13, 2026
• ·Report period end date: March 31, 2026
• ·Business address: 5755 North Point Parkway, Suite 92, Alpharetta, GA 30022
• ·Phone: 678-297-9500
• ·State of incorporation: GA
• ·SEC file number: 028-24626

13-04-2026

Kopin Corp's total revenues declined 21.9% YoY to $39.3M in 2025 from $50.3M in 2024, driven by a 28.8% drop in Defense net product revenues to $29.4M, though Industrial revenues grew 37.5% to $3.0M; cost of product revenues improved to 84.2% of net product revenues from 83.0%, and SG&A expenses fell 28.7% to $16.3M (41.4% of revenue). Balance sheet strengthened significantly with total assets up 53.2% to $108.4M, cash and equivalents surging 156.9% to $36.4M, total cash position up 68.2% to $61.6M, and stockholders' equity rising 175.5% to $64.1M amid reduced liabilities and litigation accruals. However, management identified multiple material weaknesses in internal controls over financial reporting, including IT controls, period-end processes, revenue cycle, and unusual transactions.

• ·Marketable securities declined to $0 from $21,419,658.
• ·New Series A redeemable convertible preferred stock issued with $7,556,481 carrying value and $7,000,000 liquidation preference.
• ·Multiple material weaknesses identified: IT general controls (user access, program change-management), period-end financial reporting and disclosure controls, revenue cycle business process controls, and controls over significant unusual transactions.
• ·Accounts receivable net allowance increased to $19,000 from $1,075,000.

13-04-2026

Monarch Casino & Resort, Inc. filed Definitive Additional Proxy Materials (DEFA14A) on April 13, 2026, for its 2026 Annual Meeting scheduled for May 27, 2026, at 10:00 a.m. Pacific Time at Atlantis Casino Resort Spa in Reno, NV. Shareholders are to vote on the election of four director nominees—John Farahi, Craig F. Sullivan, Paul Andrews, and Hope S. Taitz—with the board recommending FOR all, and a non-binding advisory vote to approve executive compensation of named executive officers, also recommended FOR by the board.

• ·Vote deadline: May 26, 2026, 11:59 PM ET via www.ProxyVote.com.
• ·Request paper/email copies of proxy materials by May 13, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com (include control number).
• ·Meeting address: 3800 S. Virginia Street, Reno, NV 89502.
• ·In-person voting requires requesting a ballot at the meeting.

13-04-2026

Clark & Stuart, Inc. filed its 13F-HR report on April 13, 2026, disclosing total holdings valued at $148,398,289 across 49 securities as of March 31, 2026. Top positions by value include Merck & Co Inc ($12,483,965), The New York Times Co ($11,585,050), and Johnson & Johnson ($10,781,600), with other notable holdings in Fastenal Co ($7,709,385), 3M Co ($7,992,894), and technology names like Apple Inc ($2,404,153) and Microsoft Corp ($1,131,215). All 49 positions are held under sole investment discretion.

• ·Business address: 1495 Congress Street Building A, Portland, ME 04102
• ·Central Index Key: 0002048750
• ·State of incorporation: ME
• ·Fiscal year end: 12/31
• ·No shared discretion, other manager discretion, or put/call options reported (all 0)

13-04-2026

Salem Investment Counselors Inc. filed its quarterly 13F-HR report on April 13, 2026, disclosing U.S. equity holdings as of March 31, 2026, across 1,148 positions with a total market value of $2,761,634,170. Top holdings include Alphabet Inc. Cap Stk Cl C (495,496 shares valued at $142,137,902), Alphabet Inc. Cap Stk Cl A (269,075 shares valued at $77,375,209), Caterpillar Inc. (48,922 shares valued at $34,659,281), AbbVie Inc. (131,895 shares valued at $28,685,844), and Citigroup Inc. (30,652 shares valued at $3,476,210). The firm reports sole discretionary voting authority over significant portions of its positions.

• ·SEC File Number: 028-03405
• ·Filer CIK: 0000884423
• ·State of Incorporation: NC
• ·Business Address: PO Box 25427, Winston-Salem, NC 27114-5427