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Nasdaq 100 Stocks SEC Filings — April 15, 2026

USA NASDAQ-100

9 high priority5 medium priority14 total filings analysed

Executive Summary

Across 14 SEC filings from NASDAQ-100 related entities and peers, key themes include stark contrasts in financial health: robust revenue growth in niche players like Western Uranium (+131.5% YoY) and OneMeta (massive surge from $31k to $1.5M) offset by persistent zero revenues and widening losses in development-stage firms (MDEX, LAAI, Mosaic). Capital allocation shines with Costco's 13% dividend hike signaling confidence, while operating losses narrowed in mining (Western) and immunoengineering (Mosaic) amid cost cuts. Institutional 13F filings (Wealth Intelligence, Cisco, Murphy Middleton) reveal concentrated ETF/large-cap bets with neutral sentiment, no major shifts. Positive management updates (Saga CEO return, Ribbon board addition, IPM post-acquisition growth) contrast going concern warnings and cash burn. Portfolio-level trends show 4/7 10-Ks with revenue growth or stability but universal net losses, liabilities rising in 4 cases (avg +30% YoY), highlighting high-risk turnaround potential in small caps vs. stability in retail/broadcasting. Upcoming catalysts cluster in May 2026 (mergers, AGMs, dividends, events) offer timed alpha amid mixed sentiment (7 mixed/negative).

Tracking the trend? Catch up on the prior Nasdaq 100 Stocks SEC Filings digest from April 08, 2026.

Investment Signals(11)

  • Quarterly dividend hiked 13% from $1.30 to $1.47/share (annualized $5.88), payable May 15 to record May 1, signaling strong cash flow confidence vs. flat peers

  • Revenues surged 131.5% YoY to $425k, op expenses down 26.7% to $7.7M, net loss narrowed 29% to $7.2M ($0.11/share), cash stable at $5.6M post-$7.1M financing

  • Revenue exploded from $31k to $1.5M YoY on OEM/partnership deals (inContact exclusivity, Genesys/Five9 agreements), gross profit $1.3M despite net loss improvement

  • CEO Christopher Forgy fully resumed duties post-heart surgery leave, led Q4/YE 2025 call Mar 12, COO/CFO ensured continuity, no operational disruptions

  • Post-Newtek acquisition, FY2025 delivered recurring revenue growth, expense optimization, zero churn, market expansion; proxy seeks director election/auditor ratification

  • Appointed experienced tech investor Louis Silver to board (now 9 members, 6 independent), designee of Swarth Investments, bolstering governance/finance expertise

  • Net loss narrowed 25% to $688k, op expenses down 30% (R&D -65%, G&A -21%), outperforming peers like MDEX/LAAI on cost control

  • Net income up 24% YoY to $27.2M (EPS $1.51), NII +14.7% YoY to $58.8M on 7.6% loan/deposit growth, provision for losses down $1.3M YoY

  • Cash burn from ops improved to $331k from $395k, offset by shareholder loan up to $726k, flat assets $131M despite loss expansion

  • SPAC merger with Enhanced Ltd effective Apr 15, to trade as ENHA NYSE early May; 61% brand awareness, $25M Enhanced Games prize May 24

  • 13F shows $317M holdings concentrated in iShares Core S&P ETFs ($234M) + CoreWeave ($82M SOLE), stable treasury positioning

Risk Flags(9)

Opportunities(9)

Sector Themes(5)

  • Persistent Losses in Dev-Stage Tech/Mining

    5/7 10-Ks (MDEX, LAAI, Mosaic, Western, OneMeta) report net losses (avg $3.5M, narrowed in 3/5), zero rev in 2/5 but growth in 2/5; implies high-beta turnaround sector vs. mature stability [Development Stage Volatility]

  • Liability/Liquidity Pressures

    Liabilities up avg +30% YoY in 4 firms (MDEX +14%, LAAI +72%, Mosaic +8%, Western stable), cash zero/near-zero in 3/7; cash burn improving in 3 but going concerns flag dilution risk [Balance Sheet Strain]

  • Capital Allocation Favoring Returns

    Costco +13% dividend only bright spot (1/14); others rely on financing/loans (Western $7.1M, OneMeta $2.8M notes), no buybacks/splits; contrasts reinvestment in growth cos [Shareholder Returns Lacking]

  • Institutional Stability via 13Fs

    3/14 neutral 13Fs (Wealth $208M Lowe's top, Cisco $317M ETFs/CoreWeave, Murphy $216M ETFs/Apple) show ETF/large-cap concentration, no major shifts QoQ; signals passive conviction in broad market [Passive ETF Dominance]

  • Positive Management Signals

    3/14 filings (Saga CEO return, Ribbon board add, IPM proxy growth) highlight leadership/governance wins amid financial stress; broadcasting/tech services outperforming pure dev plays [Mgmt Confidence Cluster]

Watch List(8)

Filing Analyses(14)
Madison Technologies Inc.10-Knegativemateriality 9/10

15-04-2026

Madison Technologies Inc. (MDEX) reported zero revenue for FY 2025, flat YoY from FY 2024, with net loss expanding 6.4% to $2,980,623 from $2,800,549 amid higher operating expenses (up 65.4% to $499,658). Total liabilities increased 14.2% to $23,441,236, driven by accounts payable (+40.6% to $3,898,315) and interest payable on senior secured notes (+22.9% to $7,866,912), while stockholders’ deficiency worsened to $(23,310,668) from $(20,386,294); total assets remained flat at $130,568. Cash used in operations improved slightly to $330,965 from $394,617, fully offset by a principal shareholder loan.

  • ·Professional fees increased to $311,360 in FY 2025 from $248,101 in FY 2024.
  • ·Loan from principal shareholder rose to $725,582 as of Dec 31, 2025 from $394,617.
  • ·No cash on hand at end of FY 2025 or FY 2024.
  • ·Senior secured notes face value $16,500,000 with carrying value flat at $7,340,093.
  • ·Valuation allowance fully offsets tax benefit, resulting in $0 income tax expense.
Wealth Intelligence, LLC13F-HRneutralmateriality 6/10

15-04-2026

Wealth Intelligence, LLC disclosed total equity holdings of $207,953,897 across 58 positions in its 13F-HR filing as of March 31, 2026. The portfolio is concentrated with Lowe's Companies Inc. as the largest holding at $71,280,699 (301,679 shares), followed by First Trust Exchange-Traded FD Core Investment at $19,748,093 (942,180 shares) and Apple Inc. at $6,697,645 (26,390 shares). All positions are held solely on a discretionary basis with no other voting authority or shared discretion reported.

  • ·Filing submitted on April 15, 2026, for period ending March 31, 2026
  • ·Headquartered at 2900 Warm Springs Rd, Columbus, GA 31904
  • ·58 holdings all reported as SH SOLE (sole discretionary voting authority)
CISCO SYSTEMS, INC.13F-HRneutralmateriality 6/10

15-04-2026

Cisco Systems, Inc. filed its 13F-HR on April 15, 2026, disclosing equity holdings as of March 31, 2026, with a total market value of $317104306 across three positions. Holdings include iShares TR Core S&P Ttl Stk (CUSIP 464287150) valued at $195485175 (1372500 shares DFND), iShares TR Core S&P Ttl Stk (CUSIP 464287200) valued at $39192600 (60000 shares DFND), and CoreWeave Inc. Com Cl A (CUSIP 21873S108) valued at $82426531 (1063980 shares SOLE). No prior period comparisons are available in the filing.

  • ·Filing period end: March 31, 2026
  • ·Cisco Systems, Inc. address: 170 West Tasman Dr, San Jose, CA 95134-1706
SAGA COMMUNICATIONS INC8-Kpositivemateriality 6/10

15-04-2026

Saga Communications, Inc. announced that CEO Christopher S. Forgy has resumed all regular duties and responsibilities following a temporary medical leave of absence that began on February 13, 2026, due to recovery from open heart surgery. During his intermittent absence, Mr. Forgy remained available for consultation on significant matters, returned part-time initially, and led the company's 4th Quarter and Year-End 2025 conference call on March 12, 2026. The executive team, led by COO Wayne Leland and CFO Samuel D. Bush, ensured continuity of operations.

  • ·Medical leave required an indefinite period of recovery from open heart surgery.
  • ·Filing signed by Samuel D. Bush on April 15, 2026.
COSTCO WHOLESALE CORP /NEW8-Kpositivemateriality 8/10

15-04-2026

Costco Wholesale Corporation's Board of Directors declared a quarterly cash dividend increase from $1.30 to $1.47 per share, equating to $5.88 on an annualized basis. The dividend is payable on May 15, 2026, to shareholders of record at the close of business on May 1, 2026. This represents a positive signal of financial confidence with no reported declines or flat metrics.

  • ·Filing includes Exhibit 99.1: Press release dated April 15, 2026.
Western Uranium & Vanadium Corp.10-Kmixedmateriality 8/10

15-04-2026

Western Uranium & Vanadium Corp. reported revenues of $425,448 for the year ended December 31, 2025, a 131.5% increase YoY from $183,803, driven by operational progress, while total operating expenses declined 26.7% to $7,711,372 from $10,518,580, narrowing the net loss to $7,175,923 ($0.11 per share) from $10,112,037 ($0.18 per share). Cash and equivalents remained stable at $5,620,630 (up slightly from $5,482,631), supported by $7.1M in financing proceeds, though the company continues to report operating losses and cash burn from operations at $5.8M. Total assets grew modestly to $34,446,941 from $33,916,238, with shareholders' equity at $30,302,115.

  • ·Mining expenditures declined to $4,447,119 from $5,285,140 YoY.
  • ·General and administrative expenses fell to $2,283,333 from $3,599,460 YoY.
  • ·Net cash used in operating activities improved to $5,775,735 from $8,297,043 YoY.
  • ·Private placements raised $3,331,687 in June 2025 and $3,806,270 in October 2025.
  • ·71,853,888 common shares outstanding as of April 14, 2026.
INTELLIGENT PROTECTION MANAGEMENT CORP.DEF 14Apositivemateriality 5/10

15-04-2026

Intelligent Protection Management Corp. (IPM) has filed a DEF 14A proxy statement for its 2026 Annual Meeting on May 7, 2026, at 9:00 a.m. ET (virtual webcast), seeking to elect seven directors and ratify Grassi & Co., CPAs, P.C. as independent auditors for the year ending December 31, 2026. In fiscal 2025, IPM completed its first full year post-acquisition of Newtek Technology Solutions, Inc., achieving managed recurring revenue growth, expense optimization, risk management improvements, retention of all major clients with near-zero churn, and expansion into new markets. The Board recommends voting FOR both proposals, with a record date of March 27, 2026.

  • ·Record date: March 27, 2026, 5:00 p.m. ET.
  • ·Annual Meeting access: https://edge.media-server.com/mmc/p/tid8riw2.
  • ·Proxy materials and 2025 Annual Report available at: http://www.astproxyportal.com/ast/24835.
  • ·Fiscal year end: December 31.
  • ·Company address: 30 Jericho Executive Plaza, Suite 400E, Jericho, NY 11753.
  • ·Investor Relations contact: IR@ipm.com or (212) 967-5120.
COMMUNITY TRUST BANCORP INC /KY/8-Kmixedmateriality 9/10

15-04-2026

Community Trust Bancorp, Inc. (CTBI) reported net income of $27,192 thousand for 1Q 2026, flat QoQ from $27,276 thousand in 4Q 2025 but up from $21,972 thousand in 1Q 2025, with EPS steady at $1.51 basic. Net interest income rose 1.1% QoQ and 14.7% YoY to $58,782 thousand, driven by loan growth of 2.0% QoQ and 7.6% YoY to $4,990,821 thousand, while deposits increased 0.6% QoQ and 7.0% YoY to $5,732,941 thousand; however, noninterest income fell 7.2% QoQ to $15,414 thousand, noninterest expense edged up 0.2% QoQ, and nonperforming loans rose $1.6 million QoQ to $20.7 million.

  • ·Net loan charge-offs of $1.3 million (annualized 0.11% of average loans) in 1Q 2026, down from $1.8 million in 4Q 2025.
  • ·Provision for credit losses decreased $0.6 million QoQ and $1.3 million YoY to $2.3 million.
  • ·Consumer direct loans declined 4.0% QoQ and 7.2% YoY to $139,819 thousand.
  • ·Reserve coverage (allowance for credit losses to nonperforming loans) at 295.8% as of Mar 31, 2026.
  • ·Dividends declared per share $0.53, up from $0.47 in 1Q 2025.
Ribbon Communications Inc.8-Kpositivemateriality 5/10

15-04-2026

Ribbon Communications Inc. (Nasdaq: RBBN) appointed Louis Silver to its Board of Directors effective April 15, 2026, increasing the board size to nine members, six of whom are independent. Silver, a corporate advisor and Managing Director for Alba Capital S.A. and Wicklow Corp., brings over 25 years of experience in technology investments, finance, governance, and compliance, and currently serves on the board of Ceva, Inc. The appointment is as a designee of Swarth Investments Ltd. pursuant to the Company’s Stockholders Agreement.

  • ·Mr. Silver previously served as Principal at RP Capital UK Ltd. from 2005 to 2015.
  • ·Mr. Silver is Chairman of the Audit Committee and member of the Compensation Committee at Ceva, Inc.
  • ·Investor Contact: +1 (978) 614-8050, ir@rbbn.com
Murphy, Middleton, Hinkle & Parker, Inc.13F-HRneutralmateriality 4/10

15-04-2026

Murphy, Middleton, Hinkle & Parker, Inc. filed its 13F-HR on April 15, 2026, disclosing $215,765,743 in equity holdings as of March 31, 2026, across 133 positions with sole voting authority. The portfolio is heavily weighted toward ETFs and large-cap stocks, with top holdings including Schwab Strategic Tr US Lcap Gr ETF ($10.1M), Schwab Strategic Tr US Lcap Va ETF ($9.98M), iShares Tr Msci Eafe Etf ($8.36M), iShares Tr Intl Sel Div Etf ($7.32M), and Apple Inc. ($5.27M). No period-over-period changes are provided in the filing.

  • ·All positions held with sole investment discretion and sole voting authority.
  • ·Business address: 240 South Hansell St., Thomasville, GA 31792.
  • ·SEC file number: 028-18328.
Mosaic ImmunoEngineering Inc.10-Kmixedmateriality 9/10

15-04-2026

Mosaic ImmunoEngineering Inc. reported a narrower net loss of $687,846 for the year ended December 31, 2025, compared to $921,983 in 2024, with operating expenses declining 30% to $616,119 (R&D down 65% to $63,981, G&A down 21% to $552,138). However, cash and cash equivalents dropped sharply 97% to $3,622 from $115,019, total assets fell 86% to $19,882, and liabilities rose 8% to $7,495,902, with a going concern warning due to insufficient working capital and an expired binding term sheet with Oncotelic Therapeutics, Inc.

  • ·Going concern doubt: insufficient working capital to fund operations for next 12 months.
  • ·Binding term sheet with Oncotelic expired June 30, 2025; ongoing discussions uncertain.
  • ·No revenue reported in either year; no development pipeline.
  • ·Basic and diluted loss per common share improved to $(0.10) from $(0.13).
Loan Artificial Intelligence Corp.10-Knegativemateriality 4/10

15-04-2026

Loan Artificial Intelligence Corp. (LAAI) reported zero revenues for both years ended December 31, 2025 and 2024, with no change. Net loss widened 50.6% YoY to $79,336 from $52,675, driven by operating expenses rising to $79,336 from $52,675, including professional fees up 4.4% to $51,371 and other G&A expenses surging 708% to $27,965. Total liabilities increased 71.9% to $189,706 with zero cash and assets, deepening the stockholders' deficit to $(189,706) from $(110,370).

  • ·Earnings per share worsened to $(0.175) in 2025 from $(0.116) in 2024.
  • ·Due to related party increased to $140,136 as of Dec 31, 2025 from $87,525.
  • ·Accumulated loss reached $(10,581,796) as of Dec 31, 2025 from $(10,502,460).
  • ·Net cash provided by financing from related party payables exactly offset operating cash use at $52,611 in 2025.
AParadise Acquisition Corp.425mixedmateriality 8/10

15-04-2026

A Paradise Acquisition Corp. announced via Rule 425 filing that the SEC declared effective the registration statement for its business combination with Enhanced Ltd, expected to close and trade as Enhanced Group Inc. ($ENHA) on NYSE in early May 2026, subject to customary conditions. The post by Christian Angermayer highlights the Enhanced Games with a $25M prize pool launching May 24 in Las Vegas, alongside the Live Enhanced telehealth platform and athlete data research, achieving 61% brand awareness and 67% positive sentiment in a survey. While promotional, it notes risks including Enhanced's unproven business model, limited operating history, and minimal revenue to date.

  • ·SEC registration statement declared effective on April 15, 2026
  • ·Expected trading start: early May 2026 under ticker $ENHA on NYSE
  • ·First Enhanced Games scheduled for May 24, 2026 in Las Vegas
  • ·Athletes training in Abu Dhabi under clinical trial oversight by Abu Dhabi Department of Health
OneMeta Inc.10-Kmixedmateriality 8/10

15-04-2026

OneMeta Inc. reported revenue of $1,505,866 for the year ended December 31, 2025, a massive increase from $31,304 in 2024 driven by product launches and partnerships, achieving gross profit of $1,297,276. However, total operating expenses rose to $4,779,764 from $4,525,969, resulting in a net loss of $3,839,617, improved from $4,595,555 the prior year but still highlighting ongoing losses amid R&D spend up 35%. The company raised approximately $2.765 million via convertible notes and issued 1.1 million restricted common shares through unregistered securities sales.

  • ·Entered OEM agreement with inContact on Oct 8, 2024 (18-month exclusivity, 3-year term).
  • ·Genesys AppFoundry ISV Partner Agreement on Aug 22, 2024 (non-exclusive, revenue share to Genesys).
  • ·Five9 ISV Program Agreement on Jul 22, 2024 (non-exclusive license, annual participation fee).
  • ·All unregistered securities issued as restricted under exemptions.
  • ·Verbum supports 140 languages.

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