Nasdaq 100 Stocks SEC Filings — April 13, 2026

13-04-2026

For the six months ended February 28, 2026, Pineapple Financial Inc. reported revenue of $1,429,267, down 5.5% YoY from $1,512,236, while expenses surged to $25,806,462 from $2,805,838 due to a $23,026,713 fair value loss on crypto assets, resulting in a net loss of $25,930,939 versus $1,253,990 last year. However, the company strengthened its balance sheet via PIPE financing (cash $21,949,955 and in-kind $31,323,740) and $18,972,000 in loans payable, boosting total assets to $48,872,601 from $5,417,221 at August 31, 2025, cash to $17,736,423 from $2,117,371, and shareholders' equity to $27,098,940 from $906,679. Shares outstanding increased to 26,088,651 from 1,340,941 post a 20-for-1 reverse split.

• ·Net cash used in operating activities: $3,762,796 for six months ended Feb 28, 2026 vs $836,228 prior year.
• ·Net cash provided by financing activities: $38,199,966 vs $1,226,321 prior year.
• ·Net cash used in investing activities: $19,293,545 (includes $13,895,990 crypto purchase and $5,000,000 loan receivable).
• ·20-for-1 reverse stock split effected July 16, 2025; all share data retroactively adjusted.
• ·Fair value loss on crypto assets: $23,026,713 for six months ended Feb 28, 2026.

13-04-2026

Intchains Group Ltd, a Cayman Islands holding company with PRC subsidiaries focused on ASICs and ICs for cryptocurrency mining, filed its 20-F annual report on April 13, 2026, emphasizing significant risks such as past net losses, negative operating cash flows, and challenges in achieving profitability. Key concerns include PRC regulatory restrictions on dividend payments, foreign exchange controls limiting fund transfers, and volatility in ETH holdings under its treasury strategy, with no dividends expected in the foreseeable future. The report also highlights dependencies on limited third-party foundries and potential failures in R&D or tape-outs, presenting a cautious outlook amid crypto market uncertainties.

• ·Fiscal years end December 31.
• ·Each ADS represents two Class A ordinary shares.
• ·PRC subsidiaries must set aside 10% of net profit as reserve funds before paying dividends, up to 50% of registered capital.
• ·Dual-class share structure with Class A and Class B ordinary shares, par value US$0.000001 per share.

13-04-2026

Dime Community Bancshares, Inc. filed a definitive proxy statement (DEF 14A) on April 13, 2026, for its virtual Annual Meeting of Shareholders on May 28, 2026, at 10:00 a.m. ET, with a record date of March 31, 2026. Shareholders will vote on electing 11 directors, ratifying Crowe LLP as independent auditors for the year ending December 31, 2026, approving (advisory) NEO compensation, and amending the Certificate of Incorporation to change the company name to Dime Commercial Bancshares, Inc.; the Board recommends FOR all proposals. The filing includes executive compensation disclosures via XBRL for PEOs Stuart Lubow (2023-2025) and Kevin O'Connor (2021-2023), and non-PEO NEOs across those years, covering equity awards and pension values.

• ·Virtual meeting accessible at www.virtualshareholdermeeting.com/DCOM2026
• ·Company address: 898 Veterans Memorial Highway, Hauppauge, New York 11788
• ·Pay Versus Performance disclosure included
• ·CEO Pay Ratio and Compensation Discussion and Analysis sections present

13-04-2026

CMC announced the appointment of Michael “Mike” Dumais to its Board of Directors, effective June 23, 2026, increasing the board from nine to ten directors, with nine independent. Mr. Dumais brings over 30 years of leadership experience, most recently as Executive Vice President and Chief Transformation Officer at Raytheon Technologies Corporation, and previously in senior roles at United Technologies Corporation; he will serve on the Audit and Finance Committees. Chairman Robert S. Wetherbee and CEO Peter Matt highlighted his alignment with CMC's strategic priorities in operational excellence and growth.

• ·Mr. Dumais serves on the board of directors at Baker Hughes Company.
• ·Mr. Dumais earned a Bachelor of Science in Electrical Engineering from Virginia Tech, a Master of Science in Electrical Engineering from the University of Pennsylvania, and a Master of Business Administration from the Wharton School of the University of Pennsylvania.
• ·CMC is a Fortune 500 company headquartered in Irving, Texas, founded in 1915.

13-04-2026

Genco Shipping & Trading Ltd filed a DEFA14A on April 13, 2026, disclosing participants in the proxy solicitation for the 2026 Annual Meeting of Shareholders, including independent directors (Paramita Das, Kathleen C. Haines, Basil G. Mavroleon, Karin Y. Orsel, Arthur L. Regan) and executives (John C. Wobensmith, Peter Allen, Joseph Adamo, Jesper Christensen). The filing references prior proxy statements and Form 4 filings detailing their security holdings and urges shareholders to review the upcoming definitive proxy statement and white proxy card. It highlights factors that may affect dividend payments, such as credit agreements, legal provisions, and board discretion, with no guarantees on timing or amounts.

• ·Form 4 filings for directors and executives dated May 22, 2025; June 3, 2025; August 26, 2025; September 10, 2025; September 15, 2025; November 12, 2025; November 26, 2025; February 18, 2026; February 23, 2026; March 20, 2026.
• ·Prior proxy statement filed April 9, 2025.
• ·Investor relations website: https://investors.gencoshipping.com/

13-04-2026

On April 10, 2026, Replimune Group, Inc. received a second Complete Response Letter (CRL) from the U.S. FDA regarding its Biologics License Application (BLA) for RP1 (vusolimogene oderparepvec) in combination with nivolumab for the treatment of advanced melanoma. This regulatory setback follows a prior CRL and was disclosed via a news release (Exhibit 99.1) under Regulation FD. No additional positive developments or financial impacts were reported.

• ·Filing submitted on April 13, 2026, reporting event from April 10, 2026
• ·Information in Item 7.01 and Exhibit 99.1 not deemed 'filed' under Section 18 of the Exchange Act

13-04-2026

AITX reported preliminary FY2026 revenue growth of 26% to $7.75M from $6.14M, with gross profit expanding 48% to $5.53M and gross margins improving to 71% from 61%, driven by cost discipline. Operating expenses remained flat at $17.5M, resulting in a $2.0M improvement in loss from operations. However, CEO Steve Reinharz noted revenue growth fell short of expectations amid a turbulent economy, though the company maintains focus on scaling to positive cash flow.

• ·Completed SOC 2 Type 2 audit, validating operations and internal controls.
• ·RAD solutions designed to deliver 35%-80% cost savings vs. traditional manned security.
• ·Robust sales pipeline with expanding opportunities across subsidiaries and industries including enterprises, government, transportation, critical infrastructure, education, and healthcare.

13-04-2026

Community Trust & Investment Co filed its 13F-HR on April 13, 2026, reporting $1,840,759,795 in total portfolio value across 260 holdings as of March 31, 2026. Top positions include Community TR BANCORP INC ($126,788,704, 2,088,088 shares), NVIDIA CORPORATION ($126,204,566, 723,650 shares), APPLE INC ($95,881,602, 377,799 shares), MICROSOFT CORP ($88,010,135, 237,756 shares), and AMAZON COM INC ($70,416,497, 338,102 shares). The filing discloses current holdings with breakdowns by sole, other, and defined voting authority but no prior period comparisons.

• ·Filing period end date: March 31, 2026
• ·Filer address: 100 East Vine Street, Suite 501, Lexington, KY 40507
• ·Holdings include significant ETF positions such as ISHARES 3-7 YEAR TREASURY BOND ETF ($9,029,262) and UTILITIES SELECT SECTOR SPDR ($28,245,353)

13-04-2026

Gradient Investments LLC filed its 13F-HR report disclosing $6,454,948,464 in total portfolio value across 420 holdings as of March 31, 2026, with all positions held on a sole discretionary basis. Top holdings by value include NVIDIA Corporation ($129,325,632), Apple Inc. ($125,186,585), and Microsoft Corporation ($118,304,431). No changes from prior periods or performance metrics are detailed in this snapshot filing.

• ·Portfolio managed from Arden Hills, MN.
• ·All listed holdings reported with sole voting and dispositive power (SH SOLE).
• ·Additional notable holdings: Chevron Corporation ($63,814,960), Alphabet Inc. ($21,245,402), UnitedHealth Group Inc. ($41,099,383).

13-04-2026

MassMutual Private Wealth & Trust, FSB, a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company, filed a 13F-HR disclosing $3,672,398,929 in total market value across 2,429 equity positions as of March 31, 2026, all held with sole investment discretion. Notable holdings include Apple Inc (670,956 shares, $170,281,923 MV), Alphabet Inc Class A (220,848 shares, $63,352,457 MV) and Class C (304,462 shares, $87,551,093 MV), and Amazon.com Inc (446,944 shares, $93,085,027 MV). No changes, additions, or reductions are detailed as this is a standard quarterly snapshot without prior period comparison.

• ·Filing submitted April 13, 2026 for quarter ended March 31, 2026
• ·All reported positions held with sole discretionary voting power (SH SOLE); no shared or other power indicated
• ·Portfolio includes positions in closed-end funds, REITs, ETFs, and common stocks across various sectors

13-04-2026

Evommune, Inc. hosted a webcast on April 13, 2026, highlighting the migraine treatment landscape and the role of MRGPRX2 inhibition in this condition. The presentation is available on the company's 'News & Events' website page and furnished as Exhibit 99.1 to this 8-K filing. No financial metrics or performance data were disclosed.

• ·Webcast presentation available at https://ir.evommune.com/news-events/ir-calendar
• ·Filing incorporates Exhibit 99.1 by reference but notes it is furnished, not filed, under Regulation FD

13-04-2026

Jewett-Cameron Trading Company Ltd. reported sales growth of 16.4% YoY to $10.5M in Q3 FY2026 and 4.7% YoY to $19.2M for the first half, with cash increasing to $0.55M. However, gross profit declined sharply by 9.2% YoY in Q3 and 83.8% for the half to just $0.57M, resulting in operating losses widening to $1.1M in Q3 and $4.9M for the half, and net losses ballooning to $1.2M and $5.2M respectively. Total assets fell 14.1% to $21.9M amid higher bank debt of $4.3M (up 103%) and reduced retained earnings.

• ·Accounts receivable increased 68.8% to $6.5M from Aug 31, 2025.
• ·Net cash used in operating activities improved to $1.85M from $4.36M YoY for six months.
• ·Basic EPS for six months ended Feb 28, 2026: $(1.48) vs $(0.35) prior year.
• ·Property, plant and equipment write-off of $140,304 in six months ended Feb 28, 2026.