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Nasdaq 100 Stocks SEC Filings β€” February 12, 2026

USA NASDAQ-100

8 high priority7 medium priority15 total filings analysed

Executive Summary

Across 15 SEC filings from NASDAQ-100 constituents on 2026-02-13, a dominant theme emerges of governance transitions, with 6 filings (40%) disclosing Item 5.02 events including officer/director departures, appointments, and compensatory changes (IMMUNIC, GENCO, Apple Hospitality REIT, SAGA, COSTAR, NexMetals), signaling potential strategic refreshes or underlying instability amid neutral sentiment overall. Biotech-focused firms (IMMUNIC, Evommune, Inmune Bio) highlight material agreements (Item 1.01) and Reg FD disclosures (Item 7.01) but flag dilution risks from unregistered equity sales (Item 3.02), with mixed/neutral sentiment and medium materiality (avg 6/10). No quantitative period-over-period trends (YoY/QoQ revenue/margins) or insider trading details are disclosed across filings, limiting growth/margin synthesis; however, results of operations in Atmus Filtration (Item 2.02) and other voluntary disclosures suggest ongoing operational updates without directional bias. Capital allocation, M&A details, and forward-looking guidance absent, but multi-item 8-Ks (IMMUNIC, Evommune, Faraday Future) indicate clustered developments warranting monitoring. Portfolio-level implication: Neutral stance with elevated watch on leadership churn (higher in smaller NDX constituents) and biotech financing events; average materiality 4.4/10, risk level low-medium.

Tracking the trend? Catch up on the prior Nasdaq 100 Stocks SEC Filings digest from February 11, 2026.

Investment Signals(11)

  • β–²

    Entry into material definitive agreement (Item 1.01) signals potential strategic partnership or financing uplift, complemented by new leadership via Item 5.02, materiality 7/10

  • β–²

    Material agreement (Item 1.01) advances strategic positioning despite dilution, Reg FD disclosure (Item 7.01) provides transparency, mixed sentiment with medium materiality

  • Disclosure of results of operations and financial condition (Item 2.02) offers fresh operational insights, low risk enables positive reassessment

  • β–²

    Reg FD disclosure (Item 7.01) likely includes press release/update, voluntary filing supports ongoing communication, low risk 3/10 materiality

  • β–²

    Officer change (Item 5.02) could introduce fresh expertise, neutral sentiment with exhibits suggesting compensatory details

  • Item 8.01 other events with exhibits signals proactive updates, steady REIT operations implied, materiality 5/10

  • Leadership refresh via Item 5.02 (appointments/compensatory arrangements) positions for execution, low risk in core NDX holding

  • SCHEDULE 13G/A indicates stable institutional positioning, low risk 4/10 materiality supports holder conviction

  • Institutional holdings report reflects passive confidence in mega-cap leader, low risk across duplicate filings

  • Alphabet Inc. (8-K)↓(NEUTRAL-BULLISH)
    β–²

    Item 8.01 other events with exhibits from tech giant, minimal materiality but consistent disclosure discipline

  • Director/officer changes (Item 5.02) enable governance optimization in REIT sector, low risk profile

Risk Flags(10)

Opportunities(9)

Sector Themes(6)

  • Governance Churn in NDX Constituents(THEME)
    β—†

    6/15 filings (40%) feature Item 5.02 leadership changes (IMMUNIC, GENCO, Apple Hospitality, SAGA, COSTAR, NexMetals), avg medium risk; implies sector-wide refresh or stress, watch for performance divergence vs stable peers like Alphabet

  • Biotech Financing Risks(THEME)
    β—†

    3 filings (IMMUNIC, Evommune, Inmune Bio) show Item 1.01/3.02/7.01 clusters with dilution (2/3) and mixed/neutral sentiment, medium materiality avg 6/10; highlights capital raise pressures amid no YoY growth data

  • Neutral Voluntary Disclosures(THEME)
    β—†

    7/15 (47%) Item 8.01/7.01/9.01 heavy (Alphabet x2, Mid America, Inmune, Faraday, NexMetals), low materiality avg 3.5/10; pattern of low-impact updates suggests stable ops but limited catalysts

  • REIT & Shipping Turnover(THEME)
    β—†

    Item 5.02 in Apple Hospitality, Mid America (REITs), GENCO (shipping), neutral sentiment; potential cyclical sector management bets without margin/volume trends disclosed

  • Institutional Stability(THEME)
    β—†

    13F-HR (Alphabet), 13G/A (Warner Music) low risk 4/10; passive holder patterns contrast active governance noise elsewhere

  • Shareholder Voting Opacity(THEME)
    β—†

    Item 5.07 in Faraday Future, Aditxt lacks outcomes, low materiality; recurring in volatile small NDX names signals governance monitoring need

Watch List(8)

Filing Analyses(15)
IMMUNIC, INC.8-Kneutralmateriality 7/10

13-02-2026

Immunic, Inc. filed a Form 8-K on 2026-02-13 disclosing multiple events under Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details, transaction values, personnel names, share counts, or financial metrics are disclosed in the provided filing summary. This multi-item filing signals potentially significant developments but lacks quantitative data for impact assessment.

Alphabet Inc.13F-HRmateriality 4/10

13-02-2026

Atmus Filtration Technologies Inc.8-Kneutralmateriality 5/10

13-02-2026

Atmus Filtration Technologies Inc. filed an 8-K on 2026-02-13 under Item 2.02 disclosing Results of Operations and Financial Condition, and Item 9.01 for Financial Statements and Exhibits. No specific financial metrics, period-over-period changes, positive or negative performance indicators, or other quantitative details are mentioned in the filing. Sector is not specified.

  • Β·AccNo: 0001921963-26-000012
  • Β·File Size: 492 KB
Evommune, Inc.8-Kmixedmateriality 7/10

13-02-2026

Evommune, Inc. filed a Form 8-K on February 13, 2026, disclosing entry into a material definitive agreement (Item 1.01) and unregistered sales of equity securities (Item 3.02), alongside Regulation FD disclosure (Item 7.01) and financial statements/exhibits (Item 9.01). While the material agreement signals potential strategic advancement, the equity sales raise dilution concerns. No specific transaction values, terms, financial impacts, or quantitative details are disclosed.

GENCO SHIPPING & TRADING LTD8-Kneutralmateriality 5/10

13-02-2026

GENCO SHIPPING & TRADING LTD filed an 8-K on 2026-02-13 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 indicates Financial Statements and Exhibits were included. No specific details on the affected position, names, reasons, or timing were disclosed.

Warner Music Group Corp.SCHEDULE 13G/Amateriality 4/10

13-02-2026

Inmune Bio, Inc.8-Kneutralmateriality 3/10

13-02-2026

Inmune Bio, Inc. filed a Form 8-K on February 13, 2026 (AccNo: 0001213900-26-016385, Size: 291 KB), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific core events, transactions, financial metrics, or quantitative data are disclosed in the filing summary. This appears to be a multi-item voluntary disclosure likely including a press release or update as an exhibit.

Alphabet Inc.8-Kneutralmateriality 1/10

13-02-2026

Alphabet Inc. filed an 8-K on February 13, 2026, reporting under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No specific details on the other event, financial statements, exhibits, or any quantitative metrics are disclosed in the provided filing metadata. This appears to be a multi-item, likely voluntary disclosure with unknown materiality.

MID AMERICA APARTMENT COMMUNITIES INC.8-Kneutralmateriality 5/10

13-02-2026

MID AMERICA APARTMENT COMMUNITIES INC. filed an 8-K on February 13, 2026, reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details regarding the nature of the other events or the contents of the exhibits are disclosed in the filing summary. This appears to be an informational disclosure without quantified financial metrics or directional impacts provided.

Apple Hospitality REIT, Inc.8-Kneutralmateriality 3/10

13-02-2026

Apple Hospitality REIT, Inc. filed a Form 8-K on 2026-02-13 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for the change, or timing are provided in the filing summary. No quantitative data, performance metrics, or further governance implications are disclosed.

SAGA COMMUNICATIONS INC8-Kneutralmateriality 4/10

13-02-2026

SAGA COMMUNICATIONS INC filed an 8-K on February 13, 2026, disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 indicates Financial Statements and Exhibits were included. No specific details on the officer's name, title, reason for change, timing, or any quantitative metrics are disclosed.

FARADAY FUTURE INTELLIGENT ELECTRIC INC.8-Kneutralmateriality 3/10

13-02-2026

Faraday Future Intelligent Electric Inc. filed an 8-K on February 13, 2026, under Item 5.07 disclosing submission of matters to a vote of security holders, Item 8.01 for other events, and Item 9.01 for financial statements and exhibits. No specific vote outcomes, details of other events, financial metrics, or exhibit contents are disclosed. This multi-item filing provides informational updates without quantified positive or negative impacts.

COSTAR GROUP, INC.8-Kneutralmateriality 4/10

13-02-2026

CoStar Group, Inc. filed an 8-K on February 13, 2026, under Item 5.02 disclosing a change involving departure of directors or certain officers, election or appointment of directors or officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on positions affected, individuals, reasons, or terms are disclosed.

NexMetals Mining Corp.8-Kneutralmateriality 5/10

13-02-2026

NexMetals Mining Corp. filed an 8-K on 2026-02-13 disclosing an officer or director change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Other Events in Item 8.01 and Financial Statements and Exhibits in Item 9.01. Specific details on the key position affected, whether it is an appointment or resignation, reasons for the change, or individuals involved are NOT_DISCLOSED. No quantitative financial metrics, performance comparisons, or scheduled events are mentioned.

Aditxt, Inc.8-Kneutralmateriality 3/10

13-02-2026

Aditxt, Inc. filed an 8-K on February 13, 2026, reporting under Item 5.07 the submission of matters to a vote of security holders. No specific matters submitted, vote outcomes, share counts, or other numerical details are disclosed. This is an informational filing on shareholder voting activity.

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