Dow Jones 30 Stocks SEC Filings — April 23, 2026

USA Dow Jones 30

19 high priority31 medium priority50 total filings analysed

Executive Summary

The 50 filings for USA Dow Jones 30 stream (April 23, 2026) are dominated by Q1 2026 earnings from ~25 financial institutions and industrials, revealing YoY net income growth averaging ~25% across banks (e.g., OP Bancorp +30%, Bread Financial +32%) but QoQ declines in 70% of cases due to higher provisions and NIM compression (avg -5-10 bps QoQ). Revenue trends strong YoY (+10-20% in tech/industrials like ServiceNow +22%, IBM +9%, Dover +10%) but sequential softness amid supply chain/Middle East issues. Capital allocation robust with buybacks (e.g., First Citizens $900M, Mobileye $250M) and dividend hikes (e.g., ConnectOne +8.3%, Texas Capital initiated $0.20). Mixed sentiments prevail (80% mixed/neutral), with positive outliers in consumer finance (AmEx +15% NI) and credit (Bread Financial delinquency -34 bps). Forward guidance mostly reaffirmed/raised (e.g., Mobileye +2% rev, PG&E $1.64-1.66 EPS), signaling stability; M&A active (e.g., CVB Heritage close April 17, Richmond-Farmers Q2). Portfolio-level: Banks show deposit growth (avg +2-5% QoQ) offsetting loan stagnation/NPL rises (avg +20-30% QoQ), industrials divest for focus (Baker Hughes ~$3B proceeds). Implications: Tactical buys in resilient banks/tech, caution on credit risks, monitor June catalysts for blue-chips.

Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from April 16, 2026.

Investment Signals(12)

  • Net income +32% YoY to $181M, credit sales +7% to $6.5B, delinquency -34 bps to 5.59%, repurchased 3.5M shares +$600M authorization increase, FY26 loan growth low single-digits

  • Revenues +11% YoY to $18.9B, net income +15% to $2.97B, EPS +18% to $4.28, billed business +10%, reaffirmed FY26 revenue 9-10% growth

  • IBM(BULLISH)

    Revenue +9% YoY to $15.9B, net income +15% to $1.22B, operating cash flow +18% to $5.17B despite $10.5B acquisitions, gross profit +11%

  • Dover Corp(BULLISH)

    Revenue +10% YoY (+5% organic) across all segments (e.g., Climate Tech +18%), adjusted EPS +11% to $2.28, FY26 guidance revenue +5-7%, EPS $10.45-10.65

  • ServiceNow(BULLISH)

    Subscription revenues +22% YoY to $3.67B, total rev +22% to $3.77B, despite $2.2B buybacks, goodwill +27% from acquisitions

  • Net income +94% YoY to $36.3M post-FLIC merger, NIM +12 bps QoQ to 3.39%, loans/deposits +10% annualized, dividend +8.3% to $0.195

  • Net income +67% YoY to $32.8M, NIM expands to 3.21%, core deposits +$999M YoY, business loans +$576M YoY despite loan decline

  • OP Bancorp(BULLISH)

    Net income +30% YoY/+3% QoQ to $7.23M, efficiency ratio -420 bps YoY to 57.97%, provision -44% YoY to $412K

  • PG&E Corp(BULLISH)

    Core EPS +30% YoY to $0.43, revenues +15% to $6.88B, reaffirmed FY26 $1.64-1.66 EPS, wildfire claims $0 vs $49M YoY

  • Mobileye(BULLISH)

    Revenue +27% YoY to $558M, FY26 rev guidance +2% midpoint to $1.975B, EyeQ volumes +28% YoY, $250M buyback

  • First Citizens(MIXED BULLISH)

    Deposits +5.7% QoQ to $170.8B despite NI -8% QoQ, $900M repurchases +$2.5B debt prepay, CET1 10.83%

  • Dow Inc(MIXED BULLISH)

    Operating cash flow +980% YoY to $1.12B despite net loss $445M, Packaging EBIT recovery signals trough

Risk Flags(10)

Opportunities(10)

  • $6.69B rev, $930M NI 2025, $1B buyback +$0.375 div, AGM June 25 vote on ESPP/auditors, MS NOW 8B views

  • Acquired Heritage April 17 (largest ever), NII +6.7% YoY, NIM +13 bps to 3.44%, 196 qtrs profitability

  • Farmers merger approvals received, close Q2 2026, exchange 3.40 RMBI shares, NI +40% YoY

  • Rev +27% YoY, raised FY26 rev midpoint +2%, operating income +61%, design wins Mahindra/China OEM

  • Orders +7% YoY, $38.3B backlog, FY26 EPS $10.35-10.65 maintained, Aerospace spin June 29

  • Credit metrics improve (loss rate -83 bps to 7.33%), new partnerships Ford/Ethan Allen, FY26 revenue low single-digits

  • Loans/deposits +10% ann QoQ post-merger, TBVPS +1.7% QoQ to $23.93, delinquencies improve

  • 23% lower rates CARE customers, Diablo Canyon renewal, >1,900 mi undergrounding by 2027

  • HSR terminated April 2, CECO merger exchange 0.8110 shares, potential close soon despite risks

  • $3B proceeds expected 2026 (e.g., $1.15B PSI), IET orders record $4.9B, book-to-bill 1.2x

Sector Themes(6)

  • Banking NIM Resilience

    15/20 banks show NIM expansion YoY (avg +20 bps, e.g., ConnectOne +12 bps QoQ, Dime 3.21%), but 60% QoQ compression (-5-11 bps avg) from deposit costs; deposits +2-6% QoQ avg supports liquidity [IMPLICATION: Favor high-NIM outliers like TriCo 4.07%]

  • Financial Provisions Rising

    Provisions up QoQ in 70% banks (avg +20-50%, e.g., Texas Capital $16M, Valley NCO $17.5M), NPLs +20-30% QoQ (e.g., OP +30%), but YoY NI +25% avg; credit quality stable overall [IMPLICATION: Monitor charge-offs for cycle peak]

  • Industrial Revenue Divergence

    8/12 industrials +YoY rev (avg +8%, Dover +10%, Honeywell +2% organic), but QoQ -10% avg (Baker Hughes -11%); divestitures common (Baker $3B, Honeywell WWS H2) for focus [IMPLICATION: Portfolio optimization bullish long-term]

  • Capital Returns Acceleration

    Buybacks/dividends in 25+ filings (e.g., First Citizens $900M, Bread +$600M auth, ConnectOne div +8%); banks avg TCE/ROTCE 7-11%, CET1 >10% [IMPLICATION: Shareholder-friendly amid flat growth]

  • Tech/Cloud Steady Growth

    ServiceNow subs +22% YoY, IBM sales +13%, Mobileye +27%; acquisitions drive goodwill + (IBM +10%), but op ex +17% pressures margins [IMPLICATION: Growth at scale, watch M&A dilution]

  • M&A Momentum in Finance

    5 mergers (CVB Heritage closed, Richmond-Farmers May 26-27 Q2 close, Huntington Veritex/Cadence); exchange ratios fixed, ownership shifts (Farmers 38%) [IMPLICATION: Consolidation alpha pre-close]

Watch List(8)

  • Versant Media/AGM(MONITOR VOTING OUTCOMES)
    👁

    Vote on directors, auditors, ESPP, say-on-pay frequency; record date April 14, meeting June 25 10AM ET virtual

  • Richmond Mutual/Merger Votes[MONITOR APPROVAL RISKS]
    👁

    RMBI/Farmers shareholder meetings May 27/May 26, Q2 close target post-approvals

  • Preliminary Q3 FY26 NI +13% YoY, dividend $0.25 pay May 29; call April 23 9:30AM CT [MONITOR CREDIT/NPL TRENDS]

  • Aerospace spin June 29, investor days June 3/11; WWS sale H2 [MONITOR DEAL PROCEEDS/GUIDANCE]

  • Minerva Neurosciences/AGM(MONITOR PROXY VOTES)
    👁

    June 3 virtual, elect directors, charter amendments, say-on-pay; record April 9

  • Lovesac/AGM(MONITOR GOVERNANCE CHANGES)
    👁

    June 9 virtual, elect 8 directors, compensation vote, auditors; record April 16

  • Thermon Group/Merger Close(MONITOR CLOSING TIMELINE)
    👁

    HSR done April 2, stockholder approvals/Nasdaq pending, termination fees $74-105M risk

  • $102M Q1 expense +34% YoY, infrastructure milestones 2027; reaffirmed guidance [MONITOR REGULATORY/CLAIM DEVELOPMENTS]

Filing Analyses(50)
Versant Media Group, Inc.DEF 14Apositivemateriality 8/10

23-04-2026

Versant Media Group, Inc. (VSNT), recently spun off from Comcast on January 2, 2026, is convening its 2026 Annual Meeting of Shareholders on June 25, 2026, to elect 10 director nominees (9 independent), ratify Deloitte & Touche LLP as independent auditors for fiscal 2026, approve an annual frequency for future say-on-pay votes, and approve the Employee Stock Purchase Plan. The company highlighted robust 2025 financial performance with $6.69B total revenue, $930M net income attributable to Versant, $2.42B adjusted EBITDA, and $2.18B standalone adjusted EBITDA, alongside a $0.375 quarterly cash dividend declaration and $1B share repurchase authorization. Operating highlights include strong viewership and partnerships across brands like MS NOW, CNBC, Golf Channel, and USA Network, with recent acquisitions of Free TV Networks and INDY Cinema Group.

  • ·Record date for voting: April 14, 2026
  • ·Annual Meeting: June 25, 2026, at 10:00 a.m. ET via www.virtualshareholdermeeting.com/VSNT2026
  • ·MS NOW generated nearly 8 billion views across TikTok and YouTube and 140 million podcast downloads in 2025
  • ·Golf Channel delivered over 2,000 hours of live coverage across 200+ events
OP Bancorp8-Kmixedmateriality 9/10

23-04-2026

OP Bancorp reported first quarter 2026 net income of $7.234 million, up 3% from $7.038 million in Q4 2025 and 30% from $5.560 million in Q1 2025, with diluted EPS rising to $0.48 from $0.47 and $0.37, respectively, supported by revenue growth to $24.555 million and improved efficiency ratio of 57.97%. However, net interest income declined 2% QoQ to $20.523 million due to lower loan yields and fewer accrual days, contracting net interest margin by 6 basis points to 3.19%, while nonperforming loans increased 30% QoQ to $18.297 million (0.82% of gross loans). Average loans and deposits grew 1% and 2% QoQ, respectively, with credit quality stable featuring net recoveries of 0.01% of average gross loans.

  • ·Efficiency ratio improved to 57.97% from 58.87% QoQ and 62.13% YoY.
  • ·Provision for credit losses decreased to $412 thousand from $463 thousand QoQ and $736 thousand YoY.
  • ·Common equity tier 1 capital ratio at 10.82%, down slightly from 10.93% QoQ.
  • ·ROAA 1.08% and ROAE 12.56%, up modestly QoQ.
  • ·Gains on sale of loans $2.050 million, up 30% QoQ from higher SBA loan premiums of 8.27%.
  • ·Allowance for credit losses on loans 1.27% of gross loans, stable QoQ.
  • ·Criticized loans $33.235 million, up 3.7% QoQ to 1.49% of gross loans.
Baker Hughes Co8-Kmixedmateriality 9/10

23-04-2026

Baker Hughes reported first-quarter 2026 revenue of $6.6 billion, up 2% year-over-year but down 11% sequentially, driven by IET growth offset by OFSE declines amid Middle East disruptions. Orders reached $8.2 billion, a strong 26% YoY increase with record IET orders of $4.9 billion and RPO of $36.1 billion including IET record $33.1 billion; adjusted EBITDA rose 12% YoY to $1,158 million but fell 13% sequentially. The company executed portfolio strategy with divestitures including $344.5 million from Cactus JV and $1.15 billion from PSI sale, expecting total ~$3 billion proceeds in 2026, while cash flow from operations dropped 29% YoY to $500 million and free cash flow declined 54% YoY to $210 million.

  • ·Total book-to-bill ratio 1.2x; IET book-to-bill 1.5x.
  • ·OFSE RPO $3.0 billion, down $0.5 billion sequentially.
  • ·Income tax expense $336 million.
  • ·Other (income) expense, net $(588) million, including $721 million gain on dispositions.
  • ·Depreciation and amortization $354 million.
  • ·HMH IPO raised approximately $200 million (Baker Hughes minority-owned).
Richmond Mutual Bancorporation, Inc.8-Kmixedmateriality 9/10

23-04-2026

Richmond Mutual Bancorporation reported Q1 2026 net income of $2.8 million ($0.28 diluted EPS), up 40% from $2.0 million ($0.20 EPS) in Q1 2025 driven by higher net interest income (up 11.6% to $11.4 million) and improved NIM to 3.10%, but down from $3.4 million ($0.35 EPS) in Q4 2025 due to higher provision for credit losses ($693,000 vs $409,000), lower noninterest income (down 14.7%), and higher noninterest expense. Assets, loans, and deposits remained flat at $1.5 billion, $1.2 billion, and $1.1 billion, respectively, while nonperforming loans ticked up to $17.6 million (1.48%). The company provided an update on its merger with Farmers Bancorp, with regulatory approvals received and shareholder votes scheduled for May 26-27, 2026, targeting Q2 2026 close.

  • ·Merger exchange ratio: 3.40 shares of RMBI common stock per Farmers Bancorp share; Farmers shareholders expected to own 38% post-merger.
  • ·Merger agreement signed November 11, 2025; Farmers Bancorp shareholder meeting May 26, 2026; RMBI shareholder meeting May 27, 2026.
  • ·Nonrecurring expenses in Q1 2026: $188K core processor fees, $263K fraud losses, $150K real estate taxes on nonaccrual loan.
  • ·Net charge-offs Q1 2026: $347K vs $369K Q4 2025 and $395K Q1 2025.
  • ·Book value per share $13.80 at March 31, 2026 (down from $13.88 at Dec 31, 2025).
Forefront Tech Holdings Acquisition CorpS-1/Aneutralmateriality 9/10

23-04-2026

Forefront Tech Holdings Acquisition Corp, a Cayman Islands blank check company (SPAC) focused on technology sector targets like blockchain-enabled AI, digital trade identities, and robotics, filed Amendment No. 1 to its S-1 registration statement for a $100,000,000 IPO of 10,000,000 units at $10.00 each, consisting of one Class A ordinary share and one-half redeemable warrant (exercisable at $11.50 post-business combination). The sponsor committed to private placement units totaling $3,700,000 alongside the offering, while holding 3,833,333 Class B founder shares purchased for $25,000, which may cause substantial dilution to public shareholders upon conversion.

  • ·Warrants exercisable 30 days after initial business combination at $11.50 per share, expiring 5 years post-combination.
  • ·Public shareholders have redemption rights at trust account value per share upon business combination, with 15% aggregate redemption limit for groups without consent.
  • ·Class B shares convert to Class A on 1:1 basis (adjustable for anti-dilution), targeting ~25% ownership for initial shareholders post-IPO and combination.
  • ·Founder shares issued November 18, 2025 to Next Lion Limited, transferred to sponsor December 10, 2025.
PG&E Corp8-Kmixedmateriality 9/10

23-04-2026

PG&E Corporation reported Q1 2026 GAAP earnings of $0.39 per share and $858 million income available for common shareholders, up from $0.28 per share and $607 million in Q1 2025, driven by higher revenues ($6,881 million vs $5,983 million) and operating income ($1,470 million vs $1,220 million). Non-GAAP core EPS rose to $0.43 from $0.33, with full-year 2026 guidance reaffirmed at $1.64-$1.66 per share; however, operating expenses increased to $5,411 million from $4,763 million, including higher cost of electricity ($561 million vs $399 million), O&M ($3,112 million vs $2,646 million), and Wildfire Fund expense ($102 million vs $76 million). Operational highlights include 23% lower bundled residential electric rates for CARE customers since 2024 and NRC approval for Diablo Canyon license renewal.

  • ·Wildfire-related claims, net of recoveries: $0 million in Q1 2026 vs $49 million in Q1 2025.
  • ·Plans to connect 5 additional RNG facilities by end of 2027.
  • ·By end of 2027, plans to complete >1,900 miles undergrounding, >2,000 miles strengthened poles/covered powerlines.
  • ·Every 1 GW new data center load could save customers 1%+ on monthly electric bills under right conditions.
  • ·Non-core items totaled $100 million after tax ($0.04 per share) in Q1 2026 vs $120 million ($0.05 per share) in Q1 2025.
FIRST CITIZENS BANCSHARES INC /DE/8-Kmixedmateriality 10/10

23-04-2026

First Citizens BancShares reported Q1 2026 net income of $534 million, down $46 million or 8% from $580 million in Q4 2025, with adjusted net income declining more sharply to $560 million from $648 million. While deposits grew strongly 5.7% to $170.84 billion and loans increased 0.5% to $148.69 billion, net interest income fell $101 million to $1.62 billion and NIM compressed 11 basis points to 3.09%. The company returned $900 million to shareholders via repurchases and prepaid $2.50 billion of the Purchase Money Note, with capital ratios remaining strong above regulatory requirements.

  • ·Nonaccrual loans increased to $1.43 billion (0.96% of loans) from $1.31 billion (0.88%) at Dec 31, 2025.
  • ·Allowance for loan and lease losses $1.56 billion (1.05% of loans) at Mar 31, 2026, slightly down from 1.06%.
  • ·Capital ratios: Total risk-based 13.51%, CET1 10.83%; issued $400 million Series E preferred stock.
  • ·Purchase Money Note declined to $30.91 billion from $35.85 billion at Sep 30, 2025.
  • ·Remaining capacity under 2025 Share Repurchase Plan: $1.91 billion.
ConnectOne Bancorp, Inc.8-Kmixedmateriality 9/10

23-04-2026

ConnectOne Bancorp reported Q1 2026 net income available to common stockholders of $36.3 million, down from $38.0 million in Q4 2025 primarily due to a $2.9 million increase in provision for credit losses to $5.2 million and higher noninterest expenses, but up sharply from $18.7 million in Q1 2025 driven by the FLIC merger. Net interest income rose $2.2 million QoQ to $110.0 million with NIM expanding 12 basis points to 3.39% and 10% annualized loan and deposit growth, while loans reached $11.7 billion and deposits $11.5 billion; however, 30-59 day delinquencies increased to 0.81% due to specific multifamily credits. Tangible book value per share increased 1.7% to $23.93 sequentially, and the board declared an 8.3% higher common dividend of $0.195 per share.

  • ·Nonaccrual loan ratio improved to 0.35% from 0.40% QoQ and 0.61% YoY.
  • ·Annualized net charge-offs (excl. PCD) declined to 0.08% from 0.17% in prior quarters.
  • ·Criticized and classified loans ratio improved to 2.26% from 2.49% QoQ.
  • ·ACL coverage of nonaccrual loans at 368.1%.
  • ·NYC rent-regulated multifamily portfolio totals $675.9M (5.7% of loans) with 12.0% offsets.
  • ·Subsequent to quarter-end, $1.1M in additional SBA loan sale gains in April 2026.
Dime Community Bancshares, Inc. /NY/8-Kmixedmateriality 9/10

23-04-2026

Dime Community Bancshares reported Q1 2026 net income of $32.8 million ($0.75 EPS), up 9% QoQ from $30.0 million ($0.68 EPS) and 67% YoY from $19.6 million ($0.45 EPS), with net interest income flat QoQ at $112.3 million, NIM expanding to 3.21%, core deposits up $999.3 million YoY, and business loans up $123.8 million QoQ/$575.6 million YoY. However, total loans declined 1.3% QoQ to $10.61 billion and 2.3% YoY, total deposits fell 1.9% QoQ to $12.60 billion despite YoY growth, non-performing loans rose to $57.1 million QoQ, and credit loss provisions increased to $12.3 million. The company announced significant new hires for growth and a re-brand to 'Dime Commercial Bank' in Q2.

  • ·Loan originations excluding new lines of credit: $220.4M in Q1 2026 (down from $225.3M Q4 2025, up from $77.9M Q1 2025)
  • ·Brokered deposits: $215.0M at Q1 2026 (up QoQ from $200.0M, down YoY from $285.6M)
  • ·Federal Home Loan Bank advances: $435.0M at Q1 2026 (down from $508.0M prior periods)
  • ·Redeemed $40M Fixed/Floating Subordinated Debentures due 2030 at par on March 30, 2026
  • ·Book value per common share: $31.33 at Q1 2026 (up from $30.99 Q4 2025)
  • ·Tangible common book value per share: $27.73 at Q1 2026 (up from $27.37 Q4 2025)
  • ·Dividends per common share: $0.25 in Q1 2026
  • ·Earnings conference call: April 23, 2026 at 9:00 a.m. ET
BREAD FINANCIAL HOLDINGS, INC.8-Kpositivemateriality 9/10

23-04-2026

Bread Financial reported strong Q1 2026 financial results, with net income of $181 million (+32% YoY from $138 million), revenue up 5% to $1,018 million, and credit sales increasing 7% to $6.5 billion. End-of-period loans grew 2% YoY to $18.1 billion while average loans rose modestly 1% to $18.3 billion; credit metrics improved with delinquency rate down 34 bps to 5.59% and net loss rate down 83 bps to 7.33%, though provision for credit losses increased 2% to $303 million. The company repurchased 3.5 million shares (including 2.0 million for $150 million) and increased its repurchase authorization by $600 million to $690 million, maintaining CET1 ratio at 13.3%.

  • ·Launched new credit card relationships with Ford and Ethan Allen; expanded Bread Pay with AAA, Dell, Ford, and Academy Sports.
  • ·2026 full-year outlook: average loan growth low single digits; total revenue growth low single digits; net loss rate 7.2%-7.4%; effective tax rate 25%-27%.
  • ·Repurchased $50 million subordinated debt, $350 million principal outstanding.
  • ·Reserve rate improved 73 bps YoY to 11.46%.
  • ·Direct-to-consumer deposits averaged 48% of total funding (up from 43% YoY).
Mobileye Global Inc.8-Kmixedmateriality 9/10

23-04-2026

Mobileye reported Q1 2026 revenue of $558 million, up 27% YoY from $438 million, with adjusted operating income rising 61% to $95 million and adjusted gross margin at 66%, prompting a 2% raise in FY2026 revenue guidance midpoint to ~$1,975 million and 8% increase in adjusted operating income midpoint. However, GAAP operating loss widened to $(3,896) million from $(117) million due to a $3,788 million non-cash goodwill impairment, and net cash outflow of $591 million occurred from the Mentee Robotics acquisition. The company also announced a $250 million share repurchase program to offset dilution.

  • ·EyeQ SoC volumes ramped 28% YoY, driven by higher EyeQ demand and normalization of customer safety stock.
  • ·Design wins with Mahindra for SuperVision and Surround ADAS, adding a third Surround ADAS customer.
  • ·Over 100 ID.Buzz AVs powered by Mobileye Drive testing on public roads in six cities.
  • ·EyeQ6 High-based SuperVision achieved targeted mean-time-between-failure goals in 2,000+ km US drive.
  • ·Cash used in property and equipment purchases: $30 million in Q1 2026.
  • ·FY2026 Operating Loss guidance: $(4,331)M to $(4,281)M, including $3,788M goodwill impairment.
Thermon Group Holdings, Inc.DEFM14Amixedmateriality 9/10

23-04-2026

This DEFM14A proxy statement outlines risks associated with the proposed mergers between CECO and Thermon Group Holdings, Inc., including closing conditions such as stockholder approvals, Nasdaq listing, and a tax opinion, with the HSR Act waiting period favorably terminated early on April 2, 2026. Key risks include potential termination fees of $105.0 million payable by CECO to Thermon or $74.7 million by Thermon to CECO, business restrictions pre-closing, market fluctuations affecting stock consideration value (fixed exchange ratios of 0.8110 or 0.6840 shares of CECO per Thermon share), and proration mechanics that may alter elected consideration forms. Additional concerns involve litigation risks, employee retention challenges, and significant transaction costs regardless of completion.

  • ·Exchange ratios: 0.8110 shares of CECO common stock for stock consideration; 0.6840 shares for mixed consideration per Thermon share.
  • ·HSR Act waiting period terminated early effective April 2, 2026.
  • ·Tax opinion required from Sidley Austin LLP (or alternative) confirming reorganization under Section 368(a) of the Code.
American Strategic Investment Co.DEF 14Amixedmateriality 6/10

23-04-2026

American Strategic Investment Co.'s DEF 14A proxy statement discloses 2025 compensation for named executive officers (NEOs), with new CEO Nicholas S. Schorsch, Jr. receiving total compensation of $906,047 including $356,669 salary, $298,949 bonus, and $199,200 in stock awards; however, former CEO Michael Anderson's pay sharply declined to $175,255 from $544,579 in 2024 following his March 2025 resignation, while CFO Michael LeSanto's total rose modestly to $365,276 from $342,377. The company granted 26,000 restricted shares to NEOs in 2025 and reports no employees, omitting CEO pay ratio. Independent directors received average total compensation around $117,000-$172,000, including $30,000-$55,000 retainers and $64,327 stock awards.

  • ·Closing price of Common Stock on Dec 31, 2025: $8.29 per share.
  • ·No contractual arrangements for potential payments upon termination or change in control for NEOs.
  • ·No compensation policies likely to have material adverse risk effect.
  • ·Michael Anderson resigned as CEO effective March 19, 2025; Joseph Marnikovic resigned as CFO effective April 4, 2024.
  • ·Aggregate 162,642 shares issued or subject to awards under 2020 Equity Plan as of Dec 31, 2025.
  • ·During 2025, 1,158 shares vested for Michael LeSanto with fair value $12,526.23.
Xeris Biopharma Holdings, Inc.DEFA14Aneutralmateriality 3/10

23-04-2026

Xeris Biopharma Holdings, Inc. (XERS) filed Definitive Additional Proxy Materials (DEFA14A) on April 23, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required. No specific financial data, proposals, or substantive content is provided in the document header.

FARMERS & MERCHANTS BANCORP8-Kneutralmateriality 3/10

23-04-2026

Farmers & Merchants Bancorp released an investor presentation on April 22, 2026, providing updates on its financial position, business, and operations for use in investor communications and conferences. The presentation is furnished as Exhibit 99.1 under Item 7.01 and is not deemed 'filed' for purposes of the Exchange Act. No specific financial metrics, positive or negative performances, or period comparisons are detailed in the filing.

Kingsoft Cloud Holdings Ltd20-Fneutralmateriality 6/10

23-04-2026

Kingsoft Cloud Holdings Ltd's 20-F annual report defines key terms such as 'Premium Customer' and 'Public Cloud Service Premium Customer' as those generating over RMB700,000 in annual revenues. The report highlights risks including dependence on Kingsoft Group and Xiaomi Group for revenues and borrowings, potential limitations on PRC subsidiary dividends, and challenges in acquisition due diligence. A taxation scenario illustrates that hypothetical pre-tax earnings of 100% result in 67.5% net distribution to shareholders after 25% statutory tax and 10% withholding tax.

  • ·Net dollar retention rate for Public Cloud Service Premium Customers calculated as revenues from prior-year premium customers in current period divided by revenues from all premium customers in prior period.
  • ·Risk of material adverse effect from limitations on PRC subsidiaries' ability to pay dividends (details on page 54).
HONEYWELL INTERNATIONAL INC8-Kmixedmateriality 9/10

23-04-2026

Honeywell reported Q1 2026 sales of $9.1 billion, up 2% YoY organically, driven by pricing and new products, with orders up 7% leading to a $38.3 billion backlog; adjusted EPS increased 11% to $2.45 and segment margin expanded 90 bps to 23.3%. However, reported EPS declined 35% to $1.29 due to impairments and separation costs, operating income fell 14%, operating cash flow was negative at ($0.7) billion, and Process Automation sales dropped 6% organically amid Middle East disruptions while Industrial Automation reported sales declined 11%. The company announced the sale of Warehouse and Workflow Solutions to American Industrial Partners and reaffirmed its 2026 outlook, with Honeywell Aerospace spin-off planned for June 29, 2026.

  • ·Full-year 2026 guidance maintained: Sales $38.8B - $39.8B (3-6% organic growth), Segment Margin 22.7% - 23.1% (20-60 bps expansion), Adjusted EPS $10.35 - $10.65 (6-9% growth), Free Cash Flow $5.3B - $5.6B.
  • ·Investor conferences: Honeywell Aerospace on June 3, 2026 in Phoenix; Honeywell Automation on June 11, 2026 in New York City.
  • ·WWS and PSS sales expected to close in H2 2026.
TEXAS CAPITAL BANCSHARES INC/TX8-Kmixedmateriality 9/10

23-04-2026

Texas Capital Bancshares reported first quarter 2026 net income available to common stockholders of $69.5 million ($1.56 per diluted share), up 63% YoY from $42.7 million but down 28% QoQ from $96.3 million ($2.12 per share), amid higher provisions for credit losses ($16.0 million) and net charge-offs ($17.4 million). The company initiated its first quarterly common stock cash dividend of $0.20 per share and highlighted revenue diversification with non-interest income up 42% YoY to $69.3 million, though net interest income fell 5% QoQ to $254.7 million and efficiency ratio worsened to 65.9%. Capital remains strong with CET1 at 12.0%, total assets grew to $33.5 billion, and book value per share rose 11% YoY to $75.71.

  • ·Criticized loans $650.6 million at March 31, 2026, up from $634.9 million at Dec 31, 2025 but down from $762.9 million at March 31, 2025.
  • ·Non-accrual LHI $144.9 million (0.58% of total LHI) at March 31, 2026, up from $116.9 million (0.49%) QoQ and $93.6 million (0.42%) YoY.
  • ·Allowance for credit losses to total LHI 1.32% at March 31, 2026, down from 1.38% QoQ and 1.48% YoY.
  • ·Common stock repurchased at weighted average $96.82 per share.
  • ·Preferred dividend $14.375 per share Series B, payable June 15, 2026.
CVB FINANCIAL CORP8-Kmixedmateriality 9/10

23-04-2026

CVB Financial Corp reported Q1 2026 net earnings of $51.0 million, nearly flat YoY from $51.1 million but down 7.4% QoQ from $55.0 million amid a $3.0 million provision for credit losses versus prior recaptures. Net interest income rose 6.7% YoY to $117.8 million with NIM expanding 13 bps to 3.44%, though NII fell 3.9% and NIM contracted 5 bps QoQ; average loans grew 1.3% QoQ and 1.9% YoY while deposits increased 2.4% YoY on average. The company completed its largest-ever acquisition of Heritage Commerce Corp on April 17, 2026, with results excluded from Q1.

  • ·Pretax pre-provision income grew 6% YoY by $4.0 million.
  • ·Noninterest-bearing deposits averaged 57.76% of total deposits, down from 59.01% YoY.
  • ·196 consecutive quarters (49 years) of profitability and 146 consecutive quarters of cash dividends.
  • ·Acquisition-related expenses of $1.1 million in Q1 2026.
SHENANDOAH TELECOMMUNICATIONS CO/VA/8-Kpositivemateriality 6/10

23-04-2026

Shenandoah Telecommunications Company held its 2026 annual meeting of shareholders on April 21, 2026, electing directors Matthew S. DeNichilo (36,148,022 votes for), Kenneth L. Quaglio (35,884,385 for), and Michael A. Rhymes (36,117,763 for) to three-year terms expiring in 2029, with against votes under 1 million each and 8,045,543 broker non-votes. Shareholders ratified RSM US LLP as independent auditors with 44,613,720 votes for and only 79,837 against, and approved non-binding named executive officer compensation with 35,844,332 for versus 790,299 against and 8,045,543 broker non-votes. Post-meeting, executives Christopher French, Edward McKay, and James Volk provided a company presentation attached as Exhibit 99.1.

SBC Medical Group Holdings Inc8-Kneutralmateriality 7/10

23-04-2026

On April 19, 2026, SBC Medical Group Holdings Incorporated entered into an underwriting agreement with Maxim Group LLC for the sale of 3,100,000 shares of its common stock by Dr. Yoshiyuki Aikawa, the CEO and Chairman as selling stockholder; the underwriters received a 45-day option for up to 465,000 additional shares. The offering closed on April 21, 2026, with no shares sold by the Company and no proceeds received by it. This secondary offering was conducted pursuant to a Form S-3 registration statement filed on December 29, 2025.

  • ·Underwriting Agreement filed as Exhibit 1.1
  • ·Pursuant to Registration Statement on Form S-3 (File No. 333-292451), filed December 29, 2025
  • ·Company is an emerging growth company
TRICO BANCSHARES /8-Kmixedmateriality 9/10

23-04-2026

TriCo Bancshares reported Q1 2026 net income of $33.7 million, up 0.2% QoQ from $33.6 million but a strong 27.8% YoY increase from $26.4 million, with diluted EPS of $1.04 versus $1.03 QoQ and $0.80 YoY. While deposits grew 6.8% annualized QoQ to $8.4 billion and NIM improved 5 bps to 4.07%, net interest income declined 1.1% QoQ to $91.5 million and loans decreased 2.4% annualized QoQ to $7.1 billion. Efficiency ratio improved slightly to 54.55% QoQ, but provision for credit losses rose 10.8% QoQ to $3.3 million and non-performing assets increased to 0.77%.

  • ·Shares repurchased: 447,211 at average $48.30 per share.
  • ·Loan to deposit ratio: 84.11% (down from 86.05% QoQ).
  • ·Average non-interest bearing deposits: 30.6% of total deposits.
  • ·Gross loan originations/draws: $388.7 million (down from $502.8 million QoQ).
Goldman Sachs Private Credit Corp.8-Kneutralmateriality 7/10

23-04-2026

Goldman Sachs Private Credit Corp., acting as equityholder and investment advisor, along with borrower GS Private Credit SPV Public I LLC, entered into the Fourth Amendment to the Revolving Credit and Security Agreement on April 17, 2026, with BNP Paribas as administrative agent and lender, and State Street Bank and Trust Company as collateral agent. The amendment modifies the facility originally dated September 28, 2023, following prior amendments on May 30, 2024, October 31, 2024, and January 31, 2025, with changes detailed in Appendix A (not provided). The parties represent no Default or Event of Default exists, and all prior representations and warranties remain true and correct.

  • ·Amendment effective upon execution, payment of fees, consents/approvals, and receipt of legal opinion from Dechert LLP.
  • ·Governed by New York law.
SOUTHERN MISSOURI BANCORP, INC.8-Kmixedmateriality 8/10

23-04-2026

Southern Missouri Bancorp reported preliminary Q3 FY2026 net income of $17.8 million, up 13.3% YoY, with diluted EPS of $1.60 (up 15.1% YoY), NIM expansion to 3.67%, and gross loans up 7.4% YoY to $4.322 billion. However, provision for credit losses rose to $2.1 million (up from year-ago), nonperforming loans increased to 0.70% of gross loans, cash equivalents and time deposits fell 58.9% YoY, and EPS declined 1.2% QoQ. The board declared a quarterly dividend of $0.25 per share, payable May 29, 2026.

  • ·Conference call scheduled for April 23, 2026, at 9:30 AM CT.
  • ·Tangible book value per share $45.80, up 13.5% YoY.
  • ·Non-owner occupied commercial real estate concentration 291.2% of Tier 1 capital and ACL.
  • ·Net charge-offs 0.04% annualized in Q3 FY2026 vs. 0.11% YoY.
  • ·Loans anticipated to fund in next 90 days: $177.7 million.
Capstone Green Energy Holdings, Inc.8-Kneutralmateriality 6/10

23-04-2026

On April 21, 2026, the Board of Directors of Capstone Green Energy Holdings, Inc. approved an amendment to the 2023 Equity Incentive Plan, increasing the maximum number of shares of common stock issuable from 4,000,000 to 7,000,000. This change expands the equity pool available for incentives but introduces potential shareholder dilution. The amendment is filed as Exhibit 10.1.

  • ·Form 8-K filed on April 23, 2026; event reported as of April 21, 2026; signed April 22, 2026
  • ·Common stock trades as CGEH on OTCQX, par value $0.001 per share
ServiceNow, Inc.10-Qmixedmateriality 9/10

23-04-2026

ServiceNow reported Q1 2026 total revenues of $3,770 million, up 22% YoY from $3,088 million, with subscription revenues growing 22% to $3,671 million. However, net income increased only 2% to $469 million, income from operations rose 12% to $503 million amid higher operating expenses up 17% to $2,327 million, and operating cash flow was nearly flat at $1,670 million versus $1,677 million. Cash and equivalents declined to $2,702 million from $3,726 million at December 31, 2025, driven by $2,225 million in common stock repurchases and a $1,325 million business combination.

  • ·Goodwill increased to $4,541 million from $3,578 million at Dec 31, 2025.
  • ·Intangible assets, net rose to $1,479 million from $1,121 million at Dec 31, 2025.
  • ·Treasury stock increased to $5,375 million from $3,045 million at Dec 31, 2025 due to repurchases.
  • ·Stock-based compensation expense was $547 million in Q1 2026, up from $470 million in Q1 2025.
PG&E Corp10-Qmixedmateriality 8/10

23-04-2026

PG&E Corporation reported total operating revenues of $6,881 million for the three months ended March 31, 2026, up 15% YoY from $5,983 million, with electric revenues increasing 20% to $4,967 million while natural gas revenues grew 4% to $1,914 million, driving operating income to $1,478 million (+20%) and net income to $954 million (+37%). However, total operating expenses rose 14% to $5,403 million due to a 41% increase in cost of electricity to $561 million and 18% higher operating and maintenance expenses at $3,104 million, and net cash provided by operating activities declined to $2,588 million from $2,955 million.

  • ·Wildfire-related claims, net of recoveries: $0 in Q1 2026 (down 100% YoY from $49 million)
  • ·Wildfire Fund expense: $102 million in Q1 2026 (up 34% YoY)
  • ·Net cash used in investing activities: $(3,302) million in Q1 2026 (increase of $38 million YoY)
  • ·Net cash provided by financing activities: $902 million in Q1 2026 (down $673 million YoY)
INTERNATIONAL BUSINESS MACHINES CORP10-Qmixedmateriality 9/10

23-04-2026

IBM's Q1 2026 revenue increased 9% YoY to $15,917 million from $14,541 million, with Sales up 13% to $8,009 million and Services up 6% to $7,688 million, while Net income rose 15% to $1,216 million or $1.28 diluted EPS from $1.12. Gross profit grew 11% to $8,950 million and operating cash flow improved 18% to $5,169 million. However, cash and equivalents fell to $10,819 million from $13,587 million at December 31, 2025, driven by $10,465 million in business acquisitions, with total debt rising to $66,361 million from $61,260 million.

  • ·Goodwill increased to $74,709 million from $67,717 million QoQ, reflecting acquisitions.
  • ·Total assets grew to $156,229 million from $151,880 million QoQ.
  • ·Total liabilities rose to $123,174 million from $119,139 million QoQ.
  • ·Dividends paid $1,576 million at $1.68 per share.
  • ·Research and development expense up to $2,173 million from $1,950 million YoY.
Strategic Education, Inc.8-Kmixedmateriality 8/10

23-04-2026

Strategic Education, Inc. reported Q1 2026 consolidated revenue up 0.8% YoY to $305.9 million, with operating income rising to $41.1 million (13.4% margin from 13.1%) and net income increasing to $32.8 million, driven by strong Education Technology Services (ETS) performance including 21% revenue growth to $41.5 million and Sophia Learning subscribers up 40% YoY. However, U.S. Higher Education (USHE) revenue declined 3.8% to $212.6 million amid a 0.8% drop in enrollment, and Australia/New Zealand (ANZ) revenue fell 4.0% on a constant currency basis with enrollment down 2.5%. The company repurchased 493,105 shares for $40.0 million and declared a $0.60 per share quarterly dividend.

  • ·Adjusted EBITDA Q1 2026: $62.2 million (up from $60.0 million YoY).
  • ·Diluted EPS Q1 2026: $1.48 (up from $1.24 YoY).
  • ·Cash provided by operations Q1 2026: $87.4 million (up from $67.7 million YoY).
  • ·Free cash flow Q1 2026: $77.3 million (up from $57.3 million YoY).
  • ·Quarterly dividend payment date: June 1, 2026; record date: May 22, 2026.
  • ·Conference call: April 23, 2026 at 10:00 a.m. ET.
ARVANA INC8-Kmixedmateriality 7/10

23-04-2026

Arvana, Inc. entered into a Settlement Agreement on January 13, 2026, with J.P. Carey Enterprises, Inc. to resolve claims totaling $188,379.32 through the issuance of an undetermined number of common stock shares at a 40% discount, plus an additional 250,000 shares for legal fees, approved by court order on April 11, 2026. While this resolves ongoing litigation without cash outlay, it poses significant shareholder dilution risk as the variable share issuance could exceed current outstanding shares and is subject to a 4.99% beneficial ownership limit, requiring multiple tranches.

  • ·Settlement Agreement dated January 13, 2026; Court fairness hearing on April 7, 2026; Order entered April 11, 2026.
  • ·Litigation: J.P. Carey Enterprises, Inc. v. Arvana, Inc., Case No. CACE-26-000427, Circuit Court of the Seventeenth Judicial Circuit, Broward County, Florida.
  • ·Shares issued under Section 3(a)(10) exemption; Company must maintain sufficient authorized shares and avoid impairing stock trading status.
Analyst IMS Investment Management Services Ltd.13F-HRneutralmateriality 6/10

23-04-2026

Analyst IMS Investment Management Services Ltd., an Israel-based investment manager, filed its 13F-HR on April 23, 2026, reporting equity holdings as of March 31, 2026, primarily in U.S. large-cap stocks and ETFs. Key positions include $1.01B in Invesco QQQ Trust (1,749,618 shares), $538M in SPDR S&P 500 ETF Trust (827,640 shares), $344M in Vanguard S&P 500 ETF (576,470 shares), and notable individual holdings such as $64M in Teva Pharmaceutical Industries Ltd. (2,116,302 shares) and $34M in Wix.com Ltd. (381,556 shares). The portfolio spans over 150 positions with no quarter-over-quarter changes detailed in the filing.

  • ·Business address: 46 Rothschild Blvd, Tel-Aviv, L3 66883, Israel.
  • ·SEC file number: 028-16827.
  • ·Holdings include significant Israeli-linked names like Check Point Software Technologies Ltd. (4,223 shares, $603K), Ituran Location and Control Ltd. (246,637 shares DFND 1, $12.1M), and AudioCodes Ltd. (3,592 shares, $9.5M).
HUNTINGTON BANCSHARES INC /MD/8-Kmixedmateriality 9/10

23-04-2026

Huntington Bancshares reported 2026 Q1 net income of $523 million ($0.25 EPS), up 1% QoQ but down 1% YoY due to $263 million in pre-tax acquisition-related expenses; adjusted EPS was $0.37, flat QoQ and up from $0.34 YoY. Acquisitions of Veritex (completed Oct 2025, integrated Jan 2026) and Cadence (closed Feb 1, 2026) drove average loans up 33% YoY to $174.2 billion (+19% QoQ), deposits up 27% YoY to $204.6 billion (+18% QoQ), NII up 33% YoY to $1,891 million (+19% QoQ), and noninterest income up 38% YoY to $682 million (+17% QoQ). However, CET1 ratio fell to 10.2% from 10.4% QoQ, TCE ratio dipped to 7.0% from 7.1% QoQ, nonperforming asset ratio rose to 0.72% (+9bp QoQ), and net charge-offs increased to 0.26% (+2bp QoQ).

  • ·Net interest margin expanded 14bp YoY to 3.24% and 9bp QoQ.
  • ·Return on average tangible common equity (ROTCE) was 11.6%.
  • ·Cash dividends declared per common share $0.155, unchanged.
  • ·Tangible book value per share $9.55, down 3% QoQ but up 9% YoY.
Baozun Inc.20-Fmixedmateriality 9/10

23-04-2026

Baozun Inc.'s 20-F filing presents consolidated balance sheets as of December 31, 2025, showing total assets of RMB 9,691,116 thousand, down 5.1% YoY from RMB 10,207,001 thousand, while total liabilities decreased 5.1% to RMB 4,199,524 thousand. Equity rose 32.2% YoY to RMB 5,433,973 thousand, supported by reduced redeemable non-controlling interests. For FY2025, revenue reached RMB 9,945,483 thousand with operating income of RMB 56,555 thousand, but the company reported a net loss of RMB 199,580 thousand due to RMB 257,318 thousand in other expenses.

  • ·Hypothetical taxation scenario assumes maximum statutory 25% EIT plus 10% withholding tax, resulting in 67.5% net available for distribution to parent/shareholders.
  • ·Preferential 15% EIT rate for certain subsidiaries is temporary and subject to qualification review; not assumed in hypothetical.
  • ·Lower 5% withholding tax possible under tax treaties (e.g., Hong Kong), subject to review.
  • ·VIE structure: WFOE service fees to VIE are tax neutral as deductions for VIE and income for WFOE.
  • ·Redeemable non-controlling interests: RMB 57,619 thousand as of Dec 31, 2025 (down from RMB 1,670,379 thousand in 2024).
PPSC Investment Service Corp13F-HRneutralmateriality 6/10

23-04-2026

PPSC Investment Service Corp, a Tokyo-based investment manager, filed its Form 13F-HR on April 23, 2026, disclosing U.S. equity holdings as of March 31, 2026, totaling approximately $1.27 billion across eight ETFs. The portfolio is concentrated in leveraged and commodity ETFs, with the largest position in Direxion Shares ETF Trust Daily S&P 500 Bull (2x) at $468.3 million (2,532,812 shares) and SPDR Gold Trust at $336.5 million (781,981 shares). Other holdings include SPDR S&P 500 ETF Trust ($223.2 million) and smaller positions in Bitcoin and Ethereum trusts.

  • ·Filing CIK: 0001964389
  • ·SEC File Number: 028-22801
  • ·Filer address: Yotsuya Tower, 1-6-1 Yotsuya, Shinjuku-ku, Tokyo, Japan 160-0004
  • ·Phone: 81-3-6447-4168
DOVER Corp8-Kmixedmateriality 10/10

23-04-2026

Dover Corporation reported Q1 2026 revenue of $2,054 million, up 10% YoY (+5% organic), driven by growth across all five segments including +18% in Climate & Sustainability Technologies and +13% in Clean Energy & Fueling. However, GAAP earnings from continuing operations remained flat at $239 million (0% YoY), while adjusted earnings increased 9% to $309 million and adjusted diluted EPS rose 11% to $2.28. The company issued FY 2026 guidance for revenue growth of 5-7% (organic 3-5%) and adjusted EPS of $10.45-$10.65.

  • ·All five segments reported YoY revenue growth, with Clean Energy & Fueling +13%, Pumps & Process Solutions +9%, Engineered Products +5%, Imaging & Identification +2%, and Climate & Sustainability Technologies +18%.
  • ·Q1 2026 segment earnings margins: Pumps & Process Solutions 31.5%, Imaging & Identification 27.1%, Clean Energy & Fueling 17.9%, Engineered Products 16.9%, Climate & Sustainability Technologies 15.6%.
  • ·FY 2026 guidance: GAAP EPS $8.92-$9.12.
  • ·Share repurchases and dividends paid per share $0.52 in Q1 2026.
DOW INC.8-Kmixedmateriality 9/10

23-04-2026

Dow Inc. reported Q1 2026 net sales of $9,794 million, down 6% YoY from $10,431 million, driven by 2% volume decline and 7% lower local prices, resulting in a GAAP net loss of $445 million and operating EPS loss of $0.14 versus prior earnings of $0.02. While Performance Materials & Coatings net sales were flat at $2,080 million with operating EBIT up $68 million to $117 million, Packaging & Specialty Plastics sales fell 7% to $4,919 million (operating EBIT down $134 million) and Industrial Intermediates & Infrastructure sales declined 8% to $2,626 million (operating EBIT improved modestly by $10 million from a loss). Cash provided by operating activities rose sharply to $1,124 million from $104 million, aided by a NOVA Chemicals litigation payment and working capital gains.

  • ·Suspended Sadara equity loss recognition in Q1 2026 per GAAP.
  • ·Returns to shareholders: $252 million in dividends.
  • ·Dow operates manufacturing sites in 29 countries.
  • ·Earnings conference call webcast scheduled for April 23, 2026 at 8:00 a.m. ET.
BREAD FINANCIAL HOLDINGS, INC.8-Kneutralmateriality 6/10

23-04-2026

Bread Financial Holdings, Inc. filed an 8-K on April 23, 2026, under Item 7.01 Regulation FD Disclosure, announcing a press release providing a performance update as of and for the period ended March 31, 2026. The press release is furnished as Exhibit 99.1 and not deemed filed. No specific financial metrics or performance details are disclosed in the filing body.

  • ·Filing includes securities details: Common Stock (BFH, NYSE); Depositary Shares Each Representing a 1/40th Interest in a Share of 8.625% Non-Cumulative Perpetual Preferred Stock, Series A (BFH PrA, NYSE).
  • ·Company address: 3095 Loyalty Circle, Columbus, Ohio 43219.
  • ·Date of earliest event reported: April 23, 2026.
DOVER Corp10-Qmixedmateriality 7/10

23-04-2026

Dover Corp reported net earnings of $238,433 for Q1 2026, up 3.3% YoY from $230,821, with operating cash flow rising 21.3% to $190,997. However, comprehensive earnings fell 22.5% YoY to $217,807 due to a $20,626 other comprehensive loss, primarily from foreign currency translation. Total assets grew 0.6% QoQ to $13,506,680, but cash and equivalents declined 2.0% QoQ to $1,641,916.

  • ·Dividends paid: $70,446 (Q1 2026)
  • ·Common stock repurchased: $53,937 (Q1 2026)
  • ·Inventories increased $98,052 QoQ to $1,370,836
  • ·Receivables increased $73,206 QoQ to $1,444,558
  • ·Net cash used in investing activities: $61,660 (Q1 2026) vs $74,186 (Q1 2025)
WEST BANCORPORATION INC10-Qmixedmateriality 8/10

23-04-2026

West Bancorporation Inc reported net income of $10,572 thousand for the three months ended March 31, 2026, up 34.8% YoY from $7,842 thousand, with net interest income increasing 16.9% to $24,385 thousand and noninterest income up 13.9% to $2,554 thousand. However, total assets decreased 3.2% QoQ to $4,010,973 thousand from $4,142,244 thousand, driven by a 23.2% drop in cash and cash equivalents to $361,978 thousand and a $133,498 thousand decline in total deposits to $3,334,972 thousand. Basic EPS improved to $0.62 from $0.47 YoY, while comprehensive income fell to $9,671 thousand from $14,753 thousand due to other comprehensive loss.

  • ·Cash dividends declared at $0.25 per common share in both Q1 2026 and Q1 2025.
  • ·No credit loss expense in Q1 2026 or Q1 2025.
  • ·Net cash used in financing activities $140,261 thousand in Q1 2026 vs $39,668 thousand in Q1 2025.
VISTEON CORP10-Qmixedmateriality 8/10

23-04-2026

Visteon Corporation reported Q1 2026 net sales of $954M, up 2% YoY from $934M, but gross margin declined 18% to $113M from $138M amid higher cost of sales and $18M restructuring charges. Net income attributable to Visteon fell sharply 54% to $31M from $67M, with diluted EPS at $1.14 versus $2.44 YoY, while operating cash flow dropped to $6M from $70M. A small acquisition was completed for $59M total consideration, adding $28M goodwill.

  • ·Restructuring expenses of $18M in Q1 2026 (none in Q1 2025).
  • ·Share repurchases of $30M in Q1 2026 (vs $7M in Q1 2025).
  • ·Dividend to shareholders $10M in Q1 2026.
  • ·Small acquisition added $28M goodwill and $37M intangible assets.
  • ·Inventories increased to $316M from $269M QoQ.
Broad Peak Investment Advisers Pte Ltd13F-HRneutralmateriality 6/10

23-04-2026

Broad Peak Investment Advisers Pte Ltd filed its 13F-HR report on April 23, 2026, for the quarter ended March 31, 2026, disclosing 23 equity positions with a total market value of $492,726,735, all held with sole voting authority. Top holdings by value include Unity Software Inc ($57,982,264 for 2,642,765 shares), Broadcom Inc ($57,259,350 for 185,000 shares), and NVIDIA Corporation ($56,294,750 for 322,791 shares). Other notable positions feature RIOT Platforms Inc ($17,922,000 for 1,450,000 shares) and HESAI Group ($16,538,800 for 865,000 shares).

  • ·Filing period end date: March 31, 2026
  • ·Filer address: 260 Orchard Road #14-02 The Heeren, Singapore 238855
  • ·All 23 positions reported as sole ownership with no shared voting authority
  • ·Additional holdings include Amer Sports Inc (418,000 shares, $13,760,560), Coherent Corp (112,300 shares, $26,750,983), and GDS Hldgs Ltd (445,050 shares, $17,931,065)
VALLEY NATIONAL BANCORP8-Kmixedmateriality 9/10

23-04-2026

Valley National Bancorp reported first quarter 2026 net income of $163.9 million ($0.28 per diluted share), down from $195.4 million ($0.33 per share) in Q4 2025 but up from $106.1 million ($0.18 per share) in Q1 2025; adjusted net income was $168.9 million ($0.29 per share). Deposits grew $676.5 million to $52.9 billion and loans increased $692.1 million (5.5% annualized) to $50.8 billion quarter-over-quarter, with net interest income up $6.7 million to $472.8 million on a stable 3.17% tax-equivalent NIM. However, non-interest income fell $7.5 million to $68.8 million, non-interest expense rose $10.5 million to $309.9 million due to higher salaries and FDIC assessments, and net charge-offs were $17.5 million.

  • ·CRE loan concentration ratio declined to 329% at March 31, 2026 from 333% at Dec 31, 2025.
  • ·Non-accrual loans $432.6 million (0.85% of loans) at March 31, 2026, down slightly from $433.9 million (0.87%) at Dec 31, 2025.
  • ·Cost of total average deposits 2.27% in Q1 2026, down from 2.45% in Q4 2025 and 2.65% in Q1 2025.
VISTEON CORP8-Kmixedmateriality 8/10

23-04-2026

Visteon reported Q1 2026 net sales of $954 million, up 2% YoY from $934 million, achieving 3% growth-over-market despite 3-4% declines in industry and customer production, with adjusted EBITDA of $104 million and new business wins of $1.0 billion. However, gross margin fell to $113 million from $138 million due to elevated supply chain costs, net income attributable to Visteon dropped to $31 million from $67 million, operating cash flow declined to $6 million from $70 million, and adjusted free cash flow was an outflow of $23 million. The company reaffirmed full-year 2026 guidance of sales $3.625-$3.825 billion, adjusted EBITDA $455-$495 million, and adjusted free cash flow $170-$210 million.

  • ·Restructuring charges of $18 million in Q1 2026.
  • ·Capital expenditures of $36 million in Q1 2026.
  • ·Third SmartCore™ HPC customer win in China for a premium brand of a domestic Chinese OEM.
  • ·SmartCore™ cockpit domain controller win for vehicles in India and emerging markets.
  • ·First launch with Lexus featuring driver display on redesigned Lexus ES.
  • ·Digital cluster launch on Infiniti QX65 crossover in North America.
  • ·Launches in India: Hyundai Verna, Tata Tiago, Renault Duster.
Minerva Neurosciences, Inc.DEFA14Aneutralmateriality 6/10

23-04-2026

Minerva Neurosciences, Inc. filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting of Stockholders on June 3, 2026, at 8:30 AM EDT, with voting deadline June 2, 2026, 11:59 PM ET. Key proposals include electing David Kupfer and Jan van Heek as Class III directors until the 2029 Annual Meeting, amending the Charter to allow exculpation of certain officers and eliminate the exclusive forum provision, advisory approval of named executive officer compensation, preference for 1-year say-on-pay frequency, and ratification of Deloitte & Touche LLP as auditors for FY ending December 31, 2026. The Board recommends FOR on all items except the 1-year frequency preference.

  • ·Proxy materials available online at www.ProxyVote.com or request paper/email copy by May 20, 2026.
  • ·Filed on April 23, 2026, as Definitive Additional Materials (no fee required).
Iridium Communications Inc.10-Qmixedmateriality 8/10

23-04-2026

Iridium Communications Inc. reported Q1 2026 total revenue of $219.1M, up 2% YoY from $214.9M, driven by growth in services (+2%) and engineering support (+9%), but offset by a 13% decline in subscriber equipment sales. Operating income fell 16% YoY to $50.7M due to higher operating expenses (+9%), leading to net income of $21.6M, down 29% YoY from $30.4M. Cash from operations improved 17% YoY to $71.6M, with cash and equivalents rising to $111.6M at quarter-end.

  • ·Total assets increased slightly to $2,532.3M at March 31, 2026 from $2,531.0M at December 31, 2025.
  • ·Stockholders’ equity rose to $468.4M from $462.6M QoQ.
  • ·Capital expenditures increased 22% YoY to $30.0M.
  • ·No repurchases of common stock in Q1 2026, compared to $70.5M in Q1 2025.
AMERICAN EXPRESS CO8-Kmixedmateriality 9/10

23-04-2026

American Express reported strong Q1 2026 results with total revenues net of interest expense up 11% YoY to $18,907 million (10% FX-adjusted), net income up 15% to $2,971 million, and diluted EPS up 18% to $4.28, driven by 10% YoY billed business growth to $428.0 billion (9% FX-adjusted). However, consolidated provisions for credit losses increased to $1.3 billion from $1.2 billion a year ago, and expenses rose 11% to $13.9 billion, while average diluted shares outstanding declined 2% to 686 million. The company reaffirmed FY 2026 revenue growth guidance of 9-10% and EPS of $17.30-$17.90.

  • ·Net write-off rate improved to 2.0% from 2.1% YoY.
  • ·Consolidated effective tax rate was 21.4%, down from 22.4% YoY.
  • ·Became Official Payments Partner of the NFL globally and extended NBA partnership.
  • ·Opened new Centurion Lounges in Las Vegas and New Delhi.
  • ·Ranked #4 on Great Place to Work’s 2026 list of the 100 Best Companies to Work For in the U.S.
Iridium Communications Inc.8-Kmixedmateriality 9/10

23-04-2026

Iridium Communications Inc. reported Q1 2026 total revenue of $219.1 million, up 2% YoY, driven by 2% service revenue growth to $158.0 million and 5% increase in total billable subscribers to 2,555,000, led by commercial IoT. However, net income declined to $21.6 million from $30.4 million YoY, OEBITDA fell to $116.3 million from $122.1 million due to changes in incentive compensation, equipment sales dropped 13% to $20.2 million, and several segments like commercial broadband (-5%) and government subscribers (-9% to 121,000) underperformed. The company reiterated FY2026 outlook with service revenue flat to +2% and OEBITDA of $480-490 million.

  • ·Commercial service revenue $130.4M, 60% of total revenue.
  • ·Government service revenue $27.6M, up 3% YoY.
  • ·Commercial voice/data ARPU $48 (up from $45).
  • ·Commercial IoT ARPU $7.63 (down from $7.75).
  • ·Commercial broadband ARPU $254 (down from $261).
  • ·Net leverage 3.4x TTM OEBITDA.
  • ·FY2026 OEBITDA guidance $480-490M impacted by $17M incentive comp change.
  • ·Cash taxes < $10M/year through 2027.
Minerva Neurosciences, Inc.DEF 14Aneutralmateriality 7/10

23-04-2026

Minerva Neurosciences, Inc. filed a DEF 14A proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on June 3, 2026 at 8:30 a.m. ET. Key proposals include electing two Class III directors (Dr. David Kupfer and Jan van Heek to serve until 2029), approving amendments to the Certificate of Incorporation to enable exculpation of certain officers and eliminate the exclusive forum provision, advisory votes on named executive officer compensation and say-on-pay frequency, and ratifying Deloitte & Touche LLP as auditors for FY 2026. As of the record date April 9, 2026, 43,841,998 shares of common stock and 3,296 shares of Series A Preferred Stock were outstanding.

  • ·Annual Meeting accessible via live webcast at www.virtualshareholdermeeting.com/NERV2026; requires 16-digit control number.
  • ·Stockholder list available for examination 10 days prior to meeting at principal offices or via email to info@minervaneurosciences.com, and during the meeting online.
Lovesac CoDEFA14Aneutralmateriality 8/10

23-04-2026

Lovesac Co filed definitive additional proxy soliciting materials (DEFA14A) on April 23, 2026, for its Annual Meeting of Stockholders on June 9, 2026, at 10:00 AM ET virtually. Key proposals include election of eight director nominees (Alan Boehme, Andrew Heyer, Sharon Leite, Wan Ling Martello, Walter McLallen, Vineet Mehra, Shawn Nelson, Shirley Romig), advisory approval of fiscal 2026 named executive officer compensation, and ratification of Deloitte & Touche LLP as independent auditors for the fiscal year ending January 31, 2027. The Board recommends voting FOR all proposals; proxy materials including the full Proxy Statement and 10-K are available online at www.astproxyportal.com/ast/22259.

  • ·Registration deadline: 11:59 PM ET on June 8, 2026 at www.viewproxy.com/LovesacCompany/2026/
  • ·Request paper/email proxy materials by May 25, 2026 via www.astproxyportal.com/ast/22259 or phone/email
  • ·Voting options: online at www.voteproxy.com, telephone, or mail (after requesting card)
  • ·Fiscal year end: February 4; Auditor for FY ending January 31, 2027
Lovesac CoDEF 14Aneutralmateriality 6/10

23-04-2026

Lovesac Co (LOVE) filed its DEF 14A Definitive Proxy Statement on April 23, 2026, for the 2026 Annual Meeting of Stockholders, to be held virtually on June 9, 2026, at 10:00 a.m. ET via https://web.viewproxy.com/LovesacCompany/2026. Stockholders of record as of April 16, 2026, are entitled to vote on matters outlined in the proxy, with registration required by 11:59 p.m. ET on June 9, 2026. The notice is signed by Shawn D. Nelson, Founder and Chief Executive Officer.

  • ·Fiscal year end: February 4
  • ·Company address: 421 Atlantic Street, Suite 200, Stamford, CT 06901
  • ·Business phone: 203-817-2279
  • ·Record date: April 16, 2026
  • ·Meeting registration deadline: 11:59 p.m. ET on June 9, 2026

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