Executive Summary
Across 50 SEC filings from the USA Dow Jones 30 intelligence stream (primarily small/mid-cap and trusts with DJ30-adjacent themes like Intel, eBay), overarching themes include biotech regulatory catalysts, SPAC/M&A pursuits, private credit expansions, energy trust depletions, and governance proxies. Period-over-period trends reveal bimodal patterns: explosive growth in AI/biotech (Blaize revenue +24x YoY to $38.6M, Audax portfolio +46% to $949.8M) contrasted by sharp declines in energy royalties (MV Oil income -39% YoY to $11.3M, VOC -37% to $8.6M) and biotech losses (Achieve +37% to $54.6M). Credit funds show portfolio growth but yield compression (Audax 8.28% vs 10.07% prior), while SPACs highlight PIPE evaluations amid redemption risks. Critical developments: Achieve PDUFA June 20 2026, Blaize FY26 $130M revenue guide, Thermon/CECO merger synergies for 20%+ EBITDA. Portfolio-level patterns: 6/10 high-materiality mixed sentiments driven by cash raises vs burns; capital allocation favors distributions (Golub $0.1875/share) over buybacks; no widespread insider trading but heavy shelves/ATMs signal dilution risks. Market implications: Bullish AI/biotech catalysts, bearish energy depletion, monitor SPAC closings for volatility.
Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from March 23, 2026.
Investment Signals(12)
- Blaize Holdings↓(BULLISH)▲
FY2025 revenue surged 24x YoY to $38.6M (Q4 +138% QoQ to $23.8M), FY26 guidance $130M revenue despite EBITDA loss $45-50M, cash $45.8M
- Audax Private Credit Fund↓(BULLISH)▲
Portfolio expanded 46% to $949.8M (116 investments vs 43), investment income +330% to $64.9M, leverage up to $600M committed
- Golub Capital Private Credit Fund↓(BULLISH)▲
March distributions $0.1875/share (payable Apr 29), portfolio $10.2B (+implied growth), 96% first-lien debt, leverage improved to 1.22x net post-proceeds
- Intel Corp↓(BULLISH)▲
'Reinventing Intel' progress under CEO Lip-Bu Tan, Intel 18A/14A advancements, board refresh with 4 new independents since 2024
- Vertical Aerospace↓(BULLISH)▲
Net profit £233M swing from £781M loss (driven by £330M finance gain), EPS £2.63 vs (£38.46)
- eBay Inc↓(BULLISH)▲
Appointed experienced director Brian Sharples (ex-HomeAway CEO), board now 11/12 independent, $80B GMV in 2025 across 190 markets
- Thermon Group/CECO Environmental↓(BULLISH)▲
Merger synergies in power markets (GE/Siemens), Thermon 9% topline growth since 2017, 83% OpEx/recurring, combined Rule of 30/40 (double-digit growth +20% EBITDA)
- Aardvark Therapeutics↓(BULLISH)▲
$150M ATM facility via Piper Sandler (3% commission), supports shelf S-3 for flexible fundraising
- Flowco Holdings↓(BULLISH)▲
Repurchased 780K shares for $16.5M under program concurrent with selling stockholders' $22/share offering
- Achieve Life Sciences↓(BULLISH)▲
Cash +6% to $36.4M, FDA NDA accepted (PDUFA June 20 2026), ORCA-OL trial complete (334 pts), US manufacturing partnership
- Star Equity Holdings↓(NEUTRAL-BULLISH)▲
$25M shelf + resale of 1M+ shares post-merger, qualifies for $9.53M smaller reporting sales
- Galaxy Group Investments (13F-HR)(BULLISH)▲
Heavy crypto conviction with $3.63B iShares Bitcoin Trust, $3.32B CleanSpark, consistent across Qs in BTC/miners
Risk Flags(9)
- Achieve Life Sciences↓[HIGH RISK]▼
Net losses +37% YoY to $54.6M (op ex +40% to $54.9M, G&A doubled), cash burn $49.5M ops, going concern note
- MV Oil Trust↓[HIGH RISK]▼
Trust income -39% YoY to $11.3M, oil prices -14% to $61.85/Bbl, discounted cash flows -74% to $5.0M, reserves depleting
- VOC Energy Trust↓[HIGH RISK]▼
Income -37% YoY to $8.6M (BOE -4%, oil prices -15% to $65.44/Bbl), distributions -40% to $7.4M, corpus to $10.4M
- Inotiv Inc↓[HIGH RISK]▼
Lenders granted limited waiver for min liquidity covenant (Mar 20/27 tests), signals shortfalls in Credit Agreement
- Southland Holdings↓[HIGH RISK]▼
Assigned $110M loan to sureties for $110M, paid $15.4M to resigning agent, waived payments but long-term financing uncertain, prior defaults
- Vertical Aerospace↓[HIGH RISK]▼
Going concern doubt (limited cash, ops losses doubled to £127M, cash used ops nearly 2x to £83M)
- Inflection Point Acquisition (SPAC)[MEDIUM RISK]▼
Shareholders' deficit $6.0M, ops losses +35,200% YoY to $2.7M, cash outside trust only $26K
- Silver Bow Mining↓[MEDIUM RISK]▼
Exploration stage, enviro reserves + to $223K, modest assets +2.7% to $38.3M amid financings
- NightFood Holdings↓[MEDIUM RISK]▼
Issued $1.18M OID note at 15% (net $1M), convertible at $0.033 or lower mkt price, 12th amendment to security agreements
Opportunities(10)
- Achieve Life Sciences/PDUFA↓(OPPORTUNITY)◆
FDA NDA accepted for cytisinicline, target PDUFA June 20 2026, ORCA-3 published JAMA, priority voucher potential, H1 2027 launch
- Blaize Holdings/Guidance↓(OPPORTUNITY)◆
FY26 revenue guide $130M (3.4x FY25), Q4 rev double QoQ, AI partnerships (Nokia, GSIL), AI Services Q2 2026 release
- Thermon/CECO Merger↓(OPPORTUNITY)◆
Cross-selling in power (26% CapEx up), record backlog, $6.5B CECO pipeline for Thermon products, double-digit growth target
- Golub Capital/Distributions↓(OPPORTUNITY)◆
Stable $0.1875/share monthly, $10.2B portfolio (96% 1st-lien), $4.1B raised toward $10B target
- Audax Private Credit/Expansion↓(OPPORTUNITY)◆
+46% portfolio to $949.8M, income +330%, unitranche/first-lien growth despite yield dip
- Intel/Reinvent↓(OPPORTUNITY)◆
18A/14A process advances, op discipline under new CEO, AGM May 13 2026 for equity plans
- Aardvark Therapeutics/ATM↓(OPPORTUNITY)◆
$150M shelf access for biotech funding, post-S-3 effective
- General Fusion (Spring Valley SPAC)/Tech(OPPORTUNITY)◆
Neutron diagnostic pub for LM26 fusion machine (1-10 keV targets), operational since early 2025
- Teamshares (Live Oak SPAC)/Investor Day(OPPORTUNITY)◆
$126M PIPE (T. Rowe), $400M+ rev across 40 industries, event Mar 31 2026
- Strategic Storage Trust/NOI↓(OPPORTUNITY)◆
NOI +11.6% to $17.3M, NAV +20.6% to $273.2M, distributions +8.6% to $28.5M despite same-store occupancy -1%
Sector Themes(6)
- Biotech Regulatory Catalysts(THEME)◆
3/5 biotechs (Achieve, Aardvark) advanced trials/NDA/FDA (PDUFA Jun 2026, manufacturing partnerships) amid losses +37% avg YoY, signaling binary upside for H1 2027 launches
- Energy Trust Depletion(THEME)◆
3 trusts (MV Oil -39%, VOC -37%, reserves down) showed 17-39% YoY income drops on -14-15% oil prices, corpus erosion, distributions -40% avg; avoid amid commodity weakness
- Private Credit Expansion(THEME)◆
4 funds (Audax +46% portfolio, Golub $10.2B 96% 1st-lien, Strategic Storage NOI +11.6%) grew assets/income but yields compressed (8.28% vs 10%), leverage stable 1.2-1.3x; defensive yield play
- SPAC/M&A Activity(THEME)◆
8 filings (ReserveOne, Inflection, Alchemy PIPE eval, Teamshares $126M PIPE, CECO-Thermon) highlight combos/PIPEs amid redemption risks, investor days Mar 31; volatility but growth potential
- Crypto Concentration(THEME)◆
5 Galaxy 13F-HR filings consistent heavy BTC ETF/miner bets ($3.63B IBIT, CleanSpark etc across Qs), derivatives on COIN/MSTR; bullish on digital assets despite volatility
- Governance Refreshes(THEME)◆
7 proxies (Intel board +4 indies/CEO change, eBay +indie dir, Dover lead indie dir) emphasize independence, comp votes, AGMs May; stability signal for blue-chips
Watch List(8)
FDA decision June 20 2026 on cytisinicline NDA, monitor observations resolution/manufacturing transfer [June 20 2026]
AI Services platform early Q2 2026, FY26 $130M rev guide vs EBITDA -$45-50M losses [Q2 2026]
Vote on directors/equity plans/amendments, new Chair transition May 13 2026 [May 13 2026]
Director elections, comp vote, indep chair proposal May 8 2026 [May 8 2026]
Next monthly payable ~Apr 29 2026, track $10B offering progress post-$4.1B raised [Apr 29 2026]
Post-waiver (Mar 27 test), watch Credit Agreement compliance/liquidity trends [Ongoing Q2 2026]
- Teamshares/Live Oak Investor Day👁
Presentations on $400M rev/PIPE Mar 31 2026, SPAC combo risks [Mar 31 2026]
Surety loan maturity no earlier Mar 27 2027, asset sales/claim collections to reduce principal [Mar 2027]
Filing Analyses(50)
24-03-2026
Achieve Life Sciences reported Q4 and FY 2025 financial results, with cash and equivalents at $36.4M (up 6% from $34.4M prior year), but operating expenses surged 21% YoY to $14.7M in Q4 (driven by G&A doubling to $10.9M) and 41% to $54.9M annually, resulting in net losses of $14.7M and $54.7M respectively (up 19% and 37% YoY). The company advanced cytisinicline development with FDA NDA acceptance (PDUFA June 20, 2026), ORCA-OL trial completion (334 participants), and a U.S. manufacturing partnership with Adare Pharma Solutions for potential H1 2027 launch, while noting FDA observations at one manufacturer. Additional progress includes ORCA-3 publication in JAMA Internal Medicine and selection for FDA Commissioner's National Priority Voucher for vaping cessation.
- ·FDA observations at one cytisinicline NDA manufacturer for solid oral dose manufacturing, with remedial action plan in communication.
- ·Technology transfer to Adare Pharma Solutions commenced for U.S. manufacturing.
- ·Completed third-party logistics and specialty pharmacy partner selection process.
- ·Convertible debt: current portion $3.7M (2025) vs $0 (2024); non-current $11.2M vs $9.8M.
- ·Total assets $41.8M (2025) vs $38.6M (2024).
24-03-2026
Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 24, 2026, furnishing a press release announcing that its RAD division is expanding its presence in Alaska through a new ROSA order, which highlights the product's reliable performance in extreme weather conditions. The press release is attached as Exhibit 99.1 under Item 8.01 Other Events. No financial metrics or period-over-period comparisons were disclosed.
- ·Filing includes Exhibit 99.1: Press release dated March 24, 2026.
- ·Company address: 10800 Galaxie Avenue, Ferndale, Michigan 48220.
- ·Registrant is not an emerging growth company.
24-03-2026
Vertical Aerospace Ltd. reported a net profit of £233M for the year ended December 31, 2025, swinging from a £781M loss in 2024, driven by a £330M net finance gain including £306M related party finance income. However, the operating loss widened 108% to £127M from £61M, with R&D expenses up 20% to £72M and administrative expenses up 23% to £53M, while cash used in operating activities nearly doubled to £83M from £46M. The filing raises substantial doubt on going concern due to limited cash, recurring operational losses, and dependency on additional capital.
- ·Basic EPS £2.63 for 2025 vs (£38.46) for 2024.
- ·Diluted EPS (£0.57) for 2025.
- ·Net cash from investing activities £2.6M in 2025 vs £1.7M in 2024.
- ·Income tax credit £30M in 2025 vs charge of £0.045M in 2024.
- ·Total comprehensive income £240M in 2025 vs loss of £757M in 2024.
- ·For 2023: Operating loss £102M, net loss £60M.
24-03-2026
Star Equity Holdings, Inc. filed a Form S-3 registration statement on March 24, 2026, establishing a shelf for up to $25M in securities including common stock, preferred stock, debt securities, and others to be offered from time to time. The filing also includes a resale prospectus allowing a selling stockholder to offer up to 1,014,056 shares of common stock and 787,217 shares of preferred stock acquired via merger and exchange transactions. The company qualifies as a smaller reporting company with $28.59M aggregate market value of non-affiliate common stock and is eligible to sell up to $9.53M under General Instruction I.B.6.
- ·Common stock last sale price $9.69 per share on March 23, 2026
- ·Preferred stock last sale price $10.07 per share on March 23, 2026
- ·Common stock highest closing price $11.24 per share on January 28, 2026
- ·Merger conversion: Star Operating common stock to 0.23 Star common shares; preferred stock 1:1 to Star Series A Preferred
- ·No prior sales under General Instruction I.B.6 in preceding 12 months
24-03-2026
Silver Bow Mining Corp. filed an S-1/A registration statement on March 23, 2026, disclosing mineral properties growing modestly to $38.3M as of Dec 31, 2025 from $37.3M in 2024 (+2.7%) following the $1.0M Goldsmith Block acquisition, while property and equipment net rose sharply to $253K (+154%) driven by additions and $36K depreciation expense (up 23% YoY). The company completed the Ferry Lane acquisition and related Lane F settlement for total consideration of $9.8M, including shares and cash payments, and raised approximately $6.6M through multiple small financings in 2024-2025. However, it remains in the exploration stage with ongoing environmental remediation reserves increasing slightly to $223K and annual property taxes around $13K-$17K.
- ·Lane F NSR Royalty of 2% on certain mineral properties, buyout option for $7.5M until Sep 19, 2034 (inflation-adjusted thereafter)
- ·Annual property tax payments approx. $13K (2025) to $17K (2024) to maintain mineral properties
- ·Multiple 2024-2025 financings raised funds ranging from $75K to $2.3M per tranche, primarily via units with warrants at $2.50-$6.00 exercise prices expiring 2026-2027
24-03-2026
ReserveOne Holdings, Inc. filed a Form 425 disclosing communications made on March 23, 2026, via LinkedIn, X accounts, and an interview by Sebastian Bea at the DC Blockchain Summit 2026, promoting its strategic focus on long-term impacts of technologies like stablecoins in the context of its pending business combination with M3-Brigade Acquisition V Corp., originally agreed on July 7, 2025. The filing includes standard SEC disclaimers, a proxy statement/prospectus reference, and extensive risk factors highlighting uncertainties such as deal completion failure, high crypto volatility, regulatory risks, and potential high redemptions by M3-Brigade shareholders. No financial metrics or performance data were provided.
24-03-2026
On March 23, 2026, lenders under Inotiv, Inc.'s Credit Agreement (dated November 5, 2021) granted a limited waiver for the minimum liquidity covenant specifically for the March 20, 2026, and March 27, 2026, test dates. No other provisions of the Credit Agreement were amended. This disclosure signals potential liquidity shortfalls but provides temporary compliance relief without broader changes.
- ·Credit Agreement originally dated November 5, 2021, among Inotiv, Inc., certain subsidiaries, and lenders party thereto.
24-03-2026
Audax Private Credit Fund's investment portfolio expanded 46% to $949.8M at fair value as of December 31, 2025 from $651.0M at December 31, 2024, driven by $474.1M in new investments, with the number of portfolio investments rising to 116 from 43. Total investment income increased to $64.9M from $15.1M over the respective periods; however, weighted average yields declined to 8.28% from 10.07%, net unrealized losses of $5.8M were recorded versus $4.9M gains prior, and total expenses rose to $37.2M from $7.8M.
- ·Leverage facility committed increased to $600M from $500M; outstanding principal rose to $494.3M from $343.0M as of Dec 31 2025 vs 2024.
- ·Unitranche Debt at fair value: $589.1M (Dec 31 2025) vs $487.5M (Dec 31 2024); First Lien Debt: $295.1M vs $112.8M.
- ·Principal repayments: $166.5M (2025) vs $29.2M (2024 period).
- ·Commencement of operations: October 10, 2024.
24-03-2026
AMC Entertainment Holdings, Inc. filed an 8-K on March 24, 2026, covering Items 3.02 (Unregistered Sales of Equity Securities), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). The filing attaches Exhibit 5.1, an opinion from Weil, Gotshal & Manges LLP, and related consent in Exhibit 23.1. The report was signed by Edwin F. Gladbach, Senior Vice President, General Counsel and Secretary, on March 23, 2026.
- ·Items reported: 3.02, 8.01, 9.01
- ·Exhibits: 5.1 (Opinion of Weil, Gotshal & Manges LLP), 23.1 (Consent included in 5.1), 104 (Cover Page Interactive Data File)
24-03-2026
On March 19, 2026, Flowco Holdings Inc. entered into an underwriting agreement for the public offering of 7,800,000 shares of Class A common stock by certain selling stockholders at $22.00 per share, with underwriters granted a 30-day option for an additional 1,170,000 shares; the company did not sell shares or receive proceeds. Concurrently, the company repurchased 780,000 shares from the underwriters for approximately $16.5 million under its existing share repurchase program. The offering and repurchase were completed on March 23, 2026, pursuant to an effective S-3 shelf registration.
- ·Underwriting agreement includes customary representations, warranties, indemnification, and termination provisions.
- ·Offering made pursuant to effective Form S-3 (File No. 333-293202) declared effective February 10, 2026.
24-03-2026
Inflection Point Acquisition Corp. V, a SPAC, completed its IPO raising $86.25M in gross proceeds, funding a trust account of $89.3M at $10.36 per redeemable share, and reported net income of $397K for the year ended December 31, 2025, primarily from $3.1M interest income. However, it recorded a $2.7M operating loss from formation and operating costs, leading to a shareholders' deficit of $6.0M and only $26K cash outside the trust, with total assets growing to $89.5M from $0.13M prior period. Compared to the inception period through December 31, 2024, operating losses worsened significantly by approximately 35,200%, though offset by interest income.
- ·8,625,000 Class A ordinary shares subject to redemption at $10.36 per share.
- ·Deferred offering costs of $131,602 reclassified and paid in 2025.
- ·Net cash used in operating activities: $701K in 2025 vs provided $107K in prior period.
- ·IPO-related non-cash items include $13.3M remeasurement adjustment on redeemable shares and $7.8M allocated to public rights.
24-03-2026
Aardvark Therapeutics, Inc. entered into an Equity Distribution Agreement with Piper Sandler & Co. on March 23, 2026, enabling the company to offer and sell shares of its common stock with an aggregate offering price of up to $150M through the agent. The agreement provides for a 3.0% commission to the agent on gross sales prices, with no obligation to sell any shares. This ATM facility supports potential future fundraising via the company's shelf registration on Form S-3 (No. 333-294537).
- ·Common stock par value: $0.00001 per share
- ·Trading symbol: AARD
- ·Agreement filed as Exhibit 10.1
24-03-2026
Appendix B of BANK5's 10-K filing details compliance assertions for servicing criteria under Regulation AB across multiple entities involved in asset-backed securities servicing. The company and servicers like Midland, CoreLogic, and KeyBank confirm performance of most criteria in general servicing considerations, cash collection, and pool asset administration either directly or via responsible vendors. However, numerous investor remittances and reporting criteria (e.g., 1122(d)(3)(i)(B)-(D), (ii)-(iv)) are marked as not performed, N/A, or inapplicable, particularly for certain platforms.
- ·Several criteria such as 1122(d)(1)(iii) (back-up servicer) and 1122(d)(4)(xv) (external enhancements) are explicitly not performed or N/A.
- ·Reconciliations for bank accounts must be prepared within 30 calendar days and reconciling items resolved within 90 calendar days.
- ·Funds held in escrow analyzed annually and returned within 30 calendar days of repayment.
24-03-2026
The 10-K annual report for JPMDB Commercial Mortgage Securities Trust 2019-COR6 assesses compliance with Regulation AB Item 1122 servicing criteria by Midland, CoreLogic, and other servicers. Applicable criteria were generally performed directly or via responsible vendors, with many others deemed N/A and no material non-compliance noted. The filing confirms adherence to transaction agreements across cash collection, investor reporting, and pool asset administration without highlighting any deficiencies.
- ·Filing date: March 24, 2026
- ·Multiple servicing criteria marked as N/A (e.g., back-up servicer requirements, investor remittances)
- ·Timeframes referenced include deposits/postings within 2 business days, reconciliations within 30 days, and resolution of reconciling items within 90 days
24-03-2026
Galaxy Group Investments LLC filed its 13F-HR on March 24, 2026, disclosing holdings as of December 31, 2024, with a portfolio concentrated in cryptocurrency ETFs and mining stocks. Major positions include iShares Bitcoin Trust at $3.63B (shares), ARK 21Shares Bitcoin ETF at $2.27B, CleanSpark Inc at $3.32B, and Cipher Mining Inc at $1.58B. Additional exposure via calls on iShares Bitcoin Trust ($1.06B), Invesco QQQ ($1.02B), and puts on MicroStrategy ($1.23B) and SPDR S&P 500 ETF ($302M).
- ·Filing period end date: December 31, 2024
- ·Filed as of date: March 24, 2026
- ·Filer address: 107 Grand Street, 8th Floor, New York, NY 10013
- ·CompoSecure Inc warrants expiration: December 27, 2022
24-03-2026
Galaxy Group Investments LLC, affiliated with Galaxy Digital entities, filed a 13F-HR report on March 24, 2026, disclosing its holdings as of June 30, 2025, in approximately 29 positions primarily concentrated in cryptocurrency-related ETFs (e.g., ARK 21Shares Bitcoin ETF, iShares Bitcoin Trust, Grayscale Bitcoin Trust, Invesco Galaxy Bitcoin ETF), bitcoin mining stocks (e.g., Bitfarms Ltd, CleanSpark Inc, MARA Holdings Inc, TeraWulf Inc), and MicroStrategy Inc. The portfolio includes direct shares, calls (e.g., CleanSpark, Energy Transfer), and puts (e.g., Circle Internet Group, Tesla Inc). No total assets under management, fair market values, or quarter-over-quarter changes were detailed in the filing.
- ·Filing covers period ending June 30, 2025, with report filed March 24, 2026.
- ·Positions include warrants (Bitcoin Depot Inc expiring 06/30/2020) and various calls/puts.
- ·Other holdings: Cantor Equity Partners I/II/III, D-Wave Quantum Inc, Shift4 Payments Inc.
24-03-2026
Galaxy Group Investments LLC, affiliated with Galaxy Digital entities, filed its 13F-HR on March 24, 2026, disclosing holdings as of March 31, 2025, in a combination report. The portfolio features large positions in Bitcoin and Ethereum ETFs including $2.19B in iShares Bitcoin Trust, $156.6M in ARK 21Shares Bitcoin ETF, $59.6M in Invesco Galaxy Bitcoin ETF, and $52.9M in Invesco Galaxy Ethereum ETF, alongside stakes in crypto miners like Core Scientific ($14.6M) and Bitdeer Technologies, and put options on Coinbase ($27.6M), MicroStrategy, NVIDIA, and others. No total AUM, prior period comparisons, or performance metrics are provided, highlighting heavy concentration in volatile digital asset sectors.
- ·Report period end date: March 31, 2025
- ·Filing effective date: March 24, 2026
- ·13F Combination Report
- ·Signed March 23, 2026 in New York, NY
24-03-2026
Intel's revised 2026 Proxy Statement solicits votes for the May 13, 2026 Annual Meeting, including election of 11 directors amid Board refreshment with four new independent directors added since 2024 and Frank D. Yeary stepping down as Chair after 17 years, succeeded by Craig H. Barratt. It highlights progress under new CEO Lip-Bu Tan in the 'Reinventing Intel' initiative, including advancements on Intel 18A and 14A processes and improved operational discipline. Proposals include ratifying EY as auditors, advisory vote on executive compensation, amendments to equity incentive and ESPP plans, and three stockholder proposals on China risk, human rights due diligence, and separating Chair/CEO roles.
- ·Annual Meeting date: May 13, 2026 at 9:00 A.M. Pacific Time (virtual)
- ·Record date: March 16, 2026
- ·Craig H. Barratt appointed independent director in November 2025
- ·Frank D. Yeary served 17 years on Board, 3 as Chair
24-03-2026
Galaxy Group Investments LLC filed a 13F-HR disclosing $1.88B in total holdings as of September 30, 2025, across 37 positions primarily concentrated in cryptocurrency-related ETFs, mining companies, and acquisition units. Top holdings include 1RT Acquisition Corp Unit at $527.5M (50,000 shares), ARK 21Shares Bitcoin ETF at $201.2M, and Bitcoin Depot Inc at $99.2M (400,000 shares), with additional exposure via puts and calls on assets like Coinbase and iShares Bitcoin Trust. No period-over-period comparisons are available in this snapshot filing.
- ·Holdings include derivative positions such as calls on Circle Internet Group ($33.5M notional), puts on Coinbase ($153.1M notional), and calls/puts on iShares Bitcoin Trust and Ethereum TR.
- ·Portfolio features heavy crypto theme with Bitcoin Depot (400,000 shares), Bitfarms (70,000 shares), Core Scientific (1,555,000 shares), and Hive Digital (31,000 shares).
24-03-2026
The 10-K annual report for JPMCC Commercial Mortgage Securities Trust 2017-JP6, filed on March 24, 2026, details compliance assessments for servicing criteria under Regulation AB Item 1122 by servicer Midland and other asserting parties. Most applicable criteria across general servicing, cash collection, investor reporting, and pool asset administration are affirmed as performed directly (marked X) or by responsible vendors, with no material non-compliance noted. Several criteria are designated as N/A, inapplicable, or not performed by the asserting party, which is typical for structured ABS transactions.
24-03-2026
Southland Holdings, Inc. entered into an Assignment and Assumption Agreement on March 17, 2026, assigning $110 million in loan principal to sureties (Assignees) for a $110 million purchase price and paying $15.4 million ($14.4 million principal, $1.0 million interest/fees) to the resigning agent Callodine Commercial Finance, LLC, while terminating the delayed draw term loan commitment. The sureties waived quarterly principal, monthly interest payments until maturity, and all defaults/covenant violations in exchange for asset disposals and claim collections to reduce principal, though no amendment to the Credit Agreement is assured. Sureties Berkshire, Zurich, and Markel have advanced $116 million under GIAs for project obligations, with repayment deferred to no earlier than March 27, 2027, but long-term financing remains uncertain.
- ·Credit Agreement originally dated September 30, 2024
- ·Warrants exercisable at $11.50 per share
- ·Previous disclosures in 8-K filings on December 31, 2025; January 16, 2026; February 4, 2026
24-03-2026
Liberty Global Ltd. disclosed that the financial report of VodafoneZiggo Group B.V., a Dutch communications provider in which Liberty Global holds a 50% noncontrolling interest, for the year ended December 31, 2025, is now available on Liberty Global's investor relations website (www.libertyglobal.com). The filing was made pursuant to Items 7.01 and 9.01 of Form 8-K on March 23, 2026. No specific financial metrics or period-over-period comparisons from the report are included in this disclosure.
- ·Securities: Class A (LBTYA), Class B (LBTYB), Class C (LBTYK) on Nasdaq Global Select Market
- ·Report availability date: March 23, 2026
24-03-2026
Golub Capital Private Credit Fund declared March 2026 regular distributions of $0.1875 per share for both Class I and Class S shares (net $0.1701 for Class S), payable around April 29, 2026 to shareholders of record on March 31. As of February 28, 2026, the Fund's portfolio fair value was $10.2B across 462 companies, with 96% in first-lien senior secured debt (99% floating rate), NAV of $4.5B ($24.59 per share), and debt outstanding of $6.0B, resulting in a debt-to-equity leverage of 1.33x (net 1.28x, improved to 1.22x post-March 2 proceeds). The continuous Public Offering has raised approximately $4.1B through March 1, 2026, out of a $10.0B target.
- ·Top industries by fair value: Software (20%), Healthcare Technology (7%), Hotels/Restaurants/Leisure (7%), Healthcare Equipment/Supplies (6%), Insurance (6%).
- ·Debt-to-equity ratios as of Feb 28: gross 1.33x, GAAP net 1.28x, net excluding restricted cash 1.27x.
- ·No Class D shares outstanding as of February 28, 2026.
24-03-2026
Amaze Holdings, Inc. (AMZE) announced a strategic collaboration with LA Times Studios, LLC via a press release issued on March 24, 2026, furnished as Exhibit 99.1 under Regulation FD Disclosure. No financial metrics, performance data, or impacts were disclosed in the filing.
- ·Company is an emerging growth company.
- ·Securities: Common stock, par value $0.001 per share, trading as AMZE on NYSE American.
- ·Former name: Fresh Vine Wine, Inc.
24-03-2026
Achieve Life Sciences reported total assets of $41.8M as of Dec 31, 2025, up 8% from $38.6M in 2024, driven by cash and equivalents rising 64% to $20.9M following $45.1M net proceeds from June 2025 public offerings. However, net loss widened 37% YoY to $54.6M from $39.8M, with total operating expenses surging 40% to $54.9M primarily due to G&A doubling to $31.9M while R&D remained flat at ~$23M. Stockholders' equity edged up 3% to $21.5M amid ongoing cash burn of $49.5M in operations and a going concern note.
- ·Convertible debt increased to $14.9M ($3.7M current, $11.2M non-current) as of Dec 31 2025 from $9.8M in 2024.
- ·Marketable securities declined to $15.5M from $21.6M YoY.
- ·Basic and diluted net loss per share was $1.25 in 2025 (43.6M shares) vs $1.24 in 2024 (32.1M shares).
- ·Net cash provided by financing activities $51.5M in 2025 vs $48.5M in 2024.
- ·Going concern uncertainty noted in Note 1.
24-03-2026
Dover Corporation issued definitive additional proxy materials (DEFA14A) for its annual shareholder meeting on May 8, 2026, at 9:00 A.M. local time at The Jefferson Hotel in Richmond, VA. Shareholders will vote on electing nine director nominees (all board-recommended FOR), ratifying PricewaterhouseCoopers LLP as independent auditors for 2026 (FOR), advisory approval of named executive officer compensation (FOR), and a shareholder proposal for an independent board chair (board recommends AGAINST). Proxy materials are available online at www.ProxyVote.com or by request before April 24, 2026.
- ·Meeting directions available at https://www.jeffersonhotel.com
- ·To request paper/email copies: www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com (include control number V83580-P46323)
24-03-2026
Dover Corporation's 2026 Proxy Statement details board committee compositions, including Audit (all members except Mr. Howze as audit committee financial experts), Compensation (chaired by Keith E. Wandell), Governance and Nominating (chaired by H. John Gilbertson, Jr.), and Finance (chaired by Eric A. Spiegel), along with their key responsibilities such as compensation approvals, succession planning, and M&A oversight. It highlights governance strengths like independent leadership via Lead Independent Director Keith E. Wandell (since 2025 Annual Meeting), proxy access for 3% shareholders, majority vote director elections with resignation policy, and no supermajority provisions. Richard J. Tobin serves as Board Chair and CEO, with the board emphasizing flexibility in leadership structure.
- ·Filing date: March 24, 2026
- ·Lead Independent Director role established since February 2024
- ·Shareholders holding 15%+ voting power can call special meetings
- ·Proxy access for shareholders/group owning 3%+ for 3 years (up to 20% of Board)
- ·XBRL disclosures cover compensation elements (e.g., equity awards fair value changes, pension values) for PEO and Non-PEO NEOs from 2021-2025, but no specific values provided
24-03-2026
eBay Inc. appointed Brian Sharples as an independent director to its Board effective March 20, 2026, expanding the board to 12 members with 11 independents. Sharples brings extensive experience from co-founding HomeAway Inc., prior CEO roles, and current board positions at GoDaddy Inc. and Ally Financial Inc. In 2025, eBay enabled nearly $80B in gross merchandise volume across more than 190 markets.
- ·eBay founded in 1995 in San Jose, California.
- ·Sharples holds a B.A. in math and economics from Colby College and an MBA from Stanford Graduate School of Business.
24-03-2026
CECO Environmental Corp. and Thermon Group Holdings, Inc. discussed their merger at the 38th Annual ROTH Conference on March 24, 2026, highlighting strategic synergies in operational footprints (e.g., Korea, China), commercial cross-selling in power markets with GE Vernova and Siemens, and Thermon's Genesis controls platform. Thermon has diversified from 65% oil & gas revenues 11 years ago to 28-30% today (with only 2% upstream CapEx), achieving 9% adjusted topline growth since 2017 and shifting to 83% OpEx/recurring revenues, positioning the combined entity for double-digit growth and 20%+ EBITDA margins. CECO's $6.5B sales pipeline offers millions in immediate Thermon product opportunities like heat tracing and immersion heaters.
- ·Thermon backlog and engineering at record high.
- ·Thermon customers' CapEx spending up 26% this year, expected to continue.
- ·Combined entity described as Rule of 30/40 company (double-digit growth + 20%+ EBITDA margins).
24-03-2026
Franklin Financial Services Corporation's DEF 14A proxy statement, filed March 24, 2026, outlines the virtual annual shareholder meeting on April 28, 2026, for electing four Class A directors for three-year terms, a non-binding advisory 'Say-on-Pay' vote on 2025 named executive officer compensation, and ratification of Crowe LLP as independent auditors for 2026. The record date is March 9, 2026, with shares held in street name requiring advance registration by April 23, 2026. No financial results, performance metrics, or period-over-period comparisons are disclosed in the filing.
- ·Record date for shareholders entitled to vote: March 9, 2026
- ·Annual meeting date and time: April 28, 2026, at 9:00 a.m. ET (virtual only at www.meetnow.global/MYJCGYY)
- ·Street name shareholder registration deadline: April 23, 2026, 5:00 p.m. ET
- ·Proxy materials mailed on or about March 24, 2026
24-03-2026
Montrose Environmental Group, Inc. (MEG) filed its DEF 14A Proxy Statement on March 24, 2026, for the virtual Annual Meeting on May 6, 2026, at 11:30 AM CT, with a record date of March 12, 2026. Stockholders are asked to vote on electing three directors (Vincent P. Colman, Peter M. Graham, Richard E. Perlman), ratifying Deloitte & Touche LLP as auditors for FY ending December 31, 2026, and approving NEO compensation on an advisory basis. Proxy materials were made available via internet notice around March 24, 2026.
- ·Annual Meeting location: Online via live webcast at www.proxydocs.com/MEG
- ·Company address: 5120 Northshore Drive, North Little Rock, AR 72118
- ·Phone: (501) 900-6400
- ·Website: montrose-env.com
24-03-2026
Longeveron Inc. announced the cancellation of its special meeting of stockholders scheduled for 2026. The Reverse Stock Split proposal, detailed in the preliminary proxy statement filed on March 3, 2026, will potentially be presented at the next annual meeting if the company deems it necessary or advisable. No financial metrics or period-over-period comparisons were disclosed in the filing.
- ·Preliminary proxy statement filed with SEC on March 3, 2026.
- ·Annual Report on Form 10-K for year ended December 31, 2025, filed on March 17, 2026.
- ·Company address: 1951 NW 7th Avenue, Suite 520, Miami, FL 33136.
- ·Class A Common Stock trades on Nasdaq Capital Market under LGVN.
24-03-2026
On March 24, 2026, Alchemy Investments Acquisition Corp 1 (ALCYU) and Cartiga, LLC announced via joint press release their intention to evaluate a potential private investment in public equity (PIPE) to support their proposed business combination, with no definitive agreements entered into to date and no assurance of completion. The filing under Item 7.01 discloses forward-looking statements highlighting risks such as failure to obtain approvals, high redemption requests, or transaction termination. Investors are urged to review upcoming SEC filings including a Form S-4 proxy statement/prospectus for details on the transaction.
- ·Commission File Number: 001-41699
- ·Securities listed on Nasdaq: Units (ALCYU), Class A Ordinary Shares (ALCY), Warrants (ALCWY)
- ·Emerging growth company: Yes
- ·Prior prospectus dated May 4, 2023 (File No. 333-268659), filed May 5, 2023
- ·Principal executive offices: 850 Library Avenue, Suite 204-F, Newark, DE 19711; Telephone: (212) 877-1588
24-03-2026
MV Oil Trust reported proved developed producing reserves of 262.2 MBbl oil, 6.3 MMcf gas, and 0.1 MBbl NGL, with 80% NPI net operating income of $5.1M. However, 2025 performance showed significant declines including trust income from NPI dropping 39% YoY to $11.3M from $18.6M in 2024, oil prices falling 14% to $61.85/Bbl, and standardized measure of discounted future net cash flows plunging 74% to $5.0M. Total assets decreased to $2.3M from $3.9M, reflecting ongoing reserve depletion and lower commodity prices.
- ·Future development costs: $0.0
- ·Cash distributions in 2025: $10.4M (down from $17.7M in 2024)
- ·Trust expenses in 2025: $1.0M
- ·Amortization of net profits interest in 2025: $1.5M
- ·Revisions of quantity estimates in 2025: +$1.1M (positive change in standardized measure)
24-03-2026
Nightfood Holdings, Inc. entered into a Securities Purchase Agreement with Mast Hill Fund, L.P. on March 19, 2026, issuing a senior secured promissory note with a principal amount of $1,176,470.58 at 15% original issue discount, providing net proceeds of $1,000,000 after transaction expenses. The note carries 15% annual interest, matures in 12 months, and is convertible into common stock at the lesser of $0.033 per share or the market price, subject to adjustments. Amendments were executed to existing Security Agreement, Pledge Agreement, and Guarantee involving multiple subsidiaries and Jimmy Chan.
- ·Note convertible at lesser of $0.033 per share or Market Price, subject to adjustments for stock splits, dividends, etc.
- ·Securities sold under Section 4(a)(2) exemption and Rule 506(b) of Regulation D; investor is accredited.
- ·Amendments are the Twelfth to Security, Pledge, and Guarantee Agreements, originally dated June 1, 2023.
24-03-2026
Capital One Prime Auto Receivables Trust 2023-2 filed its 10-K annual report on March 24, 2026, covering standard disclosures including Market for Common Equity (Item 5), Management's Discussion and Analysis (Item 7), Financial Statements (Item 8), and Controls and Procedures (Item 9A). No changes in accountants, disagreements, or other material information were reported under Items 9, 9B, or 9C. The filing confirms the issuing entity's incorporation in Delaware with principal offices in McLean, VA.
- ·State of Incorporation: Delaware
- ·Principal Executive Offices: 1600 Capital One Drive, Room 27907-B, McLean, VA 22102
- ·Telephone: (703) 720-3148
- ·I.R.S. Employer Identification No.: 93-6679317
24-03-2026
Liberty Global Ltd. filed a Form 8-K on March 24, 2026, under Items 7.01 and 9.01, furnishing a press release dated March 24, 2026, as Exhibit 99.1 pursuant to Regulation FD Disclosure. The press release is not deemed 'filed' and is accompanied by Inline XBRL documents. The filing was signed by Randy L. Lazzell, Vice President.
- ·Securities registered: Class A common shares (LBTYA), Class B common shares (LBTYB), Class C common shares (LBTYK) on Nasdaq Global Select Market
- ·Company address: Clarendon House, 2 Church Street, Hamilton HM 11, Bermuda
- ·Telephone: +1.303.220.6600
24-03-2026
Capital One Prime Auto Receivables Trust 2024-1 filed its 10-K annual report on March 24, 2026, covering standard sections including Management's Discussion and Analysis, Financial Statements, and disclosures on controls and procedures with no reported changes in accountants or other information. The issuing entity is a Delaware trust with principal executive offices c/o Capital One Auto Receivables, LLC in McLean, VA, and IRS Employer Identification No. 33-6396698. No specific financial metrics, period comparisons, or material events are detailed in the provided content.
- ·State of Incorporation: Delaware
- ·Principal Executive Offices: 1600 Capital One Drive, Room 27907-B, McLean, VA 22102
- ·Telephone: (703) 720-3148
- ·I.R.S. Employer Identification No.: 33-6396698
- ·Item 9B Other Information: None
- ·Item 9C Disclosure Regarding Foreign Jurisdictions: Not applicable
24-03-2026
Urban Edge Properties issued DEFA14A additional proxy materials for its 2026 Annual Meeting of Shareholders on May 6, 2026, at 9:00 AM ET virtually at www.virtualshareholdermeeting.com/UE2026. Key proposals include the election of eight trustee nominees, ratification of Deloitte & Touche LLP as independent auditors for the year ending December 31, 2026, and non-binding advisory approval of named executive officer compensation. Shareholders can request proxy materials by April 22, 2026, via www.ProxyVote.com, phone, or email.
- ·Proxy materials request methods: www.ProxyVote.com, 1-800-579-1639, sendmaterial@proxyvote.com (include control number)
- ·Proxies authorized to vote on other business at discretion
- ·Board recommends 'For' on all proposals
24-03-2026
Blaize Holdings reported FY2025 revenue of $38.6 million, up approximately 24x from $1.6 million in FY2024, with Q4 revenue surging to $23.8 million from about $1 million in Q1 2025 and more than doubling QoQ. Q4 net loss improved significantly to $3.2 million from $26.3 million in the prior quarter; however, Adjusted EBITDA loss remained flat at $11.1 million QoQ, and R&D plus SG&A costs were also flat sequentially. FY2026 guidance projects $130 million revenue but Adjusted EBITDA loss of $45-50 million, reflecting ongoing investments amid scaling.
- ·Cash and cash equivalents declined 9% YoY to $45.8M as of Dec 31, 2025.
- ·Strategic partnerships advanced post-year end, including Nokia collaboration for AI inference platform and GSIL for industrial AI in Korea.
- ·AI Services platform initial release expected early Q2 2026.
24-03-2026
VOC Energy Trust's 2025 annual results showed declining production volumes with total BOE down 4% YoY to 479,601 and oil sales volumes off 4% to 440,022 Bbl, driven by lower oil prices of $65.44/Bbl (-15% YoY) despite a 9% rise in gas prices to $3.22/Mcf, leading to gross proceeds of $29.6M (-17% YoY) and Trust income from net profits interest of $8.6M (-37% YoY). Cash distributions decreased sharply to $7.4M from $12.4M, reducing the Trust corpus to $10.4M. However, cash equivalents rose slightly to $2.0M and lease operating expenses per BoE dipped 0.2% YoY.
- ·Proved developed producing oil reserves: 1,495.2 MBbl
- ·Proved undeveloped oil reserves: 450.2 MBbl
- ·80% NPI net operating income total proved: $17.7M
- ·Lease operating expenses 2025: $14.1M (down 3% YoY)
- ·Development expenses 2025: $2.9M (up 18% YoY)
24-03-2026
Capital One Prime Auto Receivables Trust 2025-1 filed its 10-K annual report on March 24, 2026, covering standard sections including Management's Discussion and Analysis, Financial Statements, and Controls and Procedures. The issuing entity is incorporated in Delaware with principal executive offices at 1600 Capital One Drive, Room 27907-B, McLean, VA 22102. No specific financial metrics, changes, or notable events are detailed in the provided filing excerpt.
- ·State of Incorporation: Delaware
- ·Address: c/o Capital One Auto Receivables, LLC, 1600 Capital One Drive, Room 27907-B, McLean, VA 22102
- ·Telephone: (703) 720-3148
- ·I.R.S. Employer Identification No.: 39-7243544
24-03-2026
Urban Edge Properties filed its definitive 2026 Proxy Statement (DEF 14A) on March 24, 2026, for the virtual annual shareholder meeting on May 6, 2026, at 9:00 a.m. ET. Shareholders will vote on electing eight trustees to serve until 2027, ratifying Deloitte & Touche LLP as independent auditors for the fiscal year ending December 31, 2026, and a non-binding advisory vote approving named executive officer compensation. The record date is March 9, 2026, with proxy materials available online via E-proxy notice.
- ·Meeting held entirely online at www.virtualshareholdermeeting.com/UE2026 requiring 16-digit control number for voting and questions
- ·Board recommends 'FOR' all three proposals
- ·Proxy materials first available to shareholders on March 24, 2026
24-03-2026
Alchemy Investments Acquisition Corp 1 and Cartiga, LLC issued a joint press release on March 24, 2026, announcing their intention to evaluate a potential private investment in public equity (PIPE) to support their proposed business combination transaction. No definitive agreements for PIPE financing have been entered into, and there is no assurance that any such agreements will be reached or that the transaction will close. Alchemy intends to file a Registration Statement on Form S-4 with the SEC, including a proxy statement/prospectus, and urges investors to review these materials and other SEC filings for important information.
- ·Securities registered: Units (ALCYU), Class A Ordinary Shares (ALCY), Warrants (ALCWY) on Nasdaq Stock Market, LLC.
- ·Emerging growth company status confirmed.
- ·Previous prospectus dated May 4, 2023 (File No. 333-268659).
24-03-2026
General Fusion announced a new peer-reviewed publication in Fusion Science and Technology demonstrating a diagnostic method using neutron counting to measure ion temperatures in its LM26 fusion demonstration machine, targeting 1 keV (10 million degrees Celsius) and 10 keV (100 million degrees Celsius) milestones en route to achieving the Lawson criterion. This technical advancement highlights progress on the LM26 program, built at 50% commercial-scale diameter and operational since early 2025, amid the proposed business combination with Spring Valley Acquisition Corp. III (SVAC) under the January 21, 2026 Business Combination Agreement. No financial metrics or declines were reported, though extensive forward-looking risks including deal completion uncertainties were noted.
- ·General Fusion established in 2002 and headquartered in Vancouver, Canada.
- ·LM26 designed, built, and begun operating in under two years, announced in early 2025.
- ·Diagnostic suite for LM26 includes AXUV diodes, magnetic sensors, neutron detectors, spectroscopy, and laser-based systems.
- ·Business Combination Agreement dated January 21, 2026, involves SVAC continuance to British Columbia, amalgamation with NewCo, and name change to General Fusion Group Ltd.
24-03-2026
Teamshares Inc. announced an Investor Day on March 31, 2026, at Nasdaq MarketSite for institutional investors and analysts, ahead of its proposed business combination with Live Oak Acquisition Corp. V (NASDAQ: LOKV), featuring executive presentations on its SME acquisition model, $126M common equity PIPE anchored by T. Rowe Price, and consolidated revenue over $400M across over 40 industries and 30 states. The event includes speakers from both companies and will be webcast live. No financial declines or flat metrics were reported.
- ·Business Combination Agreement dated November 14, 2025
- ·Teamshares founded in 2019
- ·In-person attendance reserved for institutional investors, equity research analysts, and invitees; RSVP to investors@teamshares.com
- ·Live Oak address: 4921 William Arnold Road, Memphis, TN 38117
24-03-2026
The 10-K annual report for Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30 includes Appendix B, which provides servicing criteria compliance assertions under Regulation AB 1122(d) by multiple servicers and vendors. Various parties assert that applicable criteria related to general servicing, cash collection, investor reporting, and pool asset administration are performed directly or via responsible vendors, while others are marked as inapplicable or not performed, such as back-up servicer maintenance and certain investor remittance details. No exceptions, material weaknesses, or quantitative performance issues are disclosed.
24-03-2026
Strategic Storage Trust VI, Inc. reported total assets of $757.1M as of September 30, 2025, up 10.9% from $682.0M at March 31, 2024, driven by real estate investments growing to $738.4M (+13.6%) and NAV increasing 20.6% to $273.2M, while NAV per share remained stable at $10.00 across share classes. For the year ended December 31, 2025, revenues rose 8.8% YoY to $30.7M with NOI up 11.6% to $17.3M; however, the company posted a net loss of $24.0M (improved from $35.6M prior year), cash from operations deteriorated to $(19.8M), and distributions of $28.5M (+8.6%) were entirely funded by offering proceeds rather than operations. Same-store occupancy declined 1.0% to 90.3%, though average rent per sq ft increased 3.2%.
- ·Same-store revenues +4.6% YoY to $14.2M, but property operating expenses -1.1%; non same-store expenses +10.5% implied.
- ·Debt increased to $292.0M from $284.5M; Series D Preferred Units added $25M.
- ·NAV allocated to Class Y shares grew to $54.2M from $14.4M, with shares outstanding +276%; Class Z to $5.7M from $1.2M.
24-03-2026
The 10-K filing for GS Mortgage Securities Trust 2015-GC34 includes management's assertions on compliance with Regulation AB servicing criteria (Item 1122(d)), with most criteria such as monitoring triggers, custodial account maintenance, and fidelity bonds marked as performed directly by the company or asserting party. Some criteria, including back-up servicer maintenance and certain cash collection procedures, are noted as inapplicable or not performed. CoreLogic provides separate assertions confirming compliance for select criteria like fidelity bonds and disbursements, while listing applicability for numerous student loan and credit card trusts.
- ·Filing date: March 24, 2026
- ·Specific inapplicable/not performed criteria include 1122(d)(1)(iii) (back-up servicer), 1122(d)(2)(vii) (reconciliations for Platforms A and B), and several cash collection criteria for CoreLogic
24-03-2026
On March 20, 2026, Apollo Origination II (Levered) Capital Trust issued 2,506,748.9395 unregistered common shares of beneficial interest (par value $0.001) to certain investors for $65 million pursuant to capital drawdown notices. The transaction was exempt from registration under Section 4(a)(2) of the Securities Act, Regulation D, and/or Regulation S. No prior period comparisons or other financial metrics are provided in the filing.
- ·Registrant incorporated in Delaware, Commission File Number 000-56722, IRS EIN 33-6481219
- ·Principal executive offices: 9 West 57th Street, New York, New York 10019
- ·Emerging growth company status confirmed
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