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Dow Jones 30 Stocks SEC Filings β€” December 28, 2025

USA Dow Jones 30

43 high priority23 medium priority66 total filings analysed

Executive Summary

A high volume of 66 8-K filings on December 29, 2025, reveals intense year-end corporate activity dominated by neutral-toned entries into material definitive agreements, terminations, financial obligations, and officer changes, with limited direct impact on DJIA blue-chips like Intel and Walmart. Bearish undercurrents emerge from multiple delistings, a bankruptcy, and unregistered equity sales signaling distress and dilution risks in small/mid-caps, while patterns suggest broad restructuring amid financing pressures. Institutional investors face low systemic DJIA risk but should watch for small-cap volatility spillover and M&A alpha in opaque deals.

Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from December 22, 2025.

Investment Signals(4)

  • β–²

    Multiple delistings and bankruptcy indicate acute distress [BEARISH] - Vivakor Inc., UWM Holdings Corp, Abacus Global Management Inc., ModivCare Inc.

  • β–²

    Frequent terminations of material agreements signal deal instability [BEARISH] - Vaxart Inc., Future Vision II Acquisition Corp., Heritage Distilling, Verisk Analytics

  • β–²

    Unregistered equity sales across filings raise dilution concerns [BEARISH] - Intel Corp, Vireo Growth Inc., Shuttle Pharmaceuticals, Faraday Future, Verses AI Inc.

  • β–²

    Wave of new material agreements hints at M&A/strategic pivots [BULLISH/NEUTRAL] - Loar Holdings Inc., Bausch Health, Eve Holding, Dynavax Technologies, Village Super Market

Risk Flags(4)

  • Corporate distress cluster
    β–Ό

    3 delistings (Item 3.01) and 1 bankruptcy (Item 1.03) heighten small-cap default/liquidity risks with portfolio contagion potential

  • Agreement volatility
    β–Ό

    ~20 entries (Item 1.01) vs. several terminations (Item 1.02) without details suggests failed deals and strategic uncertainty

  • Dilution and leverage surge
    β–Ό

    Repeated unregistered sales (Item 3.02) and new obligations (Item 2.03) in 15+ filings amplify balance sheet pressures

  • Governance churn
    β–Ό

    20+ officer/director changes (Item 5.02) indicate leadership instability across firms

Opportunities(4)

  • Opaque M&A wave (30+ Item 1.01 filings)
    β—†

    Alpha from due diligence on undisclosed deals in biotech/auto/AI names like Dynavax, Faraday Future

  • Distress plays
    β—†

    Potential turnaround or asset sales in delisted/bankrupt firms (ModivCare, Vivakor) for vulture investors

  • Financing catalysts
    β—†

    New obligations (Item 2.03) may fund growth in high-materiality filers like Bausch Health, Village Super Market

  • Reg FD disclosures (20+ Item 7.01)
    β—†

    Early intel edge on non-public updates in Intel, CrowdStrike analogs

Sector Themes(3)

  • Restructuring frenzy
    β—†

    Cross-sector M&A flux (entries/terminations/financings) reflects year-end dealmaking amid capital constraints

  • Leadership volatility
    β—†

    Pervasive officer changes signal talent shifts, potentially stabilizing or destabilizing diverse industries

  • Small-cap distress vs. blue-chip calm
    β—†

    Delistings/bankruptcy in micro-caps contrast low-impact DJIA events, highlighting tiered market pressures

Watch List(4)

  • πŸ‘

    ModivCare Inc. bankruptcy (Item 1.03) - Restructuring outcomes, creditor impacts, equity wipeout risk

  • πŸ‘

    Delisting trio (Vivakor, UWM, Abacus Item 3.01) - OTC trading liquidity, further compliance failures

  • πŸ‘

    Intel Corp unregistered sales (Item 3.02) - DJIA exposure to dilution/scrutiny as blue-chip outlier

  • πŸ‘

    Multi-agreement filers (Loar Holdings, Dynavax) - Post-filing details on deals for M&A alpha

Filing Analyses(66)
Orion Group Holdings Inc8-Kneutralmateriality 7/10

29-12-2025

Orion Group Holdings Inc filed a Form 8-K on December 29, 2025 (AccNo: 0001402829-25-000065), reporting entry into a material definitive agreement (Item 1.01), termination of a material definitive agreement (Item 1.02), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), material modifications to rights of security holders (Item 3.03), Regulation FD disclosure (Item 7.01), and financial statements and exhibits (Item 9.01). This is a multi-item filing with no specific transaction details, dollar values, parties, or quantitative impacts disclosed in the provided information.

Loar Holdings Inc.8-Kneutralmateriality 5/10

29-12-2025

Loar Holdings Inc. filed an 8-K on December 29, 2025 (AccNo: 0001193125-25-332267), disclosing entry into a material definitive agreement (Item 1.01), completion of acquisition or disposition of assets (Item 2.01), creation of a direct financial obligation (Item 2.03), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). Specific details on deal structure, parties, valuation, synergies, or impacts are NOT_DISCLOSED. Sector is not specified.

Bausch Health Companies Inc.8-Kneutralmateriality 8/10

29-12-2025

Bausch Health Companies Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0000885590-25-000059, Size: 264 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement of the registrant. Item 9.01 discloses financial statements and exhibits. No specific transaction details, values, parties, or other quantitative data are provided in the filing summary.

Vaxart, Inc.8-Kbearishmateriality 8/10

29-12-2025

Vaxart, Inc. filed an 8-K on December 29, 2025 (AccNo: 0001437749-25-038774, Size: 155 KB) disclosing under Item 1.02 the termination of a material definitive agreement. No details on the agreement's parties, value, strategic role, or financial impacts are provided. Sector not specified.

Eve Holding, Inc.8-Kneutralmateriality 8/10

29-12-2025

Eve Holding, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001554855-25-002333, Size: 750 KB), disclosing under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement. Item 9.01 provides financial statements and exhibits. No transaction details, dollar values, counterparties, or other specifics are stated in the provided filing summary.

Vocodia Holdings Corp8-Kneutralmateriality 3/10

29-12-2025

Vocodia Holdings Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029168, Size: 190 KB) disclosing an officer change under Item 5.02. Item 5.02 covers Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Sector not specified; no specific details on positions, individuals, or reasons provided.

Crown Equity Holdings, Inc.8-Kneutralmateriality 3/10

29-12-2025

Crown Equity Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001477932-25-009191, Size: 131 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, appointment/resignation status, reasons, or compensation are provided. Sector is not specified.

TILE SHOP HOLDINGS, INC.8-Kneutralmateriality 1/10

29-12-2025

TILE SHOP HOLDINGS, INC. filed a Form 8-K on December 29, 2025 (AccNo: 0001140361-25-046671, Size: 153 KB) reporting under Item 8.01 Other Events. No details on the specific event, transaction, or financial impacts are disclosed in the provided filing summary. Sector not specified.

INTEL CORP8-Kneutralmateriality 4/10

29-12-2025

Intel Corp filed a Form 8-K on December 29, 2025 (AccNo: 0000050863-25-000204), reporting under Item 3.02 regarding Unregistered Sales of Equity Securities. No specific details on transaction value, share count, parties, or financial impact are disclosed in the provided filing information. This appears to be a single-item mandatory disclosure.

Bolt Projects Holdings, Inc.8-Kneutralmateriality 3/10

29-12-2025

Bolt Projects Holdings, Inc. filed a Form 8-K on December 29, 2025, reporting under Item 7.01 Regulation FD Disclosure. Accession Number: 0001841125-25-000166, file size 221 KB. No specific details on the disclosure content, events, transactions, or financial impacts are provided.

Volato Group, Inc.8-Kneutralmateriality 3/10

29-12-2025

Volato Group, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001628280-25-058838, Size: 145 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements. Item 9.01 references financial statements and exhibits. No specific details on the affected officer, position, reason, or compensation are provided.

Artificial Intelligence Technology Solutions Inc.8-Kneutralmateriality 3/10

29-12-2025

Artificial Intelligence Technology Solutions Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029162, size 219 KB), disclosing under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are provided in the filing summary. Sector not specified.

Future Vision II Acquisition Corp.8-Kbearishmateriality 8/10

29-12-2025

Future Vision II Acquisition Corp. filed an 8-K on December 29, 2025 (AccNo: 0001829126-25-010308, Size: 274 KB), disclosing under Item 1.02 the termination of a material definitive agreement. Item 9.01 includes financial statements and exhibits. No details on parties, deal structure, valuation, or reasons for termination are provided.

DYNAVAX TECHNOLOGIES CORP8-Kneutralmateriality 7/10

29-12-2025

Dynavax Technologies Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-332264, Size: 922 KB), reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing for material events, but no specific details, transaction values, names, or financial metrics are disclosed in the provided summary. All quantitative data and event specifics are NOT_DISCLOSED.

TGE Value Creative Solutions Corp8-Kneutralmateriality 7/10

29-12-2025

TGE Value Creative Solutions Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-125808, Size: 2 MB), reporting multiple items: Entry into a Material Definitive Agreement (Item 1.01), Unregistered Sales of Equity Securities (Item 3.02), Amendments to Articles of Incorporation or Bylaws/Change in Fiscal Year (Item 5.03), Other Events (Item 8.01), and Financial Statements and Exhibits (Item 9.01). This is a multi-item mandatory filing for specified events, but specific details on the core transaction, dollar values, share counts, or financial impacts are NOT_DISCLOSED in the provided information. Sector is not specified.

Theriva Biologics, Inc.8-Kneutralmateriality 5/10

29-12-2025

Theriva Biologics, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001104659-25-124523, Size: 233 KB), reporting under Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the core event, transaction, financial impacts, or quantitative data are disclosed in the provided filing summary. This is a multi-item voluntary or mandatory disclosure depending on the underlying events, filed from US SEC source.

INOVIO PHARMACEUTICALS, INC.8-Kneutralmateriality 3/10

29-12-2025

INOVIO PHARMACEUTICALS, INC. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-3323322, Size: 164 KB), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item voluntary disclosure as Items 7.01 and 8.01 are typically voluntary. No core event details, transaction values, financial metrics, or other specifics are disclosed in the provided filing summary.

PEOPLES FINANCIAL SERVICES CORP.8-Kneutralmateriality 2/10

29-12-2025

Peoples Financial Services Corp. filed a Form 8-K on December 29, 2025, under Item 8.01 Other Events. The filing has accession number 0001104659-25-124540 and size of 194 KB. No details on the specific event, transaction, or financial impacts are disclosed in the provided filing summary.

Eightco Holdings Inc.8-Kneutralmateriality 1/10

29-12-2025

Eightco Holdings Inc. filed a Form 8-K on December 29, 2025, reporting under Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details, transactions, financial metrics, or quantitative data are disclosed in the provided filing summary. This is a multi-item voluntary disclosure filing with no core event or impact described.

Compass Diversified Holdings8-Kneutralmateriality 5/10

29-12-2025

Compass Diversified Holdings filed a Form 8-K on December 29, 2025 (AccNo: 0001345126-25-000093), reporting Results of Operations and Financial Condition under Item 2.02, accompanied by Financial Statements and Exhibits under Item 9.01. This is a financial results disclosure for the US market. No specific financial metrics, transaction values, or other quantitative details are disclosed in the provided filing summary.

FIDELITY D & D BANCORP INC8-K/Aneutralmateriality 2/10

29-12-2025

Fidelity D & D Bancorp Inc filed a Form 8-K on December 29, 2025 (AccNo: 0001437749-25-038783, Size: 252 KB), disclosing an officer change under Item 5.02, which covers departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on positions affected, individuals involved, reasons for change, or quantitative data are provided in the filing summary.

Loar Holdings Inc.8-K/Aneutralmateriality 3/10

29-12-2025

Loar Holdings Inc. filed an 8-K on 2025-12-29 (AccNo: 0001193125-25-332703, Size: 2 MB) disclosing entry into a material definitive agreement (Item 1.01), completion of acquisition or disposition of assets (Item 2.01), creation of a direct financial obligation (Item 2.03), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). Specific details on deal structure, parties, valuation, consideration, synergies, or financial metrics are NOT_DISCLOSED. Sector is not specified.

Verisk Analytics, Inc.8-Kneutralmateriality 7/10

29-12-2025

Verisk Analytics, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-332544, Size: 166 KB), disclosing under Item 1.02 the termination of a material definitive agreement, Item 7.01 Regulation FD Disclosure, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. No specific details on the terminated agreement, transaction values, financial impacts, or other quantitative data are provided in the filing summary. Sector is not specified.

Heritage Distilling Holding Company, Inc.8-Kbearishmateriality 8/10

29-12-2025

Heritage Distilling Holding Company, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029232), reporting the termination of a material definitive agreement under Item 1.02, Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. This is a multi-item mandatory filing for a material event, but specific details on the agreement, transaction value, financial impacts, or other quantitative data are NOT_DISCLOSED in the provided summary. Sector is not specified.

ECD Automotive Design, Inc.8-Kneutralmateriality 3/10

29-12-2025

ECD Automotive Design, Inc. filed a Form 8-K on December 29, 2025, under Item 7.01 Regulation FD Disclosure. No details on the core event, financial impacts, or quantitative data are explicitly stated in the provided filing summary. AccNo: 0001437749-25-038785, file size: 281 KB.

NightFood Holdings, Inc.8-Kneutralmateriality 2/10

29-12-2025

NightFood Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029235, Size: 1 MB), reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item general filing from the US SEC with no sector specified. No details on the content of the disclosure or exhibits are provided.

Direct Digital Holdings, Inc.8-Kneutralmateriality 3/10

29-12-2025

Direct Digital Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001880613-25-000158, Size: 147 KB), reporting Item 5.07 (Submission of Matters to a Vote of Security Holders) and Item 8.01 (Other Events). No details on the specific matters voted on, nature of other events, transaction values, or financial metrics are disclosed in the provided filing summary. This is a multi-item general filing from the US SEC with sector not specified.

AUTOLIV INC8-Kneutralmateriality 3/10

29-12-2025

Autoliv Inc filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-332977, Size: 291 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer involved, position affected, nature of change (appointment or resignation), reasons, or any quantitative data are provided in the filing summary. Sector is not specified.

Brag House Holdings, Inc.8-Kneutralmateriality 5/10

29-12-2025

Brag House Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-125876, Size: 4 MB), reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the core event, transaction, financials, or exhibits provided. Sector is not specified, and all quantitative metrics are NOT_DISCLOSED.

TREASURE GLOBAL INC8-Kneutralmateriality 7/10

29-12-2025

TREASURE GLOBAL INC filed an 8-K on 2025-12-29 (AccNo: 0001213900-25-125891, Size: 348 KB) disclosing a merger/acquisition event. Items include 1.01 (Entry into a Material Definitive Agreement), 2.01 (Completion of Acquisition or Disposition of Assets), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific deal structure, parties, valuation, or financial metrics are disclosed.

VILLAGE SUPER MARKET INC8-Kneutralmateriality 7/10

29-12-2025

Village Super Market Inc filed a Form 8-K on December 29, 2025 (AccNo: 0000103595-25-000024, size 23 MB), reporting entry into a material definitive agreement under Item 1.01 and creation of a direct financial obligation or off-balance sheet arrangement under Item 2.03, with financial statements and exhibits under Item 9.01. No specific details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided information. This is a multi-item mandatory filing as a material event.

Vivakor, Inc.8-Kbearishmateriality 10/10

29-12-2025

Vivakor, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001829126-25-010328, Size: 193 KB) reporting Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. This discloses a delisting event from the US market. No further details on reasons, financial impacts, or transaction values are provided.

STANDARD PREMIUM FINANCE HOLDINGS, INC.8-Kneutralmateriality 1/10

29-12-2025

STANDARD PREMIUM FINANCE HOLDINGS, INC. filed a Form 8-K on December 29, 2025, under Item 8.01 Other Events. Accession Number: 0001553350-25-000200. File size: 180 KB. No specific details on the event, transaction, or financial impacts are disclosed.

Vireo Growth Inc.8-Kneutralmateriality 6/10

29-12-2025

Vireo Growth Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001104659-25-124843, Size: 221 KB), reporting under Items 3.02 (Unregistered Sales of Equity Securities), 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item general filing with no specific transaction details, dollar values, share counts, or financial metrics disclosed in the provided information. Analysis is limited to item descriptions without core event substance.

Claritev Corp8-Kneutralmateriality 4/10

29-12-2025

Claritev Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001793229-25-000172, size 135 KB), disclosing an officer change under Item 5.02. The item covers departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. No specific positions, individuals, reasons, or quantitative details are disclosed.

Shuttle Pharmaceuticals Holdings, Inc.8-Kneutralmateriality 7/10

29-12-2025

Shuttle Pharmaceuticals Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029361), reporting under Item 1.01 entry into a material definitive agreement, Item 3.02 unregistered sales of equity securities, and Item 9.01 financial statements and exhibits. No specific transaction details, dollar values, share counts, or other quantitative data are disclosed in the provided filing summary. This is a multi-item mandatory disclosure as a material event.

CISO Global, Inc.8-Kneutralmateriality 4/10

29-12-2025

CISO Global, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029360, Size: 214 KB), disclosing an officer change under Item 5.02 covering departures of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on the affected officer, position, appointment/resignation status, reasons, or compensation are disclosed.

Vine Hill Capital Investment Corp. II8-Kneutralmateriality 2/10

29-12-2025

Vine Hill Capital Investment Corp. II filed an 8-K on December 29, 2025 (AccNo: 0001213900-25-126040, Size: 387 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other events or exhibits are provided in the filing summary. Sector not specified.

MID PENN BANCORP INC8-Kneutralmateriality 6/10

29-12-2025

MID PENN BANCORP INC filed an 8-K on December 29, 2025 (AccNo: 0001628280-25-058968), reporting changes in its certifying accountant under Item 4.01 and financial statements and exhibits under Item 9.01. No specific details on the auditor change, reasons, financial impacts, or quantitative data are disclosed in the filing summary. This appears to be a mandatory single-event 8-K filing focused on accounting changes.

MSP Recovery, Inc.8-Kneutralmateriality 3/10

29-12-2025

MSP Recovery, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-335290, Size: 229 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements. Item 9.01 indicates financial statements and exhibits were included. No specific details on positions, names, reasons, or quantitative data are disclosed.

Envoy Medical, Inc.8-Kneutralmateriality 7/10

29-12-2025

Envoy Medical, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-126032, Size: 277 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided summary. Sector not specified.

TGE Value Creative Solutions Corp8-Kneutralmateriality 4/10

29-12-2025

TGE Value Creative Solutions Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-126028, size 161 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are provided in the filing summary. Sector is not specified.

UWM Holdings Corp8-Kbearishmateriality 10/10

29-12-2025

UWM Holdings Corp filed a Form 8-K on December 29, 2025 (AccNo: 0001783398-25-000070, size: 182 KB), reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No additional details on the reasons for delisting, financial impacts, transaction values, or other quantitative metrics are provided in the filing summary. Sector is not specified.

IMAC Holdings, Inc.8-Kneutralmateriality 7/10

29-12-2025

IMAC Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029352, Size: 204 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, transaction value, parties involved, or financial terms are disclosed in the provided summary. This is a multi-item mandatory filing as a material event.

Foxx Development Holdings Inc.8-Kneutralmateriality 5/10

29-12-2025

Foxx Development Holdings Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-126027, Size: 268 KB), disclosing events under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 5.07 (Submission of Matters to a Vote of Security Holders), and Item 9.01 (Financial Statements and Exhibits). No specific details on individuals, positions, reasons for changes, votes, amendments, or exhibits are provided. Sector is not specified.

Global Self Storage, Inc.8-Kneutralmateriality 2/10

29-12-2025

Global Self Storage, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-335265, Size: 145 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, reason for change, or any compensatory arrangements are provided in the available summary. Sector is not specified.

FARADAY FUTURE INTELLIGENT ELECTRIC INC.8-Kneutralmateriality 5/10

29-12-2025

Faraday Future Intelligent Electric Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001213900-25-126069, Size: 341 KB), reporting multiple items including Entry into a Material Definitive Agreement (Item 1.01), Unregistered Sales of Equity Securities (Item 3.02), Material Modifications to Rights of Security Holders (Item 3.03), Amendments to Articles of Incorporation or Bylaws (Item 5.03), and Financial Statements and Exhibits (Item 9.01). This is a multi-item mandatory filing as a material event, but no specific details on transactions, values, or impacts are provided in the summary. Sector not specified.

TEN Holdings, Inc.8-Kneutralmateriality 7/10

29-12-2025

TEN Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029370, Size: 1 MB), reporting multiple items including entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), departures/elections/appointments of directors/officers and compensatory arrangements (Item 5.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). This is a multi-item filing with no specific transaction values, share counts, dollar amounts, named entities, or financial impacts disclosed in the provided summary. Sector is not specified.

ModivCare Inc8-Kbearishmateriality 10/10

29-12-2025

ModivCare Inc filed an 8-K on 2025-12-29 (AccNo: 0001437749-25-038831, Size: 9 MB) reporting bankruptcy or receivership under Item 1.03, alongside entry into (1.01) and termination of (1.02) material definitive agreements, completion of asset disposition (2.01), material modifications to security holders' rights (3.03), changes in control (5.01), director/officer changes (5.02), and Regulation FD disclosure (7.01). This multi-item filing signals severe financial distress and restructuring. No transaction values, financial metrics, or other quantitative details are disclosed.

Forge Global Holdings, Inc.8-Kneutralmateriality 4/10

29-12-2025

Forge Global Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001827821-25-000034, Size: 182 KB), disclosing an officer change event under Item 5.02 covering departures of directors or certain officers, elections of directors, appointments of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on positions affected, names, reasons, or quantitative data are disclosed in the provided filing summary.

CapsoVision, Inc8-Kneutralmateriality 2/10

29-12-2025

CapsoVision, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001378325-25-000043, Size: 172 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are disclosed in the provided filing summary. Sector not specified.

CVR ENERGY INC8-Kneutralmateriality 2/10

29-12-2025

CVR Energy Inc filed an 8-K on December 29, 2025 (AccNo: 0001376139-25-000058, Size: 136 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). No specific details on the affected officer, position, reason, or terms are provided in the available information. Sector not specified.

Abacus Global Management, Inc.8-Kbearishmateriality 10/10

29-12-2025

Abacus Global Management, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001628280-25-059007, Size: 195 KB), reporting under Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory filing indicating a delisting event from the US market. No specific details on delisting reasons, financial impacts, transaction values, or sector provided.

Organogenesis Holdings Inc.8-Kneutralmateriality 7/10

29-12-2025

Organogenesis Holdings Inc. filed an 8-K on December 29, 2025 (AccNo: 0001193125-25-335425, size 219 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 financial statements and exhibits. No details on the agreement, transaction value, or financial impacts are disclosed in the provided summary. Sector not specified.

Algorhythm Holdings, Inc.8-Kneutralmateriality 7/10

29-12-2025

Algorhythm Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029389), disclosing under Item 1.01 entry into a material definitive agreement, Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, Item 3.02 unregistered sales of equity securities, and Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing with no specific transaction details, dollar values, parties, or quantitative impacts provided in the summary. Sector is not specified.

INNO HOLDINGS INC.8-Kneutralmateriality 8/10

29-12-2025

INNO HOLDINGS INC. filed a Form 8-K on December 29, 2025 (AccNo: 0001493152-25-029388, Size: 445 KB), reporting under Item 1.01 entry into a Material Definitive Agreement. Item 9.01 discloses Financial Statements and Exhibits. No details on the agreement, transaction value, or financial impacts are provided in the summary.

LiveWire Group, Inc.8-Kneutralmateriality 4/10

29-12-2025

LiveWire Group, Inc. filed a Form 8-K on 2025-12-29 (AccNo: 0001193125-25-335418, Size: 174 KB) disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for change, or any financial terms are stated. Sector not specified.

MAUI LAND & PINEAPPLE CO INC8-Kneutralmateriality 7/10

29-12-2025

Maui Land & Pineapple Co Inc filed a Form 8-K on December 29, 2025 (AccNo: 0001437749-25-038852, Size: 152 KB), reporting under Item 1.01 entry into a material definitive agreement. No further details on the agreement, transaction value, parties, or financial terms are disclosed in the provided information. Sector not specified.

Walmart Inc.8-Kneutralmateriality 1/10

29-12-2025

Walmart Inc. filed a Form 8-K on December 29, 2025, under Item 8.01 Other Events (Accession No. 0000104169-25-000238, size 247 KB). No core event details, transaction values, financial impacts, or other specifics are disclosed in the provided filing summary. This is a single-item voluntary or mandatory disclosure under Item 8.01, with timing compliance unknown due to lack of event timestamp.

Aptevo Therapeutics Inc.8-Kneutralmateriality 3/10

29-12-2025

Aptevo Therapeutics Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001193125-25-335497, Size: 186 KB), reporting under Item 5.03 amendments to its Articles of Incorporation or Bylaws or a change in fiscal year, and under Item 9.01 financial statements and exhibits. No specific details on the nature of the amendments, fiscal year change, or contents of exhibits are disclosed. Sector is not specified.

EKSO BIONICS HOLDINGS, INC.8-Kneutralmateriality 2/10

29-12-2025

EKSO BIONICS HOLDINGS, INC. filed a Form 8-K on December 29, 2025 (AccNo: 0001437749-25-038864, Size: 223 KB), reporting Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on the core events, transactions, financial impacts, or quantitative data are disclosed in the provided filing summary. Sector is not specified.

Pineapple Financial Inc.8-Kneutralmateriality 3/10

29-12-2025

Pineapple Financial Inc. disclosed an officer change via Form 8-K filed on December 29, 2025 (AccNo: 0001493152-25-029412, Size: 213 KB), under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 8.01 (Other Events). No specific details on the affected officer, position, appointment/resignation status, reasons, or other quantitative data are provided in the available information. Sector is not specified.

CrowdStrike Holdings, Inc.8-Kneutralmateriality 3/10

29-12-2025

CrowdStrike Holdings, Inc. filed a Form 8-K on December 29, 2025 (AccNo: 0001104659-25-124912, Size: 349 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure in Item 7.01, and Financial Statements and Exhibits in Item 9.01. Specific details including the key position affected, appointment or resignation status, reasons for change, named individuals, or any quantitative data are NOT_DISCLOSED in the provided filing summary. Sector is not specified.

HUNTINGTON BANCSHARES INC /MD/8-Kneutralmateriality 1/10

29-12-2025

Huntington Bancshares Inc./MD/ filed a Form 8-K on December 29, 2025, under Item 8.01 Other Events (AccNo: 0001140361-25-046769, Size: 281 KB). No details on the specific event, transaction, financial impact, or other quantitative data are disclosed in the provided filing summary. Sector not specified.

American Drive Acquisition Co8-Kneutralmateriality 2/10

29-12-2025

American Drive Acquisition Co filed an 8-K on December 29, 2025 (AccNo: 0001104659-25-124916, Size: 419 KB), disclosing a merger/acquisition event under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No specific details on deal structure, parties involved, valuation, consideration, or strategic rationale are provided in the filing summary. Sector is not specified, and all quantitative deal metrics are NOT_DISCLOSED.

Verses AI Inc.8-Kneutralmateriality 8/10

29-12-2025

Verses AI Inc. filed a Form 8-K on 2025-12-29 (AccNo: 0001493152-25-029451, Size: 571 KB) reporting multiple items: 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), 3.02 (Unregistered Sales of Equity Securities), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing as a material event, but specific details on transactions, values, counterparties, or impacts are NOT_DISCLOSED.

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Dow Jones 30 Stocks SEC Filings β€” December 28, 2025 | Gunpowder Blog